21st Sep 2015 14:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | Anheuser-Busch InBev SA/NV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,648,739 | 0.73% | 11,123,121 | 0.69% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,891,847 | 0.18% | 447,489 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,122,431 | 0.07% | 1,063,631 | 0.07% | |||||||
| TOTAL: | 15,663,017 | 0.98% | 12,634,241 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 3 | 99.4830 EUR | ||||
| ADR | Purchase | 4 | 114.3600 USD | ||||
| ADR | Purchase | 5 | 114.2900 USD | ||||
| ADR | Purchase | 10 | 114.7700 USD | ||||
| ORD | Purchase | 25 | 98.2800 EUR | ||||
| ORD | Purchase | 30 | 99.7520 EUR | ||||
| ORD | Purchase | 30 | 99.3380 EUR | ||||
| ORD | Purchase | 33 | 98.6600 EUR | ||||
| ORD | Purchase | 33 | 98.0190 EUR | ||||
| ORD | Purchase | 42 | 100.0250 EUR | ||||
| ORD | Purchase | 46 | 98.5800 EUR | ||||
| ORD | Purchase | 58 | 98.4400 EUR | ||||
| ORD | Purchase | 58 | 99.6250 EUR | ||||
| ORD | Purchase | 58 | 99.5240 EUR | ||||
| ORD | Purchase | 58 | 99.4400 EUR | ||||
| ORD | Purchase | 58 | 99.3350 EUR | ||||
| ORD | Purchase | 58 | 99.0200 EUR | ||||
| ORD | Purchase | 58 | 98.5900 EUR | ||||
| ORD | Purchase | 58 | 98.5600 EUR | ||||
| ORD | Purchase | 58 | 98.4550 EUR | ||||
| ORD | Purchase | 58 | 99.6750 EUR | ||||
| ORD | Purchase | 58 | 98.1800 EUR | ||||
| ORD | Purchase | 61 | 98.4200 EUR | ||||
| ORD | Purchase | 64 | 98.5400 EUR | ||||
| ORD | Purchase | 64 | 99.2940 EUR | ||||
| ORD | Purchase | 64 | 98.5050 EUR | ||||
| ORD | Purchase | 64 | 98.0750 EUR | ||||
| ORD | Purchase | 64 | 98.1350 EUR | ||||
| ORD | Purchase | 64 | 99.1520 EUR | ||||
| ORD | Purchase | 64 | 98.2050 EUR | ||||
| ORD | Purchase | 64 | 99.2600 EUR | ||||
| ORD | Purchase | 64 | 100.1250 EUR | ||||
| ORD | Purchase | 64 | 98.6900 EUR | ||||
| ADR | Purchase | 68 | 112.8800 USD | ||||
| ORD | Purchase | 71 | 97.8000 EUR | ||||
| ORD | Purchase | 72 | 100.2000 EUR | ||||
| ORD | Purchase | 87 | 98.4000 EUR | ||||
| ORD | Purchase | 92 | 97.7600 EUR | ||||
| ORD | Purchase | 93 | 98.5700 EUR | ||||
| ORD | Purchase | 97 | 99.4750 EUR | ||||
| ORD | Purchase | 97 | 98.4290 EUR | ||||
| ORD | Purchase | 97 | 98.1100 EUR | ||||
| ORD | Purchase | 97 | 98.0400 EUR | ||||
| ORD | Purchase | 99 | 98.6800 EUR | ||||
| ADR | Purchase | 100 | 112.1600 USD | ||||
| ADR | Purchase | 100 | 112.2400 USD | ||||
| ADR | Purchase | 100 | 112.1800 USD | ||||
| ORD | Purchase | 109 | 100.1000 EUR | ||||
| ORD | Purchase | 110 | 98.3900 EUR | ||||
| ORD | Purchase | 111 | 98.3800 EUR | ||||
| ORD | Purchase | 113 | 99.9850 EUR | ||||
| ORD | Purchase | 130 | 98.2600 EUR | ||||
| ORD | Purchase | 162 | 99.1800 EUR | ||||
| ORD | Purchase | 170 | 100.0500 EUR | ||||
| ORD | Purchase | 176 | 97.7500 EUR | ||||
| ADR | Purchase | 200 | 113.3700 USD | ||||
| ADR | Purchase | 200 | 113.2150 USD | ||||
| ADR | Purchase | 200 | 112.9675 USD | ||||
| ADR | Purchase | 200 | 112.1625 USD | ||||
| ADR | Purchase | 200 | 112.9450 USD | ||||
| ORD | Purchase | 209 | 99.5799 EUR | ||||
| ORD | Purchase | 234 | 99.1500 EUR | ||||
| ORD | Purchase | 250 | 98.0350 EUR | ||||
| ORD | Purchase | 273 | 98.1500 EUR | ||||
| ADR | Purchase | 300 | 112.9033 USD | ||||
| ADR | Purchase | 300 | 112.9533 USD | ||||
| ORD | Purchase | 310 | 99.1700 EUR | ||||
| ORD | Purchase | 400 | 98.3700 EUR | ||||
| ADR | Purchase | 400 | 112.2650 USD | ||||
| ADR | Purchase | 400 | 112.2700 USD | ||||
| ADR | Purchase | 400 | 112.5400 USD | ||||
| ORD | Purchase | 421 | 99.8984 EUR | ||||
| ORD | Purchase | 444 | 98.7278 EUR | ||||
| ADR | Purchase | 456 | 113.3989 USD | ||||
| ADR | Purchase | 466 | 113.2487 USD | ||||
| ORD | Purchase | 491 | 99.2330 EUR | ||||
| ADR | Purchase | 500 | 112.5700 USD | ||||
| ORD | Purchase | 510 | 98.4294 EUR | ||||
| ADR | Purchase | 600 | 113.2783 USD | ||||
| ADR | Purchase | 650 | 112.9569 USD | ||||
| ORD | Purchase | 696 | 99.1229 EUR | ||||
| ADR | Purchase | 700 | 114.2700 USD | ||||
| ADR | Purchase | 729 | 114.3300 USD | ||||
| ADR | Purchase | 800 | 114.8100 USD | ||||
| ADR | Purchase | 800 | 114.2400 USD | ||||
| ADR | Purchase | 900 | 112.2500 USD | ||||
| ORD | Purchase | 913 | 98.7558 EUR | ||||
| ORD | Purchase | 1,000 | 98.2838 EUR | ||||
| ADR | Purchase | 1,200 | 112.4804 USD | ||||
| ADR | Purchase | 1,300 | 112.2638 USD | ||||
| ADR | Purchase | 1,300 | 112.2684 USD | ||||
| ADR | Purchase | 1,300 | 112.1192 USD | ||||
| ADR | Purchase | 1,500 | 112.5500 USD | ||||
| ORD | Purchase | 1,663 | 98.4973 EUR | ||||
| ADR | Purchase | 1,700 | 114.5597 USD | ||||
| ADR | Purchase | 1,700 | 112.5523 USD | ||||
| ADR | Purchase | 1,800 | 114.0983 USD | ||||
| ORD | Purchase | 1,882 | 98.8504 EUR | ||||
| ADR | Purchase | 1,975 | 114.5214 USD | ||||
| ADR | Purchase | 2,100 | 112.9378 USD | ||||
| ADR | Purchase | 2,150 | 114.2879 USD | ||||
| ORD | Purchase | 2,256 | 113.9569 USD | ||||
| ADR | Purchase | 2,375 | 112.2535 USD | ||||
| ADR | Purchase | 2,475 | 112.4704 USD | ||||
| ADR | Purchase | 2,500 | 114.4180 USD | ||||
| ADR | Purchase | 2,600 | 114.2420 USD | ||||
| ADR | Purchase | 2,700 | 114.8549 USD | ||||
| ADR | Purchase | 2,700 | 112.6046 USD | ||||
| ADR | Purchase | 2,700 | 114.0096 USD | ||||
| ADR | Purchase | 3,250 | 113.0195 USD | ||||
| ADR | Purchase | 3,300 | 113.8924 USD | ||||
| ADR | Purchase | 3,400 | 112.4250 USD | ||||
| ADR | Purchase | 3,900 | 114.2737 USD | ||||
| ADR | Purchase | 4,000 | 112.9848 USD | ||||
| ORD | Purchase | 4,447 | 98.6845 EUR | ||||
| ORD | Purchase | 4,855 | 98.5666 EUR | ||||
| ADR | Purchase | 4,864 | 113.0002 USD | ||||
| ADR | Purchase | 6,600 | 113.5554 USD | ||||
| ADR | Purchase | 7,410 | 112.3617 USD | ||||
| ADR | Purchase | 7,890 | 113.6118 USD | ||||
| ADR | Purchase | 8,073 | 114.6402 USD | ||||
| ADR | Purchase | 9,500 | 112.7491 USD | ||||
| ADR | Purchase | 9,800 | 112.4689 USD | ||||
| ADR | Purchase | 11,128 | 114.0652 USD | ||||
| ADR | Purchase | 11,130 | 114.0651 USD | ||||
| ORD | Purchase | 11,321 | 98.5422 EUR | ||||
| ADR | Purchase | 11,600 | 112.0670 USD | ||||
| ORD | Purchase | 14,633 | 98.5831 EUR | ||||
| ADR | Purchase | 14,700 | 114.1712 USD | ||||
| ADR | Purchase | 16,263 | 112.8317 USD | ||||
| ORD | Purchase | 17,083 | 99.0391 EUR | ||||
| ADR | Purchase | 20,100 | 113.8321 USD | ||||
| ADR | Purchase | 21,600 | 114.0813 USD | ||||
| ADR | Purchase | 28,418 | 112.0960 USD | ||||
| ADR | Purchase | 30,490 | 114.3561 USD | ||||
| ADR | Purchase | 54,554 | 114.8632 USD | ||||
| ADR | Purchase | 62,014 | 112.3612 USD | ||||
| ORD | Purchase | 62,014 | 112.3612 USD | ||||
| ORD | Purchase | 64,721 | 98.3000 EUR | ||||
| ORD | Purchase | 75,314 | 98.3196 EUR | ||||
| ORD | Purchase | 154,710 | 98.3667 EUR | ||||
| ORD | Purchase | 168,710 | 98.3145 EUR | ||||
| ORD | Sale | 3 | 99.4830 EUR | ||||
| ADR | Sale | 4 | 114.3600 USD | ||||
| ADR | Sale | 15 | 114.6100 USD | ||||
| ORD | Sale | 25 | 98.2800 EUR | ||||
| ORD | Sale | 27 | 99.8274 EUR | ||||
| ORD | Sale | 30 | 99.7520 EUR | ||||
| ORD | Sale | 30 | 99.3380 EUR | ||||
| ORD | Sale | 33 | 98.0190 EUR | ||||
| ORD | Sale | 33 | 98.6600 EUR | ||||
| ORD | Sale | 42 | 100.0250 EUR | ||||
| ORD | Sale | 46 | 98.5800 EUR | ||||
| ORD | Sale | 58 | 98.4550 EUR | ||||
| ORD | Sale | 58 | 99.3350 EUR | ||||
| ORD | Sale | 58 | 98.4400 EUR | ||||
| ORD | Sale | 58 | 99.6750 EUR | ||||
| ORD | Sale | 58 | 99.6250 EUR | ||||
| ORD | Sale | 58 | 99.5240 EUR | ||||
| ORD | Sale | 58 | 98.1800 EUR | ||||
| ORD | Sale | 58 | 99.4400 EUR | ||||
| ORD | Sale | 58 | 99.0200 EUR | ||||
| ORD | Sale | 58 | 98.5900 EUR | ||||
| ORD | Sale | 58 | 98.5600 EUR | ||||
| ORD | Sale | 64 | 99.1520 EUR | ||||
| ORD | Sale | 64 | 98.5050 EUR | ||||
| ORD | Sale | 64 | 100.1250 EUR | ||||
| ORD | Sale | 64 | 98.6900 EUR | ||||
| ORD | Sale | 64 | 98.2050 EUR | ||||
| ORD | Sale | 64 | 98.1350 EUR | ||||
| ORD | Sale | 64 | 98.0750 EUR | ||||
| ORD | Sale | 64 | 99.2940 EUR | ||||
| ORD | Sale | 64 | 99.2600 EUR | ||||
| ORD | Sale | 64 | 98.5400 EUR | ||||
| ORD | Sale | 71 | 97.8000 EUR | ||||
| ORD | Sale | 72 | 100.2000 EUR | ||||
| ORD | Sale | 87 | 98.4000 EUR | ||||
| ORD | Sale | 90 | 98.5353 EUR | ||||
| ORD | Sale | 92 | 97.7600 EUR | ||||
| ORD | Sale | 93 | 98.5700 EUR | ||||
| ORD | Sale | 96 | 98.3352 EUR | ||||
| ORD | Sale | 97 | 99.4750 EUR | ||||
| ORD | Sale | 97 | 98.1100 EUR | ||||
| ORD | Sale | 97 | 98.0400 EUR | ||||
| ORD | Sale | 97 | 98.4290 EUR | ||||
| ORD | Sale | 99 | 98.6800 EUR | ||||
| ADR | Sale | 100 | 114.0600 USD | ||||
| ADR | Sale | 100 | 112.1400 USD | ||||
| ADR | Sale | 100 | 111.9000 USD | ||||
| ADR | Sale | 100 | 114.2600 USD | ||||
| ORD | Sale | 109 | 100.1000 EUR | ||||
| ORD | Sale | 110 | 98.3900 EUR | ||||
| ORD | Sale | 111 | 98.3800 EUR | ||||
| ORD | Sale | 113 | 99.9850 EUR | ||||
| ORD | Sale | 130 | 98.2600 EUR | ||||
| ORD | Sale | 142 | 99.1301 EUR | ||||
| ORD | Sale | 162 | 99.1800 EUR | ||||
| ORD | Sale | 170 | 100.0500 EUR | ||||
| ORD | Sale | 176 | 97.7500 EUR | ||||
| ADR | Sale | 200 | 115.1700 USD | ||||
| ADR | Sale | 200 | 115.2150 USD | ||||
| ADR | Sale | 200 | 115.2250 USD | ||||
| ADR | Sale | 200 | 111.9550 USD | ||||
| ADR | Sale | 200 | 114.2650 USD | ||||
| ORD | Sale | 234 | 99.1500 EUR | ||||
| ORD | Sale | 246 | 98.6089 EUR | ||||
| ORD | Sale | 265 | 98.5183 EUR | ||||
| ADR | Sale | 268 | 111.9746 USD | ||||
| ORD | Sale | 273 | 98.1500 EUR | ||||
| ADR | Sale | 300 | 115.0033 USD | ||||
| ADR | Sale | 300 | 115.2000 USD | ||||
| ORD | Sale | 310 | 99.1700 EUR | ||||
| ORD | Sale | 324 | 98.4807 EUR | ||||
| ORD | Sale | 385 | 98.2148 EUR | ||||
| ADR | Sale | 390 | 112.1990 USD | ||||
| ADR | Sale | 400 | 115.6550 USD | ||||
| ADR | Sale | 400 | 112.0000 USD | ||||
| ADR | Sale | 400 | 114.8850 USD | ||||
| ADR | Sale | 403 | 114.8700 USD | ||||
| ORD | Sale | 456 | 99.1124 EUR | ||||
| ADR | Sale | 540 | 114.3300 USD | ||||
| ADR | Sale | 600 | 115.1500 USD | ||||
| ADR | Sale | 600 | 114.8633 USD | ||||
| ADR | Sale | 700 | 115.4357 USD | ||||
| ADR | Sale | 700 | 113.4700 USD | ||||
| ADR | Sale | 700 | 114.2700 USD | ||||
| ADR | Sale | 726 | 115.3322 USD | ||||
| ADR | Sale | 733 | 115.0394 USD | ||||
| ADR | Sale | 743 | 114.2625 USD | ||||
| ADR | Sale | 800 | 114.8100 USD | ||||
| ADR | Sale | 800 | 115.4237 USD | ||||
| ADR | Sale | 800 | 114.2400 USD | ||||
| ORD | Sale | 800 | 97.7594 EUR | ||||
| ADR | Sale | 832 | 113.3591 USD | ||||
| ADR | Sale | 900 | 113.3157 USD | ||||
| ADR | Sale | 1,000 | 112.4100 USD | ||||
| ORD | Sale | 1,067 | 98.2439 EUR | ||||
| ADR | Sale | 1,097 | 114.8609 USD | ||||
| ADR | Sale | 1,157 | 114.2608 USD | ||||
| ORD | Sale | 1,193 | 98.9316 EUR | ||||
| ORD | Sale | 1,238 | 98.2749 EUR | ||||
| ADR | Sale | 1,275 | 114.4341 USD | ||||
| ORD | Sale | 1,346 | 99.3047 EUR | ||||
| ADR | Sale | 1,500 | 112.7485 USD | ||||
| ORD | Sale | 1,580 | 99.1849 EUR | ||||
| ADR | Sale | 1,600 | 114.9355 USD | ||||
| ORD | Sale | 1,766 | 98.5975 EUR | ||||
| ADR | Sale | 1,820 | 115.2576 USD | ||||
| ORD | Sale | 1,896 | 99.0462 EUR | ||||
| ADR | Sale | 1,954 | 115.3139 USD | ||||
| ADR | Sale | 2,100 | 115.3939 USD | ||||
| ORD | Sale | 2,148 | 100.0145 EUR | ||||
| ORD | Sale | 2,435 | 98.9662 EUR | ||||
| ADR | Sale | 2,500 | 112.3700 USD | ||||
| ADR | Sale | 2,621 | 115.0327 USD | ||||
| ADR | Sale | 2,700 | 114.8549 USD | ||||
| ADR | Sale | 2,900 | 112.2212 USD | ||||
| ADR | Sale | 3,500 | 113.8459 USD | ||||
| ADR | Sale | 3,500 | 114.2105 USD | ||||
| ADR | Sale | 3,567 | 114.7706 USD | ||||
| ADR | Sale | 4,146 | 115.0066 USD | ||||
| ORD | Sale | 4,159 | 99.0501 EUR | ||||
| ADR | Sale | 4,512 | 113.9569 USD | ||||
| ORD | Sale | 4,512 | 113.9569 USD | ||||
| ADR | Sale | 4,520 | 114.5620 USD | ||||
| ADR | Sale | 4,900 | 114.1386 USD | ||||
| ORD | Sale | 4,952 | 98.5832 EUR | ||||
| ADR | Sale | 5,700 | 113.5635 USD | ||||
| ADR | Sale | 6,270 | 114.2754 USD | ||||
| ADR | Sale | 6,430 | 114.2759 USD | ||||
| ADR | Sale | 6,900 | 114.1853 USD | ||||
| ADR | Sale | 7,060 | 114.2017 USD | ||||
| ADR | Sale | 7,200 | 113.6358 USD | ||||
| ADR | Sale | 7,300 | 113.6331 USD | ||||
| ADR | Sale | 8,675 | 112.1841 USD | ||||
| ADR | Sale | 9,179 | 114.3479 USD | ||||
| ORD | Sale | 9,882 | 98.9779 EUR | ||||
| ADR | Sale | 10,616 | 115.0606 USD | ||||
| ADR | Sale | 11,129 | 114.0651 USD | ||||
| ADR | Sale | 11,129 | 113.6992 USD | ||||
| ADR | Sale | 12,617 | 114.7919 USD | ||||
| ORD | Sale | 13,445 | 99.0196 EUR | ||||
| ADR | Sale | 15,900 | 113.8646 USD | ||||
| ADR | Sale | 16,058 | 114.6896 USD | ||||
| ADR | Sale | 16,233 | 112.7806 USD | ||||
| ADR | Sale | 16,800 | 114.2190 USD | ||||
| ADR | Sale | 17,276 | 112.6569 USD | ||||
| ORD | Sale | 21,570 | 98.7890 EUR | ||||
| ADR | Sale | 30,007 | 112.3596 USD | ||||
| ORD | Sale | 31,007 | 112.3612 USD | ||||
| ORD | Sale | 31,830 | 98.3411 EUR | ||||
| ADR | Sale | 53,175 | 112.3651 USD | ||||
| ORD | Sale | 181,315 | 98.3000 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 27 | 99.8274 EUR | |||||
| ORD | SWAP | Long | 96 | 98.3352 EUR | |||||
| ORD | SWAP | Long | 110 | 99.1454 EUR | |||||
| ORD | SWAP | Long | 142 | 99.1302 EUR | |||||
| ORD | CFD | Long | 456 | 99.1123 EUR | |||||
| ORD | SWAP | Long | 1,896 | 99.0462 EUR | |||||
| ORD | SWAP | Long | 2,014 | 99.4527 EUR | |||||
| ORD | CFD | Long | 5,810 | 98.3330 EUR | |||||
| ORD | CFD | Long | 6,491 | 98.4823 EUR | |||||
| ORD | SWAP | Long | 7,192 | 99.7746 EUR | |||||
| ORD | SWAP | Long | 10,140 | 98.8309 EUR | |||||
| ORD | SWAP | Short | 113 | 98.4238 EUR | |||||
| ORD | SWAP | Short | 174 | 98.4237 EUR | |||||
| ORD | SWAP | Short | 209 | 99.5799 EUR | |||||
| ORD | SWAP | Short | 303 | 98.7792 EUR | |||||
| ORD | SWAP | Short | 421 | 99.8984 EUR | |||||
| ORD | SWAP | Short | 791 | 99.2365 EUR | |||||
| ORD | SWAP | Short | 835 | 99.2902 EUR | |||||
| ORD | SWAP Expires 22/10/2016 | Short | 1,000 | 98.0178 EUR | |||||
| ORD | CFD | Short | 1,000 | 98.2838 EUR | |||||
| ORD | SWAP | Short | 1,047 | 98.4997 EUR | |||||
| ORD | SWAP | Short | 1,210 | 98.5095 EUR | |||||
| ORD | SWAP | Short | 1,500 | 99.4014 EUR | |||||
| ORD | CFD | Short | 4,820 | 98.1968 EUR | |||||
| ORD | SWAP | Short | 10,145 | 98.6946 EUR | |||||
| ORD | CFD | Short | 30,425 | 98.4598 EUR | |||||
| ORD | CFD | Short | 75,314 | 98.3196 EUR | |||||
| ORD | SWAP | Short | 96,938 | 98.3546 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,000 | 115 USD | American | 18 Sep 2015 | 0.0500 USD | ||||||||
| ORD | Call Options | Selling | 6,800 | 115 USD | American | 18 Sep 2015 | 0.3272 USD | ||||||||
| ORD | Call Options | Selling | 6,100 | 115 USD | American | 16 Oct 2015 | 2.6811 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 120 USD | American | 18 Sep 2015 | 0.0500 USD | ||||||||
| ORD | Call Options | Selling | 21,400 | 120 USD | American | 16 Oct 2015 | 1.6334 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 110 USD | American | 18 Sep 2015 | 0.1000 USD | ||||||||
| ORD | Put Options | Purchasing | 500 | 110 USD | American | 16 Oct 2015 | 2.8500 USD | ||||||||
| ORD | Put Options | Selling | 700 | 110 USD | American | 16 Oct 2015 | 2.6357 USD | ||||||||
| ORD | Put Options | Selling | 200 | 115 USD | American | 18 Sep 2015 | 3.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | Anheuser-Busch InBev SA/NV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150921005789/en/
Copyright Business Wire 2015
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