15th Oct 2015 15:49
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,705,602 | 0.73% | 10,752,451 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,025,959 | 0.19% | 445,329 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,523,131 | 0.09% | 1,499,431 | 0.09% | |||||||
| TOTAL: | 16,254,692 | 1.01% | 12,697,211 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 99.7250 EUR | ||||
| ORD | Purchase | 2 | 99.6650 EUR | ||||
| ORD | Purchase | 5 | 99.6750 EUR | ||||
| ORD | Purchase | 23 | 100.0150 EUR | ||||
| ORD | Purchase | 25 | 99.8900 EUR | ||||
| ORD | Purchase | 33 | 99.8850 EUR | ||||
| ORD | Purchase | 37 | 100.0750 EUR | ||||
| ORD | Purchase | 40 | 100.2250 EUR | ||||
| ORD | Purchase | 41 | 99.9100 EUR | ||||
| ORD | Purchase | 44 | 101.4500 EUR | ||||
| ORD | Purchase | 47 | 99.6800 EUR | ||||
| ORD | Purchase | 55 | 99.7350 EUR | ||||
| ORD | Purchase | 63 | 99.7650 EUR | ||||
| ORD | Purchase | 65 | 101.3750 EUR | ||||
| ORD | Purchase | 76 | 101.3500 EUR | ||||
| ORD | Purchase | 80 | 100.1500 EUR | ||||
| ORD | Purchase | 82 | 101.1500 EUR | ||||
| ORD | Purchase | 90 | 99.9721 EUR | ||||
| ORD | Purchase | 99 | 100.0500 EUR | ||||
| ADR | Purchase | 100 | 116.0000 USD | ||||
| ADR | Purchase | 100 | 115.1700 USD | ||||
| ADR | Purchase | 100 | 115.3100 USD | ||||
| ADR | Purchase | 100 | 115.4100 USD | ||||
| ADR | Purchase | 100 | 115.9900 USD | ||||
| ADR | Purchase | 100 | 115.2800 USD | ||||
| ORD | Purchase | 105 | 101.4000 EUR | ||||
| ADR | Purchase | 105 | 115.1600 USD | ||||
| ORD | Purchase | 108 | 101.5000 EUR | ||||
| ORD | Purchase | 147 | 100.4000 EUR | ||||
| ORD | Purchase | 152 | 101.5500 EUR | ||||
| ORD | Purchase | 152 | 100.3750 EUR | ||||
| ORD | Purchase | 162 | 101.5750 EUR | ||||
| ORD | Purchase | 164 | 100.2900 EUR | ||||
| ORD | Purchase | 164 | 100.3000 EUR | ||||
| ORD | Purchase | 168 | 100.6000 EUR | ||||
| ORD | Purchase | 173 | 100.8750 EUR | ||||
| ORD | Purchase | 185 | 100.5500 EUR | ||||
| ORD | Purchase | 197 | 101.2250 EUR | ||||
| ORD | Purchase | 202 | 100.9250 EUR | ||||
| ORD | Purchase | 222 | 100.3500 EUR | ||||
| ORD | Purchase | 225 | 101.1000 EUR | ||||
| ORD | Purchase | 272 | 100.4750 EUR | ||||
| ORD | Purchase | 272 | 101.1250 EUR | ||||
| ADR | Purchase | 300 | 113.8300 USD | ||||
| ADR | Purchase | 300 | 115.8966 USD | ||||
| ORD | Purchase | 321 | 100.7395 EUR | ||||
| ORD | Purchase | 338 | 101.0000 EUR | ||||
| ORD | Purchase | 379 | 100.0250 EUR | ||||
| ORD | Purchase | 387 | 100.7695 EUR | ||||
| ORD | Purchase | 396 | 100.8250 EUR | ||||
| ADR | Purchase | 400 | 115.9125 USD | ||||
| ADR | Purchase | 442 | 115.5957 USD | ||||
| ORD | Purchase | 522 | 100.9750 EUR | ||||
| ADR | Purchase | 600 | 115.1666 USD | ||||
| ORD | Purchase | 605 | 101.1128 EUR | ||||
| ORD | Purchase | 704 | 100.7000 EUR | ||||
| ORD | Purchase | 704 | 100.5750 EUR | ||||
| ADR | Purchase | 710 | 115.1387 USD | ||||
| ORD | Purchase | 712 | 100.9175 EUR | ||||
| ORD | Purchase | 730 | 100.5000 EUR | ||||
| ORD | Purchase | 736 | 101.0750 EUR | ||||
| ORD | Purchase | 740 | 100.9500 EUR | ||||
| ORD | Purchase | 870 | 100.7701 EUR | ||||
| ORD | Purchase | 890 | 100.6250 EUR | ||||
| ADR | Purchase | 1,086 | 115.0917 USD | ||||
| ORD | Purchase | 1,157 | 101.0500 EUR | ||||
| ORD | Purchase | 1,180 | 100.8500 EUR | ||||
| ORD | Purchase | 1,274 | 100.6750 EUR | ||||
| ADR | Purchase | 1,317 | 115.7231 USD | ||||
| ORD | Purchase | 1,447 | 100.7250 EUR | ||||
| ADR | Purchase | 1,455 | 115.7156 USD | ||||
| ADR | Purchase | 1,500 | 115.4400 USD | ||||
| ORD | Purchase | 1,587 | 100.9073 EUR | ||||
| ADR | Purchase | 1,609 | 115.5097 USD | ||||
| ORD | Purchase | 1,610 | 100.8000 EUR | ||||
| ORD | Purchase | 1,852 | 100.7750 EUR | ||||
| ADR | Purchase | 1,900 | 115.1657 USD | ||||
| ADR | Purchase | 1,904 | 115.7435 USD | ||||
| ADR | Purchase | 2,100 | 115.6085 USD | ||||
| ADR | Purchase | 2,500 | 115.8300 USD | ||||
| ORD | Purchase | 3,186 | 115.1404 USD | ||||
| ADR | Purchase | 3,653 | 115.8011 USD | ||||
| ADR | Purchase | 3,800 | 115.5142 USD | ||||
| ADR | Purchase | 3,800 | 115.4840 USD | ||||
| ORD | Purchase | 4,118 | 100.8269 EUR | ||||
| ORD | Purchase | 4,423 | 100.9362 EUR | ||||
| ORD | Purchase | 5,045 | 100.2479 EUR | ||||
| ORD | Purchase | 5,518 | 100.2937 EUR | ||||
| ORD | Purchase | 5,725 | 100.8678 EUR | ||||
| ORD | Purchase | 5,962 | 100.4851 EUR | ||||
| ADR | Purchase | 6,300 | 115.4601 USD | ||||
| ORD | Purchase | 6,375 | 100.7815 EUR | ||||
| ADR | Purchase | 8,388 | 115.4580 USD | ||||
| ADR | Purchase | 8,900 | 115.4127 USD | ||||
| ORD | Purchase | 9,525 | 100.6873 EUR | ||||
| ADR | Purchase | 10,700 | 115.5873 USD | ||||
| ORD | Purchase | 11,856 | 115.0365 USD | ||||
| ADR | Purchase | 11,856 | 115.0365 USD | ||||
| ADR | Purchase | 14,200 | 115.5229 USD | ||||
| ADR | Purchase | 14,820 | 115.3700 USD | ||||
| ORD | Purchase | 15,081 | 100.6500 EUR | ||||
| ADR | Purchase | 15,134 | 115.6706 USD | ||||
| ORD | Purchase | 16,067 | 100.5599 EUR | ||||
| ADR | Purchase | 18,900 | 115.4774 USD | ||||
| ADR | Purchase | 19,295 | 115.4191 USD | ||||
| ORD | Purchase | 23,989 | 100.7500 EUR | ||||
| ORD | Purchase | 24,936 | 100.5473 EUR | ||||
| ADR | Purchase | 25,190 | 115.2500 USD | ||||
| ADR | Purchase | 28,561 | 115.6929 USD | ||||
| ADR | Purchase | 31,290 | 115.2568 USD | ||||
| ADR | Purchase | 31,974 | 115.5213 USD | ||||
| ORD | Purchase | 34,820 | 100.8217 EUR | ||||
| ADR | Purchase | 35,630 | 115.6239 USD | ||||
| ADR | Purchase | 38,996 | 115.5520 USD | ||||
| ADR | Purchase | 48,000 | 115.7500 USD | ||||
| ORD | Purchase | 50,000 | 100.9000 EUR | ||||
| ORD | Purchase | 52,709 | 100.7791 EUR | ||||
| ORD | Purchase | 108,535 | 100.7753 EUR | ||||
| ORD | Purchase | 110,152 | 100.6263 EUR | ||||
| ADR | Purchase | 198,476 | 115.5255 USD | ||||
| ORD | Sale | 2 | 99.6650 EUR | ||||
| ORD | Sale | 2 | 99.7250 EUR | ||||
| ORD | Sale | 5 | 99.6750 EUR | ||||
| ADR | Sale | 5 | 115.1600 USD | ||||
| ORD | Sale | 23 | 100.0150 EUR | ||||
| ORD | Sale | 25 | 99.8900 EUR | ||||
| ORD | Sale | 33 | 99.8850 EUR | ||||
| ORD | Sale | 37 | 100.0750 EUR | ||||
| ORD | Sale | 40 | 100.2250 EUR | ||||
| ORD | Sale | 41 | 99.9100 EUR | ||||
| ORD | Sale | 44 | 101.4500 EUR | ||||
| ORD | Sale | 47 | 99.6800 EUR | ||||
| ORD | Sale | 55 | 99.7350 EUR | ||||
| ORD | Sale | 63 | 99.7650 EUR | ||||
| ORD | Sale | 65 | 101.3750 EUR | ||||
| ORD | Sale | 76 | 101.3500 EUR | ||||
| ORD | Sale | 80 | 100.1500 EUR | ||||
| ORD | Sale | 82 | 101.1500 EUR | ||||
| ORD | Sale | 99 | 100.0500 EUR | ||||
| ADR | Sale | 100 | 115.4300 USD | ||||
| ORD | Sale | 100 | 100.2360 EUR | ||||
| ADR | Sale | 100 | 115.3250 USD | ||||
| ADR | Sale | 100 | 115.6600 USD | ||||
| ADR | Sale | 100 | 115.3800 USD | ||||
| ADR | Sale | 100 | 115.4500 USD | ||||
| ORD | Sale | 105 | 101.4000 EUR | ||||
| ORD | Sale | 108 | 101.5000 EUR | ||||
| ORD | Sale | 147 | 100.4000 EUR | ||||
| ORD | Sale | 152 | 100.3750 EUR | ||||
| ORD | Sale | 152 | 101.5500 EUR | ||||
| ORD | Sale | 162 | 101.5750 EUR | ||||
| ORD | Sale | 164 | 100.3000 EUR | ||||
| ORD | Sale | 168 | 100.6000 EUR | ||||
| ORD | Sale | 173 | 100.8750 EUR | ||||
| ORD | Sale | 185 | 100.5500 EUR | ||||
| ADR | Sale | 190 | 115.4047 USD | ||||
| ORD | Sale | 190 | 100.9279 EUR | ||||
| ORD | Sale | 197 | 101.2250 EUR | ||||
| ADR | Sale | 200 | 115.4550 USD | ||||
| ADR | Sale | 200 | 115.4100 USD | ||||
| ADR | Sale | 200 | 115.3802 USD | ||||
| ADR | Sale | 200 | 115.3350 USD | ||||
| ADR | Sale | 200 | 115.2975 USD | ||||
| ADR | Sale | 200 | 115.0300 USD | ||||
| ORD | Sale | 202 | 100.9250 EUR | ||||
| ADR | Sale | 210 | 115.1950 USD | ||||
| ORD | Sale | 222 | 100.3500 EUR | ||||
| ORD | Sale | 225 | 101.1000 EUR | ||||
| ORD | Sale | 272 | 100.4750 EUR | ||||
| ORD | Sale | 272 | 101.1250 EUR | ||||
| ADR | Sale | 300 | 113.8300 USD | ||||
| ADR | Sale | 300 | 115.3466 USD | ||||
| ADR | Sale | 300 | 115.4700 USD | ||||
| ADR | Sale | 326 | 115.4950 USD | ||||
| ADR | Sale | 327 | 115.4416 USD | ||||
| ADR | Sale | 356 | 115.5806 USD | ||||
| ORD | Sale | 379 | 100.0250 EUR | ||||
| ORD | Sale | 396 | 100.8250 EUR | ||||
| ADR | Sale | 400 | 115.3070 USD | ||||
| ADR | Sale | 400 | 115.5300 USD | ||||
| ADR | Sale | 462 | 115.5724 USD | ||||
| ORD | Sale | 472 | 100.9500 EUR | ||||
| ADR | Sale | 500 | 115.6240 USD | ||||
| ORD | Sale | 522 | 100.9750 EUR | ||||
| ADR | Sale | 600 | 115.6383 USD | ||||
| ADR | Sale | 600 | 115.0400 USD | ||||
| ADR | Sale | 600 | 115.2850 USD | ||||
| ADR | Sale | 600 | 115.3341 USD | ||||
| ORD | Sale | 636 | 101.0644 EUR | ||||
| ADR | Sale | 674 | 115.3378 USD | ||||
| ADR | Sale | 700 | 115.3885 USD | ||||
| ADR | Sale | 700 | 115.5257 USD | ||||
| ADR | Sale | 700 | 115.0414 USD | ||||
| ORD | Sale | 704 | 100.7000 EUR | ||||
| ORD | Sale | 730 | 100.5000 EUR | ||||
| ORD | Sale | 731 | 101.0000 EUR | ||||
| ORD | Sale | 736 | 101.0750 EUR | ||||
| ADR | Sale | 800 | 115.2643 USD | ||||
| ORD | Sale | 889 | 100.9874 EUR | ||||
| ORD | Sale | 890 | 100.6250 EUR | ||||
| ADR | Sale | 900 | 115.2316 USD | ||||
| ADR | Sale | 1,000 | 115.0100 USD | ||||
| ORD | Sale | 1,050 | 100.2885 EUR | ||||
| ORD | Sale | 1,157 | 101.0500 EUR | ||||
| ORD | Sale | 1,180 | 100.8500 EUR | ||||
| ORD | Sale | 1,210 | 100.5750 EUR | ||||
| ADR | Sale | 1,300 | 115.5853 USD | ||||
| ADR | Sale | 1,400 | 115.0271 USD | ||||
| ADR | Sale | 1,410 | 115.2141 USD | ||||
| ORD | Sale | 1,447 | 100.7250 EUR | ||||
| ORD | Sale | 1,476 | 100.6750 EUR | ||||
| ORD | Sale | 1,489 | 100.7500 EUR | ||||
| ADR | Sale | 1,500 | 115.5112 USD | ||||
| ADR | Sale | 1,500 | 115.4400 USD | ||||
| ADR | Sale | 1,536 | 115.4418 USD | ||||
| ADR | Sale | 1,600 | 115.0287 USD | ||||
| ORD | Sale | 1,639 | 100.8000 EUR | ||||
| ORD | Sale | 1,852 | 100.7750 EUR | ||||
| ADR | Sale | 1,863 | 115.3850 USD | ||||
| ORD | Sale | 2,167 | 100.7009 EUR | ||||
| ORD | Sale | 2,278 | 100.8286 EUR | ||||
| ADR | Sale | 2,500 | 115.8300 USD | ||||
| ADR | Sale | 2,793 | 115.4917 USD | ||||
| ADR | Sale | 3,144 | 115.6231 USD | ||||
| ORD | Sale | 3,201 | 100.6883 EUR | ||||
| ORD | Sale | 3,529 | 100.9598 EUR | ||||
| ORD | Sale | 3,622 | 100.8850 EUR | ||||
| ORD | Sale | 3,965 | 100.8823 EUR | ||||
| ADR | Sale | 4,000 | 115.4463 USD | ||||
| ADR | Sale | 4,066 | 115.4406 USD | ||||
| ADR | Sale | 4,488 | 115.4653 USD | ||||
| ADR | Sale | 4,518 | 114.9811 USD | ||||
| ADR | Sale | 4,600 | 115.5388 USD | ||||
| ORD | Sale | 4,632 | 100.8384 EUR | ||||
| ORD | Sale | 4,732 | 100.8451 EUR | ||||
| ADR | Sale | 5,200 | 115.6795 USD | ||||
| ORD | Sale | 5,286 | 100.8209 EUR | ||||
| ADR | Sale | 5,300 | 115.2762 USD | ||||
| ORD | Sale | 5,928 | 115.0365 USD | ||||
| ADR | Sale | 5,963 | 115.5558 USD | ||||
| ADR | Sale | 6,372 | 115.1404 USD | ||||
| ORD | Sale | 6,372 | 115.1404 USD | ||||
| ADR | Sale | 6,400 | 115.5070 USD | ||||
| ADR | Sale | 6,600 | 115.3338 USD | ||||
| ORD | Sale | 7,744 | 100.8687 EUR | ||||
| ADR | Sale | 8,318 | 115.4609 USD | ||||
| ORD | Sale | 9,006 | 100.7837 EUR | ||||
| ORD | Sale | 9,924 | 100.8958 EUR | ||||
| ADR | Sale | 10,623 | 115.5741 USD | ||||
| ADR | Sale | 11,073 | 115.4634 USD | ||||
| ADR | Sale | 12,700 | 115.4282 USD | ||||
| ADR | Sale | 14,820 | 115.3700 USD | ||||
| ORD | Sale | 15,372 | 100.6500 EUR | ||||
| ADR | Sale | 15,987 | 115.5213 USD | ||||
| ADR | Sale | 15,987 | 115.4538 USD | ||||
| ADR | Sale | 16,100 | 115.5449 USD | ||||
| ADR | Sale | 17,175 | 115.5714 USD | ||||
| ADR | Sale | 17,342 | 115.5164 USD | ||||
| ADR | Sale | 19,195 | 115.4235 USD | ||||
| ORD | Sale | 22,112 | 100.7094 EUR | ||||
| ORD | Sale | 22,500 | 115.2250 USD | ||||
| ADR | Sale | 24,277 | 115.5008 USD | ||||
| ORD | Sale | 26,257 | 100.6685 EUR | ||||
| ADR | Sale | 26,399 | 115.5043 USD | ||||
| ORD | Sale | 30,294 | 100.8340 EUR | ||||
| ORD | Sale | 35,270 | 99.5600 EUR | ||||
| ADR | Sale | 40,501 | 115.5656 USD | ||||
| ORD | Sale | 43,731 | 100.7897 EUR | ||||
| ADR | Sale | 44,090 | 115.5254 USD | ||||
| ADR | Sale | 46,309 | 115.5978 USD | ||||
| ADR | Sale | 47,790 | 115.2500 USD | ||||
| ORD | Sale | 77,474 | 100.7621 EUR | ||||
| ADR | Sale | 97,450 | 115.6389 USD | ||||
| ORD | Sale | 104,818 | 100.7806 EUR | ||||
| ORD | Sale | 125,840 | 100.7076 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 100 | 100.2360 EUR | |||||
| ORD | SWAP | Long | 636 | 100.6579 EUR | |||||
| ORD | SWAP | Long | 2,099 | 100.8401 EUR | |||||
| ORD | SWAP | Long | 5,005 | 100.6022 EUR | |||||
| ORD | SWAP | Long | 5,286 | 100.8209 EUR | |||||
| ORD | CFD | Long | 5,321 | 100.9074 EUR | |||||
| ORD | SWAP | Long | 5,534 | 100.8494 EUR | |||||
| ORD | SWAP | Long | 12,055 | 100.8496 EUR | |||||
| ORD | SWAP | Long | 18,977 | 100.9034 EUR | |||||
| ORD | SWAP | Long | 34,210 | 100.7325 EUR | |||||
| ORD | SWAP | Short | 5 | 101.0140 EUR | |||||
| ORD | SWAP | Short | 12 | 101.0133 EUR | |||||
| ORD | SWAP | Short | 321 | 100.7395 EUR | |||||
| ORD | CFD | Short | 703 | 99.7655 EUR | |||||
| ORD | SWAP | Short | 767 | 100.8014 EUR | |||||
| ORD | CFD | Short | 870 | 100.7701 EUR | |||||
| ORD | SWAP | Short | 3,400 | 100.7465 EUR | |||||
| ORD | CFD | Short | 4,118 | 100.8268 EUR | |||||
| ORD | SWAP | Short | 5,007 | 100.7899 EUR | |||||
| ORD | SWAP | Short | 6,152 | 99.8705 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 19,800 | 110 USD | American | 16 Oct 2015 | 5.3348 USD | ||||||||
| ORD | Call Options | Purchasing | 1,500 | 115 USD | American | 16 Oct 2015 | 1.4166 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 115 USD | American | 20 Nov 2015 | 4.0000 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 115 USD | American | 15 Jan 2016 | 6.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 235,700 | 90 USD | American | 15 Jan 2016 | 0.4050 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 110 USD | American | 20 Nov 2015 | 2.3300 USD | ||||||||
| ORD | Put Options | Purchasing | 900 | 110 USD | American | 15 Jan 2016 | 3.9000 USD | ||||||||
| ORD | Put Options | Purchasing | 2,500 | 115 USD | American | 16 Oct 2015 | 1.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,100 | 115 USD | American | 15 Jan 2016 | 6.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 100,000 | 115 USD | American | 15 Jan 2016 | 6.2000 USD | ||||||||
| ORD | Put Options | Selling | 1,000 | 105 USD | American | 20 Nov 2015 | 1.2300 USD | ||||||||
| ORD | Put Options | Selling | 235,700 | 105 USD | American | 15 Jan 2016 | 2.5300 USD | ||||||||
| ORD | Put Options | Selling | 1,000 | 115 USD | American | 16 Oct 2015 | 0.9000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| (c) Attachments | |||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 15 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 45,000 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 7,700 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -131,300 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -42,500 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -2,000 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 241,200 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 5,200 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -17,400 | 120.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,800 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,900 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 39,500 | 125.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -15,100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 1,700 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151015006119/en/
Copyright Business Wire 2015
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