21st Oct 2015 14:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,570,639 | 0.71% | 10,621,815 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,048,043 | 0.19% | 443,832 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,425,331 | 0.03% | 1,374,931 | 0.02% | |||||||
| TOTAL: | 16,044,013 | 0.93% | 12,440,578 | 0.71% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 19 | 102.3000 EUR | ||||
| ORD | Purchase | 49 | 102.5500 EUR | ||||
| ADR | Purchase | 53 | 115.6500 USD | ||||
| ORD | Purchase | 54 | 102.9000 EUR | ||||
| ORD | Purchase | 67 | 102.2444 EUR | ||||
| ADR | Purchase | 80 | 116.0500 USD | ||||
| ORD | Purchase | 90 | 102.5000 EUR | ||||
| ADR | Purchase | 100 | 116.0800 USD | ||||
| ADR | Purchase | 100 | 115.6700 USD | ||||
| ORD | Purchase | 167 | 102.5250 EUR | ||||
| ORD | Purchase | 181 | 102.3500 EUR | ||||
| ORD | Purchase | 181 | 101.9000 EUR | ||||
| ORD | Purchase | 188 | 102.6250 EUR | ||||
| ORD | Purchase | 195 | 102.0750 EUR | ||||
| ADR | Purchase | 200 | 115.9750 USD | ||||
| ADR | Purchase | 200 | 116.0600 USD | ||||
| ADR | Purchase | 200 | 115.8700 USD | ||||
| ADR | Purchase | 225 | 116.2170 USD | ||||
| ORD | Purchase | 226 | 102.2000 EUR | ||||
| ORD | Purchase | 282 | 102.5750 EUR | ||||
| ORD | Purchase | 282 | 102.4750 EUR | ||||
| ORD | Purchase | 288 | 102.1750 EUR | ||||
| ORD | Purchase | 301 | 102.1250 EUR | ||||
| ORD | Purchase | 313 | 101.7750 EUR | ||||
| ORD | Purchase | 323 | 102.4500 EUR | ||||
| ORD | Purchase | 325 | 102.3750 EUR | ||||
| ORD | Purchase | 379 | 102.1275 EUR | ||||
| ORD | Purchase | 384 | 102.3839 EUR | ||||
| ORD | Purchase | 411 | 101.9750 EUR | ||||
| ORD | Purchase | 420 | 101.7250 EUR | ||||
| ORD | Purchase | 440 | 102.4250 EUR | ||||
| ORD | Purchase | 459 | 102.6750 EUR | ||||
| ADR | Purchase | 500 | 116.1738 USD | ||||
| ORD | Purchase | 503 | 102.0716 EUR | ||||
| ORD | Purchase | 571 | 101.8750 EUR | ||||
| ADR | Purchase | 580 | 115.9862 USD | ||||
| ORD | Purchase | 591 | 102.2750 EUR | ||||
| ADR | Purchase | 600 | 115.8000 USD | ||||
| ORD | Purchase | 670 | 101.9250 EUR | ||||
| ORD | Purchase | 687 | 102.0275 EUR | ||||
| ADR | Purchase | 700 | 116.2057 USD | ||||
| ADR | Purchase | 750 | 115.9803 USD | ||||
| ORD | Purchase | 769 | 102.1793 EUR | ||||
| ADR | Purchase | 774 | 115.9955 USD | ||||
| ORD | Purchase | 856 | 102.7094 EUR | ||||
| ADR | Purchase | 1,500 | 115.7910 USD | ||||
| ORD | Purchase | 1,589 | 102.0000 EUR | ||||
| ADR | Purchase | 1,675 | 116.0189 USD | ||||
| ORD | Purchase | 1,878 | 102.2453 EUR | ||||
| ADR | Purchase | 2,148 | 115.8533 USD | ||||
| ADR | Purchase | 2,400 | 116.1174 USD | ||||
| ORD | Purchase | 2,419 | 102.1881 EUR | ||||
| ADR | Purchase | 2,500 | 116.1750 USD | ||||
| ORD | Purchase | 2,600 | 115.6169 USD | ||||
| ADR | Purchase | 2,600 | 115.6169 USD | ||||
| ORD | Purchase | 2,919 | 102.2061 EUR | ||||
| ORD | Purchase | 3,383 | 102.2930 EUR | ||||
| ADR | Purchase | 3,534 | 115.6115 USD | ||||
| ORD | Purchase | 3,536 | 102.4114 EUR | ||||
| ADR | Purchase | 3,700 | 116.0115 USD | ||||
| ORD | Purchase | 3,849 | 102.5964 EUR | ||||
| ORD | Purchase | 4,398 | 102.2666 EUR | ||||
| ORD | Purchase | 4,629 | 102.1753 EUR | ||||
| ADR | Purchase | 4,888 | 115.9355 USD | ||||
| ORD | Purchase | 4,888 | 115.9355 USD | ||||
| ADR | Purchase | 4,920 | 115.9208 USD | ||||
| ADR | Purchase | 5,400 | 115.8298 USD | ||||
| ADR | Purchase | 5,694 | 115.7642 USD | ||||
| ADR | Purchase | 5,723 | 115.6523 USD | ||||
| ADR | Purchase | 6,200 | 115.9791 USD | ||||
| ADR | Purchase | 6,915 | 115.9719 USD | ||||
| ADR | Purchase | 7,216 | 116.1057 USD | ||||
| ADR | Purchase | 7,400 | 115.9463 USD | ||||
| ORD | Purchase | 9,172 | 102.7134 EUR | ||||
| ORD | Purchase | 9,982 | 102.4000 EUR | ||||
| ADR | Purchase | 19,531 | 116.0270 USD | ||||
| ORD | Purchase | 28,884 | 102.4943 EUR | ||||
| ORD | Purchase | 39,972 | 102.3926 EUR | ||||
| ORD | Sale | 19 | 102.3000 EUR | ||||
| ORD | Sale | 49 | 102.5500 EUR | ||||
| ADR | Sale | 53 | 115.6500 USD | ||||
| ADR | Sale | 53 | 115.9803 USD | ||||
| ORD | Sale | 54 | 102.9000 EUR | ||||
| ORD | Sale | 90 | 102.5000 EUR | ||||
| ADR | Sale | 100 | 116.0100 USD | ||||
| ADR | Sale | 100 | 115.9500 USD | ||||
| ADR | Sale | 100 | 115.7200 USD | ||||
| ADR | Sale | 100 | 115.5600 USD | ||||
| ORD | Sale | 167 | 102.5172 EUR | ||||
| ORD | Sale | 167 | 102.5250 EUR | ||||
| ADR | Sale | 172 | 116.2900 USD | ||||
| ORD | Sale | 181 | 101.9000 EUR | ||||
| ORD | Sale | 181 | 102.3500 EUR | ||||
| ORD | Sale | 188 | 102.6250 EUR | ||||
| ORD | Sale | 195 | 102.0750 EUR | ||||
| ADR | Sale | 200 | 115.6020 USD | ||||
| ADR | Sale | 200 | 115.6100 USD | ||||
| ADR | Sale | 200 | 115.9700 USD | ||||
| ADR | Sale | 200 | 116.0600 USD | ||||
| ADR | Sale | 200 | 116.0675 USD | ||||
| ORD | Sale | 226 | 102.2000 EUR | ||||
| ADR | Sale | 236 | 116.0527 USD | ||||
| ADR | Sale | 251 | 115.9890 USD | ||||
| ORD | Sale | 282 | 102.5750 EUR | ||||
| ORD | Sale | 282 | 102.4750 EUR | ||||
| ORD | Sale | 288 | 102.1750 EUR | ||||
| ORD | Sale | 301 | 102.1250 EUR | ||||
| ORD | Sale | 313 | 101.7750 EUR | ||||
| ORD | Sale | 323 | 102.4500 EUR | ||||
| ORD | Sale | 325 | 102.3750 EUR | ||||
| ADR | Sale | 371 | 115.8285 USD | ||||
| ADR | Sale | 394 | 115.9744 USD | ||||
| ADR | Sale | 400 | 116.0000 USD | ||||
| ORD | Sale | 411 | 101.9750 EUR | ||||
| ADR | Sale | 417 | 116.0300 USD | ||||
| ORD | Sale | 420 | 101.7250 EUR | ||||
| ORD | Sale | 440 | 102.4250 EUR | ||||
| ORD | Sale | 459 | 102.6750 EUR | ||||
| ORD | Sale | 470 | 102.4879 EUR | ||||
| ORD | Sale | 571 | 101.8750 EUR | ||||
| ORD | Sale | 591 | 102.2750 EUR | ||||
| ORD | Sale | 670 | 101.9250 EUR | ||||
| ADR | Sale | 700 | 115.5614 USD | ||||
| ADR | Sale | 800 | 116.0030 USD | ||||
| ADR | Sale | 873 | 115.9800 USD | ||||
| ORD | Sale | 1,089 | 102.0000 EUR | ||||
| ADR | Sale | 1,100 | 116.0681 USD | ||||
| ADR | Sale | 1,200 | 115.9650 USD | ||||
| ADR | Sale | 1,500 | 115.7910 USD | ||||
| ORD | Sale | 1,506 | 101.9426 EUR | ||||
| ORD | Sale | 1,705 | 102.4111 EUR | ||||
| ORD | Sale | 1,743 | 102.0097 EUR | ||||
| ADR | Sale | 2,000 | 115.9921 USD | ||||
| ADR | Sale | 2,078 | 116.0711 USD | ||||
| ADR | Sale | 2,200 | 115.9192 USD | ||||
| ORD | Sale | 2,381 | 102.2230 EUR | ||||
| ADR | Sale | 2,500 | 115.8082 USD | ||||
| ADR | Sale | 2,500 | 116.1750 USD | ||||
| ADR | Sale | 2,519 | 116.0916 USD | ||||
| ADR | Sale | 2,600 | 115.6169 USD | ||||
| ORD | Sale | 2,600 | 115.6169 USD | ||||
| ADR | Sale | 2,655 | 116.0579 USD | ||||
| ORD | Sale | 2,767 | 102.2936 EUR | ||||
| ADR | Sale | 2,821 | 115.7187 USD | ||||
| ORD | Sale | 2,849 | 102.4792 EUR | ||||
| ORD | Sale | 3,028 | 102.5966 EUR | ||||
| ADR | Sale | 3,119 | 115.9772 USD | ||||
| ADR | Sale | 3,200 | 115.9539 USD | ||||
| ADR | Sale | 3,355 | 116.1410 USD | ||||
| ADR | Sale | 3,780 | 116.1057 USD | ||||
| ORD | Sale | 4,888 | 115.9355 USD | ||||
| ADR | Sale | 4,888 | 115.9355 USD | ||||
| ADR | Sale | 6,400 | 116.0029 USD | ||||
| ADR | Sale | 6,815 | 115.9638 USD | ||||
| ORD | Sale | 6,851 | 102.4814 EUR | ||||
| ADR | Sale | 7,257 | 116.0739 USD | ||||
| ORD | Sale | 7,827 | 102.4523 EUR | ||||
| ADR | Sale | 13,300 | 115.9587 USD | ||||
| ORD | Sale | 18,513 | 102.5440 EUR | ||||
| ADR | Sale | 21,299 | 115.7216 USD | ||||
| ADR | Sale | 26,500 | 116.3019 USD | ||||
| ORD | Sale | 32,126 | 102.4929 EUR | ||||
| ORD | Sale | 39,149 | 102.4000 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 167 | 102.5172 EUR | |||||
| ORD | SWAP | Long | 470 | 102.4879 EUR | |||||
| ORD | SWAP | Long | 911 | 101.9503 EUR | |||||
| ORD | SWAP | Long | 1,071 | 102.5569 EUR | |||||
| ORD | SWAP | Long | 1,572 | 102.5828 EUR | |||||
| ORD | SWAP | Long | 1,699 | 102.3122 EUR | |||||
| ORD | SWAP | Long | 1,705 | 102.4111 EUR | |||||
| ORD | SWAP | Long | 2,108 | 101.9502 EUR | |||||
| ORD | SWAP | Long | 2,849 | 102.4792 EUR | |||||
| ORD | SWAP | Long | 10,370 | 102.5653 EUR | |||||
| ORD | CFD | Short | 62 | 102.4077 EUR | |||||
| ORD | SWAP | Short | 260 | 102.5182 EUR | |||||
| ORD | SWAP | Short | 687 | 102.0275 EUR | |||||
| ORD | SWAP | Short | 1,706 | 102.5477 EUR | |||||
| ORD | SWAP | Short | 1,976 | 102.1921 EUR | |||||
| ORD | SWAP | Short | 4,296 | 102.2987 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,100 | 115 USD | American | 18 Dec 2015 | 4.4000 USD | ||||||||
| ORD | Call Options | Purchasing | 50,000 | 115 USD | American | 18 Dec 2015 | 4.6100 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 135 USD | American | 18 Mar 2016 | 1.2500 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 110 USD | American | 15 Jan 2016 | 8.3000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 120 USD | American | 18 Mar 2016 | 9.8000 USD | ||||||||
| ORD | Put Options | Selling | 400 | 110 USD | American | 18 Dec 2015 | 2.3000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 110 USD | American | 20 Jan 2017 | 10.8000 USD | ||||||||
| ORD | Put Options | Selling | 1,700 | 115 USD | American | 18 Dec 2015 | 4.3058 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 135.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 8,800 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -80,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 244,800 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 500 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,400 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 1,400 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -6,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -2,900 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,500 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 1,700 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151021005946/en/
Copyright Business Wire 2015
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