14th Oct 2015 14:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,631,797 | 0.71% | 10,627,023 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,968,329 | 0.18% | 455,567 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,287,431 | 0.09% | 1,183,031 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,887,557 | 0.99% | 12,265,621 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 100.3750 EUR | ||||
| ADR | Purchase | 10 | 113.7200 USD | ||||
| ADR | Purchase | 30 | 113.6400 USD | ||||
| ORD | Purchase | 78 | 101.5250 EUR | ||||
| ORD | Purchase | 81 | 102.0500 EUR | ||||
| ADR | Purchase | 82 | 113.8600 USD | ||||
| ADR | Purchase | 100 | 113.8800 USD | ||||
| ADR | Purchase | 100 | 113.7300 USD | ||||
| ADR | Purchase | 100 | 113.6200 USD | ||||
| ADR | Purchase | 100 | 113.9999 USD | ||||
| ADR | Purchase | 100 | 113.9900 USD | ||||
| ADR | Purchase | 100 | 113.9800 USD | ||||
| ORD | Purchase | 110 | 100.8250 EUR | ||||
| ORD | Purchase | 152 | 100.6500 EUR | ||||
| ORD | Purchase | 152 | 100.5750 EUR | ||||
| ORD | Purchase | 152 | 101.6000 EUR | ||||
| ORD | Purchase | 158 | 100.4500 EUR | ||||
| ORD | Purchase | 189 | 100.5000 EUR | ||||
| ORD | Purchase | 199 | 100.4000 EUR | ||||
| ADR | Purchase | 200 | 113.2700 USD | ||||
| ADR | Purchase | 200 | 113.8975 USD | ||||
| ADR | Purchase | 200 | 113.8300 USD | ||||
| ADR | Purchase | 205 | 113.9300 USD | ||||
| ORD | Purchase | 256 | 100.2652 EUR | ||||
| ADR | Purchase | 265 | 113.8690 USD | ||||
| ORD | Purchase | 274 | 100.1750 EUR | ||||
| ADR | Purchase | 300 | 113.8966 USD | ||||
| ADR | Purchase | 300 | 113.6150 USD | ||||
| ADR | Purchase | 340 | 113.2417 USD | ||||
| ORD | Purchase | 375 | 100.3250 EUR | ||||
| ADR | Purchase | 400 | 113.6500 USD | ||||
| ORD | Purchase | 400 | 99.3247 EUR | ||||
| ORD | Purchase | 400 | 100.3500 EUR | ||||
| ADR | Purchase | 400 | 113.4275 USD | ||||
| ORD | Purchase | 443 | 100.2750 EUR | ||||
| ORD | Purchase | 446 | 100.5250 EUR | ||||
| ADR | Purchase | 451 | 113.8999 USD | ||||
| ADR | Purchase | 465 | 113.9430 USD | ||||
| ADR | Purchase | 500 | 113.6100 USD | ||||
| ADR | Purchase | 528 | 113.8100 USD | ||||
| ORD | Purchase | 566 | 100.9190 EUR | ||||
| ADR | Purchase | 600 | 113.8808 USD | ||||
| ADR | Purchase | 600 | 113.8467 USD | ||||
| ORD | Purchase | 612 | 100.2000 EUR | ||||
| ORD | Purchase | 628 | 100.1000 EUR | ||||
| ORD | Purchase | 683 | 100.2250 EUR | ||||
| ADR | Purchase | 700 | 111.4900 USD | ||||
| ADR | Purchase | 700 | 113.8992 USD | ||||
| ORD | Purchase | 756 | 100.0750 EUR | ||||
| ADR | Purchase | 800 | 113.2722 USD | ||||
| ADR | Purchase | 866 | 113.9287 USD | ||||
| ORD | Purchase | 930 | 100.1089 EUR | ||||
| ADR | Purchase | 1,000 | 113.1650 USD | ||||
| ORD | Purchase | 1,003 | 100.2695 EUR | ||||
| ADR | Purchase | 1,200 | 114.0027 USD | ||||
| ADR | Purchase | 1,244 | 113.4655 USD | ||||
| ADR | Purchase | 1,290 | 113.1226 USD | ||||
| ADR | Purchase | 1,300 | 113.8338 USD | ||||
| ORD | Purchase | 1,375 | 100.0250 EUR | ||||
| ORD | Purchase | 1,500 | 101.1943 EUR | ||||
| ADR | Purchase | 1,529 | 113.9635 USD | ||||
| ORD | Purchase | 1,586 | 100.2500 EUR | ||||
| ORD | Purchase | 1,601 | 100.5144 EUR | ||||
| ORD | Purchase | 1,634 | 99.7339 EUR | ||||
| ADR | Purchase | 1,660 | 113.1366 USD | ||||
| ADR | Purchase | 1,700 | 113.9200 USD | ||||
| ADR | Purchase | 1,800 | 114.0499 USD | ||||
| ADR | Purchase | 1,930 | 113.8592 USD | ||||
| ORD | Purchase | 2,031 | 100.2065 EUR | ||||
| ORD | Purchase | 2,089 | 100.0500 EUR | ||||
| ADR | Purchase | 2,100 | 113.8199 USD | ||||
| ADR | Purchase | 2,100 | 113.7531 USD | ||||
| ORD | Purchase | 2,277 | 100.1250 EUR | ||||
| ADR | Purchase | 2,700 | 113.8941 USD | ||||
| ORD | Purchase | 2,718 | 100.2158 EUR | ||||
| ADR | Purchase | 2,947 | 113.8417 USD | ||||
| ORD | Purchase | 3,038 | 99.9183 EUR | ||||
| ADR | Purchase | 3,078 | 113.9000 USD | ||||
| ADR | Purchase | 3,500 | 114.0176 USD | ||||
| ADR | Purchase | 3,610 | 113.9507 USD | ||||
| ORD | Purchase | 4,200 | 99.7271 EUR | ||||
| ORD | Purchase | 4,233 | 99.8846 EUR | ||||
| ORD | Purchase | 4,908 | 99.9049 EUR | ||||
| ADR | Purchase | 5,200 | 113.9600 USD | ||||
| ADR | Purchase | 5,200 | 113.7981 USD | ||||
| ADR | Purchase | 5,282 | 113.7978 USD | ||||
| ORD | Purchase | 5,567 | 100.0000 EUR | ||||
| ADR | Purchase | 7,200 | 113.9877 USD | ||||
| ORD | Purchase | 7,657 | 113.9056 USD | ||||
| ADR | Purchase | 8,400 | 113.9441 USD | ||||
| ORD | Purchase | 8,510 | 99.9101 EUR | ||||
| ADR | Purchase | 8,800 | 113.8009 USD | ||||
| ORD | Purchase | 9,260 | 113.8276 USD | ||||
| ADR | Purchase | 9,260 | 113.8276 USD | ||||
| ADR | Purchase | 10,400 | 113.9022 USD | ||||
| ORD | Purchase | 11,370 | 100.1067 EUR | ||||
| ADR | Purchase | 12,861 | 113.4718 USD | ||||
| ADR | Purchase | 13,953 | 113.8478 USD | ||||
| ORD | Purchase | 16,242 | 99.9075 EUR | ||||
| ORD | Purchase | 19,671 | 99.8516 EUR | ||||
| ORD | Purchase | 23,113 | 99.9607 EUR | ||||
| ORD | Purchase | 27,870 | 99.9349 EUR | ||||
| ORD | Purchase | 29,741 | 99.8742 EUR | ||||
| ORD | Purchase | 35,532 | 100.0230 EUR | ||||
| ADR | Purchase | 37,622 | 113.7600 USD | ||||
| ORD | Purchase | 37,655 | 100.2843 EUR | ||||
| ORD | Purchase | 60,000 | 100.0175 EUR | ||||
| ORD | Purchase | 77,794 | 100.0109 EUR | ||||
| ADR | Purchase | 158,735 | 113.8710 USD | ||||
| ORD | Purchase | 267,491 | 102.0000 EUR | ||||
| ADR | Sale | -16,715 | 113.8818 USD | ||||
| ORD | Sale | 2 | 100.3750 EUR | ||||
| ADR | Sale | 5 | 113.9300 USD | ||||
| ADR | Sale | 10 | 113.7200 USD | ||||
| ADR | Sale | 29 | 113.9400 USD | ||||
| ADR | Sale | 51 | 113.9100 USD | ||||
| ADR | Sale | 56 | 114.0000 USD | ||||
| ORD | Sale | 78 | 101.5250 EUR | ||||
| ORD | Sale | 81 | 102.0500 EUR | ||||
| ADR | Sale | 100 | 113.9000 USD | ||||
| ORD | Sale | 110 | 100.8250 EUR | ||||
| ORD | Sale | 152 | 100.5750 EUR | ||||
| ORD | Sale | 152 | 100.6500 EUR | ||||
| ORD | Sale | 152 | 101.6000 EUR | ||||
| ORD | Sale | 158 | 100.4500 EUR | ||||
| ORD | Sale | 190 | 100.0118 EUR | ||||
| ORD | Sale | 199 | 100.4000 EUR | ||||
| ORD | Sale | 200 | 100.1090 EUR | ||||
| ADR | Sale | 200 | 113.8200 USD | ||||
| ADR | Sale | 200 | 114.0960 USD | ||||
| ADR | Sale | 200 | 114.2550 USD | ||||
| ADR | Sale | 228 | 113.8100 USD | ||||
| ADR | Sale | 245 | 114.0051 USD | ||||
| ORD | Sale | 262 | 102.2948 EUR | ||||
| ORD | Sale | 262 | 102.0000 EUR | ||||
| ORD | Sale | 274 | 100.1750 EUR | ||||
| ADR | Sale | 276 | 113.8450 USD | ||||
| ADR | Sale | 300 | 113.5366 USD | ||||
| ORD | Sale | 315 | 99.8200 EUR | ||||
| ORD | Sale | 342 | 99.4083 EUR | ||||
| ORD | Sale | 360 | 99.9800 EUR | ||||
| ORD | Sale | 375 | 100.3250 EUR | ||||
| ADR | Sale | 395 | 113.8906 USD | ||||
| ADR | Sale | 400 | 113.9237 USD | ||||
| ORD | Sale | 400 | 100.3500 EUR | ||||
| ORD | Sale | 443 | 100.2750 EUR | ||||
| ORD | Sale | 446 | 100.5250 EUR | ||||
| ADR | Sale | 500 | 113.0600 USD | ||||
| ADR | Sale | 500 | 113.8580 USD | ||||
| ORD | Sale | 513 | 102.3000 EUR | ||||
| ORD | Sale | 573 | 102.0649 EUR | ||||
| ADR | Sale | 600 | 113.7416 USD | ||||
| ADR | Sale | 600 | 113.8800 USD | ||||
| ORD | Sale | 628 | 100.1000 EUR | ||||
| ADR | Sale | 700 | 111.4900 USD | ||||
| ORD | Sale | 780 | 100.0750 EUR | ||||
| ADR | Sale | 800 | 113.8150 USD | ||||
| ORD | Sale | 817 | 100.2250 EUR | ||||
| ORD | Sale | 840 | 100.2000 EUR | ||||
| ADR | Sale | 900 | 113.9722 USD | ||||
| ORD | Sale | 917 | 100.2854 EUR | ||||
| ADR | Sale | 930 | 113.9354 USD | ||||
| ORD | Sale | 989 | 99.8111 EUR | ||||
| ADR | Sale | 1,000 | 113.9900 USD | ||||
| ORD | Sale | 1,014 | 100.1342 EUR | ||||
| ORD | Sale | 1,078 | 102.3250 EUR | ||||
| ADR | Sale | 1,100 | 113.8927 USD | ||||
| ORD | Sale | 1,213 | 100.0500 EUR | ||||
| ORD | Sale | 1,375 | 100.0250 EUR | ||||
| ADR | Sale | 1,433 | 113.8502 USD | ||||
| ORD | Sale | 1,445 | 100.5000 EUR | ||||
| ADR | Sale | 1,500 | 113.9380 USD | ||||
| ADR | Sale | 1,526 | 114.0491 USD | ||||
| ADR | Sale | 1,600 | 113.7744 USD | ||||
| ADR | Sale | 1,700 | 113.6826 USD | ||||
| ADR | Sale | 1,700 | 113.9200 USD | ||||
| ADR | Sale | 2,476 | 113.7509 USD | ||||
| ADR | Sale | 2,500 | 113.0603 USD | ||||
| ADR | Sale | 2,800 | 113.7928 USD | ||||
| ORD | Sale | 2,804 | 100.1845 EUR | ||||
| ORD | Sale | 2,861 | 100.3443 EUR | ||||
| ORD | Sale | 3,027 | 99.4150 EUR | ||||
| ORD | Sale | 3,374 | 100.2500 EUR | ||||
| ORD | Sale | 3,379 | 100.1147 EUR | ||||
| ADR | Sale | 3,800 | 114.0210 USD | ||||
| ORD | Sale | 3,836 | 101.2912 EUR | ||||
| ADR | Sale | 3,900 | 113.8654 USD | ||||
| ADR | Sale | 3,900 | 113.8846 USD | ||||
| ORD | Sale | 3,951 | 100.0543 EUR | ||||
| ORD | Sale | 4,605 | 100.0000 EUR | ||||
| ORD | Sale | 4,630 | 113.8276 USD | ||||
| ORD | Sale | 4,795 | 100.6767 EUR | ||||
| ADR | Sale | 4,872 | 113.9814 USD | ||||
| ADR | Sale | 5,000 | 113.7367 USD | ||||
| ADR | Sale | 5,000 | 113.3615 USD | ||||
| ADR | Sale | 5,200 | 113.9600 USD | ||||
| ADR | Sale | 5,235 | 113.7979 USD | ||||
| ADR | Sale | 5,329 | 113.7978 USD | ||||
| ADR | Sale | 5,769 | 113.9983 USD | ||||
| ORD | Sale | 6,324 | 99.9662 EUR | ||||
| ORD | Sale | 6,526 | 100.1944 EUR | ||||
| ADR | Sale | 6,700 | 114.0062 USD | ||||
| ADR | Sale | 6,829 | 113.2539 USD | ||||
| ADR | Sale | 6,900 | 113.9839 USD | ||||
| ORD | Sale | 7,360 | 100.2275 EUR | ||||
| ADR | Sale | 7,720 | 113.9424 USD | ||||
| ORD | Sale | 8,424 | 100.2565 EUR | ||||
| ADR | Sale | 8,734 | 113.7224 USD | ||||
| ORD | Sale | 9,487 | 100.2905 EUR | ||||
| ADR | Sale | 9,983 | 113.9714 USD | ||||
| ORD | Sale | 10,086 | 100.3000 EUR | ||||
| ADR | Sale | 10,110 | 113.9079 USD | ||||
| ADR | Sale | 11,235 | 113.9887 USD | ||||
| ADR | Sale | 12,861 | 113.4512 USD | ||||
| ORD | Sale | 13,200 | 100.5440 EUR | ||||
| ORD | Sale | 15,314 | 113.9056 USD | ||||
| ADR | Sale | 15,314 | 113.9056 USD | ||||
| ADR | Sale | 16,033 | 113.8473 USD | ||||
| ADR | Sale | 16,552 | 113.6522 USD | ||||
| ADR | Sale | 16,804 | 113.8523 USD | ||||
| ORD | Sale | 22,221 | 100.7146 EUR | ||||
| ADR | Sale | 23,416 | 113.7353 USD | ||||
| ADR | Sale | 25,972 | 113.8285 USD | ||||
| ADR | Sale | 26,099 | 113.8796 USD | ||||
| ORD | Sale | 40,773 | 100.1443 EUR | ||||
| ORD | Sale | 100,000 | 99.8700 EUR | ||||
| ORD | Sale | 109,913 | 100.1778 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 66 | 101.4409 EUR | |||||
| ORD | SWAP | Long | 264 | 101.1696 EUR | |||||
| ORD | SWAP | Long | 694 | 101.6859 EUR | |||||
| ORD | SWAP | Long | 2,494 | 100.5177 EUR | |||||
| ORD | CFD | Long | 3,379 | 100.1147 EUR | |||||
| ORD | SWAP | Long | 3,951 | 100.0543 EUR | |||||
| ORD | SWAP | Long | 13,766 | 101.1750 EUR | |||||
| ORD | SWAP | Short | 47 | 99.9406 EUR | |||||
| ORD | SWAP | Short | 256 | 100.2652 EUR | |||||
| ORD | SWAP | Short | 297 | 99.9391 EUR | |||||
| ORD | CFD | Short | 332 | 100.0140 EUR | |||||
| ORD | SWAP | Short | 400 | 99.3247 EUR | |||||
| ORD | SWAP | Short | 668 | 99.9393 EUR | |||||
| ORD | SWAP | Short | 877 | 99.6877 EUR | |||||
| ORD | CFD | Short | 930 | 100.1089 EUR | |||||
| ORD | SWAP | Short | 1,954 | 99.7800 EUR | |||||
| ORD | SWAP | Short | 2,126 | 99.7948 EUR | |||||
| ORD | SWAP | Short | 2,498 | 101.5056 EUR | |||||
| ORD | SWAP | Short | 4,844 | 99.8932 EUR | |||||
| ORD | SWAP | Short | 7,721 | 99.9146 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,300 | 110 USD | American | 16 Oct 2015 | 4.1792 USD | ||||||||
| ORD | Call Options | Purchasing | 3,100 | 110 USD | American | 20 Nov 2015 | 6.2806 USD | ||||||||
| ORD | Call Options | Purchasing | 2,700 | 115 USD | American | 16 Oct 2015 | 1.0685 USD | ||||||||
| ORD | Call Options | Purchasing | 6,700 | 120 USD | American | 20 Nov 2015 | 1.7000 USD | ||||||||
| ORD | Call Options | Purchasing | 800 | 125 USD | American | 20 Nov 2015 | 0.7900 USD | ||||||||
| ORD | Call Options | Selling | 1,300 | 115 USD | American | 16 Oct 2015 | 0.8792 USD | ||||||||
| ORD | Call Options | Selling | 800 | 130 USD | American | 20 Nov 2015 | 0.3400 USD | ||||||||
| ORD | Put Options | Purchasing | 500 | 90 USD | American | 15 Jan 2016 | 0.5500 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 105 USD | American | 20 Nov 2015 | 1.5500 USD | ||||||||
| ORD | Put Options | Purchasing | 500 | 115 USD | American | 16 Oct 2015 | 2.6500 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 125 USD | American | 18 Mar 2016 | 15.6000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 14 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 45,000 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 102,000 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 7,700 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -131,300 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -500 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 5,500 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 5,200 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -17,400 | 120.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,300 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,900 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -19,200 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 39,500 | 125.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -15,100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,200 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 1,400 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -900 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151014005906/en/
Copyright Business Wire 2015
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