23rd Oct 2015 13:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,588,736 | 0.72% | 10,682,475 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,108,434 | 0.19% | 453,223 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,425,559 | 0.09% | 1,385,231 | 0.09% | |||||||
| TOTAL: | 16,122,729 | 1.00% | 12,520,929 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 19 | 101.5500 EUR | ||||
| ADR | Purchase | 24 | 117.0500 USD | ||||
| ADR | Purchase | 24 | 117.1800 USD | ||||
| ADR | Purchase | 31 | 116.9100 USD | ||||
| ORD | Purchase | 38 | 102.3000 EUR | ||||
| ADR | Purchase | 43 | 116.9600 USD | ||||
| ADR | Purchase | 50 | 117.2400 USD | ||||
| ORD | Purchase | 63 | 104.0750 EUR | ||||
| ADR | Purchase | 75 | 117.3800 USD | ||||
| ADR | Purchase | 80 | 117.1200 USD | ||||
| ORD | Purchase | 82 | 103.0643 EUR | ||||
| ORD | Purchase | 94 | 104.2500 EUR | ||||
| ADR | Purchase | 100 | 116.9900 USD | ||||
| ORD | Purchase | 100 | 104.6500 EUR | ||||
| ADR | Purchase | 100 | 116.9500 USD | ||||
| ORD | Purchase | 111 | 101.4000 EUR | ||||
| ORD | Purchase | 118 | 103.5000 EUR | ||||
| ADR | Purchase | 125 | 117.0700 USD | ||||
| ADR | Purchase | 125 | 116.8940 USD | ||||
| ORD | Purchase | 145 | 102.2500 EUR | ||||
| ORD | Purchase | 146 | 104.1250 EUR | ||||
| ADR | Purchase | 150 | 117.1313 USD | ||||
| ADR | Purchase | 150 | 117.3100 USD | ||||
| ORD | Purchase | 194 | 102.6500 EUR | ||||
| ORD | Purchase | 194 | 103.9000 EUR | ||||
| ORD | Purchase | 194 | 104.5500 EUR | ||||
| ADR | Purchase | 200 | 117.2250 USD | ||||
| ADR | Purchase | 200 | 116.9950 USD | ||||
| ADR | Purchase | 233 | 116.9204 USD | ||||
| ADR | Purchase | 238 | 117.2217 USD | ||||
| ADR | Purchase | 243 | 116.9203 USD | ||||
| ORD | Purchase | 269 | 104.6000 EUR | ||||
| ADR | Purchase | 300 | 117.2091 USD | ||||
| ADR | Purchase | 300 | 117.1233 USD | ||||
| ORD | Purchase | 313 | 102.0297 EUR | ||||
| ORD | Purchase | 321 | 104.2000 EUR | ||||
| ORD | Purchase | 344 | 104.0500 EUR | ||||
| ORD | Purchase | 349 | 102.0500 EUR | ||||
| ORD | Purchase | 391 | 103.6000 EUR | ||||
| ADR | Purchase | 400 | 117.1432 USD | ||||
| ORD | Purchase | 406 | 104.8000 EUR | ||||
| ADR | Purchase | 500 | 117.1801 USD | ||||
| ADR | Purchase | 500 | 116.7380 USD | ||||
| ORD | Purchase | 593 | 102.1903 EUR | ||||
| ADR | Purchase | 600 | 116.9301 USD | ||||
| ADR | Purchase | 800 | 117.1692 USD | ||||
| ORD | Purchase | 928 | 104.1500 EUR | ||||
| ORD | Purchase | 987 | 105.0500 EUR | ||||
| ORD | Purchase | 1,051 | 102.9598 EUR | ||||
| ADR | Purchase | 1,100 | 117.0444 USD | ||||
| ORD | Purchase | 1,176 | 104.2887 EUR | ||||
| ADR | Purchase | 1,200 | 117.1300 USD | ||||
| ORD | Purchase | 1,294 | 103.3818 EUR | ||||
| ORD | Purchase | 1,373 | 104.1000 EUR | ||||
| ADR | Purchase | 1,487 | 117.1690 USD | ||||
| ADR | Purchase | 1,500 | 116.7606 USD | ||||
| ADR | Purchase | 2,000 | 116.6900 USD | ||||
| ADR | Purchase | 2,000 | 117.1551 USD | ||||
| ORD | Purchase | 2,193 | 103.6419 EUR | ||||
| ADR | Purchase | 3,000 | 117.2824 USD | ||||
| ORD | Purchase | 3,455 | 105.0853 EUR | ||||
| ADR | Purchase | 3,500 | 117.0416 USD | ||||
| ADR | Purchase | 3,551 | 117.1831 USD | ||||
| ADR | Purchase | 3,600 | 117.2300 USD | ||||
| ADR | Purchase | 3,700 | 117.1031 USD | ||||
| ADR | Purchase | 4,400 | 116.9153 USD | ||||
| ADR | Purchase | 4,554 | 117.1340 USD | ||||
| ORD | Purchase | 4,561 | 102.8638 EUR | ||||
| ADR | Purchase | 4,600 | 116.9769 USD | ||||
| ORD | Purchase | 4,650 | 104.7913 EUR | ||||
| ADR | Purchase | 5,260 | 117.1992 USD | ||||
| ORD | Purchase | 5,339 | 103.7238 EUR | ||||
| ADR | Purchase | 5,710 | 117.0982 USD | ||||
| ADR | Purchase | 6,224 | 116.8059 USD | ||||
| ORD | Purchase | 6,224 | 116.8059 USD | ||||
| ADR | Purchase | 6,260 | 117.0539 USD | ||||
| ORD | Purchase | 6,375 | 104.6882 EUR | ||||
| ADR | Purchase | 6,409 | 116.5287 USD | ||||
| ORD | Purchase | 6,836 | 104.2094 EUR | ||||
| ORD | Purchase | 9,000 | 101.8329 EUR | ||||
| ORD | Purchase | 10,648 | 103.0103 EUR | ||||
| ORD | Purchase | 11,574 | 103.5017 EUR | ||||
| ADR | Purchase | 11,767 | 116.8903 USD | ||||
| ADR | Purchase | 12,651 | 116.8377 USD | ||||
| ADR | Purchase | 14,630 | 116.1625 USD | ||||
| ORD | Purchase | 15,268 | 104.6920 EUR | ||||
| ORD | Purchase | 16,129 | 103.6790 EUR | ||||
| ORD | Purchase | 17,174 | 104.8602 EUR | ||||
| ORD | Purchase | 18,410 | 103.9286 EUR | ||||
| ORD | Purchase | 20,218 | 103.9612 EUR | ||||
| ORD | Purchase | 26,872 | 104.5000 EUR | ||||
| ORD | Purchase | 28,397 | 116.5013 USD | ||||
| ORD | Purchase | 42,132 | 103.1696 EUR | ||||
| ORD | Purchase | 56,045 | 103.5594 EUR | ||||
| ORD | Purchase | 88,743 | 103.5796 EUR | ||||
| ADR | Purchase | 89,581 | 116.8955 USD | ||||
| ORD | Sale | 7 | 104.1947 EUR | ||||
| ORD | Sale | 19 | 102.3000 EUR | ||||
| ORD | Sale | 19 | 101.5500 EUR | ||||
| ADR | Sale | 24 | 117.0500 USD | ||||
| ADR | Sale | 25 | 117.0700 USD | ||||
| ADR | Sale | 31 | 116.9100 USD | ||||
| ADR | Sale | 38 | 116.9000 USD | ||||
| ORD | Sale | 63 | 102.1000 EUR | ||||
| ORD | Sale | 63 | 104.0750 EUR | ||||
| ADR | Sale | 68 | 116.7504 USD | ||||
| ADR | Sale | 75 | 117.3100 USD | ||||
| ADR | Sale | 75 | 117.3800 USD | ||||
| ADR | Sale | 82 | 115.8200 USD | ||||
| ORD | Sale | 95 | 101.9500 EUR | ||||
| ADR | Sale | 100 | 116.9750 USD | ||||
| ADR | Sale | 100 | 116.4100 USD | ||||
| ADR | Sale | 100 | 116.6250 USD | ||||
| ADR | Sale | 100 | 116.8900 USD | ||||
| ADR | Sale | 100 | 116.8850 USD | ||||
| ADR | Sale | 100 | 117.1320 USD | ||||
| ORD | Sale | 111 | 101.4000 EUR | ||||
| ORD | Sale | 118 | 103.5000 EUR | ||||
| ORD | Sale | 122 | 103.8590 EUR | ||||
| ORD | Sale | 145 | 102.2500 EUR | ||||
| ORD | Sale | 157 | 104.1250 EUR | ||||
| ORD | Sale | 179 | 104.2500 EUR | ||||
| ORD | Sale | 194 | 103.9000 EUR | ||||
| ORD | Sale | 194 | 102.6500 EUR | ||||
| ADR | Sale | 200 | 116.5500 USD | ||||
| ADR | Sale | 200 | 116.9275 USD | ||||
| ADR | Sale | 230 | 116.8826 USD | ||||
| ADR | Sale | 238 | 116.9203 USD | ||||
| ORD | Sale | 285 | 101.7635 EUR | ||||
| ADR | Sale | 297 | 117.0140 USD | ||||
| ADR | Sale | 300 | 116.8800 USD | ||||
| ADR | Sale | 304 | 117.0816 USD | ||||
| ORD | Sale | 310 | 104.3898 EUR | ||||
| ORD | Sale | 313 | 104.3000 EUR | ||||
| ORD | Sale | 344 | 104.0500 EUR | ||||
| ORD | Sale | 349 | 102.0500 EUR | ||||
| ORD | Sale | 391 | 103.6000 EUR | ||||
| ADR | Sale | 400 | 117.0625 USD | ||||
| ADR | Sale | 400 | 117.0125 USD | ||||
| ORD | Sale | 403 | 104.3500 EUR | ||||
| ORD | Sale | 442 | 104.3007 EUR | ||||
| ADR | Sale | 500 | 116.9382 USD | ||||
| ORD | Sale | 600 | 104.8000 EUR | ||||
| ADR | Sale | 600 | 116.7808 USD | ||||
| ORD | Sale | 634 | 104.2000 EUR | ||||
| ADR | Sale | 670 | 116.8841 USD | ||||
| ADR | Sale | 688 | 116.4059 USD | ||||
| ORD | Sale | 692 | 104.6000 EUR | ||||
| ORD | Sale | 749 | 102.2634 EUR | ||||
| ADR | Sale | 787 | 117.0348 USD | ||||
| ORD | Sale | 824 | 103.2217 EUR | ||||
| ORD | Sale | 1,050 | 105.0500 EUR | ||||
| ORD | Sale | 1,071 | 104.5500 EUR | ||||
| ADR | Sale | 1,100 | 116.8781 USD | ||||
| ORD | Sale | 1,104 | 104.1500 EUR | ||||
| ORD | Sale | 1,200 | 103.6833 EUR | ||||
| ADR | Sale | 1,250 | 117.1300 USD | ||||
| ADR | Sale | 1,300 | 116.9986 USD | ||||
| ADR | Sale | 1,312 | 116.7529 USD | ||||
| ORD | Sale | 1,366 | 104.9508 EUR | ||||
| ADR | Sale | 1,400 | 116.5501 USD | ||||
| ADR | Sale | 1,410 | 116.8563 USD | ||||
| ADR | Sale | 1,430 | 117.1488 USD | ||||
| ORD | Sale | 1,460 | 102.5234 EUR | ||||
| ADR | Sale | 1,500 | 116.7607 USD | ||||
| ORD | Sale | 1,600 | 103.0500 EUR | ||||
| ORD | Sale | 1,736 | 104.4900 EUR | ||||
| ORD | Sale | 2,000 | 102.2264 EUR | ||||
| ORD | Sale | 2,159 | 104.1000 EUR | ||||
| ADR | Sale | 2,200 | 116.8758 USD | ||||
| ORD | Sale | 2,223 | 102.7584 EUR | ||||
| ADR | Sale | 2,560 | 117.1711 USD | ||||
| ADR | Sale | 2,600 | 117.2293 USD | ||||
| ADR | Sale | 2,600 | 116.9107 USD | ||||
| ADR | Sale | 2,600 | 116.9838 USD | ||||
| ADR | Sale | 3,100 | 116.9092 USD | ||||
| ORD | Sale | 3,112 | 116.8059 USD | ||||
| ORD | Sale | 3,147 | 104.1936 EUR | ||||
| ORD | Sale | 3,217 | 102.5162 EUR | ||||
| ORD | Sale | 3,223 | 103.1453 EUR | ||||
| ADR | Sale | 3,271 | 116.8196 USD | ||||
| ADR | Sale | 3,600 | 117.2300 USD | ||||
| ADR | Sale | 4,012 | 116.4741 USD | ||||
| ADR | Sale | 4,500 | 116.9075 USD | ||||
| ADR | Sale | 5,475 | 116.9194 USD | ||||
| ADR | Sale | 5,594 | 116.9144 USD | ||||
| ORD | Sale | 6,332 | 102.7357 EUR | ||||
| ADR | Sale | 6,350 | 116.9993 USD | ||||
| ADR | Sale | 9,712 | 116.8982 USD | ||||
| ORD | Sale | 10,370 | 104.4500 EUR | ||||
| ADR | Sale | 11,204 | 116.8515 USD | ||||
| ORD | Sale | 13,976 | 104.5000 EUR | ||||
| ORD | Sale | 17,437 | 103.9613 EUR | ||||
| ORD | Sale | 27,151 | 103.9459 EUR | ||||
| ORD | Sale | 27,299 | 103.7223 EUR | ||||
| ADR | Sale | 27,940 | 116.8864 USD | ||||
| ORD | Sale | 28,122 | 103.6057 EUR | ||||
| ADR | Sale | 33,802 | 116.8962 USD | ||||
| ORD | Sale | 39,295 | 104.6500 EUR | ||||
| ADR | Sale | 56,794 | 116.5013 USD | ||||
| ORD | Sale | 56,794 | 116.5013 USD | ||||
| ORD | Sale | 88,771 | 103.4948 EUR | ||||
| ORD | Sale | 141,795 | 103.5114 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 61 | 104.1490 EUR | |||||
| ORD | SWAP | Long | 89 | 104.4247 EUR | |||||
| ORD | SWAP | Long | 365 | 104.7804 EUR | |||||
| ORD | SWAP | Long | 505 | 104.4244 EUR | |||||
| ORD | SWAP | Long | 550 | 104.7772 EUR | |||||
| ORD | SWAP | Long | 749 | 102.2634 EUR | |||||
| ORD | SWAP | Long | 1,016 | 104.4246 EUR | |||||
| ORD | SWAP | Long | 1,510 | 104.6903 EUR | |||||
| ORD | SWAP | Long | 3,223 | 103.1453 EUR | |||||
| ORD | SWAP | Long | 3,977 | 103.0311 EUR | |||||
| ORD | CFD | Long | 12,293 | 103.6112 EUR | |||||
| ORD | CFD | Long | 17,437 | 103.9613 EUR | |||||
| ORD | SWAP | Long | 18,900 | 104.5000 EUR | |||||
| ORD | SWAP | Long | 33,763 | 103.5068 EUR | |||||
| ORD | CFD | Short | 82 | 103.0643 EUR | |||||
| ORD | SWAP | Short | 862 | 103.4767 EUR | |||||
| ORD | SWAP | Short | 1,176 | 104.2887 EUR | |||||
| ORD | SWAP | Short | 1,720 | 104.5616 EUR | |||||
| ORD | SWAP | Short | 3,323 | 103.7439 EUR | |||||
| ORD | SWAP | Short | 4,216 | 104.5010 EUR | |||||
| ORD | SWAP | Short | 5,329 | 103.4498 EUR | |||||
| ORD | SWAP | Short | 9,000 | 101.8328 EUR | |||||
| ORD | SWAP | Short | 11,701 | 102.8059 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Selling | 2,100 | 115 USD | American | 20 Nov 2015 | 3.7095 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 115 USD | American | 18 Dec 2015 | 4.6000 USD | ||||||||
| ORD | Call Options | Selling | 1,600 | 120 USD | American | 20 Nov 2015 | 1.5000 USD | ||||||||
| ORD | Call Options | Selling | 7,300 | 120 USD | American | 18 Dec 2015 | 2.6739 USD | ||||||||
| ORD | Call Options | Selling | 100 | 130 USD | American | 20 Nov 2015 | 0.1500 USD | ||||||||
| ORD | Put Options | Selling | 200 | 105 USD | American | 15 Jan 2016 | 1.6500 USD | ||||||||
| ORD | Put Options | Selling | 300 | 110 USD | American | 18 Dec 2015 | 2.0000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 110 USD | American | 15 Jan 2016 | 2.9200 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,328 | 103.0000 | European | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,200 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 135.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 7,200 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -82,700 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 245,000 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -900 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -16,300 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 500 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,400 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 1,700 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -6,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -2,900 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,500 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 2,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151023005420/en/
Copyright Business Wire 2015
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