13th Sep 2024 15:15
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
| |||||
(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ANGLOGOLD ASHANTI PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
| |||||
(e) | Date position held/dealing undertaken: | 12 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: CENTAMIN PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 2,674,736 | 0.64% | 2,515,105 | 0.60% | |||
(2) Cash-settled derivatives: | 1,056,436 | 0.25% | 786,864 | 0.19% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
TOTAL: | 3,861,172 | 0.92% | 3,461,969 | 0.82% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
USD 1 ordinary | Purchase | 143,200 | 27.6016 USD | ||||
USD 1 ordinary | Purchase | 101,943 | 27.2922 USD | ||||
USD 1 ordinary | Purchase | 83,630 | 27.7400 USD | ||||
USD 1 ordinary | Purchase | 58,815 | 27.9281 USD | ||||
USD 1 ordinary | Purchase | 30,000 | 27.7976 USD | ||||
USD 1 ordinary | Purchase | 22,827 | 27.8017 USD | ||||
USD 1 ordinary | Purchase | 11,416 | 27.8125 USD | ||||
USD 1 ordinary | Purchase | 10,732 | 27.8185 USD | ||||
USD 1 ordinary | Purchase | 10,610 | 27.2335 USD | ||||
USD 1 ordinary | Purchase | 8,040 | 27.7573 USD | ||||
USD 1 ordinary | Purchase | 6,997 | 27.8303 USD | ||||
USD 1 ordinary | Purchase | 5,825 | 28.0121 USD | ||||
USD 1 ordinary | Purchase | 5,721 | 27.7604 USD | ||||
USD 1 ordinary | Purchase | 4,322 | 27.8178 USD | ||||
USD 1 ordinary | Purchase | 4,304 | 27.9500 USD | ||||
USD 1 ordinary | Purchase | 4,100 | 27.7951 USD | ||||
USD 1 ordinary | Purchase | 3,800 | 28.0000 USD | ||||
USD 1 ordinary | Purchase | 3,387 | 27.8164 USD | ||||
USD 1 ordinary | Purchase | 3,331 | 27.9539 USD | ||||
USD 1 ordinary | Purchase | 3,099 | 27.3813 USD | ||||
USD 1 ordinary | Purchase | 2,897 | 27.9229 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 27.0000 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 27.0279 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 26.7357 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 27.0500 USD | ||||
USD 1 ordinary | Purchase | 2,647 | 27.4102 USD | ||||
USD 1 ordinary | Purchase | 1,606 | 27.8842 USD | ||||
USD 1 ordinary | Purchase | 1,376 | 27.8155 USD | ||||
USD 1 ordinary | Purchase | 1,350 | 27.9897 USD | ||||
USD 1 ordinary | Purchase | 1,211 | 27.8538 USD | ||||
USD 1 ordinary | Purchase | 1,138 | 27.8444 USD | ||||
USD 1 ordinary | Purchase | 850 | 27.7741 USD | ||||
USD 1 ordinary | Purchase | 814 | 27.7711 USD | ||||
USD 1 ordinary | Purchase | 800 | 27.8137 USD | ||||
USD 1 ordinary | Purchase | 727 | 27.7683 USD | ||||
USD 1 ordinary | Purchase | 511 | 27.8102 USD | ||||
USD 1 ordinary | Purchase | 504 | 27.9346 USD | ||||
USD 1 ordinary | Purchase | 450 | 27.7933 USD | ||||
USD 1 ordinary | Purchase | 427 | 27.7706 USD | ||||
USD 1 ordinary | Purchase | 400 | 27.9600 USD | ||||
USD 1 ordinary | Purchase | 390 | 27.6976 USD | ||||
USD 1 ordinary | Purchase | 353 | 27.8313 USD | ||||
USD 1 ordinary | Purchase | 334 | 27.9240 USD | ||||
USD 1 ordinary | Purchase | 274 | 27.7679 USD | ||||
USD 1 ordinary | Purchase | 255 | 27.7639 USD | ||||
USD 1 ordinary | Purchase | 210 | 27.2178 USD | ||||
USD 1 ordinary | Purchase | 185 | 27.8200 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.8100 USD | ||||
USD 1 ordinary | Purchase | 48 | 27.8081 USD | ||||
USD 1 ordinary | Purchase | 18 | 28.0300 USD | ||||
USD 1 ordinary | Purchase | 14 | 28.0400 USD | ||||
USD 1 ordinary | Sale | 125,445 | 27.7400 USD | ||||
USD 1 ordinary | Sale | 96,155 | 27.2739 USD | ||||
USD 1 ordinary | Sale | 77,775 | 27.8087 USD | ||||
USD 1 ordinary | Sale | 61,822 | 27.3447 USD | ||||
USD 1 ordinary | Sale | 40,606 | 27.7221 USD | ||||
USD 1 ordinary | Sale | 30,000 | 27.7976 USD | ||||
USD 1 ordinary | Sale | 19,009 | 27.9174 USD | ||||
USD 1 ordinary | Sale | 7,546 | 27.8685 USD | ||||
USD 1 ordinary | Sale | 6,621 | 27.7255 USD | ||||
USD 1 ordinary | Sale | 5,648 | 27.9594 USD | ||||
USD 1 ordinary | Sale | 4,989 | 27.6312 USD | ||||
USD 1 ordinary | Sale | 4,403 | 27.9500 USD | ||||
USD 1 ordinary | Sale | 3,989 | 27.6631 USD | ||||
USD 1 ordinary | Sale | 3,800 | 28.0000 USD | ||||
USD 1 ordinary | Sale | 3,229 | 27.8486 USD | ||||
USD 1 ordinary | Sale | 2,800 | 27.0500 USD | ||||
USD 1 ordinary | Sale | 2,800 | 27.0000 USD | ||||
USD 1 ordinary | Sale | 2,800 | 26.7357 USD | ||||
USD 1 ordinary | Sale | 2,800 | 27.0279 USD | ||||
USD 1 ordinary | Sale | 2,233 | 27.8302 USD | ||||
USD 1 ordinary | Sale | 2,047 | 27.9262 USD | ||||
USD 1 ordinary | Sale | 2,002 | 28.0116 USD | ||||
USD 1 ordinary | Sale | 1,757 | 28.0071 USD | ||||
USD 1 ordinary | Sale | 1,617 | 27.8809 USD | ||||
USD 1 ordinary | Sale | 1,593 | 27.9489 USD | ||||
USD 1 ordinary | Sale | 1,578 | 27.6356 USD | ||||
USD 1 ordinary | Sale | 1,530 | 27.8167 USD | ||||
USD 1 ordinary | Sale | 1,126 | 27.8863 USD | ||||
USD 1 ordinary | Sale | 1,099 | 27.8504 USD | ||||
USD 1 ordinary | Sale | 1,051 | 27.8431 USD | ||||
USD 1 ordinary | Sale | 1,047 | 27.9263 USD | ||||
USD 1 ordinary | Sale | 1,046 | 27.9833 USD | ||||
USD 1 ordinary | Sale | 1,003 | 28.0324 USD | ||||
USD 1 ordinary | Sale | 908 | 27.2918 USD | ||||
USD 1 ordinary | Sale | 869 | 27.9898 USD | ||||
USD 1 ordinary | Sale | 831 | 27.1854 USD | ||||
USD 1 ordinary | Sale | 830 | 27.1319 USD | ||||
USD 1 ordinary | Sale | 800 | 27.8300 USD | ||||
USD 1 ordinary | Sale | 600 | 27.9950 USD | ||||
USD 1 ordinary | Sale | 504 | 28.0199 USD | ||||
USD 1 ordinary | Sale | 450 | 27.9122 USD | ||||
USD 1 ordinary | Sale | 400 | 27.9600 USD | ||||
USD 1 ordinary | Sale | 400 | 27.9962 USD | ||||
USD 1 ordinary | Sale | 376 | 27.9627 USD | ||||
USD 1 ordinary | Sale | 334 | 27.9240 USD | ||||
USD 1 ordinary | Sale | 330 | 28.0337 USD | ||||
USD 1 ordinary | Sale | 322 | 28.0413 USD | ||||
USD 1 ordinary | Sale | 243 | 27.3283 USD | ||||
USD 1 ordinary | Sale | 201 | 26.7919 USD | ||||
USD 1 ordinary | Sale | 200 | 27.9900 USD | ||||
USD 1 ordinary | Sale | 200 | 27.9300 USD | ||||
USD 1 ordinary | Sale | 197 | 27.9643 USD | ||||
USD 1 ordinary | Sale | 126 | 27.6184 USD | ||||
USD 1 ordinary | Sale | 112 | 27.8868 USD | ||||
USD 1 ordinary | Sale | 100 | 27.9400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.8700 USD | ||||
USD 1 ordinary | Sale | 100 | 28.0150 USD | ||||
USD 1 ordinary | Sale | 100 | 28.0300 USD | ||||
USD 1 ordinary | Sale | 100 | 28.0100 USD | ||||
USD 1 ordinary | Sale | 87 | 27.8600 USD | ||||
USD 1 ordinary | Sale | 50 | 27.9525 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
USD 1 ordinary | SWAP | Increasing Long | 529 | 480.1162 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 364 | 480.2704 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 594 | 480.7771 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 138 | 480.9162 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 438 | 481.4740 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 569 | 482.0175 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 32,399 | 482.0837 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 687 | 482.0874 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 327 | 482.5609 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 701 | 482.8686 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 859 | 483.1982 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 361 | 483.2064 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 572 | 483.3256 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 593 | 483.3739 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 423 | 483.3759 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 805 | 483.5418 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 438 | 483.6173 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,076 | 483.8679 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,877 | 483.9072 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,834 | 484.2645 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 213 | 485.1326 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 78,047 | 486.4474 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 294 | 486.5981 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 56,915 | 486.8996 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,019 | 486.9604 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 73,388 | 488.1295 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 17,273 | 489.0027 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 34,453 | 490.2034 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 13,038 | 490.5669 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 933 | 492.9106 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,852 | 494.2577 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,638 | 495.7633 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 30,000 | 498.9904 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,278 | 499.1892 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 100,279 | 499.2400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 11,263 | 499.3248 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 529 | 480.0346 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 364 | 480.1888 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 594 | 480.6954 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 138 | 480.8345 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 438 | 481.3922 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 569 | 481.9356 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 687 | 482.0054 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 327 | 482.4789 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,830 | 482.7105 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 701 | 482.7865 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 859 | 483.1161 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 361 | 483.1242 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,136 | 483.1640 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 572 | 483.2435 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 593 | 483.2917 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 423 | 483.2937 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 805 | 483.4596 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 438 | 483.5351 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,877 | 483.8249 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 23,834 | 484.1822 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,094 | 484.6588 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 22,198 | 485.0437 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 78,047 | 486.3647 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 294 | 486.5154 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,856 | 486.6810 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 56,915 | 486.8169 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 93,717 | 488.2785 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 34,453 | 490.1201 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 13,038 | 490.4835 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,852 | 494.1737 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,880 | 497.2469 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 30,000 | 498.9904 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,278 | 499.1043 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 81,344 | 499.1900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 30,198 | 499.2400 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 2,830 | 482.6839 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 6,136 | 483.1133 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 8,094 | 484.5958 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 22,198 | 484.9928 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 1,856 | 486.6177 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 93,717 | 488.2150 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 10,880 | 497.1946 ZAR | |||
USD 1 ordinary | CFD | Opening Long | 18,935 | 499.2400 ZAR | |||
USD 1 ordinary | CFD | Opening Short | 32,399 | 482.1343 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 10,076 | 483.9187 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 213 | 485.1957 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 2,019 | 487.0237 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 73,388 | 488.1929 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 17,273 | 489.0540 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 933 | 492.9623 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 8,638 | 495.7906 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 18,935 | 499.2400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,000 | 27.7990 USD | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
| |||||
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 13 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | ANGLOGOLD ASHANTI PLC | ||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays