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Form 8.3 - AngloGold Ashanti plc

13th Sep 2024 15:15

RNS Number : 1952E
Barclays PLC
13 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e)

Date position held/dealing undertaken:

12 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,674,736

0.64%

2,515,105

0.60%

(2) Cash-settled derivatives:

1,056,436

0.25%

786,864

0.19%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

3,861,172

0.92%

3,461,969

0.82%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

143,200

27.6016 USD

USD 1 ordinary

Purchase

101,943

27.2922 USD

USD 1 ordinary

Purchase

83,630

27.7400 USD

USD 1 ordinary

Purchase

58,815

27.9281 USD

USD 1 ordinary

Purchase

30,000

27.7976 USD

USD 1 ordinary

Purchase

22,827

27.8017 USD

USD 1 ordinary

Purchase

11,416

27.8125 USD

USD 1 ordinary

Purchase

10,732

27.8185 USD

USD 1 ordinary

Purchase

10,610

27.2335 USD

USD 1 ordinary

Purchase

8,040

27.7573 USD

USD 1 ordinary

Purchase

6,997

27.8303 USD

USD 1 ordinary

Purchase

5,825

28.0121 USD

USD 1 ordinary

Purchase

5,721

27.7604 USD

USD 1 ordinary

Purchase

4,322

27.8178 USD

USD 1 ordinary

Purchase

4,304

27.9500 USD

USD 1 ordinary

Purchase

4,100

27.7951 USD

USD 1 ordinary

Purchase

3,800

28.0000 USD

USD 1 ordinary

Purchase

3,387

27.8164 USD

USD 1 ordinary

Purchase

3,331

27.9539 USD

USD 1 ordinary

Purchase

3,099

27.3813 USD

USD 1 ordinary

Purchase

2,897

27.9229 USD

USD 1 ordinary

Purchase

2,800

27.0000 USD

USD 1 ordinary

Purchase

2,800

27.0279 USD

USD 1 ordinary

Purchase

2,800

26.7357 USD

USD 1 ordinary

Purchase

2,800

27.0500 USD

USD 1 ordinary

Purchase

2,647

27.4102 USD

USD 1 ordinary

Purchase

1,606

27.8842 USD

USD 1 ordinary

Purchase

1,376

27.8155 USD

USD 1 ordinary

Purchase

1,350

27.9897 USD

USD 1 ordinary

Purchase

1,211

27.8538 USD

USD 1 ordinary

Purchase

1,138

27.8444 USD

USD 1 ordinary

Purchase

850

27.7741 USD

USD 1 ordinary

Purchase

814

27.7711 USD

USD 1 ordinary

Purchase

800

27.8137 USD

USD 1 ordinary

Purchase

727

27.7683 USD

USD 1 ordinary

Purchase

511

27.8102 USD

USD 1 ordinary

Purchase

504

27.9346 USD

USD 1 ordinary

Purchase

450

27.7933 USD

USD 1 ordinary

Purchase

427

27.7706 USD

USD 1 ordinary

Purchase

400

27.9600 USD

USD 1 ordinary

Purchase

390

27.6976 USD

USD 1 ordinary

Purchase

353

27.8313 USD

USD 1 ordinary

Purchase

334

27.9240 USD

USD 1 ordinary

Purchase

274

27.7679 USD

USD 1 ordinary

Purchase

255

27.7639 USD

USD 1 ordinary

Purchase

210

27.2178 USD

USD 1 ordinary

Purchase

185

27.8200 USD

USD 1 ordinary

Purchase

100

27.8100 USD

USD 1 ordinary

Purchase

48

27.8081 USD

USD 1 ordinary

Purchase

18

28.0300 USD

USD 1 ordinary

Purchase

14

28.0400 USD

USD 1 ordinary

Sale

125,445

27.7400 USD

USD 1 ordinary

Sale

96,155

27.2739 USD

USD 1 ordinary

Sale

77,775

27.8087 USD

USD 1 ordinary

Sale

61,822

27.3447 USD

USD 1 ordinary

Sale

40,606

27.7221 USD

USD 1 ordinary

Sale

30,000

27.7976 USD

USD 1 ordinary

Sale

19,009

27.9174 USD

USD 1 ordinary

Sale

7,546

27.8685 USD

USD 1 ordinary

Sale

6,621

27.7255 USD

USD 1 ordinary

Sale

5,648

27.9594 USD

USD 1 ordinary

Sale

4,989

27.6312 USD

USD 1 ordinary

Sale

4,403

27.9500 USD

USD 1 ordinary

Sale

3,989

27.6631 USD

USD 1 ordinary

Sale

3,800

28.0000 USD

USD 1 ordinary

Sale

3,229

27.8486 USD

USD 1 ordinary

Sale

2,800

27.0500 USD

USD 1 ordinary

Sale

2,800

27.0000 USD

USD 1 ordinary

Sale

2,800

26.7357 USD

USD 1 ordinary

Sale

2,800

27.0279 USD

USD 1 ordinary

Sale

2,233

27.8302 USD

USD 1 ordinary

Sale

2,047

27.9262 USD

USD 1 ordinary

Sale

2,002

28.0116 USD

USD 1 ordinary

Sale

1,757

28.0071 USD

USD 1 ordinary

Sale

1,617

27.8809 USD

USD 1 ordinary

Sale

1,593

27.9489 USD

USD 1 ordinary

Sale

1,578

27.6356 USD

USD 1 ordinary

Sale

1,530

27.8167 USD

USD 1 ordinary

Sale

1,126

27.8863 USD

USD 1 ordinary

Sale

1,099

27.8504 USD

USD 1 ordinary

Sale

1,051

27.8431 USD

USD 1 ordinary

Sale

1,047

27.9263 USD

USD 1 ordinary

Sale

1,046

27.9833 USD

USD 1 ordinary

Sale

1,003

28.0324 USD

USD 1 ordinary

Sale

908

27.2918 USD

USD 1 ordinary

Sale

869

27.9898 USD

USD 1 ordinary

Sale

831

27.1854 USD

USD 1 ordinary

Sale

830

27.1319 USD

USD 1 ordinary

Sale

800

27.8300 USD

USD 1 ordinary

Sale

600

27.9950 USD

USD 1 ordinary

Sale

504

28.0199 USD

USD 1 ordinary

Sale

450

27.9122 USD

USD 1 ordinary

Sale

400

27.9600 USD

USD 1 ordinary

Sale

400

27.9962 USD

USD 1 ordinary

Sale

376

27.9627 USD

USD 1 ordinary

Sale

334

27.9240 USD

USD 1 ordinary

Sale

330

28.0337 USD

USD 1 ordinary

Sale

322

28.0413 USD

USD 1 ordinary

Sale

243

27.3283 USD

USD 1 ordinary

Sale

201

26.7919 USD

USD 1 ordinary

Sale

200

27.9900 USD

USD 1 ordinary

Sale

200

27.9300 USD

USD 1 ordinary

Sale

197

27.9643 USD

USD 1 ordinary

Sale

126

27.6184 USD

USD 1 ordinary

Sale

112

27.8868 USD

USD 1 ordinary

Sale

100

27.9400 USD

USD 1 ordinary

Sale

100

27.8700 USD

USD 1 ordinary

Sale

100

28.0150 USD

USD 1 ordinary

Sale

100

28.0300 USD

USD 1 ordinary

Sale

100

28.0100 USD

USD 1 ordinary

Sale

87

27.8600 USD

USD 1 ordinary

Sale

50

27.9525 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Increasing Long

529

480.1162 ZAR

USD 1 ordinary

SWAP

Increasing Long

364

480.2704 ZAR

USD 1 ordinary

SWAP

Increasing Long

594

480.7771 ZAR

USD 1 ordinary

SWAP

Increasing Long

138

480.9162 ZAR

USD 1 ordinary

SWAP

Increasing Long

438

481.4740 ZAR

USD 1 ordinary

SWAP

Increasing Long

569

482.0175 ZAR

USD 1 ordinary

SWAP

Increasing Long

32,399

482.0837 ZAR

USD 1 ordinary

SWAP

Increasing Long

687

482.0874 ZAR

USD 1 ordinary

SWAP

Increasing Long

327

482.5609 ZAR

USD 1 ordinary

SWAP

Increasing Long

701

482.8686 ZAR

USD 1 ordinary

SWAP

Increasing Long

859

483.1982 ZAR

USD 1 ordinary

SWAP

Increasing Long

361

483.2064 ZAR

USD 1 ordinary

SWAP

Increasing Long

572

483.3256 ZAR

USD 1 ordinary

SWAP

Increasing Long

593

483.3739 ZAR

USD 1 ordinary

SWAP

Increasing Long

423

483.3759 ZAR

USD 1 ordinary

SWAP

Increasing Long

805

483.5418 ZAR

USD 1 ordinary

SWAP

Increasing Long

438

483.6173 ZAR

USD 1 ordinary

SWAP

Increasing Long

10,076

483.8679 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,877

483.9072 ZAR

USD 1 ordinary

SWAP

Increasing Long

23,834

484.2645 ZAR

USD 1 ordinary

SWAP

Increasing Long

213

485.1326 ZAR

USD 1 ordinary

SWAP

Increasing Long

78,047

486.4474 ZAR

USD 1 ordinary

SWAP

Increasing Long

294

486.5981 ZAR

USD 1 ordinary

SWAP

Increasing Long

56,915

486.8996 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,019

486.9604 ZAR

USD 1 ordinary

SWAP

Increasing Long

73,388

488.1295 ZAR

USD 1 ordinary

SWAP

Increasing Long

17,273

489.0027 ZAR

USD 1 ordinary

SWAP

Increasing Long

34,453

490.2034 ZAR

USD 1 ordinary

SWAP

Increasing Long

13,038

490.5669 ZAR

USD 1 ordinary

SWAP

Increasing Long

933

492.9106 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.2577 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,638

495.7633 ZAR

USD 1 ordinary

SWAP

Increasing Long

30,000

498.9904 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,278

499.1892 ZAR

USD 1 ordinary

SWAP

Increasing Long

100,279

499.2400 ZAR

USD 1 ordinary

SWAP

Increasing Long

11,263

499.3248 ZAR

USD 1 ordinary

SWAP

Decreasing Long

529

480.0346 ZAR

USD 1 ordinary

SWAP

Decreasing Long

364

480.1888 ZAR

USD 1 ordinary

SWAP

Decreasing Long

594

480.6954 ZAR

USD 1 ordinary

SWAP

Decreasing Long

138

480.8345 ZAR

USD 1 ordinary

SWAP

Decreasing Long

438

481.3922 ZAR

USD 1 ordinary

SWAP

Decreasing Long

569

481.9356 ZAR

USD 1 ordinary

SWAP

Decreasing Long

687

482.0054 ZAR

USD 1 ordinary

SWAP

Decreasing Long

327

482.4789 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,830

482.7105 ZAR

USD 1 ordinary

SWAP

Decreasing Long

701

482.7865 ZAR

USD 1 ordinary

SWAP

Decreasing Long

859

483.1161 ZAR

USD 1 ordinary

SWAP

Decreasing Long

361

483.1242 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,136

483.1640 ZAR

USD 1 ordinary

SWAP

Decreasing Long

572

483.2435 ZAR

USD 1 ordinary

SWAP

Decreasing Long

593

483.2917 ZAR

USD 1 ordinary

SWAP

Decreasing Long

423

483.2937 ZAR

USD 1 ordinary

SWAP

Decreasing Long

805

483.4596 ZAR

USD 1 ordinary

SWAP

Decreasing Long

438

483.5351 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,877

483.8249 ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,834

484.1822 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,094

484.6588 ZAR

USD 1 ordinary

SWAP

Decreasing Long

22,198

485.0437 ZAR

USD 1 ordinary

SWAP

Decreasing Long

78,047

486.3647 ZAR

USD 1 ordinary

SWAP

Decreasing Long

294

486.5154 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,856

486.6810 ZAR

USD 1 ordinary

SWAP

Decreasing Long

56,915

486.8169 ZAR

USD 1 ordinary

SWAP

Decreasing Long

93,717

488.2785 ZAR

USD 1 ordinary

SWAP

Decreasing Long

34,453

490.1201 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,038

490.4835 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.1737 ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,880

497.2469 ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,000

498.9904 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,278

499.1043 ZAR

USD 1 ordinary

SWAP

Decreasing Long

81,344

499.1900 ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,198

499.2400 ZAR

USD 1 ordinary

CFD

Decreasing Short

2,830

482.6839 ZAR

USD 1 ordinary

CFD

Decreasing Short

6,136

483.1133 ZAR

USD 1 ordinary

CFD

Decreasing Short

8,094

484.5958 ZAR

USD 1 ordinary

CFD

Decreasing Short

22,198

484.9928 ZAR

USD 1 ordinary

CFD

Decreasing Short

1,856

486.6177 ZAR

USD 1 ordinary

CFD

Decreasing Short

93,717

488.2150 ZAR

USD 1 ordinary

CFD

Decreasing Short

10,880

497.1946 ZAR

USD 1 ordinary

CFD

Opening Long

18,935

499.2400 ZAR

USD 1 ordinary

CFD

Opening Short

32,399

482.1343 ZAR

USD 1 ordinary

CFD

Increasing Short

10,076

483.9187 ZAR

USD 1 ordinary

CFD

Increasing Short

213

485.1957 ZAR

USD 1 ordinary

CFD

Increasing Short

2,019

487.0237 ZAR

USD 1 ordinary

CFD

Increasing Short

73,388

488.1929 ZAR

USD 1 ordinary

CFD

Increasing Short

17,273

489.0540 ZAR

USD 1 ordinary

CFD

Increasing Short

933

492.9623 ZAR

USD 1 ordinary

CFD

Increasing Short

8,638

495.7906 ZAR

USD 1 ordinary

CFD

Increasing Short

18,935

499.2400 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,000

27.7990 USD

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

 

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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END
 
 
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