19th Nov 2024 13:54
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 18 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,624,787 | 0.86% | 3,442,239 | 0.81% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 11,721,108 | 2.78% | 1,824,511 | 0.43% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 15,475,895 | 3.67% | 5,426,750 | 1.28% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 157,699 | 24.8065 USD | ||||
USD 1 ordinary | Purchase | 134,680 | 24.8015 USD | ||||
USD 1 ordinary | Purchase | 95,822 | 24.8092 USD | ||||
USD 1 ordinary | Purchase | 28,047 | 24.8100 USD | ||||
USD 1 ordinary | Purchase | 25,163 | 24.8095 USD | ||||
USD 1 ordinary | Purchase | 21,103 | 24.8195 USD | ||||
USD 1 ordinary | Purchase | 11,105 | 24.7754 USD | ||||
USD 1 ordinary | Purchase | 10,284 | 24.7650 USD | ||||
USD 1 ordinary | Purchase | 9,900 | 24.8200 USD | ||||
USD 1 ordinary | Purchase | 8,459 | 24.8171 USD | ||||
USD 1 ordinary | Purchase | 8,288 | 24.7733 USD | ||||
USD 1 ordinary | Purchase | 6,700 | 24.8547 USD | ||||
USD 1 ordinary | Purchase | 6,622 | 24.8135 USD | ||||
USD 1 ordinary | Purchase | 6,092 | 24.7620 USD | ||||
USD 1 ordinary | Purchase | 4,438 | 24.7786 USD | ||||
USD 1 ordinary | Purchase | 2,996 | 24.8407 USD | ||||
USD 1 ordinary | Purchase | 2,790 | 24.8267 USD | ||||
USD 1 ordinary | Purchase | 2,682 | 24.8211 USD | ||||
USD 1 ordinary | Purchase | 2,120 | 24.7994 USD | ||||
USD 1 ordinary | Purchase | 1,655 | 24.7404 USD | ||||
USD 1 ordinary | Purchase | 1,450 | 24.8157 USD | ||||
USD 1 ordinary | Purchase | 1,200 | 446.6500 ZAR | ||||
USD 1 ordinary | Purchase | 1,164 | 24.8032 USD | ||||
USD 1 ordinary | Purchase | 925 | 24.6324 USD | ||||
USD 1 ordinary | Purchase | 544 | 24.8249 USD | ||||
USD 1 ordinary | Purchase | 526 | 24.8086 USD | ||||
USD 1 ordinary | Purchase | 520 | 24.8190 USD | ||||
USD 1 ordinary | Purchase | 340 | 24.8349 USD | ||||
USD 1 ordinary | Purchase | 284 | 24.8129 USD | ||||
USD 1 ordinary | Purchase | 235 | 24.8625 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.8600 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.8000 USD | ||||
USD 1 ordinary | Purchase | 47 | 24.7400 USD | ||||
USD 1 ordinary | Purchase | 24 | 24.8300 USD | ||||
USD 1 ordinary | Purchase | 6 | 24.7300 USD | ||||
USD 1 ordinary | Sale | 249,881 | 24.7993 USD | ||||
USD 1 ordinary | Sale | 45,373 | 24.8048 USD | ||||
USD 1 ordinary | Sale | 42,271 | 24.7748 USD | ||||
USD 1 ordinary | Sale | 32,376 | 24.8197 USD | ||||
USD 1 ordinary | Sale | 18,574 | 24.7997 USD | ||||
USD 1 ordinary | Sale | 14,974 | 24.8165 USD | ||||
USD 1 ordinary | Sale | 14,484 | 24.8133 USD | ||||
USD 1 ordinary | Sale | 11,205 | 24.8200 USD | ||||
USD 1 ordinary | Sale | 10,792 | 24.7958 USD | ||||
USD 1 ordinary | Sale | 10,174 | 24.7989 USD | ||||
USD 1 ordinary | Sale | 10,014 | 24.7700 USD | ||||
USD 1 ordinary | Sale | 9,884 | 24.8138 USD | ||||
USD 1 ordinary | Sale | 9,648 | 24.8332 USD | ||||
USD 1 ordinary | Sale | 9,047 | 24.8372 USD | ||||
USD 1 ordinary | Sale | 7,743 | 24.8082 USD | ||||
USD 1 ordinary | Sale | 6,700 | 24.8547 USD | ||||
USD 1 ordinary | Sale | 6,079 | 24.8029 USD | ||||
USD 1 ordinary | Sale | 5,206 | 24.7944 USD | ||||
USD 1 ordinary | Sale | 4,984 | 24.9779 USD | ||||
USD 1 ordinary | Sale | 3,941 | 24.9864 USD | ||||
USD 1 ordinary | Sale | 3,721 | 24.7657 USD | ||||
USD 1 ordinary | Sale | 3,620 | 24.7568 USD | ||||
USD 1 ordinary | Sale | 3,160 | 24.8350 USD | ||||
USD 1 ordinary | Sale | 2,668 | 24.8010 USD | ||||
USD 1 ordinary | Sale | 2,120 | 24.7994 USD | ||||
USD 1 ordinary | Sale | 1,971 | 24.8000 USD | ||||
USD 1 ordinary | Sale | 1,612 | 24.9252 USD | ||||
USD 1 ordinary | Sale | 1,256 | 24.7808 USD | ||||
USD 1 ordinary | Sale | 1,202 | 24.7901 USD | ||||
USD 1 ordinary | Sale | 1,200 | 446.6500 ZAR | ||||
USD 1 ordinary | Sale | 1,075 | 24.8527 USD | ||||
USD 1 ordinary | Sale | 551 | 24.7558 USD | ||||
USD 1 ordinary | Sale | 526 | 24.8086 USD | ||||
USD 1 ordinary | Sale | 502 | 24.7952 USD | ||||
USD 1 ordinary | Sale | 500 | 24.8110 USD | ||||
USD 1 ordinary | Sale | 467 | 24.8212 USD | ||||
USD 1 ordinary | Sale | 420 | 24.8128 USD | ||||
USD 1 ordinary | Sale | 412 | 24.7800 USD | ||||
USD 1 ordinary | Sale | 400 | 24.8300 USD | ||||
USD 1 ordinary | Sale | 400 | 24.7925 USD | ||||
USD 1 ordinary | Sale | 400 | 24.7987 USD | ||||
USD 1 ordinary | Sale | 400 | 24.5700 USD | ||||
USD 1 ordinary | Sale | 377 | 24.8099 USD | ||||
USD 1 ordinary | Sale | 340 | 24.8349 USD | ||||
USD 1 ordinary | Sale | 311 | 24.7654 USD | ||||
USD 1 ordinary | Sale | 303 | 24.7405 USD | ||||
USD 1 ordinary | Sale | 300 | 24.7933 USD | ||||
USD 1 ordinary | Sale | 252 | 24.8759 USD | ||||
USD 1 ordinary | Sale | 238 | 24.7573 USD | ||||
USD 1 ordinary | Sale | 237 | 24.8094 USD | ||||
USD 1 ordinary | Sale | 210 | 24.8267 USD | ||||
USD 1 ordinary | Sale | 203 | 24.7895 USD | ||||
USD 1 ordinary | Sale | 200 | 24.8150 USD | ||||
USD 1 ordinary | Sale | 97 | 24.8800 USD | ||||
USD 1 ordinary | Sale | 24 | 24.8100 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Increasing Long | 10,757 | 445.2844 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 7,115 | 445.5492 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 90 | 445.5919 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,200 | 445.9959 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,313 | 446.2737 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 12,181 | 446.3192 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 12,453 | 446.4197 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 752 | 446.6500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 11,038 | 446.7259 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 11,130 | 447.5846 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,303 | 448.0580 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,114 | 448.2726 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,243 | 448.4022 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 19,650 | 448.5263 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,725 | 448.7772 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,636 | 448.7906 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 694 | 450.0233 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 491 | 450.1248 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 991 | 450.2027 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,210,000 | 480.3780 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,748,735 | 481.1581 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 350,000 | 500.7300 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 225,000 | 510.3510 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 350,000 | 517.1917 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 537,000 | 520.8020 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,225,000 | 524.3524 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 600,000 | 539.1839 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,705,000 | 539.4039 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 263,000 | 548.4348 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,115 | 445.0190 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,480 | 445.2442 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 7,115 | 445.4735 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,200 | 445.9201 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 12,181 | 446.2434 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 12,453 | 446.3438 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 752 | 446.5740 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 11,038 | 446.6500 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 21,000 | 446.7291 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,016 | 447.4747 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 11,130 | 447.5085 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 193,369 | 447.8696 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,303 | 447.9818 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,879 | 448.6669 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,725 | 448.7009 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 694 | 449.9468 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 491 | 450.0483 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 22,418 | 451.4485 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,115 | 444.9945 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,480 | 445.1975 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,016 | 447.4277 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 193,369 | 447.8113 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,879 | 448.6085 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 22,418 | 451.4011 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 90 | 445.6498 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,313 | 446.3317 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,114 | 448.3197 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 19,650 | 448.5734 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,636 | 448.8152 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 991 | 450.2499 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 380,273 | 461.6061 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 707,000 | 480.3780 ZAR | |||
USD 1 ordinary | CFD | Opening Short | 1,748,735 | 481.1581 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 460,000 | 500.7300 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 225,000 | 510.3510 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 499,000 | 517.1917 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 537,000 | 520.8020 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 1,225,000 | 524.3524 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 592,077 | 539.1839 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 1,705,000 | 539.4039 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 263,000 | 548.4348 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 19 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays