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Form 8.3 - AngloGold Ashanti plc

4th Nov 2024 14:01

RNS Number : 8589K
Barclays PLC
04 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

01 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

5,268,860

1.26%

5,170,679

1.22%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

5,118,803

1.21%

3,675,269

0.87%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

10,517,663

2.50%

9,005,948

2.13%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

280,485

28.0855 USD

USD 1 ordinary

Purchase

166,302

27.2900 USD

USD 1 ordinary

Purchase

32,825

27.8268 USD

USD 1 ordinary

Purchase

22,825

28.1137 USD

USD 1 ordinary

Purchase

12,356

27.3691 USD

USD 1 ordinary

Purchase

10,047

27.6975 USD

USD 1 ordinary

Purchase

9,018

27.5396 USD

USD 1 ordinary

Purchase

8,345

27.6668 USD

USD 1 ordinary

Purchase

7,944

28.0678 USD

USD 1 ordinary

Purchase

7,222

27.7443 USD

USD 1 ordinary

Purchase

5,576

28.0152 USD

USD 1 ordinary

Purchase

3,889

28.0031 USD

USD 1 ordinary

Purchase

3,200

27.3100 USD

USD 1 ordinary

Purchase

2,846

27.5894 USD

USD 1 ordinary

Purchase

1,338

27.7319 USD

USD 1 ordinary

Purchase

1,121

27.5769 USD

USD 1 ordinary

Purchase

1,079

27.7200 USD

USD 1 ordinary

Purchase

976

27.5846 USD

USD 1 ordinary

Purchase

601

28.0305 USD

USD 1 ordinary

Purchase

530

27.7223 USD

USD 1 ordinary

Purchase

518

27.9031 USD

USD 1 ordinary

Purchase

257

28.0897 USD

USD 1 ordinary

Purchase

200

28.2400 USD

USD 1 ordinary

Purchase

154

27.3726 USD

USD 1 ordinary

Purchase

100

27.3000 USD

USD 1 ordinary

Sale

353,545

28.0611 USD

USD 1 ordinary

Sale

249,424

27.2900 USD

USD 1 ordinary

Sale

19,432

27.3642 USD

USD 1 ordinary

Sale

6,611

27.6364 USD

USD 1 ordinary

Sale

6,119

27.6658 USD

USD 1 ordinary

Sale

6,034

27.6551 USD

USD 1 ordinary

Sale

3,881

27.7355 USD

USD 1 ordinary

Sale

3,200

27.3100 USD

USD 1 ordinary

Sale

2,158

27.7200 USD

USD 1 ordinary

Sale

1,840

27.6251 USD

USD 1 ordinary

Sale

1,230

28.1943 USD

USD 1 ordinary

Sale

1,006

27.5241 USD

USD 1 ordinary

Sale

1,000

27.8716 USD

USD 1 ordinary

Sale

902

27.8593 USD

USD 1 ordinary

Sale

847

28.2188 USD

USD 1 ordinary

Sale

820

27.5932 USD

USD 1 ordinary

Sale

518

27.9031 USD

USD 1 ordinary

Sale

503

27.8095 USD

USD 1 ordinary

Sale

296

27.9957 USD

USD 1 ordinary

Sale

259

27.7817 USD

USD 1 ordinary

Sale

257

28.0897 USD

USD 1 ordinary

Sale

200

27.6700 USD

USD 1 ordinary

Sale

180

28.2100 USD

USD 1 ordinary

Sale

176

27.7936 USD

USD 1 ordinary

Sale

156

27.5393 USD

USD 1 ordinary

Sale

156

28.0292 USD

USD 1 ordinary

Sale

154

27.3726 USD

USD 1 ordinary

Sale

151

27.8393 USD

USD 1 ordinary

Sale

128

28.0407 USD

USD 1 ordinary

Sale

100

28.3800 USD

USD 1 ordinary

Sale

100

27.3000 USD

USD 1 ordinary

Sale

78

28.0046 USD

USD 1 ordinary

Sale

40

27.5550 USD

USD 1 ordinary

Sale

25

27.2800 USD

USD 1 ordinary

Sale

9

28.2655 USD

USD 1 ordinary

Sale

1

27.8900 USD

USD 1 ordinary

Sale

1

27.2750 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

4,829

490.3600 ZAR

USD 1 ordinary

SWAP

Decreasing Short

712

490.4433 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,762

494.7365 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,893

494.9756 ZAR

USD 1 ordinary

SWAP

Decreasing Short

32,111

495.0458 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,800

495.0757 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,544

495.1277 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,808

495.1862 ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,599

495.2778 ZAR

USD 1 ordinary

SWAP

Decreasing Short

33

495.6578 ZAR

USD 1 ordinary

SWAP

Decreasing Short

20,043

495.9206 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,977

497.2725 ZAR

USD 1 ordinary

SWAP

Decreasing Short

719

0.0000 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,500

490.1480 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,829

490.2766 ZAR

USD 1 ordinary

SWAP

Increasing Short

712

490.3600 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,000

493.7730 ZAR

USD 1 ordinary

SWAP

Increasing Short

321,312

494.2503 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,612

494.5708 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,223

494.6187 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,100

494.6487 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,762

494.6524 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,221

494.7543 ZAR

USD 1 ordinary

SWAP

Increasing Short

32,111

494.9616 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,808

495.1020 ZAR

USD 1 ordinary

SWAP

Increasing Short

26,599

495.1937 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,200

496.0529 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,083

496.2006 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,366

498.0392 ZAR

USD 1 ordinary

CFD

Increasing Long

7,000

493.6594 ZAR

USD 1 ordinary

CFD

Increasing Long

321,312

494.1860 ZAR

USD 1 ordinary

CFD

Increasing Long

7,612

494.5188 ZAR

USD 1 ordinary

CFD

Increasing Long

14,223

494.5544 ZAR

USD 1 ordinary

CFD

Increasing Long

17,221

494.7024 ZAR

USD 1 ordinary

CFD

Increasing Long

1,083

496.1733 ZAR

USD 1 ordinary

CFD

Increasing Long

14,366

497.9869 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,893

495.0276 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,544

495.1920 ZAR

USD 1 ordinary

CFD

Decreasing Long

33

495.7224 ZAR

USD 1 ordinary

CFD

Decreasing Long

20,043

495.9726 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,977

497.2999 ZAR

USD 1 ordinary

SWAP

Closing Short

83,121

27.2600 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

04 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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