4th Nov 2024 14:01
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 01 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 5,268,860 | 1.26% | 5,170,679 | 1.22% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,118,803 | 1.21% | 3,675,269 | 0.87% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 10,517,663 | 2.50% | 9,005,948 | 2.13% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 280,485 | 28.0855 USD | ||||
USD 1 ordinary | Purchase | 166,302 | 27.2900 USD | ||||
USD 1 ordinary | Purchase | 32,825 | 27.8268 USD | ||||
USD 1 ordinary | Purchase | 22,825 | 28.1137 USD | ||||
USD 1 ordinary | Purchase | 12,356 | 27.3691 USD | ||||
USD 1 ordinary | Purchase | 10,047 | 27.6975 USD | ||||
USD 1 ordinary | Purchase | 9,018 | 27.5396 USD | ||||
USD 1 ordinary | Purchase | 8,345 | 27.6668 USD | ||||
USD 1 ordinary | Purchase | 7,944 | 28.0678 USD | ||||
USD 1 ordinary | Purchase | 7,222 | 27.7443 USD | ||||
USD 1 ordinary | Purchase | 5,576 | 28.0152 USD | ||||
USD 1 ordinary | Purchase | 3,889 | 28.0031 USD | ||||
USD 1 ordinary | Purchase | 3,200 | 27.3100 USD | ||||
USD 1 ordinary | Purchase | 2,846 | 27.5894 USD | ||||
USD 1 ordinary | Purchase | 1,338 | 27.7319 USD | ||||
USD 1 ordinary | Purchase | 1,121 | 27.5769 USD | ||||
USD 1 ordinary | Purchase | 1,079 | 27.7200 USD | ||||
USD 1 ordinary | Purchase | 976 | 27.5846 USD | ||||
USD 1 ordinary | Purchase | 601 | 28.0305 USD | ||||
USD 1 ordinary | Purchase | 530 | 27.7223 USD | ||||
USD 1 ordinary | Purchase | 518 | 27.9031 USD | ||||
USD 1 ordinary | Purchase | 257 | 28.0897 USD | ||||
USD 1 ordinary | Purchase | 200 | 28.2400 USD | ||||
USD 1 ordinary | Purchase | 154 | 27.3726 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.3000 USD | ||||
USD 1 ordinary | Sale | 353,545 | 28.0611 USD | ||||
USD 1 ordinary | Sale | 249,424 | 27.2900 USD | ||||
USD 1 ordinary | Sale | 19,432 | 27.3642 USD | ||||
USD 1 ordinary | Sale | 6,611 | 27.6364 USD | ||||
USD 1 ordinary | Sale | 6,119 | 27.6658 USD | ||||
USD 1 ordinary | Sale | 6,034 | 27.6551 USD | ||||
USD 1 ordinary | Sale | 3,881 | 27.7355 USD | ||||
USD 1 ordinary | Sale | 3,200 | 27.3100 USD | ||||
USD 1 ordinary | Sale | 2,158 | 27.7200 USD | ||||
USD 1 ordinary | Sale | 1,840 | 27.6251 USD | ||||
USD 1 ordinary | Sale | 1,230 | 28.1943 USD | ||||
USD 1 ordinary | Sale | 1,006 | 27.5241 USD | ||||
USD 1 ordinary | Sale | 1,000 | 27.8716 USD | ||||
USD 1 ordinary | Sale | 902 | 27.8593 USD | ||||
USD 1 ordinary | Sale | 847 | 28.2188 USD | ||||
USD 1 ordinary | Sale | 820 | 27.5932 USD | ||||
USD 1 ordinary | Sale | 518 | 27.9031 USD | ||||
USD 1 ordinary | Sale | 503 | 27.8095 USD | ||||
USD 1 ordinary | Sale | 296 | 27.9957 USD | ||||
USD 1 ordinary | Sale | 259 | 27.7817 USD | ||||
USD 1 ordinary | Sale | 257 | 28.0897 USD | ||||
USD 1 ordinary | Sale | 200 | 27.6700 USD | ||||
USD 1 ordinary | Sale | 180 | 28.2100 USD | ||||
USD 1 ordinary | Sale | 176 | 27.7936 USD | ||||
USD 1 ordinary | Sale | 156 | 27.5393 USD | ||||
USD 1 ordinary | Sale | 156 | 28.0292 USD | ||||
USD 1 ordinary | Sale | 154 | 27.3726 USD | ||||
USD 1 ordinary | Sale | 151 | 27.8393 USD | ||||
USD 1 ordinary | Sale | 128 | 28.0407 USD | ||||
USD 1 ordinary | Sale | 100 | 28.3800 USD | ||||
USD 1 ordinary | Sale | 100 | 27.3000 USD | ||||
USD 1 ordinary | Sale | 78 | 28.0046 USD | ||||
USD 1 ordinary | Sale | 40 | 27.5550 USD | ||||
USD 1 ordinary | Sale | 25 | 27.2800 USD | ||||
USD 1 ordinary | Sale | 9 | 28.2655 USD | ||||
USD 1 ordinary | Sale | 1 | 27.8900 USD | ||||
USD 1 ordinary | Sale | 1 | 27.2750 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 4,829 | 490.3600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 712 | 490.4433 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,762 | 494.7365 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,893 | 494.9756 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32,111 | 495.0458 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,800 | 495.0757 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,544 | 495.1277 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,808 | 495.1862 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,599 | 495.2778 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33 | 495.6578 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 20,043 | 495.9206 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,977 | 497.2725 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 719 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,500 | 490.1480 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,829 | 490.2766 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 712 | 490.3600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,000 | 493.7730 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 321,312 | 494.2503 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,612 | 494.5708 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,223 | 494.6187 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,100 | 494.6487 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,762 | 494.6524 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,221 | 494.7543 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 32,111 | 494.9616 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,808 | 495.1020 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,599 | 495.1937 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,200 | 496.0529 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,083 | 496.2006 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,366 | 498.0392 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,000 | 493.6594 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 321,312 | 494.1860 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,612 | 494.5188 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,223 | 494.5544 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 17,221 | 494.7024 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,083 | 496.1733 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,366 | 497.9869 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,893 | 495.0276 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,544 | 495.1920 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 33 | 495.7224 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 20,043 | 495.9726 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,977 | 497.2999 ZAR | |||
USD 1 ordinary | SWAP | Closing Short | 83,121 | 27.2600 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 04 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays