15th Oct 2024 13:34
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 14 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,185,263 | 1.00% | 4,041,188 | 0.96% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,837,831 | 0.91% | 2,951,768 | 0.70% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,153,094 | 1.94% | 7,152,956 | 1.70% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 86,087 | 27.0189 USD | ||||
USD 1 ordinary | Purchase | 85,127 | 27.1654 USD | ||||
USD 1 ordinary | Purchase | 24,890 | 26.9390 USD | ||||
USD 1 ordinary | Purchase | 18,984 | 27.1926 USD | ||||
USD 1 ordinary | Purchase | 18,398 | 27.1676 USD | ||||
USD 1 ordinary | Purchase | 5,328 | 26.9608 USD | ||||
USD 1 ordinary | Purchase | 3,835 | 26.9553 USD | ||||
USD 1 ordinary | Purchase | 3,403 | 27.0881 USD | ||||
USD 1 ordinary | Purchase | 2,889 | 27.1608 USD | ||||
USD 1 ordinary | Purchase | 2,265 | 27.0212 USD | ||||
USD 1 ordinary | Purchase | 1,440 | 26.9244 USD | ||||
USD 1 ordinary | Purchase | 1,163 | 26.8200 USD | ||||
USD 1 ordinary | Purchase | 1,032 | 27.3400 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 27.2000 USD | ||||
USD 1 ordinary | Purchase | 800 | 27.1568 USD | ||||
USD 1 ordinary | Purchase | 559 | 27.1750 USD | ||||
USD 1 ordinary | Purchase | 500 | 26.8790 USD | ||||
USD 1 ordinary | Purchase | 457 | 27.1833 USD | ||||
USD 1 ordinary | Purchase | 422 | 27.2234 USD | ||||
USD 1 ordinary | Purchase | 414 | 27.1313 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.3350 USD | ||||
USD 1 ordinary | Purchase | 126 | 27.1285 USD | ||||
USD 1 ordinary | Purchase | 86 | 27.0612 USD | ||||
USD 1 ordinary | Purchase | 64 | 27.1350 USD | ||||
USD 1 ordinary | Purchase | 64 | 27.1375 USD | ||||
USD 1 ordinary | Purchase | 25 | 27.3200 USD | ||||
USD 1 ordinary | Purchase | 24 | 26.9000 USD | ||||
USD 1 ordinary | Purchase | 23 | 27.0300 USD | ||||
USD 1 ordinary | Purchase | 9 | 27.1300 USD | ||||
USD 1 ordinary | Purchase | 2 | 27.1680 USD | ||||
USD 1 ordinary | Purchase | 1 | 27.1450 USD | ||||
USD 1 ordinary | Sale | 123,069 | 27.0016 USD | ||||
USD 1 ordinary | Sale | 18,832 | 27.1251 USD | ||||
USD 1 ordinary | Sale | 16,247 | 27.1739 USD | ||||
USD 1 ordinary | Sale | 14,660 | 27.1726 USD | ||||
USD 1 ordinary | Sale | 13,972 | 27.1951 USD | ||||
USD 1 ordinary | Sale | 12,890 | 27.1274 USD | ||||
USD 1 ordinary | Sale | 11,075 | 27.1556 USD | ||||
USD 1 ordinary | Sale | 9,824 | 27.2068 USD | ||||
USD 1 ordinary | Sale | 4,908 | 27.1718 USD | ||||
USD 1 ordinary | Sale | 3,773 | 27.1851 USD | ||||
USD 1 ordinary | Sale | 3,603 | 27.1494 USD | ||||
USD 1 ordinary | Sale | 3,556 | 27.1296 USD | ||||
USD 1 ordinary | Sale | 2,448 | 27.1774 USD | ||||
USD 1 ordinary | Sale | 2,337 | 26.9683 USD | ||||
USD 1 ordinary | Sale | 2,313 | 27.2001 USD | ||||
USD 1 ordinary | Sale | 2,313 | 27.1591 USD | ||||
USD 1 ordinary | Sale | 2,158 | 27.3160 USD | ||||
USD 1 ordinary | Sale | 1,951 | 27.1102 USD | ||||
USD 1 ordinary | Sale | 1,467 | 27.1963 USD | ||||
USD 1 ordinary | Sale | 1,237 | 27.1899 USD | ||||
USD 1 ordinary | Sale | 1,010 | 27.1446 USD | ||||
USD 1 ordinary | Sale | 867 | 27.0902 USD | ||||
USD 1 ordinary | Sale | 800 | 27.1568 USD | ||||
USD 1 ordinary | Sale | 748 | 27.0051 USD | ||||
USD 1 ordinary | Sale | 548 | 27.1654 USD | ||||
USD 1 ordinary | Sale | 414 | 27.1313 USD | ||||
USD 1 ordinary | Sale | 342 | 27.1850 USD | ||||
USD 1 ordinary | Sale | 326 | 27.1874 USD | ||||
USD 1 ordinary | Sale | 314 | 27.1272 USD | ||||
USD 1 ordinary | Sale | 300 | 27.2500 USD | ||||
USD 1 ordinary | Sale | 300 | 27.2066 USD | ||||
USD 1 ordinary | Sale | 261 | 27.0217 USD | ||||
USD 1 ordinary | Sale | 219 | 27.1577 USD | ||||
USD 1 ordinary | Sale | 200 | 27.2100 USD | ||||
USD 1 ordinary | Sale | 162 | 27.1690 USD | ||||
USD 1 ordinary | Sale | 160 | 27.3400 USD | ||||
USD 1 ordinary | Sale | 157 | 27.0560 USD | ||||
USD 1 ordinary | Sale | 140 | 27.1442 USD | ||||
USD 1 ordinary | Sale | 99 | 27.0683 USD | ||||
USD 1 ordinary | Sale | 74 | 27.0010 USD | ||||
USD 1 ordinary | Sale | 12 | 26.9000 USD | ||||
USD 1 ordinary | Sale | 2 | 27.2300 USD | ||||
USD 1 ordinary | Sale | 2 | 27.1680 USD | ||||
USD 1 ordinary | Sale | 2 | 27.1500 USD | ||||
USD 1 ordinary | Sale | 1 | 27.1600 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 207 | 473.5850 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 600 | 473.8565 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,980 | 474.1700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,034 | 474.6275 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,100 | 474.7296 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,405 | 475.2151 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,031 | 475.2387 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,079 | 475.2599 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,281 | 475.4624 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,872 | 475.5192 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 950 | 475.7547 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,279 | 475.9038 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,076 | 476.0516 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 900 | 476.2408 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,980 | 474.0893 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,130 | 474.3042 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,700 | 474.3408 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 119,538 | 474.4545 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,034 | 474.5469 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,877 | 475.0906 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,405 | 475.1343 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,031 | 475.1579 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,079 | 475.1792 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,201 | 475.2607 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,293 | 475.4645 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 900 | 476.1599 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,740 | 476.5083 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,130 | 474.2544 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 119,538 | 474.3928 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,877 | 475.0645 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,201 | 475.2108 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,293 | 475.4027 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,740 | 476.4582 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 207 | 473.6466 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,281 | 475.5123 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,872 | 475.5691 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 950 | 475.8047 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,279 | 476.0133 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,076 | 476.1135 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 15 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays