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Form 8.3 - AngloGold Ashanti plc

11th Nov 2024 14:59

RNS Number : 7597L
Barclays PLC
11 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

08 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,394,960

1.05%

4,213,768

1.00%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,033,312

0.95%

2,689,972

0.63%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,558,272

2.03%

7,063,740

1.67%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

85,450

27.5521 USD

USD 1 ordinary

Purchase

58,997

27.5709 USD

USD 1 ordinary

Purchase

33,877

27.4936 USD

USD 1 ordinary

Purchase

11,216

27.6131 USD

USD 1 ordinary

Purchase

6,732

27.4581 USD

USD 1 ordinary

Purchase

6,174

27.3051 USD

USD 1 ordinary

Purchase

3,854

27.6600 USD

USD 1 ordinary

Purchase

3,536

27.4739 USD

USD 1 ordinary

Purchase

3,262

27.4529 USD

USD 1 ordinary

Purchase

3,096

27.4713 USD

USD 1 ordinary

Purchase

2,381

27.4250 USD

USD 1 ordinary

Purchase

2,339

484.3908 ZAR

USD 1 ordinary

Purchase

1,828

27.4348 USD

USD 1 ordinary

Purchase

1,300

27.5600 USD

USD 1 ordinary

Purchase

980

27.7115 USD

USD 1 ordinary

Purchase

911

27.6559 USD

USD 1 ordinary

Purchase

631

27.5783 USD

USD 1 ordinary

Purchase

582

479.8051 ZAR

USD 1 ordinary

Purchase

562

27.1700 USD

USD 1 ordinary

Purchase

535

27.5689 USD

USD 1 ordinary

Purchase

346

27.2714 USD

USD 1 ordinary

Purchase

305

479.8682 ZAR

USD 1 ordinary

Purchase

300

27.7700 USD

USD 1 ordinary

Purchase

276

27.5772 USD

USD 1 ordinary

Purchase

100

27.6650 USD

USD 1 ordinary

Purchase

100

27.7200 USD

USD 1 ordinary

Purchase

100

27.2700 USD

USD 1 ordinary

Purchase

33

27.6736 USD

USD 1 ordinary

Purchase

4

27.2100 USD

USD 1 ordinary

Purchase

3

27.6183 USD

USD 1 ordinary

Purchase

1

27.6300 USD

USD 1 ordinary

Sale

134,699

27.5120 USD

USD 1 ordinary

Sale

31,404

27.6014 USD

USD 1 ordinary

Sale

14,221

27.5603 USD

USD 1 ordinary

Sale

13,616

27.5680 USD

USD 1 ordinary

Sale

9,120

27.5538 USD

USD 1 ordinary

Sale

5,860

27.6559 USD

USD 1 ordinary

Sale

3,855

27.6599 USD

USD 1 ordinary

Sale

2,339

484.3907 ZAR

USD 1 ordinary

Sale

1,995

27.4632 USD

USD 1 ordinary

Sale

1,731

27.4783 USD

USD 1 ordinary

Sale

1,373

27.4636 USD

USD 1 ordinary

Sale

1,300

27.5600 USD

USD 1 ordinary

Sale

987

27.4572 USD

USD 1 ordinary

Sale

980

27.7115 USD

USD 1 ordinary

Sale

903

27.6600 USD

USD 1 ordinary

Sale

887

479.8267 ZAR

USD 1 ordinary

Sale

847

27.4722 USD

USD 1 ordinary

Sale

562

27.1700 USD

USD 1 ordinary

Sale

545

27.5378 USD

USD 1 ordinary

Sale

535

27.5689 USD

USD 1 ordinary

Sale

400

27.1300 USD

USD 1 ordinary

Sale

360

27.4302 USD

USD 1 ordinary

Sale

300

27.7700 USD

USD 1 ordinary

Sale

276

27.5772 USD

USD 1 ordinary

Sale

228

27.6850 USD

USD 1 ordinary

Sale

228

27.7275 USD

USD 1 ordinary

Sale

182

27.6793 USD

USD 1 ordinary

Sale

171

27.7416 USD

USD 1 ordinary

Sale

157

27.7200 USD

USD 1 ordinary

Sale

114

27.7350 USD

USD 1 ordinary

Sale

100

27.5400 USD

USD 1 ordinary

Sale

100

27.6650 USD

USD 1 ordinary

Sale

57

27.7150 USD

USD 1 ordinary

Sale

33

27.6736 USD

USD 1 ordinary

Sale

30

27.0500 USD

USD 1 ordinary

Sale

8

27.2000 USD

USD 1 ordinary

Sale

4

27.2100 USD

USD 1 ordinary

Sale

1

27.7300 USD

USD 1 ordinary

Sale

1

27.4550 USD

USD 1 ordinary

Sale

1

27.6700 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

31

477.3311 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

477.8700 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,677

478.9702 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,496

479.4314 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,729

479.5937 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,947

479.8240 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,096

479.9045 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,323

480.4704 ZAR

USD 1 ordinary

SWAP

Decreasing Short

19,448

480.7048 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,604

480.7049 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,665

481.2745 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,255

483.4920 ZAR

USD 1 ordinary

SWAP

Decreasing Short

153

483.6967 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,348

0.0000 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,325

476.5013 ZAR

USD 1 ordinary

SWAP

Increasing Short

31

477.2500 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

477.7887 ZAR

USD 1 ordinary

SWAP

Increasing Short

28,970

478.0543 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,496

479.3500 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,729

479.5121 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,947

479.7424 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,096

479.8229 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,000

479.9416 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,323

480.3887 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,604

480.6232 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,890

480.9516 ZAR

USD 1 ordinary

SWAP

Increasing Short

123,233

482.2405 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,867

482.2896 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,079

483.0807 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,617

483.6010 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,365

485.0374 ZAR

USD 1 ordinary

CFD

Increasing Long

3,325

476.4751 ZAR

USD 1 ordinary

CFD

Increasing Long

28,970

478.0041 ZAR

USD 1 ordinary

CFD

Increasing Long

7,000

479.8312 ZAR

USD 1 ordinary

CFD

Increasing Long

123,233

482.1778 ZAR

USD 1 ordinary

CFD

Increasing Long

1,867

482.2389 ZAR

USD 1 ordinary

CFD

Increasing Long

2,079

483.0179 ZAR

USD 1 ordinary

CFD

Increasing Long

25,617

483.5503 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,677

478.9965 ZAR

USD 1 ordinary

CFD

Decreasing Long

19,448

480.7553 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,665

481.3370 ZAR

USD 1 ordinary

CFD

Decreasing Long

153

483.7596 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFESLELLLIS

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