11th Nov 2024 14:59
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 08 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,394,960 | 1.05% | 4,213,768 | 1.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,033,312 | 0.95% | 2,689,972 | 0.63% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,558,272 | 2.03% | 7,063,740 | 1.67% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 85,450 | 27.5521 USD | ||||
USD 1 ordinary | Purchase | 58,997 | 27.5709 USD | ||||
USD 1 ordinary | Purchase | 33,877 | 27.4936 USD | ||||
USD 1 ordinary | Purchase | 11,216 | 27.6131 USD | ||||
USD 1 ordinary | Purchase | 6,732 | 27.4581 USD | ||||
USD 1 ordinary | Purchase | 6,174 | 27.3051 USD | ||||
USD 1 ordinary | Purchase | 3,854 | 27.6600 USD | ||||
USD 1 ordinary | Purchase | 3,536 | 27.4739 USD | ||||
USD 1 ordinary | Purchase | 3,262 | 27.4529 USD | ||||
USD 1 ordinary | Purchase | 3,096 | 27.4713 USD | ||||
USD 1 ordinary | Purchase | 2,381 | 27.4250 USD | ||||
USD 1 ordinary | Purchase | 2,339 | 484.3908 ZAR | ||||
USD 1 ordinary | Purchase | 1,828 | 27.4348 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 27.5600 USD | ||||
USD 1 ordinary | Purchase | 980 | 27.7115 USD | ||||
USD 1 ordinary | Purchase | 911 | 27.6559 USD | ||||
USD 1 ordinary | Purchase | 631 | 27.5783 USD | ||||
USD 1 ordinary | Purchase | 582 | 479.8051 ZAR | ||||
USD 1 ordinary | Purchase | 562 | 27.1700 USD | ||||
USD 1 ordinary | Purchase | 535 | 27.5689 USD | ||||
USD 1 ordinary | Purchase | 346 | 27.2714 USD | ||||
USD 1 ordinary | Purchase | 305 | 479.8682 ZAR | ||||
USD 1 ordinary | Purchase | 300 | 27.7700 USD | ||||
USD 1 ordinary | Purchase | 276 | 27.5772 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.6650 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.7200 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.2700 USD | ||||
USD 1 ordinary | Purchase | 33 | 27.6736 USD | ||||
USD 1 ordinary | Purchase | 4 | 27.2100 USD | ||||
USD 1 ordinary | Purchase | 3 | 27.6183 USD | ||||
USD 1 ordinary | Purchase | 1 | 27.6300 USD | ||||
USD 1 ordinary | Sale | 134,699 | 27.5120 USD | ||||
USD 1 ordinary | Sale | 31,404 | 27.6014 USD | ||||
USD 1 ordinary | Sale | 14,221 | 27.5603 USD | ||||
USD 1 ordinary | Sale | 13,616 | 27.5680 USD | ||||
USD 1 ordinary | Sale | 9,120 | 27.5538 USD | ||||
USD 1 ordinary | Sale | 5,860 | 27.6559 USD | ||||
USD 1 ordinary | Sale | 3,855 | 27.6599 USD | ||||
USD 1 ordinary | Sale | 2,339 | 484.3907 ZAR | ||||
USD 1 ordinary | Sale | 1,995 | 27.4632 USD | ||||
USD 1 ordinary | Sale | 1,731 | 27.4783 USD | ||||
USD 1 ordinary | Sale | 1,373 | 27.4636 USD | ||||
USD 1 ordinary | Sale | 1,300 | 27.5600 USD | ||||
USD 1 ordinary | Sale | 987 | 27.4572 USD | ||||
USD 1 ordinary | Sale | 980 | 27.7115 USD | ||||
USD 1 ordinary | Sale | 903 | 27.6600 USD | ||||
USD 1 ordinary | Sale | 887 | 479.8267 ZAR | ||||
USD 1 ordinary | Sale | 847 | 27.4722 USD | ||||
USD 1 ordinary | Sale | 562 | 27.1700 USD | ||||
USD 1 ordinary | Sale | 545 | 27.5378 USD | ||||
USD 1 ordinary | Sale | 535 | 27.5689 USD | ||||
USD 1 ordinary | Sale | 400 | 27.1300 USD | ||||
USD 1 ordinary | Sale | 360 | 27.4302 USD | ||||
USD 1 ordinary | Sale | 300 | 27.7700 USD | ||||
USD 1 ordinary | Sale | 276 | 27.5772 USD | ||||
USD 1 ordinary | Sale | 228 | 27.6850 USD | ||||
USD 1 ordinary | Sale | 228 | 27.7275 USD | ||||
USD 1 ordinary | Sale | 182 | 27.6793 USD | ||||
USD 1 ordinary | Sale | 171 | 27.7416 USD | ||||
USD 1 ordinary | Sale | 157 | 27.7200 USD | ||||
USD 1 ordinary | Sale | 114 | 27.7350 USD | ||||
USD 1 ordinary | Sale | 100 | 27.5400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.6650 USD | ||||
USD 1 ordinary | Sale | 57 | 27.7150 USD | ||||
USD 1 ordinary | Sale | 33 | 27.6736 USD | ||||
USD 1 ordinary | Sale | 30 | 27.0500 USD | ||||
USD 1 ordinary | Sale | 8 | 27.2000 USD | ||||
USD 1 ordinary | Sale | 4 | 27.2100 USD | ||||
USD 1 ordinary | Sale | 1 | 27.7300 USD | ||||
USD 1 ordinary | Sale | 1 | 27.4550 USD | ||||
USD 1 ordinary | Sale | 1 | 27.6700 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 31 | 477.3311 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 477.8700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,677 | 478.9702 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,496 | 479.4314 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,729 | 479.5937 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,947 | 479.8240 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,096 | 479.9045 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,323 | 480.4704 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 19,448 | 480.7048 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,604 | 480.7049 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,665 | 481.2745 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,255 | 483.4920 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 153 | 483.6967 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,348 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,325 | 476.5013 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 31 | 477.2500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 477.7887 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,970 | 478.0543 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,496 | 479.3500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,729 | 479.5121 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,947 | 479.7424 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,096 | 479.8229 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,000 | 479.9416 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,323 | 480.3887 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,604 | 480.6232 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,890 | 480.9516 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 123,233 | 482.2405 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,867 | 482.2896 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,079 | 483.0807 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,617 | 483.6010 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,365 | 485.0374 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,325 | 476.4751 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 28,970 | 478.0041 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,000 | 479.8312 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 123,233 | 482.1778 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,867 | 482.2389 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,079 | 483.0179 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,617 | 483.5503 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,677 | 478.9965 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 19,448 | 480.7553 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,665 | 481.3370 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 153 | 483.7596 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 11 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays