8th Nov 2024 14:26
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 07 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,342,111 | 1.03% | 4,160,220 | 0.98% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,870,449 | 0.91% | 2,523,761 | 0.59% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,342,560 | 1.98% | 6,843,981 | 1.61% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 380,273 | 461.5600 ZAR | ||||
USD 1 ordinary | Purchase | 323,050 | 27.4427 USD | ||||
USD 1 ordinary | Purchase | 152,329 | 27.4671 USD | ||||
USD 1 ordinary | Purchase | 72,425 | 27.3850 USD | ||||
USD 1 ordinary | Purchase | 36,720 | 27.6675 USD | ||||
USD 1 ordinary | Purchase | 31,813 | 482.2800 ZAR | ||||
USD 1 ordinary | Purchase | 25,756 | 27.6404 USD | ||||
USD 1 ordinary | Purchase | 24,914 | 27.5456 USD | ||||
USD 1 ordinary | Purchase | 19,195 | 27.3734 USD | ||||
USD 1 ordinary | Purchase | 16,560 | 27.5267 USD | ||||
USD 1 ordinary | Purchase | 7,810 | 27.6102 USD | ||||
USD 1 ordinary | Purchase | 6,325 | 27.5105 USD | ||||
USD 1 ordinary | Purchase | 5,351 | 27.8794 USD | ||||
USD 1 ordinary | Purchase | 3,884 | 27.5167 USD | ||||
USD 1 ordinary | Purchase | 2,599 | 27.6755 USD | ||||
USD 1 ordinary | Purchase | 2,467 | 27.8980 USD | ||||
USD 1 ordinary | Purchase | 2,387 | 27.4945 USD | ||||
USD 1 ordinary | Purchase | 1,542 | 27.2266 USD | ||||
USD 1 ordinary | Purchase | 1,302 | 27.5026 USD | ||||
USD 1 ordinary | Purchase | 1,182 | 27.4143 USD | ||||
USD 1 ordinary | Purchase | 394 | 27.6369 USD | ||||
USD 1 ordinary | Purchase | 372 | 27.8632 USD | ||||
USD 1 ordinary | Purchase | 315 | 27.9018 USD | ||||
USD 1 ordinary | Purchase | 246 | 27.5046 USD | ||||
USD 1 ordinary | Purchase | 207 | 27.2968 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.9100 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.5640 USD | ||||
USD 1 ordinary | Purchase | 134 | 27.8307 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.4300 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.8900 USD | ||||
USD 1 ordinary | Purchase | 89 | 27.4675 USD | ||||
USD 1 ordinary | Purchase | 50 | 27.9400 USD | ||||
USD 1 ordinary | Purchase | 20 | 27.5910 USD | ||||
USD 1 ordinary | Sale | 455,127 | 27.4552 USD | ||||
USD 1 ordinary | Sale | 380,273 | 461.5600 ZAR | ||||
USD 1 ordinary | Sale | 45,385 | 27.5771 USD | ||||
USD 1 ordinary | Sale | 42,809 | 27.5634 USD | ||||
USD 1 ordinary | Sale | 31,813 | 482.2800 ZAR | ||||
USD 1 ordinary | Sale | 25,947 | 27.3944 USD | ||||
USD 1 ordinary | Sale | 25,374 | 27.3302 USD | ||||
USD 1 ordinary | Sale | 22,267 | 27.4386 USD | ||||
USD 1 ordinary | Sale | 13,651 | 27.5700 USD | ||||
USD 1 ordinary | Sale | 9,520 | 27.5562 USD | ||||
USD 1 ordinary | Sale | 8,683 | 27.5954 USD | ||||
USD 1 ordinary | Sale | 8,029 | 27.4438 USD | ||||
USD 1 ordinary | Sale | 7,800 | 27.6100 USD | ||||
USD 1 ordinary | Sale | 5,528 | 27.8984 USD | ||||
USD 1 ordinary | Sale | 4,624 | 27.5559 USD | ||||
USD 1 ordinary | Sale | 4,565 | 27.3352 USD | ||||
USD 1 ordinary | Sale | 4,002 | 27.6047 USD | ||||
USD 1 ordinary | Sale | 3,579 | 27.5856 USD | ||||
USD 1 ordinary | Sale | 3,253 | 27.3021 USD | ||||
USD 1 ordinary | Sale | 2,237 | 27.2490 USD | ||||
USD 1 ordinary | Sale | 2,124 | 27.2917 USD | ||||
USD 1 ordinary | Sale | 2,000 | 27.4000 USD | ||||
USD 1 ordinary | Sale | 1,739 | 27.4338 USD | ||||
USD 1 ordinary | Sale | 1,581 | 27.8921 USD | ||||
USD 1 ordinary | Sale | 1,520 | 27.6230 USD | ||||
USD 1 ordinary | Sale | 1,509 | 27.8821 USD | ||||
USD 1 ordinary | Sale | 1,342 | 27.2902 USD | ||||
USD 1 ordinary | Sale | 1,010 | 27.3022 USD | ||||
USD 1 ordinary | Sale | 634 | 27.2407 USD | ||||
USD 1 ordinary | Sale | 443 | 27.5832 USD | ||||
USD 1 ordinary | Sale | 315 | 27.9018 USD | ||||
USD 1 ordinary | Sale | 300 | 27.2266 USD | ||||
USD 1 ordinary | Sale | 271 | 27.2990 USD | ||||
USD 1 ordinary | Sale | 207 | 27.2968 USD | ||||
USD 1 ordinary | Sale | 200 | 27.6300 USD | ||||
USD 1 ordinary | Sale | 194 | 27.6441 USD | ||||
USD 1 ordinary | Sale | 172 | 27.8400 USD | ||||
USD 1 ordinary | Sale | 120 | 27.8750 USD | ||||
USD 1 ordinary | Sale | 100 | 27.4500 USD | ||||
USD 1 ordinary | Sale | 24 | 27.8500 USD | ||||
USD 1 ordinary | Sale | 20 | 27.5910 USD | ||||
USD 1 ordinary | Sale | 10 | 27.7700 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 988 | 457.7161 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 380,273 | 461.6061 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,043 | 469.2384 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,100 | 471.5843 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,819 | 473.6744 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,481 | 475.7018 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,957 | 476.0167 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,933 | 476.6496 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 51,587 | 476.8902 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,711 | 477.6854 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 19,303 | 479.9807 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 300 | 479.9910 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 45,562 | 481.0282 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,533 | 482.2800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,607 | 482.3619 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,452 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,128 | 459.2325 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,328 | 465.1784 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,343 | 466.5941 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,651 | 467.4489 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,043 | 469.1586 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,100 | 471.5042 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,819 | 473.5939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,952 | 475.1498 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,957 | 475.9358 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,933 | 476.5686 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,022 | 477.1877 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 406,038 | 477.5635 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,711 | 477.6042 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 300 | 479.9094 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,613 | 481.1433 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,533 | 482.1980 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,607 | 482.2800 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,128 | 459.2073 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,328 | 465.1296 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,343 | 466.5451 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,651 | 467.3414 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,952 | 475.0999 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,022 | 477.1256 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 406,038 | 477.5015 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 11,613 | 481.0927 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 988 | 457.7642 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 380,273 | 461.6079 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,481 | 475.7636 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 51,587 | 476.9522 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 19,303 | 480.0071 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 45,562 | 481.0787 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 08 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays