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Form 8.3 - AngloGold Ashanti plc

12th Sep 2024 15:12

RNS Number : 0129E
Barclays PLC
12 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,839,630

0.68%

2,746,983

0.65%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,037,539

0.25%

732,451

0.17%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,007,169

0.95%

3,639,434

0.87%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

176,501

26.8869 USD

USD 1 ordinary

Purchase

55,687

27.1238 USD

USD 1 ordinary

Purchase

53,194

27.3273 USD

USD 1 ordinary

Purchase

53,003

27.2820 USD

USD 1 ordinary

Purchase

44,153

27.0885 USD

USD 1 ordinary

Purchase

40,212

27.0584 USD

USD 1 ordinary

Purchase

38,203

26.9515 USD

USD 1 ordinary

Purchase

36,685

27.1958 USD

USD 1 ordinary

Purchase

25,592

27.1417 USD

USD 1 ordinary

Purchase

20,901

27.1006 USD

USD 1 ordinary

Purchase

16,792

27.3145 USD

USD 1 ordinary

Purchase

6,649

27.0135 USD

USD 1 ordinary

Purchase

6,067

27.1761 USD

USD 1 ordinary

Purchase

4,908

26.9333 USD

USD 1 ordinary

Purchase

4,815

27.0646 USD

USD 1 ordinary

Purchase

4,395

27.0027 USD

USD 1 ordinary

Purchase

4,000

27.3714 USD

USD 1 ordinary

Purchase

3,899

27.0264 USD

USD 1 ordinary

Purchase

2,705

26.8636 USD

USD 1 ordinary

Purchase

2,489

27.1677 USD

USD 1 ordinary

Purchase

2,232

27.3850 USD

USD 1 ordinary

Purchase

2,117

27.0787 USD

USD 1 ordinary

Purchase

1,863

26.9020 USD

USD 1 ordinary

Purchase

1,594

27.0185 USD

USD 1 ordinary

Purchase

1,478

26.9080 USD

USD 1 ordinary

Purchase

1,350

26.8917 USD

USD 1 ordinary

Purchase

1,002

27.0655 USD

USD 1 ordinary

Purchase

563

27.0350 USD

USD 1 ordinary

Purchase

509

27.1011 USD

USD 1 ordinary

Purchase

506

27.2735 USD

USD 1 ordinary

Purchase

503

26.9158 USD

USD 1 ordinary

Purchase

492

27.4000 USD

USD 1 ordinary

Purchase

400

26.9775 USD

USD 1 ordinary

Purchase

386

27.3975 USD

USD 1 ordinary

Purchase

334

26.9900 USD

USD 1 ordinary

Purchase

332

27.4090 USD

USD 1 ordinary

Purchase

300

27.3100 USD

USD 1 ordinary

Purchase

200

26.9950 USD

USD 1 ordinary

Purchase

200

26.9750 USD

USD 1 ordinary

Purchase

200

27.0050 USD

USD 1 ordinary

Purchase

200

27.0150 USD

USD 1 ordinary

Purchase

200

26.9800 USD

USD 1 ordinary

Purchase

105

26.8104 USD

USD 1 ordinary

Purchase

100

27.0200 USD

USD 1 ordinary

Purchase

68

26.7600 USD

USD 1 ordinary

Purchase

3

27.2700 USD

USD 1 ordinary

Purchase

1

27.2900 USD

USD 1 ordinary

Sale

173,838

27.1894 USD

USD 1 ordinary

Sale

153,585

26.8843 USD

USD 1 ordinary

Sale

86,427

27.0039 USD

USD 1 ordinary

Sale

28,903

27.2135 USD

USD 1 ordinary

Sale

20,211

27.2806 USD

USD 1 ordinary

Sale

18,473

27.1344 USD

USD 1 ordinary

Sale

16,206

26.9518 USD

USD 1 ordinary

Sale

15,274

27.0947 USD

USD 1 ordinary

Sale

9,021

27.3570 USD

USD 1 ordinary

Sale

6,986

26.9722 USD

USD 1 ordinary

Sale

6,847

27.3312 USD

USD 1 ordinary

Sale

6,684

27.0031 USD

USD 1 ordinary

Sale

6,643

27.3111 USD

USD 1 ordinary

Sale

6,000

27.0698 USD

USD 1 ordinary

Sale

5,208

27.1401 USD

USD 1 ordinary

Sale

4,000

27.3714 USD

USD 1 ordinary

Sale

3,566

26.9845 USD

USD 1 ordinary

Sale

3,500

27.0373 USD

USD 1 ordinary

Sale

3,371

27.0802 USD

USD 1 ordinary

Sale

2,994

27.0062 USD

USD 1 ordinary

Sale

2,891

26.9448 USD

USD 1 ordinary

Sale

2,795

27.0840 USD

USD 1 ordinary

Sale

2,759

27.2349 USD

USD 1 ordinary

Sale

2,742

27.0872 USD

USD 1 ordinary

Sale

2,071

26.8608 USD

USD 1 ordinary

Sale

1,894

26.9137 USD

USD 1 ordinary

Sale

1,817

27.2628 USD

USD 1 ordinary

Sale

1,796

27.3649 USD

USD 1 ordinary

Sale

1,650

27.3229 USD

USD 1 ordinary

Sale

1,500

26.9573 USD

USD 1 ordinary

Sale

1,457

27.2640 USD

USD 1 ordinary

Sale

1,350

26.8917 USD

USD 1 ordinary

Sale

1,312

26.8488 USD

USD 1 ordinary

Sale

1,282

27.2473 USD

USD 1 ordinary

Sale

1,200

27.0537 USD

USD 1 ordinary

Sale

1,116

27.3850 USD

USD 1 ordinary

Sale

1,000

27.0660 USD

USD 1 ordinary

Sale

984

27.4000 USD

USD 1 ordinary

Sale

957

27.2012 USD

USD 1 ordinary

Sale

905

27.0624 USD

USD 1 ordinary

Sale

796

27.3863 USD

USD 1 ordinary

Sale

786

27.1816 USD

USD 1 ordinary

Sale

711

27.1500 USD

USD 1 ordinary

Sale

700

27.3171 USD

USD 1 ordinary

Sale

402

26.9124 USD

USD 1 ordinary

Sale

400

27.3050 USD

USD 1 ordinary

Sale

374

27.3800 USD

USD 1 ordinary

Sale

320

27.3816 USD

USD 1 ordinary

Sale

309

26.8041 USD

USD 1 ordinary

Sale

300

27.3100 USD

USD 1 ordinary

Sale

200

27.2600 USD

USD 1 ordinary

Sale

155

27.3736 USD

USD 1 ordinary

Sale

138

27.1726 USD

USD 1 ordinary

Sale

137

26.7970 USD

USD 1 ordinary

Sale

120

27.1883 USD

USD 1 ordinary

Sale

102

26.8039 USD

USD 1 ordinary

Sale

100

26.7700 USD

USD 1 ordinary

Sale

59

27.3900 USD

USD 1 ordinary

Sale

37

27.3700 USD

USD 1 ordinary

Sale

34

26.7600 USD

USD 1 ordinary

Sale

32

26.8800 USD

USD 1 ordinary

Sale

2

26.8400 USD

USD 1 ordinary

Sale

1

27.2900 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

1,017

478.5098 ZAR

USD 1 ordinary

SWAP

Increasing Long

663

479.0519 ZAR

USD 1 ordinary

SWAP

Increasing Long

7,124

479.7801 ZAR

USD 1 ordinary

SWAP

Increasing Long

5,824

480.5632 ZAR

USD 1 ordinary

SWAP

Increasing Long

4,536

480.7170 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,436

480.8464 ZAR

USD 1 ordinary

SWAP

Increasing Long

181,591

481.4950 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,869

481.6857 ZAR

USD 1 ordinary

SWAP

Increasing Long

346

481.7687 ZAR

USD 1 ordinary

SWAP

Increasing Long

18,955

482.5700 ZAR

USD 1 ordinary

SWAP

Increasing Long

392

482.6520 ZAR

USD 1 ordinary

SWAP

Increasing Long

111,626

482.6898 ZAR

USD 1 ordinary

SWAP

Increasing Long

60,425

482.9238 ZAR

USD 1 ordinary

SWAP

Increasing Long

18,477

483.1139 ZAR

USD 1 ordinary

SWAP

Increasing Long

60,471

483.1986 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,222

483.3253 ZAR

USD 1 ordinary

SWAP

Increasing Long

782

484.0369 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,811

484.0376 ZAR

USD 1 ordinary

SWAP

Increasing Long

45,615

484.4149 ZAR

USD 1 ordinary

SWAP

Increasing Long

23,174

484.6615 ZAR

USD 1 ordinary

SWAP

Increasing Long

12,371

484.7843 ZAR

USD 1 ordinary

SWAP

Increasing Long

4

487.0425 ZAR

USD 1 ordinary

SWAP

Increasing Long

828

487.1253 ZAR

USD 1 ordinary

SWAP

Increasing Long

897

487.5710 ZAR

USD 1 ordinary

SWAP

Increasing Long

975

487.7142 ZAR

USD 1 ordinary

SWAP

Increasing Long

4

487.7351 ZAR

USD 1 ordinary

SWAP

Increasing Long

2

489.4431 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,017

478.4285 ZAR

USD 1 ordinary

SWAP

Decreasing Long

663

478.9704 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,273

479.1258 ZAR

USD 1 ordinary

SWAP

Decreasing Long

45

479.3471 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,824

480.4815 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,436

480.7647 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,852

481.6377 ZAR

USD 1 ordinary

SWAP

Decreasing Long

346

481.6869 ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,504

482.3204 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,078

482.4879 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,269

482.5700 ZAR

USD 1 ordinary

SWAP

Decreasing Long

111,626

482.6077 ZAR

USD 1 ordinary

SWAP

Decreasing Long

60,425

482.8417 ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,477

483.0318 ZAR

USD 1 ordinary

SWAP

Decreasing Long

60,471

483.1165 ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,283

483.7560 ZAR

USD 1 ordinary

SWAP

Decreasing Long

782

483.9546 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,811

483.9554 ZAR

USD 1 ordinary

SWAP

Decreasing Long

45,615

484.3326 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,780

486.1192 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

486.9597 ZAR

USD 1 ordinary

SWAP

Decreasing Long

828

487.0425 ZAR

USD 1 ordinary

SWAP

Decreasing Long

897

487.4881 ZAR

USD 1 ordinary

SWAP

Decreasing Long

975

487.6313 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

487.6522 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

489.3600 ZAR

USD 1 ordinary

CFD

Increasing Long

5,273

479.0155 ZAR

USD 1 ordinary

CFD

Increasing Long

45

479.2848 ZAR

USD 1 ordinary

CFD

Increasing Long

1,852

481.5269 ZAR

USD 1 ordinary

CFD

Increasing Long

26,504

482.2577 ZAR

USD 1 ordinary

CFD

Increasing Long

13,877

482.5700 ZAR

USD 1 ordinary

CFD

Increasing Long

26,283

483.7052 ZAR

USD 1 ordinary

CFD

Increasing Long

1,780

486.0681 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,124

479.8305 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,536

480.7434 ZAR

USD 1 ordinary

CFD

Opening Short

181,591

481.5576 ZAR

USD 1 ordinary

CFD

Increasing Short

3,869

481.7484 ZAR

USD 1 ordinary

CFD

Increasing Short

13,877

482.5700 ZAR

USD 1 ordinary

CFD

Increasing Short

8,222

483.3760 ZAR

USD 1 ordinary

CFD

Increasing Short

23,174

484.7123 ZAR

USD 1 ordinary

CFD

Increasing Short

12,371

484.8957 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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