12th Sep 2024 15:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,839,630 | 0.68% | 2,746,983 | 0.65% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,037,539 | 0.25% | 732,451 | 0.17% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,007,169 | 0.95% | 3,639,434 | 0.87% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 176,501 | 26.8869 USD | ||||
USD 1 ordinary | Purchase | 55,687 | 27.1238 USD | ||||
USD 1 ordinary | Purchase | 53,194 | 27.3273 USD | ||||
USD 1 ordinary | Purchase | 53,003 | 27.2820 USD | ||||
USD 1 ordinary | Purchase | 44,153 | 27.0885 USD | ||||
USD 1 ordinary | Purchase | 40,212 | 27.0584 USD | ||||
USD 1 ordinary | Purchase | 38,203 | 26.9515 USD | ||||
USD 1 ordinary | Purchase | 36,685 | 27.1958 USD | ||||
USD 1 ordinary | Purchase | 25,592 | 27.1417 USD | ||||
USD 1 ordinary | Purchase | 20,901 | 27.1006 USD | ||||
USD 1 ordinary | Purchase | 16,792 | 27.3145 USD | ||||
USD 1 ordinary | Purchase | 6,649 | 27.0135 USD | ||||
USD 1 ordinary | Purchase | 6,067 | 27.1761 USD | ||||
USD 1 ordinary | Purchase | 4,908 | 26.9333 USD | ||||
USD 1 ordinary | Purchase | 4,815 | 27.0646 USD | ||||
USD 1 ordinary | Purchase | 4,395 | 27.0027 USD | ||||
USD 1 ordinary | Purchase | 4,000 | 27.3714 USD | ||||
USD 1 ordinary | Purchase | 3,899 | 27.0264 USD | ||||
USD 1 ordinary | Purchase | 2,705 | 26.8636 USD | ||||
USD 1 ordinary | Purchase | 2,489 | 27.1677 USD | ||||
USD 1 ordinary | Purchase | 2,232 | 27.3850 USD | ||||
USD 1 ordinary | Purchase | 2,117 | 27.0787 USD | ||||
USD 1 ordinary | Purchase | 1,863 | 26.9020 USD | ||||
USD 1 ordinary | Purchase | 1,594 | 27.0185 USD | ||||
USD 1 ordinary | Purchase | 1,478 | 26.9080 USD | ||||
USD 1 ordinary | Purchase | 1,350 | 26.8917 USD | ||||
USD 1 ordinary | Purchase | 1,002 | 27.0655 USD | ||||
USD 1 ordinary | Purchase | 563 | 27.0350 USD | ||||
USD 1 ordinary | Purchase | 509 | 27.1011 USD | ||||
USD 1 ordinary | Purchase | 506 | 27.2735 USD | ||||
USD 1 ordinary | Purchase | 503 | 26.9158 USD | ||||
USD 1 ordinary | Purchase | 492 | 27.4000 USD | ||||
USD 1 ordinary | Purchase | 400 | 26.9775 USD | ||||
USD 1 ordinary | Purchase | 386 | 27.3975 USD | ||||
USD 1 ordinary | Purchase | 334 | 26.9900 USD | ||||
USD 1 ordinary | Purchase | 332 | 27.4090 USD | ||||
USD 1 ordinary | Purchase | 300 | 27.3100 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.9950 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.9750 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.0050 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.0150 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.9800 USD | ||||
USD 1 ordinary | Purchase | 105 | 26.8104 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.0200 USD | ||||
USD 1 ordinary | Purchase | 68 | 26.7600 USD | ||||
USD 1 ordinary | Purchase | 3 | 27.2700 USD | ||||
USD 1 ordinary | Purchase | 1 | 27.2900 USD | ||||
USD 1 ordinary | Sale | 173,838 | 27.1894 USD | ||||
USD 1 ordinary | Sale | 153,585 | 26.8843 USD | ||||
USD 1 ordinary | Sale | 86,427 | 27.0039 USD | ||||
USD 1 ordinary | Sale | 28,903 | 27.2135 USD | ||||
USD 1 ordinary | Sale | 20,211 | 27.2806 USD | ||||
USD 1 ordinary | Sale | 18,473 | 27.1344 USD | ||||
USD 1 ordinary | Sale | 16,206 | 26.9518 USD | ||||
USD 1 ordinary | Sale | 15,274 | 27.0947 USD | ||||
USD 1 ordinary | Sale | 9,021 | 27.3570 USD | ||||
USD 1 ordinary | Sale | 6,986 | 26.9722 USD | ||||
USD 1 ordinary | Sale | 6,847 | 27.3312 USD | ||||
USD 1 ordinary | Sale | 6,684 | 27.0031 USD | ||||
USD 1 ordinary | Sale | 6,643 | 27.3111 USD | ||||
USD 1 ordinary | Sale | 6,000 | 27.0698 USD | ||||
USD 1 ordinary | Sale | 5,208 | 27.1401 USD | ||||
USD 1 ordinary | Sale | 4,000 | 27.3714 USD | ||||
USD 1 ordinary | Sale | 3,566 | 26.9845 USD | ||||
USD 1 ordinary | Sale | 3,500 | 27.0373 USD | ||||
USD 1 ordinary | Sale | 3,371 | 27.0802 USD | ||||
USD 1 ordinary | Sale | 2,994 | 27.0062 USD | ||||
USD 1 ordinary | Sale | 2,891 | 26.9448 USD | ||||
USD 1 ordinary | Sale | 2,795 | 27.0840 USD | ||||
USD 1 ordinary | Sale | 2,759 | 27.2349 USD | ||||
USD 1 ordinary | Sale | 2,742 | 27.0872 USD | ||||
USD 1 ordinary | Sale | 2,071 | 26.8608 USD | ||||
USD 1 ordinary | Sale | 1,894 | 26.9137 USD | ||||
USD 1 ordinary | Sale | 1,817 | 27.2628 USD | ||||
USD 1 ordinary | Sale | 1,796 | 27.3649 USD | ||||
USD 1 ordinary | Sale | 1,650 | 27.3229 USD | ||||
USD 1 ordinary | Sale | 1,500 | 26.9573 USD | ||||
USD 1 ordinary | Sale | 1,457 | 27.2640 USD | ||||
USD 1 ordinary | Sale | 1,350 | 26.8917 USD | ||||
USD 1 ordinary | Sale | 1,312 | 26.8488 USD | ||||
USD 1 ordinary | Sale | 1,282 | 27.2473 USD | ||||
USD 1 ordinary | Sale | 1,200 | 27.0537 USD | ||||
USD 1 ordinary | Sale | 1,116 | 27.3850 USD | ||||
USD 1 ordinary | Sale | 1,000 | 27.0660 USD | ||||
USD 1 ordinary | Sale | 984 | 27.4000 USD | ||||
USD 1 ordinary | Sale | 957 | 27.2012 USD | ||||
USD 1 ordinary | Sale | 905 | 27.0624 USD | ||||
USD 1 ordinary | Sale | 796 | 27.3863 USD | ||||
USD 1 ordinary | Sale | 786 | 27.1816 USD | ||||
USD 1 ordinary | Sale | 711 | 27.1500 USD | ||||
USD 1 ordinary | Sale | 700 | 27.3171 USD | ||||
USD 1 ordinary | Sale | 402 | 26.9124 USD | ||||
USD 1 ordinary | Sale | 400 | 27.3050 USD | ||||
USD 1 ordinary | Sale | 374 | 27.3800 USD | ||||
USD 1 ordinary | Sale | 320 | 27.3816 USD | ||||
USD 1 ordinary | Sale | 309 | 26.8041 USD | ||||
USD 1 ordinary | Sale | 300 | 27.3100 USD | ||||
USD 1 ordinary | Sale | 200 | 27.2600 USD | ||||
USD 1 ordinary | Sale | 155 | 27.3736 USD | ||||
USD 1 ordinary | Sale | 138 | 27.1726 USD | ||||
USD 1 ordinary | Sale | 137 | 26.7970 USD | ||||
USD 1 ordinary | Sale | 120 | 27.1883 USD | ||||
USD 1 ordinary | Sale | 102 | 26.8039 USD | ||||
USD 1 ordinary | Sale | 100 | 26.7700 USD | ||||
USD 1 ordinary | Sale | 59 | 27.3900 USD | ||||
USD 1 ordinary | Sale | 37 | 27.3700 USD | ||||
USD 1 ordinary | Sale | 34 | 26.7600 USD | ||||
USD 1 ordinary | Sale | 32 | 26.8800 USD | ||||
USD 1 ordinary | Sale | 2 | 26.8400 USD | ||||
USD 1 ordinary | Sale | 1 | 27.2900 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Increasing Long | 1,017 | 478.5098 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 663 | 479.0519 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 7,124 | 479.7801 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 5,824 | 480.5632 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4,536 | 480.7170 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,436 | 480.8464 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 181,591 | 481.4950 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,869 | 481.6857 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 346 | 481.7687 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 18,955 | 482.5700 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 392 | 482.6520 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 111,626 | 482.6898 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 60,425 | 482.9238 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 18,477 | 483.1139 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 60,471 | 483.1986 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,222 | 483.3253 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 782 | 484.0369 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,811 | 484.0376 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 45,615 | 484.4149 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,174 | 484.6615 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 12,371 | 484.7843 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4 | 487.0425 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 828 | 487.1253 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 897 | 487.5710 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 975 | 487.7142 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4 | 487.7351 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2 | 489.4431 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,017 | 478.4285 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 663 | 478.9704 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,273 | 479.1258 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 45 | 479.3471 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,824 | 480.4815 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,436 | 480.7647 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,852 | 481.6377 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 346 | 481.6869 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 26,504 | 482.3204 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,078 | 482.4879 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,269 | 482.5700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 111,626 | 482.6077 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 60,425 | 482.8417 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,477 | 483.0318 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 60,471 | 483.1165 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 26,283 | 483.7560 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 782 | 483.9546 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,811 | 483.9554 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 45,615 | 484.3326 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,780 | 486.1192 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4 | 486.9597 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 828 | 487.0425 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 897 | 487.4881 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 975 | 487.6313 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4 | 487.6522 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2 | 489.3600 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,273 | 479.0155 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 45 | 479.2848 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,852 | 481.5269 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 26,504 | 482.2577 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,877 | 482.5700 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 26,283 | 483.7052 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,780 | 486.0681 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,124 | 479.8305 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,536 | 480.7434 ZAR | |||
USD 1 ordinary | CFD | Opening Short | 181,591 | 481.5576 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 3,869 | 481.7484 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 13,877 | 482.5700 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 8,222 | 483.3760 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 23,174 | 484.7123 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 12,371 | 484.8957 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 12 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays