12th Nov 2024 13:13
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,388,423 | 1.05% | 4,218,684 | 1.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,036,225 | 0.95% | 2,676,666 | 0.63% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,554,648 | 2.03% | 7,055,350 | 1.67% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 86,098 | 25.7154 USD | ||||
USD 1 ordinary | Purchase | 45,817 | 25.8106 USD | ||||
USD 1 ordinary | Purchase | 28,099 | 25.1100 USD | ||||
USD 1 ordinary | Purchase | 21,166 | 25.3216 USD | ||||
USD 1 ordinary | Purchase | 17,517 | 25.5998 USD | ||||
USD 1 ordinary | Purchase | 13,900 | 25.3300 USD | ||||
USD 1 ordinary | Purchase | 13,203 | 25.3287 USD | ||||
USD 1 ordinary | Purchase | 11,563 | 25.2701 USD | ||||
USD 1 ordinary | Purchase | 8,513 | 25.2190 USD | ||||
USD 1 ordinary | Purchase | 7,953 | 25.7520 USD | ||||
USD 1 ordinary | Purchase | 7,000 | 25.4561 USD | ||||
USD 1 ordinary | Purchase | 6,977 | 26.1944 USD | ||||
USD 1 ordinary | Purchase | 4,212 | 25.5798 USD | ||||
USD 1 ordinary | Purchase | 3,787 | 25.3125 USD | ||||
USD 1 ordinary | Purchase | 3,012 | 25.7887 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 25.3439 USD | ||||
USD 1 ordinary | Purchase | 2,730 | 25.1543 USD | ||||
USD 1 ordinary | Purchase | 2,482 | 25.1912 USD | ||||
USD 1 ordinary | Purchase | 2,397 | 25.6340 USD | ||||
USD 1 ordinary | Purchase | 1,471 | 25.5308 USD | ||||
USD 1 ordinary | Purchase | 1,422 | 25.5851 USD | ||||
USD 1 ordinary | Purchase | 1,176 | 25.1862 USD | ||||
USD 1 ordinary | Purchase | 871 | 25.5413 USD | ||||
USD 1 ordinary | Purchase | 787 | 25.4969 USD | ||||
USD 1 ordinary | Purchase | 679 | 25.1978 USD | ||||
USD 1 ordinary | Purchase | 640 | 25.5018 USD | ||||
USD 1 ordinary | Purchase | 609 | 25.9600 USD | ||||
USD 1 ordinary | Purchase | 500 | 25.1260 USD | ||||
USD 1 ordinary | Purchase | 400 | 25.1212 USD | ||||
USD 1 ordinary | Purchase | 261 | 25.5198 USD | ||||
USD 1 ordinary | Purchase | 260 | 25.3700 USD | ||||
USD 1 ordinary | Purchase | 251 | 25.1214 USD | ||||
USD 1 ordinary | Purchase | 202 | 25.5906 USD | ||||
USD 1 ordinary | Purchase | 200 | 25.1500 USD | ||||
USD 1 ordinary | Purchase | 200 | 24.9350 USD | ||||
USD 1 ordinary | Purchase | 182 | 25.2546 USD | ||||
USD 1 ordinary | Purchase | 176 | 25.2453 USD | ||||
USD 1 ordinary | Purchase | 158 | 25.4694 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.1900 USD | ||||
USD 1 ordinary | Purchase | 71 | 25.4770 USD | ||||
USD 1 ordinary | Purchase | 55 | 25.4945 USD | ||||
USD 1 ordinary | Purchase | 15 | 25.2766 USD | ||||
USD 1 ordinary | Purchase | 6 | 25.3500 USD | ||||
USD 1 ordinary | Purchase | 3 | 25.1400 USD | ||||
USD 1 ordinary | Sale | 81,611 | 25.7529 USD | ||||
USD 1 ordinary | Sale | 31,072 | 26.1128 USD | ||||
USD 1 ordinary | Sale | 29,007 | 25.4126 USD | ||||
USD 1 ordinary | Sale | 23,289 | 25.4925 USD | ||||
USD 1 ordinary | Sale | 21,213 | 25.1103 USD | ||||
USD 1 ordinary | Sale | 20,828 | 25.1777 USD | ||||
USD 1 ordinary | Sale | 17,068 | 25.3272 USD | ||||
USD 1 ordinary | Sale | 14,372 | 25.1100 USD | ||||
USD 1 ordinary | Sale | 13,900 | 25.3300 USD | ||||
USD 1 ordinary | Sale | 7,000 | 25.4561 USD | ||||
USD 1 ordinary | Sale | 6,769 | 26.1358 USD | ||||
USD 1 ordinary | Sale | 4,782 | 25.2692 USD | ||||
USD 1 ordinary | Sale | 4,505 | 25.6041 USD | ||||
USD 1 ordinary | Sale | 4,503 | 25.3570 USD | ||||
USD 1 ordinary | Sale | 4,149 | 25.2819 USD | ||||
USD 1 ordinary | Sale | 2,938 | 25.8555 USD | ||||
USD 1 ordinary | Sale | 2,892 | 25.2649 USD | ||||
USD 1 ordinary | Sale | 2,730 | 25.1543 USD | ||||
USD 1 ordinary | Sale | 2,191 | 25.4170 USD | ||||
USD 1 ordinary | Sale | 1,907 | 25.4516 USD | ||||
USD 1 ordinary | Sale | 1,800 | 25.9740 USD | ||||
USD 1 ordinary | Sale | 1,688 | 25.7740 USD | ||||
USD 1 ordinary | Sale | 1,602 | 25.2294 USD | ||||
USD 1 ordinary | Sale | 1,200 | 25.6788 USD | ||||
USD 1 ordinary | Sale | 787 | 25.4969 USD | ||||
USD 1 ordinary | Sale | 709 | 25.9346 USD | ||||
USD 1 ordinary | Sale | 700 | 25.5235 USD | ||||
USD 1 ordinary | Sale | 686 | 25.5246 USD | ||||
USD 1 ordinary | Sale | 600 | 25.1440 USD | ||||
USD 1 ordinary | Sale | 591 | 25.1253 USD | ||||
USD 1 ordinary | Sale | 500 | 25.2370 USD | ||||
USD 1 ordinary | Sale | 395 | 25.3450 USD | ||||
USD 1 ordinary | Sale | 321 | 25.5483 USD | ||||
USD 1 ordinary | Sale | 300 | 25.4633 USD | ||||
USD 1 ordinary | Sale | 261 | 25.5198 USD | ||||
USD 1 ordinary | Sale | 222 | 25.0790 USD | ||||
USD 1 ordinary | Sale | 200 | 25.3100 USD | ||||
USD 1 ordinary | Sale | 200 | 25.3150 USD | ||||
USD 1 ordinary | Sale | 200 | 25.2100 USD | ||||
USD 1 ordinary | Sale | 200 | 25.6300 USD | ||||
USD 1 ordinary | Sale | 200 | 24.9350 USD | ||||
USD 1 ordinary | Sale | 200 | 25.4150 USD | ||||
USD 1 ordinary | Sale | 170 | 25.1275 USD | ||||
USD 1 ordinary | Sale | 170 | 25.1129 USD | ||||
USD 1 ordinary | Sale | 152 | 25.3200 USD | ||||
USD 1 ordinary | Sale | 119 | 25.3763 USD | ||||
USD 1 ordinary | Sale | 100 | 26.0605 USD | ||||
USD 1 ordinary | Sale | 100 | 25.2200 USD | ||||
USD 1 ordinary | Sale | 74 | 25.4718 USD | ||||
USD 1 ordinary | Sale | 63 | 25.3050 USD | ||||
USD 1 ordinary | Sale | 60 | 25.5700 USD | ||||
USD 1 ordinary | Sale | 30 | 25.8100 USD | ||||
USD 1 ordinary | Sale | 26 | 25.1300 USD | ||||
USD 1 ordinary | Sale | 10 | 25.3400 USD | ||||
USD 1 ordinary | Sale | 9 | 25.2400 USD | ||||
USD 1 ordinary | Sale | 3 | 25.3500 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 24,352 | 459.0880 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 196 | 462.6431 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,816 | 464.7953 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,383 | 467.1617 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 467.3900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,236 | 467.9029 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,303 | 469.6478 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 24,145 | 470.9253 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,987 | 471.8768 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,662 | 472.8585 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 712 | 474.6369 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,684 | 475.5853 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,674 | 475.6184 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 60,695 | 476.8278 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,230 | 477.0687 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,947 | 478.2511 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,311 | 480.5629 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 999 | 480.9794 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,352 | 459.0100 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 58,378 | 462.3315 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 196 | 462.5645 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,976 | 462.8352 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,536 | 463.7734 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,139 | 466.2090 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7 | 466.3142 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,383 | 467.0823 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 467.3105 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 177 | 467.5637 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,303 | 469.5680 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,602 | 469.8484 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,662 | 472.7781 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,961 | 473.7438 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,274 | 474.5764 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,674 | 475.5376 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,696 | 475.5927 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 493 | 475.8979 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,230 | 476.9876 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,947 | 478.1698 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 892 | 481.6721 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,101 | 482.7727 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 419 | 485.1023 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,033 | 0.0000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 58,378 | 462.2714 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,976 | 462.7866 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 177 | 467.5029 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,602 | 469.7990 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,961 | 473.6348 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 892 | 481.5613 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,101 | 482.7220 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 419 | 485.0513 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,816 | 464.8441 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,236 | 467.9520 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,987 | 471.9381 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 712 | 474.6867 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,684 | 475.6115 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 60,695 | 476.8898 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,311 | 480.6734 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 999 | 481.0299 ZAR | |||
USD 1 ordinary | SWAP | Opening Long | 5,983 | 25.1098 USD | |||
USD 1 ordinary | SWAP | Increasing Long | 1,203 | 25.1099 USD | |||
USD 1 ordinary | SWAP | Opening Long | 1,800 | 25.4213 USD | |||
USD 1 ordinary | SWAP | Increasing Long | 5,200 | 25.4665 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 12 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays