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Form 8.3 - AngloGold Ashanti plc

12th Nov 2024 13:13

RNS Number : 9425L
Barclays PLC
12 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,388,423

1.05%

4,218,684

1.00%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,036,225

0.95%

2,676,666

0.63%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,554,648

2.03%

7,055,350

1.67%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

86,098

25.7154 USD

USD 1 ordinary

Purchase

45,817

25.8106 USD

USD 1 ordinary

Purchase

28,099

25.1100 USD

USD 1 ordinary

Purchase

21,166

25.3216 USD

USD 1 ordinary

Purchase

17,517

25.5998 USD

USD 1 ordinary

Purchase

13,900

25.3300 USD

USD 1 ordinary

Purchase

13,203

25.3287 USD

USD 1 ordinary

Purchase

11,563

25.2701 USD

USD 1 ordinary

Purchase

8,513

25.2190 USD

USD 1 ordinary

Purchase

7,953

25.7520 USD

USD 1 ordinary

Purchase

7,000

25.4561 USD

USD 1 ordinary

Purchase

6,977

26.1944 USD

USD 1 ordinary

Purchase

4,212

25.5798 USD

USD 1 ordinary

Purchase

3,787

25.3125 USD

USD 1 ordinary

Purchase

3,012

25.7887 USD

USD 1 ordinary

Purchase

2,800

25.3439 USD

USD 1 ordinary

Purchase

2,730

25.1543 USD

USD 1 ordinary

Purchase

2,482

25.1912 USD

USD 1 ordinary

Purchase

2,397

25.6340 USD

USD 1 ordinary

Purchase

1,471

25.5308 USD

USD 1 ordinary

Purchase

1,422

25.5851 USD

USD 1 ordinary

Purchase

1,176

25.1862 USD

USD 1 ordinary

Purchase

871

25.5413 USD

USD 1 ordinary

Purchase

787

25.4969 USD

USD 1 ordinary

Purchase

679

25.1978 USD

USD 1 ordinary

Purchase

640

25.5018 USD

USD 1 ordinary

Purchase

609

25.9600 USD

USD 1 ordinary

Purchase

500

25.1260 USD

USD 1 ordinary

Purchase

400

25.1212 USD

USD 1 ordinary

Purchase

261

25.5198 USD

USD 1 ordinary

Purchase

260

25.3700 USD

USD 1 ordinary

Purchase

251

25.1214 USD

USD 1 ordinary

Purchase

202

25.5906 USD

USD 1 ordinary

Purchase

200

25.1500 USD

USD 1 ordinary

Purchase

200

24.9350 USD

USD 1 ordinary

Purchase

182

25.2546 USD

USD 1 ordinary

Purchase

176

25.2453 USD

USD 1 ordinary

Purchase

158

25.4694 USD

USD 1 ordinary

Purchase

100

25.1900 USD

USD 1 ordinary

Purchase

71

25.4770 USD

USD 1 ordinary

Purchase

55

25.4945 USD

USD 1 ordinary

Purchase

15

25.2766 USD

USD 1 ordinary

Purchase

6

25.3500 USD

USD 1 ordinary

Purchase

3

25.1400 USD

USD 1 ordinary

Sale

81,611

25.7529 USD

USD 1 ordinary

Sale

31,072

26.1128 USD

USD 1 ordinary

Sale

29,007

25.4126 USD

USD 1 ordinary

Sale

23,289

25.4925 USD

USD 1 ordinary

Sale

21,213

25.1103 USD

USD 1 ordinary

Sale

20,828

25.1777 USD

USD 1 ordinary

Sale

17,068

25.3272 USD

USD 1 ordinary

Sale

14,372

25.1100 USD

USD 1 ordinary

Sale

13,900

25.3300 USD

USD 1 ordinary

Sale

7,000

25.4561 USD

USD 1 ordinary

Sale

6,769

26.1358 USD

USD 1 ordinary

Sale

4,782

25.2692 USD

USD 1 ordinary

Sale

4,505

25.6041 USD

USD 1 ordinary

Sale

4,503

25.3570 USD

USD 1 ordinary

Sale

4,149

25.2819 USD

USD 1 ordinary

Sale

2,938

25.8555 USD

USD 1 ordinary

Sale

2,892

25.2649 USD

USD 1 ordinary

Sale

2,730

25.1543 USD

USD 1 ordinary

Sale

2,191

25.4170 USD

USD 1 ordinary

Sale

1,907

25.4516 USD

USD 1 ordinary

Sale

1,800

25.9740 USD

USD 1 ordinary

Sale

1,688

25.7740 USD

USD 1 ordinary

Sale

1,602

25.2294 USD

USD 1 ordinary

Sale

1,200

25.6788 USD

USD 1 ordinary

Sale

787

25.4969 USD

USD 1 ordinary

Sale

709

25.9346 USD

USD 1 ordinary

Sale

700

25.5235 USD

USD 1 ordinary

Sale

686

25.5246 USD

USD 1 ordinary

Sale

600

25.1440 USD

USD 1 ordinary

Sale

591

25.1253 USD

USD 1 ordinary

Sale

500

25.2370 USD

USD 1 ordinary

Sale

395

25.3450 USD

USD 1 ordinary

Sale

321

25.5483 USD

USD 1 ordinary

Sale

300

25.4633 USD

USD 1 ordinary

Sale

261

25.5198 USD

USD 1 ordinary

Sale

222

25.0790 USD

USD 1 ordinary

Sale

200

25.3100 USD

USD 1 ordinary

Sale

200

25.3150 USD

USD 1 ordinary

Sale

200

25.2100 USD

USD 1 ordinary

Sale

200

25.6300 USD

USD 1 ordinary

Sale

200

24.9350 USD

USD 1 ordinary

Sale

200

25.4150 USD

USD 1 ordinary

Sale

170

25.1275 USD

USD 1 ordinary

Sale

170

25.1129 USD

USD 1 ordinary

Sale

152

25.3200 USD

USD 1 ordinary

Sale

119

25.3763 USD

USD 1 ordinary

Sale

100

26.0605 USD

USD 1 ordinary

Sale

100

25.2200 USD

USD 1 ordinary

Sale

74

25.4718 USD

USD 1 ordinary

Sale

63

25.3050 USD

USD 1 ordinary

Sale

60

25.5700 USD

USD 1 ordinary

Sale

30

25.8100 USD

USD 1 ordinary

Sale

26

25.1300 USD

USD 1 ordinary

Sale

10

25.3400 USD

USD 1 ordinary

Sale

9

25.2400 USD

USD 1 ordinary

Sale

3

25.3500 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

24,352

459.0880 ZAR

USD 1 ordinary

SWAP

Decreasing Short

196

462.6431 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,816

464.7953 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,383

467.1617 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

467.3900 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,236

467.9029 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,303

469.6478 ZAR

USD 1 ordinary

SWAP

Decreasing Short

24,145

470.9253 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,987

471.8768 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,662

472.8585 ZAR

USD 1 ordinary

SWAP

Decreasing Short

712

474.6369 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,684

475.5853 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,674

475.6184 ZAR

USD 1 ordinary

SWAP

Decreasing Short

60,695

476.8278 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,230

477.0687 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,947

478.2511 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,311

480.5629 ZAR

USD 1 ordinary

SWAP

Decreasing Short

999

480.9794 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,352

459.0100 ZAR

USD 1 ordinary

SWAP

Increasing Short

58,378

462.3315 ZAR

USD 1 ordinary

SWAP

Increasing Short

196

462.5645 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,976

462.8352 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,536

463.7734 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,139

466.2090 ZAR

USD 1 ordinary

SWAP

Increasing Short

7

466.3142 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,383

467.0823 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

467.3105 ZAR

USD 1 ordinary

SWAP

Increasing Short

177

467.5637 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,303

469.5680 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,602

469.8484 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,662

472.7781 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,961

473.7438 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,274

474.5764 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,674

475.5376 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,696

475.5927 ZAR

USD 1 ordinary

SWAP

Increasing Short

493

475.8979 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,230

476.9876 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,947

478.1698 ZAR

USD 1 ordinary

SWAP

Increasing Short

892

481.6721 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,101

482.7727 ZAR

USD 1 ordinary

SWAP

Increasing Short

419

485.1023 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,033

0.0000 ZAR

USD 1 ordinary

CFD

Increasing Long

58,378

462.2714 ZAR

USD 1 ordinary

CFD

Increasing Long

4,976

462.7866 ZAR

USD 1 ordinary

CFD

Increasing Long

177

467.5029 ZAR

USD 1 ordinary

CFD

Increasing Long

6,602

469.7990 ZAR

USD 1 ordinary

CFD

Increasing Long

9,961

473.6348 ZAR

USD 1 ordinary

CFD

Increasing Long

892

481.5613 ZAR

USD 1 ordinary

CFD

Increasing Long

1,101

482.7220 ZAR

USD 1 ordinary

CFD

Increasing Long

419

485.0513 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,816

464.8441 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,236

467.9520 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,987

471.9381 ZAR

USD 1 ordinary

CFD

Decreasing Long

712

474.6867 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,684

475.6115 ZAR

USD 1 ordinary

CFD

Decreasing Long

60,695

476.8898 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,311

480.6734 ZAR

USD 1 ordinary

CFD

Decreasing Long

999

481.0299 ZAR

USD 1 ordinary

SWAP

Opening Long

5,983

25.1098 USD

USD 1 ordinary

SWAP

Increasing Long

1,203

25.1099 USD

USD 1 ordinary

SWAP

Opening Long

1,800

25.4213 USD

USD 1 ordinary

SWAP

Increasing Long

5,200

25.4665 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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