19th Sep 2024 15:04
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 18 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 2,089,999 | 0.50% | 1,936,617 | 0.46% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 867,828 | 0.21% | 598,256 | 0.14% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 3,087,827 | 0.74% | 2,694,873 | 0.64% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
USD 1 ordinary | Purchase | 44,399 | 27.2912 USD | ||||
USD 1 ordinary | Purchase | 40,629 | 27.4597 USD | ||||
USD 1 ordinary | Purchase | 21,324 | 27.5585 USD | ||||
USD 1 ordinary | Purchase | 18,041 | 27.6402 USD | ||||
USD 1 ordinary | Purchase | 17,864 | 27.8406 USD | ||||
USD 1 ordinary | Purchase | 7,637 | 28.0550 USD | ||||
USD 1 ordinary | Purchase | 4,422 | 27.8657 USD | ||||
USD 1 ordinary | Purchase | 2,764 | 481.9745 ZAR | ||||
USD 1 ordinary | Purchase | 2,152 | 27.3867 USD | ||||
USD 1 ordinary | Purchase | 2,107 | 27.4296 USD | ||||
USD 1 ordinary | Purchase | 1,062 | 28.1649 USD | ||||
USD 1 ordinary | Purchase | 900 | 28.3933 USD | ||||
USD 1 ordinary | Purchase | 800 | 27.3500 USD | ||||
USD 1 ordinary | Purchase | 700 | 28.4742 USD | ||||
USD 1 ordinary | Purchase | 639 | 27.3748 USD | ||||
USD 1 ordinary | Purchase | 525 | 27.2729 USD | ||||
USD 1 ordinary | Purchase | 441 | 27.5930 USD | ||||
USD 1 ordinary | Purchase | 312 | 27.6671 USD | ||||
USD 1 ordinary | Purchase | 209 | 27.3963 USD | ||||
USD 1 ordinary | Purchase | 197 | 27.4268 USD | ||||
USD 1 ordinary | Purchase | 185 | 27.3972 USD | ||||
USD 1 ordinary | Purchase | 184 | 28.2800 USD | ||||
USD 1 ordinary | Purchase | 135 | 27.3960 USD | ||||
USD 1 ordinary | Purchase | 106 | 27.3883 USD | ||||
USD 1 ordinary | Purchase | 70 | 27.7042 USD | ||||
USD 1 ordinary | Purchase | 66 | 27.3300 USD | ||||
USD 1 ordinary | Purchase | 19 | 27.9521 USD | ||||
USD 1 ordinary | Purchase | 15 | 27.5600 USD | ||||
USD 1 ordinary | Purchase | 5 | 27.4240 USD | ||||
USD 1 ordinary | Purchase | 3 | 27.4300 USD | ||||
USD 1 ordinary | Purchase | 3 | 27.3200 USD | ||||
USD 1 ordinary | Purchase | 2 | 27.3700 USD | ||||
USD 1 ordinary | Sale | 49,175 | 27.2948 USD | ||||
USD 1 ordinary | Sale | 35,599 | 27.4455 USD | ||||
USD 1 ordinary | Sale | 16,349 | 27.8802 USD | ||||
USD 1 ordinary | Sale | 14,675 | 27.7685 USD | ||||
USD 1 ordinary | Sale | 7,909 | 27.5043 USD | ||||
USD 1 ordinary | Sale | 7,638 | 27.3123 USD | ||||
USD 1 ordinary | Sale | 6,045 | 27.8481 USD | ||||
USD 1 ordinary | Sale | 5,419 | 27.5293 USD | ||||
USD 1 ordinary | Sale | 3,060 | 27.8150 USD | ||||
USD 1 ordinary | Sale | 3,032 | 27.7233 USD | ||||
USD 1 ordinary | Sale | 2,764 | 481.9744 ZAR | ||||
USD 1 ordinary | Sale | 2,330 | 27.4666 USD | ||||
USD 1 ordinary | Sale | 2,092 | 28.3103 USD | ||||
USD 1 ordinary | Sale | 2,000 | 28.5400 USD | ||||
USD 1 ordinary | Sale | 1,738 | 28.1375 USD | ||||
USD 1 ordinary | Sale | 800 | 27.3500 USD | ||||
USD 1 ordinary | Sale | 793 | 27.5253 USD | ||||
USD 1 ordinary | Sale | 718 | 27.5312 USD | ||||
USD 1 ordinary | Sale | 700 | 28.4742 USD | ||||
USD 1 ordinary | Sale | 513 | 27.2700 USD | ||||
USD 1 ordinary | Sale | 500 | 27.7980 USD | ||||
USD 1 ordinary | Sale | 497 | 28.1846 USD | ||||
USD 1 ordinary | Sale | 455 | 27.3501 USD | ||||
USD 1 ordinary | Sale | 441 | 27.5930 USD | ||||
USD 1 ordinary | Sale | 196 | 27.3905 USD | ||||
USD 1 ordinary | Sale | 194 | 27.2226 USD | ||||
USD 1 ordinary | Sale | 173 | 27.4943 USD | ||||
USD 1 ordinary | Sale | 169 | 27.6530 USD | ||||
USD 1 ordinary | Sale | 100 | 27.3900 USD | ||||
USD 1 ordinary | Sale | 100 | 27.4400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.7500 USD | ||||
USD 1 ordinary | Sale | 100 | 27.8000 USD | ||||
USD 1 ordinary | Sale | 100 | 27.4500 USD | ||||
USD 1 ordinary | Sale | 56 | 27.4300 USD | ||||
USD 1 ordinary | Sale | 50 | 27.6024 USD | ||||
USD 1 ordinary | Sale | 40 | 27.7225 USD | ||||
USD 1 ordinary | Sale | 38 | 27.4376 USD | ||||
USD 1 ordinary | Sale | 13 | 27.3700 USD | ||||
USD 1 ordinary | Sale | 6 | 28.5200 USD | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
USD 1 ordinary | SWAP | Increasing Long | 594 | 480.2141 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 5 | 480.3512 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 435 | 480.3725 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 7 | 480.3912 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 190 | 480.4861 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3 | 480.5312 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,147 | 480.6059 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,061 | 480.6092 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,336 | 480.7868 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10 | 480.9113 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,337 | 480.9800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2 | 480.9813 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 476 | 481.0268 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1 | 481.0313 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 379 | 481.0473 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 40,248 | 481.0617 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4 | 481.0813 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6 | 481.1414 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,795 | 481.1546 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,741 | 481.1740 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 903 | 481.2332 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 635 | 481.2734 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,818 | 481.3268 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2 | 481.3714 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 75 | 481.8452 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 153 | 482.1946 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 43,334 | 482.4268 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 15,919 | 482.4457 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 36,461 | 482.4751 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 426 | 482.5106 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 24,207 | 482.5677 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,574 | 482.6027 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 40 | 482.7867 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 483 | 482.9637 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 825 | 483.9929 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,193 | 484.0937 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 185 | 484.1858 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 544 | 484.5930 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 920 | 484.9294 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 754 | 485.2270 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 722 | 485.8191 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 985 | 485.9506 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,366 | 486.3551 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3 | 489.7900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 594 | 480.1420 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5 | 480.2796 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 435 | 480.3005 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 7 | 480.3196 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 190 | 480.4141 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3 | 480.4596 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,061 | 480.5371 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10 | 480.8396 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2 | 480.9096 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 476 | 480.9546 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1 | 480.9596 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 379 | 480.9752 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 43,585 | 480.9800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4 | 481.0096 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6 | 481.0696 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,795 | 481.0825 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,741 | 481.1018 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 903 | 481.1610 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 635 | 481.2012 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 23,818 | 481.2450 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2 | 481.2996 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,050 | 481.3494 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 268 | 481.7935 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 17,277 | 481.8434 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 45,495 | 481.9467 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 153 | 482.1126 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,252 | 482.3283 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 43,334 | 482.3448 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 36,461 | 482.3931 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 426 | 482.4382 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,574 | 482.5207 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,389 | 482.5703 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 40 | 482.8254 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 483 | 482.8913 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,019 | 483.5684 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 825 | 483.9203 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 185 | 484.1132 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 544 | 484.5203 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 920 | 484.8566 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 754 | 485.1543 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 722 | 485.7462 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3 | 489.7067 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,337 | 480.9800 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,050 | 481.2988 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 268 | 481.7670 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 17,277 | 481.7928 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 45,495 | 481.8840 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,252 | 482.2656 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,389 | 482.4593 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,019 | 483.5176 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,147 | 480.7165 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,336 | 480.8372 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,337 | 480.9800 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 75 | 481.9078 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,919 | 482.5084 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 24,207 | 482.6184 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,193 | 484.1446 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 985 | 486.0016 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,366 | 486.3819 ZAR | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 19 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Barclays