18th Oct 2024 15:16
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 17 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 5,644,826 | 1.34% | 5,462,274 | 1.29% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,212,674 | 1.23% | 4,368,610 | 1.03% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 10,987,500 | 2.61% | 9,990,884 | 2.37% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 583,707 | 28.8068 USD | ||||
USD 1 ordinary | Purchase | 225,000 | 510.3000 ZAR | ||||
USD 1 ordinary | Purchase | 109,404 | 28.7089 USD | ||||
USD 1 ordinary | Purchase | 79,729 | 29.2414 USD | ||||
USD 1 ordinary | Purchase | 79,476 | 29.2333 USD | ||||
USD 1 ordinary | Purchase | 42,600 | 517.1105 ZAR | ||||
USD 1 ordinary | Purchase | 33,808 | 28.7740 USD | ||||
USD 1 ordinary | Purchase | 29,380 | 29.1726 USD | ||||
USD 1 ordinary | Purchase | 22,098 | 29.3150 USD | ||||
USD 1 ordinary | Purchase | 21,587 | 29.2964 USD | ||||
USD 1 ordinary | Purchase | 10,906 | 29.1773 USD | ||||
USD 1 ordinary | Purchase | 8,432 | 28.5512 USD | ||||
USD 1 ordinary | Purchase | 8,141 | 29.2276 USD | ||||
USD 1 ordinary | Purchase | 4,500 | 29.3300 USD | ||||
USD 1 ordinary | Purchase | 2,784 | 29.3578 USD | ||||
USD 1 ordinary | Purchase | 1,235 | 29.3254 USD | ||||
USD 1 ordinary | Purchase | 955 | 29.3373 USD | ||||
USD 1 ordinary | Purchase | 560 | 29.4849 USD | ||||
USD 1 ordinary | Purchase | 552 | 29.3446 USD | ||||
USD 1 ordinary | Purchase | 540 | 29.5200 USD | ||||
USD 1 ordinary | Purchase | 469 | 29.3224 USD | ||||
USD 1 ordinary | Purchase | 402 | 28.8900 USD | ||||
USD 1 ordinary | Purchase | 367 | 29.4125 USD | ||||
USD 1 ordinary | Purchase | 315 | 29.2640 USD | ||||
USD 1 ordinary | Purchase | 278 | 29.3565 USD | ||||
USD 1 ordinary | Purchase | 180 | 29.4480 USD | ||||
USD 1 ordinary | Purchase | 90 | 29.4950 USD | ||||
USD 1 ordinary | Purchase | 52 | 29.4056 USD | ||||
USD 1 ordinary | Purchase | 32 | 29.2000 USD | ||||
USD 1 ordinary | Purchase | 28 | 29.3100 USD | ||||
USD 1 ordinary | Purchase | 8 | 29.2812 USD | ||||
USD 1 ordinary | Sale | 818,200 | 28.8472 USD | ||||
USD 1 ordinary | Sale | 225,000 | 510.3000 ZAR | ||||
USD 1 ordinary | Sale | 42,600 | 517.1105 ZAR | ||||
USD 1 ordinary | Sale | 34,958 | 29.3485 USD | ||||
USD 1 ordinary | Sale | 19,483 | 29.3174 USD | ||||
USD 1 ordinary | Sale | 15,455 | 29.2908 USD | ||||
USD 1 ordinary | Sale | 15,202 | 28.6664 USD | ||||
USD 1 ordinary | Sale | 11,805 | 29.2068 USD | ||||
USD 1 ordinary | Sale | 10,828 | 29.3939 USD | ||||
USD 1 ordinary | Sale | 9,415 | 28.6264 USD | ||||
USD 1 ordinary | Sale | 7,849 | 28.8252 USD | ||||
USD 1 ordinary | Sale | 7,082 | 29.1934 USD | ||||
USD 1 ordinary | Sale | 5,511 | 29.3261 USD | ||||
USD 1 ordinary | Sale | 5,249 | 29.1792 USD | ||||
USD 1 ordinary | Sale | 4,721 | 29.1181 USD | ||||
USD 1 ordinary | Sale | 4,500 | 29.3300 USD | ||||
USD 1 ordinary | Sale | 3,405 | 29.3269 USD | ||||
USD 1 ordinary | Sale | 2,743 | 29.3115 USD | ||||
USD 1 ordinary | Sale | 2,714 | 29.1697 USD | ||||
USD 1 ordinary | Sale | 2,544 | 29.4886 USD | ||||
USD 1 ordinary | Sale | 2,311 | 29.1720 USD | ||||
USD 1 ordinary | Sale | 1,511 | 29.3128 USD | ||||
USD 1 ordinary | Sale | 1,427 | 29.1610 USD | ||||
USD 1 ordinary | Sale | 1,400 | 29.3574 USD | ||||
USD 1 ordinary | Sale | 1,400 | 29.0935 USD | ||||
USD 1 ordinary | Sale | 1,392 | 29.3578 USD | ||||
USD 1 ordinary | Sale | 1,308 | 29.5200 USD | ||||
USD 1 ordinary | Sale | 1,306 | 29.2107 USD | ||||
USD 1 ordinary | Sale | 1,192 | 29.3642 USD | ||||
USD 1 ordinary | Sale | 1,120 | 29.0710 USD | ||||
USD 1 ordinary | Sale | 1,110 | 29.3121 USD | ||||
USD 1 ordinary | Sale | 800 | 29.2375 USD | ||||
USD 1 ordinary | Sale | 571 | 28.4739 USD | ||||
USD 1 ordinary | Sale | 560 | 29.4849 USD | ||||
USD 1 ordinary | Sale | 402 | 28.8900 USD | ||||
USD 1 ordinary | Sale | 342 | 29.3288 USD | ||||
USD 1 ordinary | Sale | 315 | 29.2640 USD | ||||
USD 1 ordinary | Sale | 305 | 29.2468 USD | ||||
USD 1 ordinary | Sale | 234 | 29.2523 USD | ||||
USD 1 ordinary | Sale | 210 | 29.3703 USD | ||||
USD 1 ordinary | Sale | 200 | 29.0800 USD | ||||
USD 1 ordinary | Sale | 200 | 29.2450 USD | ||||
USD 1 ordinary | Sale | 189 | 29.4961 USD | ||||
USD 1 ordinary | Sale | 106 | 29.4500 USD | ||||
USD 1 ordinary | Sale | 106 | 29.4700 USD | ||||
USD 1 ordinary | Sale | 100 | 29.1300 USD | ||||
USD 1 ordinary | Sale | 53 | 29.5250 USD | ||||
USD 1 ordinary | Sale | 53 | 29.4800 USD | ||||
USD 1 ordinary | Sale | 53 | 29.5100 USD | ||||
USD 1 ordinary | Sale | 26 | 29.4056 USD | ||||
USD 1 ordinary | Sale | 18 | 29.4090 USD | ||||
USD 1 ordinary | Sale | 8 | 29.3982 USD | ||||
USD 1 ordinary | Sale | 1 | 29.3250 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 13,900 | 508.2124 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 20,400 | 509.8117 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 225,000 | 510.3510 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,069 | 512.2838 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 36,257 | 512.6462 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32,495 | 513.0372 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 37,291 | 513.2321 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,695 | 515.1600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 892 | 515.7406 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,894 | 516.3849 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 113 | 519.7677 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 398 | 520.1956 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,045 | 520.8249 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,427 | 521.3755 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 912 | 521.6900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,100 | 505.0835 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,800 | 506.3224 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,408 | 510.0531 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,880 | 510.6634 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 733,988 | 511.6983 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,081 | 512.0687 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,069 | 512.1967 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36,257 | 512.5591 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,000 | 512.9305 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 32,495 | 512.9500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 37,291 | 513.1449 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,493 | 513.6893 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,888 | 513.9388 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,278 | 518.0499 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,427 | 521.2869 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 912 | 521.6013 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 19,408 | 509.9995 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,880 | 510.5970 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 733,988 | 511.6318 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,081 | 512.0149 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,493 | 513.5712 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,888 | 513.9105 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 22,278 | 517.9955 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 20,400 | 509.8653 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 225,000 | 510.3531 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,695 | 515.1883 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 892 | 515.7948 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,894 | 516.4392 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 113 | 519.8353 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 398 | 520.3152 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,045 | 520.8926 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays