5th Nov 2024 12:04
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 04 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 5,543,990 | 1.32% | 5,362,688 | 1.27% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,347,018 | 1.27% | 3,911,967 | 0.92% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 11,021,008 | 2.62% | 9,434,655 | 2.23% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 127,966 | 27.3961 USD | ||||
USD 1 ordinary | Purchase | 35,145 | 27.2228 USD | ||||
USD 1 ordinary | Purchase | 25,275 | 27.1561 USD | ||||
USD 1 ordinary | Purchase | 14,160 | 27.5856 USD | ||||
USD 1 ordinary | Purchase | 7,335 | 27.1197 USD | ||||
USD 1 ordinary | Purchase | 6,447 | 480.7300 ZAR | ||||
USD 1 ordinary | Purchase | 6,359 | 27.3223 USD | ||||
USD 1 ordinary | Purchase | 6,024 | 27.0525 USD | ||||
USD 1 ordinary | Purchase | 5,718 | 27.4176 USD | ||||
USD 1 ordinary | Purchase | 4,785 | 27.2980 USD | ||||
USD 1 ordinary | Purchase | 2,220 | 27.0594 USD | ||||
USD 1 ordinary | Purchase | 2,182 | 27.0516 USD | ||||
USD 1 ordinary | Purchase | 1,600 | 27.0200 USD | ||||
USD 1 ordinary | Purchase | 1,186 | 26.9311 USD | ||||
USD 1 ordinary | Purchase | 1,011 | 27.0477 USD | ||||
USD 1 ordinary | Purchase | 873 | 26.9557 USD | ||||
USD 1 ordinary | Purchase | 840 | 26.9411 USD | ||||
USD 1 ordinary | Purchase | 759 | 27.0545 USD | ||||
USD 1 ordinary | Purchase | 730 | 27.1400 USD | ||||
USD 1 ordinary | Purchase | 453 | 27.0916 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.9600 USD | ||||
USD 1 ordinary | Purchase | 247 | 27.0211 USD | ||||
USD 1 ordinary | Purchase | 186 | 26.9653 USD | ||||
USD 1 ordinary | Purchase | 158 | 26.9700 USD | ||||
USD 1 ordinary | Purchase | 108 | 26.9505 USD | ||||
USD 1 ordinary | Purchase | 108 | 27.1500 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.7300 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.7500 USD | ||||
USD 1 ordinary | Purchase | 93 | 26.8672 USD | ||||
USD 1 ordinary | Purchase | 55 | 26.8600 USD | ||||
USD 1 ordinary | Sale | 193,653 | 27.3751 USD | ||||
USD 1 ordinary | Sale | 21,512 | 27.1319 USD | ||||
USD 1 ordinary | Sale | 6,620 | 27.1384 USD | ||||
USD 1 ordinary | Sale | 6,447 | 480.7300 ZAR | ||||
USD 1 ordinary | Sale | 3,406 | 26.9518 USD | ||||
USD 1 ordinary | Sale | 3,203 | 27.0986 USD | ||||
USD 1 ordinary | Sale | 2,684 | 27.0026 USD | ||||
USD 1 ordinary | Sale | 1,801 | 27.2712 USD | ||||
USD 1 ordinary | Sale | 1,800 | 27.0444 USD | ||||
USD 1 ordinary | Sale | 1,700 | 26.9040 USD | ||||
USD 1 ordinary | Sale | 1,600 | 27.0200 USD | ||||
USD 1 ordinary | Sale | 1,197 | 27.1286 USD | ||||
USD 1 ordinary | Sale | 845 | 27.0341 USD | ||||
USD 1 ordinary | Sale | 825 | 26.9405 USD | ||||
USD 1 ordinary | Sale | 759 | 27.0545 USD | ||||
USD 1 ordinary | Sale | 730 | 27.1400 USD | ||||
USD 1 ordinary | Sale | 647 | 27.5221 USD | ||||
USD 1 ordinary | Sale | 499 | 27.2745 USD | ||||
USD 1 ordinary | Sale | 453 | 27.0916 USD | ||||
USD 1 ordinary | Sale | 400 | 26.9400 USD | ||||
USD 1 ordinary | Sale | 382 | 27.0854 USD | ||||
USD 1 ordinary | Sale | 300 | 27.3700 USD | ||||
USD 1 ordinary | Sale | 300 | 27.5966 USD | ||||
USD 1 ordinary | Sale | 186 | 26.9653 USD | ||||
USD 1 ordinary | Sale | 180 | 26.9442 USD | ||||
USD 1 ordinary | Sale | 157 | 26.9401 USD | ||||
USD 1 ordinary | Sale | 108 | 27.1500 USD | ||||
USD 1 ordinary | Sale | 108 | 26.9505 USD | ||||
USD 1 ordinary | Sale | 18 | 27.5033 USD | ||||
USD 1 ordinary | Sale | 2 | 26.9600 USD | ||||
USD 1 ordinary | Sale | 1 | 26.9800 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Increasing Short | 10,873 | 489.7820 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,858 | 480.8117 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,729 | 480.9442 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,050 | 481.7133 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,716 | 482.0024 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,695 | 482.1316 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,943 | 482.2870 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6 | 482.4219 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 801 | 482.7226 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,481 | 482.7765 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,394 | 482.8694 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 712 | 483.6817 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,341 | 483.7506 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,332 | 484.6190 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,787 | 485.3354 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 486.4500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,390 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,858 | 480.7300 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 181,339 | 481.7519 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,716 | 481.9205 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,600 | 481.9925 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,695 | 482.0496 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,746 | 482.0978 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33,206 | 482.1495 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,588 | 483.1656 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,357 | 483.2043 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,794 | 483.3842 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 712 | 483.5994 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,341 | 483.6684 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 48 | 483.9593 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,332 | 484.5366 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,853 | 484.5844 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,787 | 485.2529 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 486.3673 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 181,339 | 481.6893 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,746 | 482.0471 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 33,206 | 482.0989 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,588 | 483.0545 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,357 | 483.1415 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 48 | 483.9327 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,853 | 484.5335 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,729 | 480.9947 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,050 | 481.7759 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 16,943 | 482.3376 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6 | 482.4850 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 801 | 482.7492 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,481 | 482.8875 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 05 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays