29th Oct 2024 15:08
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 28 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,901,069 | 0.93% | 3,731,489 | 0.88% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,734,439 | 0.88% | 2,348,886 | 0.55% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 7,765,508 | 1.84% | 6,240,375 | 1.47% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 499,000 | 517.1400 ZAR | ||||
USD 1 ordinary | Purchase | 271,973 | 29.0393 USD | ||||
USD 1 ordinary | Purchase | 66,704 | 28.9688 USD | ||||
USD 1 ordinary | Purchase | 31,983 | 28.7941 USD | ||||
USD 1 ordinary | Purchase | 21,960 | 29.0239 USD | ||||
USD 1 ordinary | Purchase | 21,029 | 28.7737 USD | ||||
USD 1 ordinary | Purchase | 13,263 | 28.8029 USD | ||||
USD 1 ordinary | Purchase | 7,978 | 29.1427 USD | ||||
USD 1 ordinary | Purchase | 7,007 | 29.0383 USD | ||||
USD 1 ordinary | Purchase | 6,094 | 28.6829 USD | ||||
USD 1 ordinary | Purchase | 6,007 | 29.1017 USD | ||||
USD 1 ordinary | Purchase | 3,498 | 28.6895 USD | ||||
USD 1 ordinary | Purchase | 3,333 | 28.9103 USD | ||||
USD 1 ordinary | Purchase | 2,940 | 28.6800 USD | ||||
USD 1 ordinary | Purchase | 2,911 | 28.8741 USD | ||||
USD 1 ordinary | Purchase | 2,292 | 28.6781 USD | ||||
USD 1 ordinary | Purchase | 2,090 | 28.7400 USD | ||||
USD 1 ordinary | Purchase | 1,809 | 28.8014 USD | ||||
USD 1 ordinary | Purchase | 1,637 | 28.9175 USD | ||||
USD 1 ordinary | Purchase | 1,563 | 28.7750 USD | ||||
USD 1 ordinary | Purchase | 1,208 | 28.7640 USD | ||||
USD 1 ordinary | Purchase | 1,200 | 28.9833 USD | ||||
USD 1 ordinary | Purchase | 888 | 28.9295 USD | ||||
USD 1 ordinary | Purchase | 839 | 28.8514 USD | ||||
USD 1 ordinary | Purchase | 780 | 28.7066 USD | ||||
USD 1 ordinary | Purchase | 632 | 28.7084 USD | ||||
USD 1 ordinary | Purchase | 587 | 522.4725 ZAR | ||||
USD 1 ordinary | Purchase | 420 | 28.7200 USD | ||||
USD 1 ordinary | Purchase | 400 | 28.8550 USD | ||||
USD 1 ordinary | Purchase | 363 | 28.9899 USD | ||||
USD 1 ordinary | Purchase | 334 | 28.6859 USD | ||||
USD 1 ordinary | Purchase | 300 | 29.1100 USD | ||||
USD 1 ordinary | Purchase | 145 | 28.6934 USD | ||||
USD 1 ordinary | Purchase | 142 | 28.7025 USD | ||||
USD 1 ordinary | Purchase | 118 | 28.7616 USD | ||||
USD 1 ordinary | Purchase | 112 | 28.6653 USD | ||||
USD 1 ordinary | Purchase | 100 | 29.1400 USD | ||||
USD 1 ordinary | Purchase | 100 | 29.0900 USD | ||||
USD 1 ordinary | Purchase | 80 | 28.6900 USD | ||||
USD 1 ordinary | Purchase | 27 | 28.7092 USD | ||||
USD 1 ordinary | Purchase | 14 | 28.7100 USD | ||||
USD 1 ordinary | Purchase | 5 | 29.1900 USD | ||||
USD 1 ordinary | Purchase | 2 | 28.7000 USD | ||||
USD 1 ordinary | Sale | 499,000 | 517.1400 ZAR | ||||
USD 1 ordinary | Sale | 389,655 | 29.0258 USD | ||||
USD 1 ordinary | Sale | 25,000 | 28.6839 USD | ||||
USD 1 ordinary | Sale | 20,134 | 28.7316 USD | ||||
USD 1 ordinary | Sale | 10,900 | 28.8347 USD | ||||
USD 1 ordinary | Sale | 4,859 | 28.8656 USD | ||||
USD 1 ordinary | Sale | 4,436 | 29.0332 USD | ||||
USD 1 ordinary | Sale | 4,326 | 28.8072 USD | ||||
USD 1 ordinary | Sale | 4,172 | 28.7193 USD | ||||
USD 1 ordinary | Sale | 3,845 | 28.6963 USD | ||||
USD 1 ordinary | Sale | 3,393 | 28.8894 USD | ||||
USD 1 ordinary | Sale | 2,734 | 28.9175 USD | ||||
USD 1 ordinary | Sale | 1,788 | 28.8009 USD | ||||
USD 1 ordinary | Sale | 1,345 | 29.0195 USD | ||||
USD 1 ordinary | Sale | 1,200 | 28.9833 USD | ||||
USD 1 ordinary | Sale | 1,045 | 28.7400 USD | ||||
USD 1 ordinary | Sale | 864 | 28.7361 USD | ||||
USD 1 ordinary | Sale | 839 | 28.8514 USD | ||||
USD 1 ordinary | Sale | 780 | 28.7066 USD | ||||
USD 1 ordinary | Sale | 765 | 28.7966 USD | ||||
USD 1 ordinary | Sale | 587 | 522.4726 ZAR | ||||
USD 1 ordinary | Sale | 524 | 28.7855 USD | ||||
USD 1 ordinary | Sale | 408 | 29.0039 USD | ||||
USD 1 ordinary | Sale | 344 | 28.8343 USD | ||||
USD 1 ordinary | Sale | 240 | 28.9900 USD | ||||
USD 1 ordinary | Sale | 213 | 28.9471 USD | ||||
USD 1 ordinary | Sale | 200 | 29.0400 USD | ||||
USD 1 ordinary | Sale | 180 | 29.0566 USD | ||||
USD 1 ordinary | Sale | 141 | 29.0000 USD | ||||
USD 1 ordinary | Sale | 103 | 28.7102 USD | ||||
USD 1 ordinary | Sale | 100 | 28.6950 USD | ||||
USD 1 ordinary | Sale | 12 | 29.0716 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 46 | 471.0700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 34 | 471.3101 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 34 | 471.3501 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 34 | 471.5801 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 69 | 471.6901 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41 | 472.0802 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38 | 472.1602 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 36 | 472.2202 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 36 | 472.2502 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38 | 472.3902 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 833 | 472.4503 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 73 | 472.4903 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33 | 472.5003 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33 | 472.5603 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33 | 472.8703 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,330 | 513.9927 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 232 | 514.2706 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,064 | 514.5375 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 103 | 514.6558 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,495 | 514.6697 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,194 | 514.8772 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,774 | 515.0538 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,593 | 515.1539 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,622 | 515.2528 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 208 | 515.2563 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 515.2603 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,266 | 515.2848 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,829 | 515.3080 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 62 | 515.6476 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,753 | 515.7972 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,875 | 516.6506 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6 | 516.9207 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 245 | 517.1400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 517.1542 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,498 | 517.1636 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 194 | 517.1816 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 499,000 | 517.1917 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,603 | 517.2279 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,300 | 517.2775 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,147 | 517.3912 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 46 | 470.9099 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34 | 471.1498 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34 | 471.1898 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34 | 471.4198 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 69 | 471.5298 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 41 | 471.9197 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38 | 471.9997 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36 | 472.0597 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36 | 472.0897 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38 | 472.2297 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 833 | 472.2896 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 73 | 472.3296 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33 | 472.3396 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33 | 472.3996 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33 | 472.7096 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,170 | 514.6265 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 103 | 514.6558 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,194 | 514.7897 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,310 | 514.9309 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,774 | 514.9662 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,593 | 515.1539 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,622 | 515.1652 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 208 | 515.2563 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 515.2603 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,263 | 515.3904 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 304,061 | 515.4391 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,875 | 516.5628 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6 | 516.9207 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,074 | 516.9844 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 245 | 517.0520 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,603 | 517.1400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,110 | 517.1443 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 517.1542 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,498 | 517.1636 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 194 | 517.1816 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,300 | 517.1895 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 164 | 518.3518 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,676 | 3.0000 USD | |||
USD 1 ordinary | CFD | Increasing Long | 6,170 | 514.5596 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 16,310 | 514.8768 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,263 | 515.3363 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 304,061 | 515.3721 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 28,074 | 516.9301 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,110 | 517.1159 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 164 | 518.2974 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,330 | 514.0466 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 232 | 514.3375 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,064 | 514.6044 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,495 | 514.6980 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,266 | 515.3389 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,829 | 515.3621 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 62 | 515.7662 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 11,753 | 515.8513 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 499,000 | 517.1935 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,147 | 517.4455 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 29 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays