4th Nov 2024 09:39
FORM 8.3 - Amendment to 3b Replaces form Released at 30/10/2024 14:26 RNS Number : 2788K | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 29 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,721,982 | 1.13% | 4,554,669 | 1.08% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,590,761 | 1.09% | 3,211,599 | 0.76% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 9,442,743 | 2.25% | 7,926,268 | 1.88% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 665,007 | 28.9223 USD | ||||
USD 1 ordinary | Purchase | 114,211 | 28.8995 USD | ||||
USD 1 ordinary | Purchase | 80,513 | 513.8568 ZAR | ||||
USD 1 ordinary | Purchase | 62,280 | 28.9712 USD | ||||
USD 1 ordinary | Purchase | 52,121 | 29.0490 USD | ||||
USD 1 ordinary | Purchase | 27,938 | 28.8942 USD | ||||
USD 1 ordinary | Purchase | 22,149 | 28.9413 USD | ||||
USD 1 ordinary | Purchase | 21,458 | 29.0356 USD | ||||
USD 1 ordinary | Purchase | 17,112 | 29.0543 USD | ||||
USD 1 ordinary | Purchase | 15,098 | 28.8533 USD | ||||
USD 1 ordinary | Purchase | 13,768 | 28.9039 USD | ||||
USD 1 ordinary | Purchase | 11,945 | 28.9394 USD | ||||
USD 1 ordinary | Purchase | 7,941 | 29.0083 USD | ||||
USD 1 ordinary | Purchase | 5,164 | 29.1284 USD | ||||
USD 1 ordinary | Purchase | 3,500 | 29.1300 USD | ||||
USD 1 ordinary | Purchase | 3,342 | 28.9713 USD | ||||
USD 1 ordinary | Purchase | 3,026 | 29.0542 USD | ||||
USD 1 ordinary | Purchase | 2,044 | 28.9818 USD | ||||
USD 1 ordinary | Purchase | 1,890 | 28.9779 USD | ||||
USD 1 ordinary | Purchase | 1,645 | 28.8732 USD | ||||
USD 1 ordinary | Purchase | 1,501 | 28.9943 USD | ||||
USD 1 ordinary | Purchase | 1,493 | 514.8400 ZAR | ||||
USD 1 ordinary | Purchase | 1,300 | 29.1400 USD | ||||
USD 1 ordinary | Purchase | 1,208 | 29.0531 USD | ||||
USD 1 ordinary | Purchase | 1,200 | 28.9391 USD | ||||
USD 1 ordinary | Purchase | 1,027 | 28.9119 USD | ||||
USD 1 ordinary | Purchase | 558 | 29.1248 USD | ||||
USD 1 ordinary | Purchase | 536 | 28.9556 USD | ||||
USD 1 ordinary | Purchase | 500 | 29.0020 USD | ||||
USD 1 ordinary | Purchase | 469 | 29.0064 USD | ||||
USD 1 ordinary | Purchase | 400 | 28.9400 USD | ||||
USD 1 ordinary | Purchase | 379 | 29.0583 USD | ||||
USD 1 ordinary | Purchase | 300 | 29.0700 USD | ||||
USD 1 ordinary | Purchase | 295 | 28.8072 USD | ||||
USD 1 ordinary | Purchase | 276 | 29.0458 USD | ||||
USD 1 ordinary | Purchase | 270 | 29.1150 USD | ||||
USD 1 ordinary | Purchase | 200 | 29.1725 USD | ||||
USD 1 ordinary | Purchase | 133 | 28.9000 USD | ||||
USD 1 ordinary | Purchase | 100 | 514.0931 ZAR | ||||
USD 1 ordinary | Purchase | 100 | 29.2200 USD | ||||
USD 1 ordinary | Purchase | 60 | 29.1500 USD | ||||
USD 1 ordinary | Sale | 927,972 | 28.9238 USD | ||||
USD 1 ordinary | Sale | 80,513 | 513.8569 ZAR | ||||
USD 1 ordinary | Sale | 32,226 | 29.0508 USD | ||||
USD 1 ordinary | Sale | 18,069 | 29.1085 USD | ||||
USD 1 ordinary | Sale | 15,766 | 29.0642 USD | ||||
USD 1 ordinary | Sale | 10,894 | 29.0373 USD | ||||
USD 1 ordinary | Sale | 9,398 | 28.8312 USD | ||||
USD 1 ordinary | Sale | 7,345 | 28.9968 USD | ||||
USD 1 ordinary | Sale | 7,002 | 29.0894 USD | ||||
USD 1 ordinary | Sale | 5,718 | 28.9347 USD | ||||
USD 1 ordinary | Sale | 5,380 | 28.7260 USD | ||||
USD 1 ordinary | Sale | 4,511 | 29.0110 USD | ||||
USD 1 ordinary | Sale | 3,500 | 29.1300 USD | ||||
USD 1 ordinary | Sale | 3,342 | 28.9713 USD | ||||
USD 1 ordinary | Sale | 3,236 | 28.9615 USD | ||||
USD 1 ordinary | Sale | 1,493 | 514.8400 ZAR | ||||
USD 1 ordinary | Sale | 1,300 | 29.1400 USD | ||||
USD 1 ordinary | Sale | 1,208 | 29.0531 USD | ||||
USD 1 ordinary | Sale | 844 | 28.9423 USD | ||||
USD 1 ordinary | Sale | 700 | 28.9314 USD | ||||
USD 1 ordinary | Sale | 676 | 29.1050 USD | ||||
USD 1 ordinary | Sale | 638 | 28.8732 USD | ||||
USD 1 ordinary | Sale | 611 | 28.9465 USD | ||||
USD 1 ordinary | Sale | 588 | 29.0168 USD | ||||
USD 1 ordinary | Sale | 522 | 28.9275 USD | ||||
USD 1 ordinary | Sale | 470 | 29.1150 USD | ||||
USD 1 ordinary | Sale | 388 | 28.8836 USD | ||||
USD 1 ordinary | Sale | 370 | 28.9986 USD | ||||
USD 1 ordinary | Sale | 323 | 29.1304 USD | ||||
USD 1 ordinary | Sale | 200 | 29.0755 USD | ||||
USD 1 ordinary | Sale | 200 | 28.9450 USD | ||||
USD 1 ordinary | Sale | 179 | 29.1100 USD | ||||
USD 1 ordinary | Sale | 168 | 29.1251 USD | ||||
USD 1 ordinary | Sale | 138 | 29.0521 USD | ||||
USD 1 ordinary | Sale | 138 | 29.0395 USD | ||||
USD 1 ordinary | Sale | 108 | 29.1200 USD | ||||
USD 1 ordinary | Sale | 100 | 514.0931 ZAR | ||||
USD 1 ordinary | Sale | 100 | 28.7200 USD | ||||
USD 1 ordinary | Sale | 71 | 29.1510 USD | ||||
USD 1 ordinary | Sale | 69 | 29.1000 USD | ||||
USD 1 ordinary | Sale | 60 | 29.1500 USD | ||||
USD 1 ordinary | Sale | 52 | 28.9848 USD | ||||
USD 1 ordinary | Sale | 33 | 29.0950 USD | ||||
USD 1 ordinary | Sale | 28 | 28.9521 USD | ||||
USD 1 ordinary | Sale | 23 | 29.1700 USD | ||||
USD 1 ordinary | Sale | 19 | 29.0936 USD | ||||
USD 1 ordinary | Sale | 13 | 29.0330 USD | ||||
USD 1 ordinary | Sale | 10 | 29.0000 USD | ||||
USD 1 ordinary | Sale | 8 | 28.8550 USD | ||||
USD 1 ordinary | Sale | 4 | 29.1600 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 6,401 | 512.3113 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38,774 | 512.8415 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 55,211 | 513.2579 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,236 | 513.5782 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,632 | 513.8493 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 28,575 | 514.0760 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,800 | 514.2068 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,830 | 514.3422 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,349 | 514.8133 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 39,970 | 514.8400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 175 | 515.2000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,400 | 511.9476 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,413 | 512.5952 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38,774 | 512.7543 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,023 | 512.9320 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 829,543 | 513.0285 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 55,211 | 513.1706 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,236 | 513.4909 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,474 | 513.7557 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,632 | 513.7619 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,235 | 514.0941 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,400 | 514.3861 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,349 | 514.7258 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 39,970 | 514.7524 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 175 | 515.1124 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 722 | 515.6784 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 111 | 515.9122 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 609 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,000 | 0.0000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,413 | 512.5414 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 20,023 | 512.8653 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 829,543 | 512.9618 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 30,474 | 513.7018 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 28,235 | 514.0401 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 722 | 515.6242 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 111 | 515.8839 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,401 | 512.3395 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 28,575 | 514.1299 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,830 | 514.4091 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 04 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays