Form 8.3 - AngloGold Ashanti plc Replacement

FORM 8.3 - Amendment to 3.c.iReplaces form Released at 07/11/2024 14:53 RNS Number : 4159L

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

06 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,366,737

1.04%

4,184,856

0.99%

(2) Cash-settled derivatives:

3,884,379

0.92%

2,535,239

0.60%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

8,381,116

1.99%

6,880,095

1.63%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

92,364

25.7770 USD

USD 1 ordinary

Purchase

60,147

26.0636 USD

USD 1 ordinary

Purchase

55,187

26.1625 USD

USD 1 ordinary

Purchase

30,000

25.8320 USD

USD 1 ordinary

Purchase

22,857

26.1869 USD

USD 1 ordinary

Purchase

14,070

26.2705 USD

USD 1 ordinary

Purchase

13,328

26.1857 USD

USD 1 ordinary

Purchase

7,724

26.0404 USD

USD 1 ordinary

Purchase

7,659

26.2110 USD

USD 1 ordinary

Purchase

4,869

26.2274 USD

USD 1 ordinary

Purchase

3,474

26.1578 USD

USD 1 ordinary

Purchase

2,800

26.2100 USD

USD 1 ordinary

Purchase

2,494

26.1766 USD

USD 1 ordinary

Purchase

1,466

26.1573 USD

USD 1 ordinary

Purchase

1,000

26.2500 USD

USD 1 ordinary

Purchase

740

25.9521 USD

USD 1 ordinary

Purchase

721

26.0656 USD

USD 1 ordinary

Purchase

700

26.2050 USD

USD 1 ordinary

Purchase

641

26.1864 USD

USD 1 ordinary

Purchase

536

26.0352 USD

USD 1 ordinary

Purchase

400

26.0925 USD

USD 1 ordinary

Purchase

329

26.2961 USD

USD 1 ordinary

Purchase

300

26.0533 USD

USD 1 ordinary

Purchase

250

26.0810 USD

USD 1 ordinary

Purchase

207

26.2684 USD

USD 1 ordinary

Purchase

180

26.2607 USD

USD 1 ordinary

Purchase

130

26.1900 USD

USD 1 ordinary

Purchase

106

26.3903 USD

USD 1 ordinary

Purchase

100

26.2200 USD

USD 1 ordinary

Purchase

20

26.3100 USD

USD 1 ordinary

Purchase

9

26.2600 USD

USD 1 ordinary

Sale

149,261

26.1193 USD

USD 1 ordinary

Sale

51,747

25.7687 USD

USD 1 ordinary

Sale

30,000

25.8320 USD

USD 1 ordinary

Sale

20,947

25.7799 USD

USD 1 ordinary

Sale

14,070

26.2705 USD

USD 1 ordinary

Sale

11,560

26.1540 USD

USD 1 ordinary

Sale

11,549

25.8641 USD

USD 1 ordinary

Sale

6,978

25.7565 USD

USD 1 ordinary

Sale

6,638

25.8283 USD

USD 1 ordinary

Sale

6,019

26.2686 USD

USD 1 ordinary

Sale

5,690

25.7063 USD

USD 1 ordinary

Sale

5,105

25.8793 USD

USD 1 ordinary

Sale

4,718

25.7619 USD

USD 1 ordinary

Sale

4,649

26.1403 USD

USD 1 ordinary

Sale

4,325

25.8995 USD

USD 1 ordinary

Sale

3,976

26.3225 USD

USD 1 ordinary

Sale

3,804

26.0397 USD

USD 1 ordinary

Sale

3,000

26.2100 USD

USD 1 ordinary

Sale

2,869

25.7986 USD

USD 1 ordinary

Sale

2,747

26.2519 USD

USD 1 ordinary

Sale

900

26.2500 USD

USD 1 ordinary

Sale

700

26.2050 USD

USD 1 ordinary

Sale

633

25.8913 USD

USD 1 ordinary

Sale

620

25.8714 USD

USD 1 ordinary

Sale

400

26.2625 USD

USD 1 ordinary

Sale

386

26.1382 USD

USD 1 ordinary

Sale

329

26.2961 USD

USD 1 ordinary

Sale

300

25.8666 USD

USD 1 ordinary

Sale

254

26.1594 USD

USD 1 ordinary

Sale

150

25.7700 USD

USD 1 ordinary

Sale

130

26.1900 USD

USD 1 ordinary

Sale

100

26.3100 USD

USD 1 ordinary

Sale

100

25.8500 USD

USD 1 ordinary

Sale

100

25.8400 USD

USD 1 ordinary

Sale

25

25.8700 USD

USD 1 ordinary

Sale

19

25.8800 USD

USD 1 ordinary

Sale

9

26.2600 USD

USD 1 ordinary

Sale

1

25.8000 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Decreasing Short

13,544

454.8162 ZAR

USD 1 ordinary

SWAP

Decreasing Short

89,947

457.5298 ZAR

USD 1 ordinary

SWAP

Decreasing Short

147,640

457.8400 ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,000

458.0231 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,550

458.9679 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,091

462.5900 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,389

463.8795 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,900

464.3261 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,827

465.3730 ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,735

465.7987 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,521

468.8315 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,100

469.1677 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,056

472.4052 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,446

473.1296 ZAR

USD 1 ordinary

SWAP

Decreasing Short

137

475.0106 ZAR

USD 1 ordinary

SWAP

Increasing Short

18,480

454.7578 ZAR

USD 1 ordinary

SWAP

Increasing Short

147,640

457.7621 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,000

458.0231 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,495

458.7984 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,809

458.9759 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,000

460.7671 ZAR

USD 1 ordinary

SWAP

Increasing Short

60,450

463.2426 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,663

464.2227 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,900

464.2472 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,838

465.1742 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,827

465.2939 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,521

468.7518 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,100

469.0880 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,179

469.7348 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,267

473.9843 ZAR

USD 1 ordinary

SWAP

Increasing Short

137

474.9299 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,322

477.6730 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,860

0.0000 ZAR

USD 1 ordinary

CFD

Increasing Long

18,480

454.7100 ZAR

USD 1 ordinary

CFD

Increasing Long

15,495

458.7502 ZAR

USD 1 ordinary

CFD

Increasing Long

7,809

458.9507 ZAR

USD 1 ordinary

CFD

Increasing Long

7,000

460.6612 ZAR

USD 1 ordinary

CFD

Increasing Long

60,450

463.1824 ZAR

USD 1 ordinary

CFD

Increasing Long

7,663

464.1740 ZAR

USD 1 ordinary

CFD

Increasing Long

1,838

465.1138 ZAR

USD 1 ordinary

CFD

Increasing Long

2,322

477.6228 ZAR

USD 1 ordinary

CFD

Decreasing Long

13,544

454.8639 ZAR

USD 1 ordinary

CFD

Decreasing Long

89,947

457.5892 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,550

459.0275 ZAR

USD 1 ordinary

CFD

Decreasing Long

21,091

462.6385 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,389

463.9282 ZAR

USD 1 ordinary

CFD

Decreasing Long

11,735

465.8243 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,056

472.4547 ZAR

USD 1 ordinary

SWAP

Opening Long

30,000

25.8307 USD

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

07 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: