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Form 8.3 - AngloGold Ashanti plc Replacement

17th Oct 2024 13:29

RNS Number : 6427I
Barclays PLC
17 October 2024
 

FORM 8.3 - Amendment to 2a and 3a

Replaces form Released at 16/10/2024 15:18 11:20 RNS Number : 4764I

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

15 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,662,311

1.11%

4,518,393

1.07%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,296,669

1.02%

3,410,606

0.81%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,088,980

2.16%

8,088,999

1.92%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

294,219

27.3398 USD

USD 1 ordinary

Purchase

36,513

27.3547 USD

USD 1 ordinary

Purchase

34,659

27.4015 USD

USD 1 ordinary

Purchase

29,432

27.3294 USD

USD 1 ordinary

Purchase

11,107

27.3552 USD

USD 1 ordinary

Purchase

10,899

27.5611 USD

USD 1 ordinary

Purchase

9,434

27.3711 USD

USD 1 ordinary

Purchase

9,119

27.3580 USD

USD 1 ordinary

Purchase

7,715

27.3507 USD

USD 1 ordinary

Purchase

7,714

27.3413 USD

USD 1 ordinary

Purchase

2,222

27.6000 USD

USD 1 ordinary

Purchase

1,784

27.3855 USD

USD 1 ordinary

Purchase

1,700

483.0600 ZAR

USD 1 ordinary

Purchase

1,091

27.5630 USD

USD 1 ordinary

Purchase

746

27.5600 USD

USD 1 ordinary

Purchase

458

27.6021 USD

USD 1 ordinary

Purchase

314

27.5500 USD

USD 1 ordinary

Purchase

258

27.5122 USD

USD 1 ordinary

Purchase

185

27.6110 USD

USD 1 ordinary

Purchase

111

27.6116 USD

USD 1 ordinary

Purchase

100

27.5350 USD

USD 1 ordinary

Purchase

89

27.5704 USD

USD 1 ordinary

Purchase

81

27.5700 USD

USD 1 ordinary

Purchase

43

27.6167 USD

USD 1 ordinary

Purchase

1

27.4700 USD

USD 1 ordinary

Sale

388,596

27.3464 USD

USD 1 ordinary

Sale

11,630

27.1829 USD

USD 1 ordinary

Sale

10,122

27.5223 USD

USD 1 ordinary

Sale

8,582

27.3588 USD

USD 1 ordinary

Sale

8,515

27.5508 USD

USD 1 ordinary

Sale

7,769

27.3995 USD

USD 1 ordinary

Sale

5,134

27.4369 USD

USD 1 ordinary

Sale

2,716

27.1442 USD

USD 1 ordinary

Sale

2,000

27.6000 USD

USD 1 ordinary

Sale

1,946

27.3509 USD

USD 1 ordinary

Sale

1,911

27.5474 USD

USD 1 ordinary

Sale

1,700

483.0600 ZAR

USD 1 ordinary

Sale

1,650

27.3993 USD

USD 1 ordinary

Sale

1,299

27.3422 USD

USD 1 ordinary

Sale

950

27.6005 USD

USD 1 ordinary

Sale

926

27.6071 USD

USD 1 ordinary

Sale

852

27.4946 USD

USD 1 ordinary

Sale

687

27.3120 USD

USD 1 ordinary

Sale

500

27.3200 USD

USD 1 ordinary

Sale

460

27.1684 USD

USD 1 ordinary

Sale

458

27.6021 USD

USD 1 ordinary

Sale

345

27.5500 USD

USD 1 ordinary

Sale

303

27.5464 USD

USD 1 ordinary

Sale

300

27.6100 USD

USD 1 ordinary

Sale

258

27.5122 USD

USD 1 ordinary

Sale

200

27.5800 USD

USD 1 ordinary

Sale

121

27.3665 USD

USD 1 ordinary

Sale

100

27.5750 USD

USD 1 ordinary

Sale

59

27.5530 USD

USD 1 ordinary

Sale

49

27.5550 USD

USD 1 ordinary

Sale

6

27.3300 USD

USD 1 ordinary

Sale

5

27.5900 USD

USD 1 ordinary

Sale

2

27.4840 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

61

472.4803 ZAR

USD 1 ordinary

SWAP

Decreasing Short

66

472.5575 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,037

477.7936 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,255

478.8817 ZAR

USD 1 ordinary

SWAP

Decreasing Short

277

479.7994 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,737

480.2690 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,300

480.3109 ZAR

USD 1 ordinary

SWAP

Decreasing Short

622

480.3138 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3

480.3983 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,414

480.4942 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,678

480.5195 ZAR

USD 1 ordinary

SWAP

Decreasing Short

50,475

481.2092 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,216

481.2138 ZAR

USD 1 ordinary

SWAP

Decreasing Short

33,298

481.3087 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,400

481.6609 ZAR

USD 1 ordinary

SWAP

Decreasing Short

66

482.0600 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,680

482.5054 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,136

483.0546 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,355

483.0600 ZAR

USD 1 ordinary

SWAP

Increasing Short

61

472.4000 ZAR

USD 1 ordinary

SWAP

Increasing Short

66

472.4772 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,177

476.3142 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,737

480.1874 ZAR

USD 1 ordinary

SWAP

Increasing Short

29,600

480.3257 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,414

480.4125 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,390

480.8733 ZAR

USD 1 ordinary

SWAP

Increasing Short

50,475

481.1274 ZAR

USD 1 ordinary

SWAP

Increasing Short

33,298

481.2269 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,400

481.5790 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,898

481.8102 ZAR

USD 1 ordinary

SWAP

Increasing Short

66

481.9780 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,943

482.0104 ZAR

USD 1 ordinary

SWAP

Increasing Short

368,741

482.1932 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,644

482.2667 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,136

482.9725 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,355

482.9778 ZAR

USD 1 ordinary

CFD

Increasing Long

7,177

476.2880 ZAR

USD 1 ordinary

CFD

Increasing Long

2,390

480.8228 ZAR

USD 1 ordinary

CFD

Increasing Long

10,898

481.7476 ZAR

USD 1 ordinary

CFD

Increasing Long

2,943

481.9598 ZAR

USD 1 ordinary

CFD

Increasing Long

368,741

482.1306 ZAR

USD 1 ordinary

CFD

Increasing Long

10,644

482.2161 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,037

477.8438 ZAR

USD 1 ordinary

CFD

Decreasing Long

17,255

478.9440 ZAR

USD 1 ordinary

CFD

Decreasing Long

277

479.8618 ZAR

USD 1 ordinary

CFD

Decreasing Long

3

480.4500 ZAR

USD 1 ordinary

CFD

Decreasing Long

15,216

481.2643 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,680

482.5319 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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