17th Oct 2024 13:29
FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 16/10/2024 15:18 11:20 RNS Number : 4764I | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 15 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,662,311 | 1.11% | 4,518,393 | 1.07% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,296,669 | 1.02% | 3,410,606 | 0.81% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 9,088,980 | 2.16% | 8,088,999 | 1.92% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 294,219 | 27.3398 USD | ||||
USD 1 ordinary | Purchase | 36,513 | 27.3547 USD | ||||
USD 1 ordinary | Purchase | 34,659 | 27.4015 USD | ||||
USD 1 ordinary | Purchase | 29,432 | 27.3294 USD | ||||
USD 1 ordinary | Purchase | 11,107 | 27.3552 USD | ||||
USD 1 ordinary | Purchase | 10,899 | 27.5611 USD | ||||
USD 1 ordinary | Purchase | 9,434 | 27.3711 USD | ||||
USD 1 ordinary | Purchase | 9,119 | 27.3580 USD | ||||
USD 1 ordinary | Purchase | 7,715 | 27.3507 USD | ||||
USD 1 ordinary | Purchase | 7,714 | 27.3413 USD | ||||
USD 1 ordinary | Purchase | 2,222 | 27.6000 USD | ||||
USD 1 ordinary | Purchase | 1,784 | 27.3855 USD | ||||
USD 1 ordinary | Purchase | 1,700 | 483.0600 ZAR | ||||
USD 1 ordinary | Purchase | 1,091 | 27.5630 USD | ||||
USD 1 ordinary | Purchase | 746 | 27.5600 USD | ||||
USD 1 ordinary | Purchase | 458 | 27.6021 USD | ||||
USD 1 ordinary | Purchase | 314 | 27.5500 USD | ||||
USD 1 ordinary | Purchase | 258 | 27.5122 USD | ||||
USD 1 ordinary | Purchase | 185 | 27.6110 USD | ||||
USD 1 ordinary | Purchase | 111 | 27.6116 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.5350 USD | ||||
USD 1 ordinary | Purchase | 89 | 27.5704 USD | ||||
USD 1 ordinary | Purchase | 81 | 27.5700 USD | ||||
USD 1 ordinary | Purchase | 43 | 27.6167 USD | ||||
USD 1 ordinary | Purchase | 1 | 27.4700 USD | ||||
USD 1 ordinary | Sale | 388,596 | 27.3464 USD | ||||
USD 1 ordinary | Sale | 11,630 | 27.1829 USD | ||||
USD 1 ordinary | Sale | 10,122 | 27.5223 USD | ||||
USD 1 ordinary | Sale | 8,582 | 27.3588 USD | ||||
USD 1 ordinary | Sale | 8,515 | 27.5508 USD | ||||
USD 1 ordinary | Sale | 7,769 | 27.3995 USD | ||||
USD 1 ordinary | Sale | 5,134 | 27.4369 USD | ||||
USD 1 ordinary | Sale | 2,716 | 27.1442 USD | ||||
USD 1 ordinary | Sale | 2,000 | 27.6000 USD | ||||
USD 1 ordinary | Sale | 1,946 | 27.3509 USD | ||||
USD 1 ordinary | Sale | 1,911 | 27.5474 USD | ||||
USD 1 ordinary | Sale | 1,700 | 483.0600 ZAR | ||||
USD 1 ordinary | Sale | 1,650 | 27.3993 USD | ||||
USD 1 ordinary | Sale | 1,299 | 27.3422 USD | ||||
USD 1 ordinary | Sale | 950 | 27.6005 USD | ||||
USD 1 ordinary | Sale | 926 | 27.6071 USD | ||||
USD 1 ordinary | Sale | 852 | 27.4946 USD | ||||
USD 1 ordinary | Sale | 687 | 27.3120 USD | ||||
USD 1 ordinary | Sale | 500 | 27.3200 USD | ||||
USD 1 ordinary | Sale | 460 | 27.1684 USD | ||||
USD 1 ordinary | Sale | 458 | 27.6021 USD | ||||
USD 1 ordinary | Sale | 345 | 27.5500 USD | ||||
USD 1 ordinary | Sale | 303 | 27.5464 USD | ||||
USD 1 ordinary | Sale | 300 | 27.6100 USD | ||||
USD 1 ordinary | Sale | 258 | 27.5122 USD | ||||
USD 1 ordinary | Sale | 200 | 27.5800 USD | ||||
USD 1 ordinary | Sale | 121 | 27.3665 USD | ||||
USD 1 ordinary | Sale | 100 | 27.5750 USD | ||||
USD 1 ordinary | Sale | 59 | 27.5530 USD | ||||
USD 1 ordinary | Sale | 49 | 27.5550 USD | ||||
USD 1 ordinary | Sale | 6 | 27.3300 USD | ||||
USD 1 ordinary | Sale | 5 | 27.5900 USD | ||||
USD 1 ordinary | Sale | 2 | 27.4840 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 61 | 472.4803 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 66 | 472.5575 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,037 | 477.7936 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,255 | 478.8817 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 277 | 479.7994 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,737 | 480.2690 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,300 | 480.3109 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 622 | 480.3138 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3 | 480.3983 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,414 | 480.4942 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,678 | 480.5195 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 50,475 | 481.2092 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,216 | 481.2138 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33,298 | 481.3087 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,400 | 481.6609 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 66 | 482.0600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,680 | 482.5054 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,136 | 483.0546 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,355 | 483.0600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 61 | 472.4000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 66 | 472.4772 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,177 | 476.3142 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,737 | 480.1874 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 29,600 | 480.3257 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,414 | 480.4125 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,390 | 480.8733 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 50,475 | 481.1274 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33,298 | 481.2269 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,400 | 481.5790 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,898 | 481.8102 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 66 | 481.9780 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,943 | 482.0104 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 368,741 | 482.1932 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,644 | 482.2667 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,136 | 482.9725 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,355 | 482.9778 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,177 | 476.2880 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,390 | 480.8228 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,898 | 481.7476 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,943 | 481.9598 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 368,741 | 482.1306 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,644 | 482.2161 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,037 | 477.8438 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 17,255 | 478.9440 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 277 | 479.8618 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3 | 480.4500 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,216 | 481.2643 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,680 | 482.5319 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 17 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays