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Form 8.3 - ANGLOGOLD ASHANTI PLC Replacement

22nd Nov 2024 18:00

RNS Number : 4110N
Barclays PLC
22 November 2024
 

FORM 8.3 - Amendment to section 2a and 3b

 

 

Replaces form released 15:37 on 21 Nov 2024

 

 

2140N

 

 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

 

MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1

KEY INFORMATION

 

(a)

Full name of discloser:

Barclays PLC.

 

(b)

Owner or controller of interest and short

 

 

 

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

 

 relevant securities this form relates:

 

(d)

If an exempt fund manager connected with an

 

 

 

 offeror/offeree, state this and specify identity of

 

 

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

20-Nov-24

 

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 disclosures in respect of any other party to the offer?

 CENTAMIN PLC

 

2

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

 

 to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

 

(1) Relevant securities owned and/or controlled:

3,544,462

0.84%

3,328,134

0.79%

 

(2) Cash-settled derivatives:

3,568,255

0.84%

2,331,393

0.55%

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.03%

 

 

7,242,717

1.71%

5,819,527

1.37%

 

 

 TOTAL:

 

 

 

 

(b)

Rights to subscribe for new securities (including directors and

 

 

 

 other executive options)

 

Class of relevant security in relation to

 

 

 which subscription right exists

 

Details, including nature of the rights

 

 

 concerned and relevant percentages:

 

3

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a)

Purchase and sales

 

Class of relevant

Purchase/sale

Number of

Price per unit

 

 

 security

 securities

 

USD 1 ordinary

Purchase

272,159

24.4107 USD

 

USD 1 ordinary

Purchase

201,703

24.4937 USD

 

USD 1 ordinary

Purchase

170,001

24.3686 USD

 

USD 1 ordinary

Purchase

168,390

24.5613 USD

 

USD 1 ordinary

Purchase

62,538

24.3631 USD

 

USD 1 ordinary

Purchase

62,073

24.2287 USD

 

USD 1 ordinary

Purchase

41,925

24.5619 USD

 

USD 1 ordinary

Purchase

20,395

24.1573 USD

 

USD 1 ordinary

Purchase

20,000

24.1790 USD

 

USD 1 ordinary

Purchase

12,136

24.5671 USD

 

USD 1 ordinary

Purchase

11,188

24.1572 USD

 

USD 1 ordinary

Purchase

10,526

24.6082 USD

 

USD 1 ordinary

Purchase

10,186

24.1401 USD

 

USD 1 ordinary

Purchase

9,649

24.3514 USD

 

USD 1 ordinary

Purchase

9,098

24.5342 USD

 

USD 1 ordinary

Purchase

8,281

24.3469 USD

 

USD 1 ordinary

Purchase

7,474

24.5400 USD

 

USD 1 ordinary

Purchase

7,440

24.1731 USD

 

USD 1 ordinary

Purchase

7,207

24.5173 USD

 

USD 1 ordinary

Purchase

7,100

24.3800 USD

 

USD 1 ordinary

Purchase

5,329

24.3134 USD

 

USD 1 ordinary

Purchase

4,918

24.1382 USD

 

USD 1 ordinary

Purchase

4,728

24.5200 USD

 

USD 1 ordinary

Purchase

4,000

24.1098 USD

 

USD 1 ordinary

Purchase

4,000

24.2848 USD

 

USD 1 ordinary

Purchase

3,550

24.4418 USD

 

USD 1 ordinary

Purchase

3,051

24.4053 USD

 

USD 1 ordinary

Purchase

2,598

24.1649 USD

 

USD 1 ordinary

Purchase

2,328

24.3931 USD

 

USD 1 ordinary

Purchase

1,766

24.0652 USD

 

USD 1 ordinary

Purchase

1,430

24.2617 USD

 

USD 1 ordinary

Purchase

1,034

24.1580 USD

 

USD 1 ordinary

Purchase

914

24.4667 USD

 

USD 1 ordinary

Purchase

809

24.1684 USD

 

USD 1 ordinary

Purchase

406

24.1750 USD

 

USD 1 ordinary

Purchase

352

24.5105 USD

 

USD 1 ordinary

Purchase

350

24.5557 USD

 

USD 1 ordinary

Purchase

322

24.2295 USD

 

USD 1 ordinary

Purchase

320

24.2171 USD

 

USD 1 ordinary

Purchase

318

24.1122 USD

 

USD 1 ordinary

Purchase

300

24.1400 USD

 

USD 1 ordinary

Purchase

300

24.4666 USD

 

USD 1 ordinary

Purchase

200

24.5000 USD

 

USD 1 ordinary

Purchase

154

24.5144 USD

 

USD 1 ordinary

Purchase

100

24.4900 USD

 

USD 1 ordinary

Purchase

97

24.1700 USD

 

USD 1 ordinary

Sale

448,970

24.5267 USD

 

USD 1 ordinary

Sale

81,695

24.1455 USD

 

USD 1 ordinary

Sale

80,462

24.4809 USD

 

USD 1 ordinary

Sale

77,295

24.4082 USD

 

USD 1 ordinary

Sale

59,872

24.3627 USD

 

USD 1 ordinary

Sale

48,351

24.3847 USD

 

USD 1 ordinary

Sale

41,141

24.3418 USD

 

USD 1 ordinary

Sale

34,721

24.2854 USD

 

USD 1 ordinary

Sale

33,744

24.3681 USD

 

USD 1 ordinary

Sale

21,313

24.3357 USD

 

USD 1 ordinary

Sale

20,457

24.1983 USD

 

USD 1 ordinary

Sale

20,000

24.1790 USD

 

USD 1 ordinary

Sale

19,223

24.4437 USD

 

USD 1 ordinary

Sale

17,360

24.4222 USD

 

USD 1 ordinary

Sale

15,627

24.3071 USD

 

USD 1 ordinary

Sale

12,839

24.2869 USD

 

USD 1 ordinary

Sale

9,685

24.3509 USD

 

USD 1 ordinary

Sale

9,098

24.5342 USD

 

USD 1 ordinary

Sale

8,007

24.4273 USD

 

USD 1 ordinary

Sale

7,650

24.6001 USD

 

USD 1 ordinary

Sale

7,440

24.1731 USD

 

USD 1 ordinary

Sale

7,100

24.3800 USD

 

USD 1 ordinary

Sale

7,095

24.3772 USD

 

USD 1 ordinary

Sale

6,495

24.5679 USD

 

USD 1 ordinary

Sale

6,344

24.3299 USD

 

USD 1 ordinary

Sale

5,708

24.5400 USD

 

USD 1 ordinary

Sale

5,419

24.5553 USD

 

USD 1 ordinary

Sale

5,058

24.4785 USD

 

USD 1 ordinary

Sale

4,191

24.2776 USD

 

USD 1 ordinary

Sale

4,000

24.2848 USD

 

USD 1 ordinary

Sale

4,000

24.1098 USD

 

USD 1 ordinary

Sale

3,903

24.3489 USD

 

USD 1 ordinary

Sale

3,854

24.4908 USD

 

USD 1 ordinary

Sale

3,271

24.2774 USD

 

USD 1 ordinary

Sale

2,995

24.2985 USD

 

USD 1 ordinary

Sale

1,953

24.4372 USD

 

USD 1 ordinary

Sale

1,824

24.3992 USD

 

USD 1 ordinary

Sale

1,720

24.4851 USD

 

USD 1 ordinary

Sale

1,637

24.3075 USD

 

USD 1 ordinary

Sale

1,430

24.2617 USD

 

USD 1 ordinary

Sale

1,331

24.3331 USD

 

USD 1 ordinary

Sale

1,120

24.2932 USD

 

USD 1 ordinary

Sale

1,117

24.3044 USD

 

USD 1 ordinary

Sale

807

24.4212 USD

 

USD 1 ordinary

Sale

627

24.6235 USD

 

USD 1 ordinary

Sale

558

24.3327 USD

 

USD 1 ordinary

Sale

504

24.3707 USD

 

USD 1 ordinary

Sale

400

24.2737 USD

 

USD 1 ordinary

Sale

322

24.2295 USD

 

USD 1 ordinary

Sale

318

24.3700 USD

 

USD 1 ordinary

Sale

305

24.4009 USD

 

USD 1 ordinary

Sale

300

24.4566 USD

 

USD 1 ordinary

Sale

275

24.3791 USD

 

USD 1 ordinary

Sale

256

24.4535 USD

 

USD 1 ordinary

Sale

247

24.3033 USD

 

USD 1 ordinary

Sale

200

24.2650 USD

 

USD 1 ordinary

Sale

100

24.3600 USD

 

USD 1 ordinary

Sale

70

24.2500 USD

 

USD 1 ordinary

Sale

30

24.3324 USD

 

USD 1 ordinary

Sale

24

24.1200 USD

 

USD 1 ordinary

Sale

2

24.3850 USD

 

USD 1 ordinary

Sale

1

24.5200 USD

 

(b)

Cash-settled derivative transactions

 

Class of

Product description

Nature of dealing

Number of

Price per

 

 

 relevant

 reference

 unit

 

 

 security

 securities

 

USD 1 ordinary

SWAP

Decreasing Long

4,130

445.5068 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

18,071

445.9000 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

5,817

446.0914 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,100

446.8096 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

118,178

447.0536 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

86,653

447.1924 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

26,477

447.2145 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

398

447.2892 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

21,000

447.3287 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

447

447.3291 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,558

447.3294 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

18,971

447.4321 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

10,485

447.4411 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

276,291

447.5423 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

17,282

447.5821 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

76

447.8580 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

66,970

447.8928 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

49,155

447.9217 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

40,326

448.2289 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

19,343

448.3704 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

25,330

448.4437 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,508

448.5200 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

61

448.5240 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

1

448.5527 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

5,459

448.7702 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

6,000

449.4736 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

155

450.6219 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

20,560

450.8548 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

387

452.1355 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,127

452.1360 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

1,760

456.1200 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

56,249

447.3749 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

941

447.5203 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

361

447.6004 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

647

447.6110 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

14,627

447.8984 ZAR

 

USD 1 ordinary

CFD

Decreasing Long

566

448.1007 ZAR

 

USD 1 ordinary

SWAP

Decreasing Long

3,008

24.5400 USD

 

USD 1 ordinary

SWAP

Decreasing short

647

447.5529 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

3,558

447.3294 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

56,249

447.3168 ZAR

 

USD 1 ordinary

SWAP

Decreasing short

941

447.5621 ZAR

 

(c)

Stock-settled derivative transactions (including options)

 

 

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

 

 of

 description

 purchasing,

 of

 price

 

 date

 money

 

 relevant

 selling,

 securities

 per unit

 

 paid/

 

 security

 varying etc

 to which

 

 received

 

 option

 

 per unit

 

 relates

 

(ii)

Exercising

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

 

 

 

 

 

 security

 

 

 securities

 unit

 

 

 

(d)

Other dealings (including subscribing for

 

 new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

 

 

 

 

 

 

 security

 

 

 applicable)

 

 

 

 

4

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal

 or refrain from dealing entered into by the person making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or

 

 derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the person making the disclosure and any other person relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22-Nov-24

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

 are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 relevant securities this from relates:

 

2. OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

 of

 description

 purchasing,

 of

 price

 date

 relevant

 selling,

 securities

 per unit

 security

 varying etc

 to which

 option

 relates

USD 1 ordinary

Put Options

Purchased

-160,000

22

American

21-Mar-25

USD 1 ordinary

Put Options

Written

130,000

15

American

17-Jan-25

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

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END
 
 
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