27th Sep 2024 11:21
FORM 8.3 - Amendment to 2a and 3bReplaces form Released at 20/09/2024 15:17 RNS Number : 1064F
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 19 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | CENTAMIN PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 2,054,814 | 0.49% | 1,900,932 | 0.45% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,014,060 | 0.24% | 744,488 | 0.18% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
TOTAL: | 3,198,874 | 0.76% | 2,805,420 | 0.67% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 1 ordinary | Purchase | 106,072 | 27.9629 USD | ||||
USD 1 ordinary | Purchase | 28,880 | 27.6513 USD | ||||
USD 1 ordinary | Purchase | 24,132 | 27.5633 USD | ||||
USD 1 ordinary | Purchase | 13,584 | 28.0404 USD | ||||
USD 1 ordinary | Purchase | 5,013 | 27.9647 USD | ||||
USD 1 ordinary | Purchase | 2,835 | 28.0942 USD | ||||
USD 1 ordinary | Purchase | 2,456 | 27.6023 USD | ||||
USD 1 ordinary | Purchase | 1,504 | 27.4627 USD | ||||
USD 1 ordinary | Purchase | 1,475 | 27.5676 USD | ||||
USD 1 ordinary | Purchase | 1,447 | 27.4694 USD | ||||
USD 1 ordinary | Purchase | 1,223 | 27.4705 USD | ||||
USD 1 ordinary | Purchase | 500 | 27.6450 USD | ||||
USD 1 ordinary | Purchase | 414 | 27.5627 USD | ||||
USD 1 ordinary | Purchase | 220 | 27.4113 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.4100 USD | ||||
USD 1 ordinary | Purchase | 186 | 27.4000 USD | ||||
USD 1 ordinary | Purchase | 107 | 27.3600 USD | ||||
USD 1 ordinary | Purchase | 80 | 27.8125 USD | ||||
USD 1 ordinary | Purchase | 27 | 27.3759 USD | ||||
USD 1 ordinary | Purchase | 6 | 27.4066 USD | ||||
USD 1 ordinary | Purchase | 2 | 27.4200 USD | ||||
USD 1 ordinary | Sale | 115,090 | 27.9903 USD | ||||
USD 1 ordinary | Sale | 31,607 | 27.5883 USD | ||||
USD 1 ordinary | Sale | 24,184 | 27.6539 USD | ||||
USD 1 ordinary | Sale | 4,229 | 27.5732 USD | ||||
USD 1 ordinary | Sale | 3,408 | 27.8812 USD | ||||
USD 1 ordinary | Sale | 2,696 | 27.9574 USD | ||||
USD 1 ordinary | Sale | 1,210 | 27.8235 USD | ||||
USD 1 ordinary | Sale | 1,208 | 27.4710 USD | ||||
USD 1 ordinary | Sale | 1,036 | 27.3800 USD | ||||
USD 1 ordinary | Sale | 979 | 27.4451 USD | ||||
USD 1 ordinary | Sale | 606 | 27.4074 USD | ||||
USD 1 ordinary | Sale | 590 | 27.7800 USD | ||||
USD 1 ordinary | Sale | 407 | 27.5289 USD | ||||
USD 1 ordinary | Sale | 367 | 28.2236 USD | ||||
USD 1 ordinary | Sale | 329 | 27.6241 USD | ||||
USD 1 ordinary | Sale | 300 | 27.4933 USD | ||||
USD 1 ordinary | Sale | 300 | 27.5400 USD | ||||
USD 1 ordinary | Sale | 244 | 27.5723 USD | ||||
USD 1 ordinary | Sale | 200 | 27.3750 USD | ||||
USD 1 ordinary | Sale | 200 | 28.0400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.5100 USD | ||||
USD 1 ordinary | Sale | 100 | 27.5700 USD | ||||
USD 1 ordinary | Sale | 100 | 27.3500 USD | ||||
USD 1 ordinary | Sale | 100 | 28.2240 USD | ||||
USD 1 ordinary | Sale | 100 | 27.3600 USD | ||||
USD 1 ordinary | Sale | 56 | 27.4787 USD | ||||
USD 1 ordinary | Sale | 44 | 27.3784 USD | ||||
USD 1 ordinary | Sale | 40 | 27.5500 USD | ||||
USD 1 ordinary | Sale | 31 | 27.4083 USD | ||||
USD 1 ordinary | Sale | 2 | 27.4200 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 1 ordinary | SWAP | Increasing Long | 99,242 | 490.7900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 110,696 | 480.9800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 804 | 482.4438 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 18,362 | 483.0600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,983 | 483.0602 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 423 | 483.4889 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 322 | 483.5664 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,267 | 484.2811 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 36,534 | 485.9115 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 18,521 | 487.5153 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 30,007 | 487.9679 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,935 | 488.0011 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,936 | 489.0242 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,614 | 489.0837 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 75 | 489.7271 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 26,562 | 489.9184 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,281 | 489.9247 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,982 | 490.3924 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 71,485 | 490.8734 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,960 | 490.8917 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,202 | 490.9867 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 177,414 | 491.5209 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 167 | 491.6267 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 735 | 492.1482 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 110,696 | 480.9800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,896 | 482.8550 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,010 | 482.9778 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,983 | 482.9780 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 13,352 | 483.0600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 423 | 483.4164 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 322 | 483.4938 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,421 | 484.2332 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,781 | 484.4103 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 36,534 | 485.8289 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,521 | 487.4324 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 30,007 | 487.8850 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,936 | 488.9410 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 104,832 | 489.5564 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 75 | 489.7662 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 26,562 | 489.8351 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,281 | 489.8414 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,530 | 490.2114 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,982 | 490.3090 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 71,485 | 490.7900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 167 | 491.5432 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,902 | 492.0125 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,896 | 482.7439 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,352 | 483.0600 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 18,421 | 484.1823 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 18,781 | 484.3594 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 104,832 | 489.4928 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,530 | 490.1477 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,902 | 491.9608 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 804 | 482.5066 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 13,352 | 483.0600 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 23,267 | 484.3441 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,935 | 488.0523 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,614 | 489.1106 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,960 | 491.0046 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,202 | 491.0382 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 177,414 | 491.5725 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 735 | 492.1998 ZAR | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 20 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Related Shares:
Barclays