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Form 8.3 - ANGLOGOLD ASHANTI PLC Replace

27th Sep 2024 11:21

RNS Number : 0444G
Barclays PLC
27 September 2024
 

 

 

 

FORM 8.3 - Amendment to 2a and 3bReplaces form Released at 20/09/2024 15:17 RNS Number : 1064F

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

19 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,054,814

0.49%

1,900,932

0.45%

(2)

Cash-settled derivatives:

and/or controlled:

1,014,060

0.24%

744,488

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

130,000

0.03%

160,000

0.04%

TOTAL:

3,198,874

0.76%

2,805,420

0.67%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 1 ordinary

Purchase

106,072

27.9629 USD

USD 1 ordinary

Purchase

28,880

27.6513 USD

USD 1 ordinary

Purchase

24,132

27.5633 USD

USD 1 ordinary

Purchase

13,584

28.0404 USD

USD 1 ordinary

Purchase

5,013

27.9647 USD

USD 1 ordinary

Purchase

2,835

28.0942 USD

USD 1 ordinary

Purchase

2,456

27.6023 USD

USD 1 ordinary

Purchase

1,504

27.4627 USD

USD 1 ordinary

Purchase

1,475

27.5676 USD

USD 1 ordinary

Purchase

1,447

27.4694 USD

USD 1 ordinary

Purchase

1,223

27.4705 USD

USD 1 ordinary

Purchase

500

27.6450 USD

USD 1 ordinary

Purchase

414

27.5627 USD

USD 1 ordinary

Purchase

220

27.4113 USD

USD 1 ordinary

Purchase

200

27.4100 USD

USD 1 ordinary

Purchase

186

27.4000 USD

USD 1 ordinary

Purchase

107

27.3600 USD

USD 1 ordinary

Purchase

80

27.8125 USD

USD 1 ordinary

Purchase

27

27.3759 USD

USD 1 ordinary

Purchase

6

27.4066 USD

USD 1 ordinary

Purchase

2

27.4200 USD

USD 1 ordinary

Sale

115,090

27.9903 USD

USD 1 ordinary

Sale

31,607

27.5883 USD

USD 1 ordinary

Sale

24,184

27.6539 USD

USD 1 ordinary

Sale

4,229

27.5732 USD

USD 1 ordinary

Sale

3,408

27.8812 USD

USD 1 ordinary

Sale

2,696

27.9574 USD

USD 1 ordinary

Sale

1,210

27.8235 USD

USD 1 ordinary

Sale

1,208

27.4710 USD

USD 1 ordinary

Sale

1,036

27.3800 USD

USD 1 ordinary

Sale

979

27.4451 USD

USD 1 ordinary

Sale

606

27.4074 USD

USD 1 ordinary

Sale

590

27.7800 USD

USD 1 ordinary

Sale

407

27.5289 USD

USD 1 ordinary

Sale

367

28.2236 USD

USD 1 ordinary

Sale

329

27.6241 USD

USD 1 ordinary

Sale

300

27.4933 USD

USD 1 ordinary

Sale

300

27.5400 USD

USD 1 ordinary

Sale

244

27.5723 USD

USD 1 ordinary

Sale

200

27.3750 USD

USD 1 ordinary

Sale

200

28.0400 USD

USD 1 ordinary

Sale

100

27.5100 USD

USD 1 ordinary

Sale

100

27.5700 USD

USD 1 ordinary

Sale

100

27.3500 USD

USD 1 ordinary

Sale

100

28.2240 USD

USD 1 ordinary

Sale

100

27.3600 USD

USD 1 ordinary

Sale

56

27.4787 USD

USD 1 ordinary

Sale

44

27.3784 USD

USD 1 ordinary

Sale

40

27.5500 USD

USD 1 ordinary

Sale

31

27.4083 USD

USD 1 ordinary

Sale

2

27.4200 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

USD 1 ordinary

SWAP

Increasing Long

99,242

490.7900 ZAR

USD 1 ordinary

SWAP

Increasing Long

110,696

480.9800 ZAR

USD 1 ordinary

SWAP

Increasing Long

804

482.4438 ZAR

USD 1 ordinary

SWAP

Increasing Long

18,362

483.0600 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,983

483.0602 ZAR

USD 1 ordinary

SWAP

Increasing Long

423

483.4889 ZAR

USD 1 ordinary

SWAP

Increasing Long

322

483.5664 ZAR

USD 1 ordinary

SWAP

Increasing Long

23,267

484.2811 ZAR

USD 1 ordinary

SWAP

Increasing Long

36,534

485.9115 ZAR

USD 1 ordinary

SWAP

Increasing Long

18,521

487.5153 ZAR

USD 1 ordinary

SWAP

Increasing Long

30,007

487.9679 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,935

488.0011 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,936

489.0242 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,614

489.0837 ZAR

USD 1 ordinary

SWAP

Increasing Long

75

489.7271 ZAR

USD 1 ordinary

SWAP

Increasing Long

26,562

489.9184 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,281

489.9247 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,982

490.3924 ZAR

USD 1 ordinary

SWAP

Increasing Long

71,485

490.8734 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,960

490.8917 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,202

490.9867 ZAR

USD 1 ordinary

SWAP

Increasing Long

177,414

491.5209 ZAR

USD 1 ordinary

SWAP

Increasing Long

167

491.6267 ZAR

USD 1 ordinary

SWAP

Increasing Long

735

492.1482 ZAR

USD 1 ordinary

SWAP

Decreasing Long

110,696

480.9800 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,896

482.8550 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,010

482.9778 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,983

482.9780 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,352

483.0600 ZAR

USD 1 ordinary

SWAP

Decreasing Long

423

483.4164 ZAR

USD 1 ordinary

SWAP

Decreasing Long

322

483.4938 ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,421

484.2332 ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,781

484.4103 ZAR

USD 1 ordinary

SWAP

Decreasing Long

36,534

485.8289 ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,521

487.4324 ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,007

487.8850 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,936

488.9410 ZAR

USD 1 ordinary

SWAP

Decreasing Long

104,832

489.5564 ZAR

USD 1 ordinary

SWAP

Decreasing Long

75

489.7662 ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,562

489.8351 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,281

489.8414 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,530

490.2114 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,982

490.3090 ZAR

USD 1 ordinary

SWAP

Decreasing Long

71,485

490.7900 ZAR

USD 1 ordinary

SWAP

Decreasing Long

167

491.5432 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,902

492.0125 ZAR

USD 1 ordinary

CFD

Increasing Long

5,896

482.7439 ZAR

USD 1 ordinary

CFD

Increasing Long

13,352

483.0600 ZAR

USD 1 ordinary

CFD

Increasing Long

18,421

484.1823 ZAR

USD 1 ordinary

CFD

Increasing Long

18,781

484.3594 ZAR

USD 1 ordinary

CFD

Increasing Long

104,832

489.4928 ZAR

USD 1 ordinary

CFD

Increasing Long

4,530

490.1477 ZAR

USD 1 ordinary

CFD

Increasing Long

8,902

491.9608 ZAR

USD 1 ordinary

CFD

Decreasing Long

804

482.5066 ZAR

USD 1 ordinary

CFD

Decreasing Long

13,352

483.0600 ZAR

USD 1 ordinary

CFD

Decreasing Long

23,267

484.3441 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,935

488.0523 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,614

489.1106 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,960

491.0046 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,202

491.0382 ZAR

USD 1 ordinary

CFD

Decreasing Long

177,414

491.5725 ZAR

USD 1 ordinary

CFD

Decreasing Long

735

492.1998 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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END
 
 
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