Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.3 - AngloGold Ashanti plc

1st Nov 2024 14:35

RNS Number : 6795K
Barclays PLC
01 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

31 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,937,863

1.18%

4,757,899

1.13%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,734,329

1.12%

3,374,635

0.80%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,802,192

2.33%

8,292,534

1.97%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

460,000

500.6800 ZAR

USD 1 ordinary

Purchase

284,939

28.0287 USD

USD 1 ordinary

Purchase

99,503

27.7602 USD

USD 1 ordinary

Purchase

43,835

496.6694 ZAR

USD 1 ordinary

Purchase

29,482

27.9889 USD

USD 1 ordinary

Purchase

29,469

28.4976 USD

USD 1 ordinary

Purchase

12,075

28.1841 USD

USD 1 ordinary

Purchase

10,411

27.6685 USD

USD 1 ordinary

Purchase

10,000

27.6266 USD

USD 1 ordinary

Purchase

9,812

27.7162 USD

USD 1 ordinary

Purchase

6,534

27.8000 USD

USD 1 ordinary

Purchase

6,197

27.9186 USD

USD 1 ordinary

Purchase

4,285

27.6473 USD

USD 1 ordinary

Purchase

3,986

27.8806 USD

USD 1 ordinary

Purchase

3,601

27.8443 USD

USD 1 ordinary

Purchase

2,864

27.7071 USD

USD 1 ordinary

Purchase

2,700

27.9300 USD

USD 1 ordinary

Purchase

2,116

27.6110 USD

USD 1 ordinary

Purchase

2,079

27.6127 USD

USD 1 ordinary

Purchase

2,031

27.8811 USD

USD 1 ordinary

Purchase

1,875

27.9497 USD

USD 1 ordinary

Purchase

1,731

27.8739 USD

USD 1 ordinary

Purchase

1,712

27.9355 USD

USD 1 ordinary

Purchase

1,350

27.6100 USD

USD 1 ordinary

Purchase

1,100

27.6290 USD

USD 1 ordinary

Purchase

1,000

27.5860 USD

USD 1 ordinary

Purchase

548

27.9238 USD

USD 1 ordinary

Purchase

364

28.0127 USD

USD 1 ordinary

Purchase

354

27.8274 USD

USD 1 ordinary

Purchase

306

27.5600 USD

USD 1 ordinary

Purchase

300

27.9333 USD

USD 1 ordinary

Purchase

287

27.7824 USD

USD 1 ordinary

Purchase

150

27.6000 USD

USD 1 ordinary

Purchase

33

27.6072 USD

USD 1 ordinary

Purchase

28

27.9400 USD

USD 1 ordinary

Purchase

20

27.6200 USD

USD 1 ordinary

Purchase

9

28.0500 USD

USD 1 ordinary

Sale

460,000

500.6800 ZAR

USD 1 ordinary

Sale

453,191

27.9840 USD

USD 1 ordinary

Sale

43,835

496.6694 ZAR

USD 1 ordinary

Sale

19,812

27.8672 USD

USD 1 ordinary

Sale

10,000

27.6266 USD

USD 1 ordinary

Sale

7,281

27.9044 USD

USD 1 ordinary

Sale

6,980

28.2501 USD

USD 1 ordinary

Sale

4,006

27.8087 USD

USD 1 ordinary

Sale

3,230

27.9169 USD

USD 1 ordinary

Sale

2,700

27.9300 USD

USD 1 ordinary

Sale

2,614

27.8765 USD

USD 1 ordinary

Sale

2,128

27.8439 USD

USD 1 ordinary

Sale

1,609

27.8388 USD

USD 1 ordinary

Sale

1,323

27.8377 USD

USD 1 ordinary

Sale

1,304

27.9202 USD

USD 1 ordinary

Sale

1,227

27.7690 USD

USD 1 ordinary

Sale

995

27.8536 USD

USD 1 ordinary

Sale

828

28.4708 USD

USD 1 ordinary

Sale

775

28.2577 USD

USD 1 ordinary

Sale

530

28.4784 USD

USD 1 ordinary

Sale

427

27.7323 USD

USD 1 ordinary

Sale

423

27.9052 USD

USD 1 ordinary

Sale

397

27.8355 USD

USD 1 ordinary

Sale

381

28.3549 USD

USD 1 ordinary

Sale

354

27.8274 USD

USD 1 ordinary

Sale

287

27.7824 USD

USD 1 ordinary

Sale

218

27.8800 USD

USD 1 ordinary

Sale

100

28.5900 USD

USD 1 ordinary

Sale

90

27.8400 USD

USD 1 ordinary

Sale

29

27.9336 USD

USD 1 ordinary

Sale

18

28.0500 USD

USD 1 ordinary

Sale

3

28.1700 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

10,000

489.6351 ZAR

USD 1 ordinary

SWAP

Decreasing Short

72,999

489.8800 ZAR

USD 1 ordinary

SWAP

Decreasing Short

897

490.0833 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,700

492.6640 ZAR

USD 1 ordinary

SWAP

Decreasing Short

752

493.2661 ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,496

494.3969 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

498.2200 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,004

498.6555 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,520

499.2169 ZAR

USD 1 ordinary

SWAP

Decreasing Short

460,000

500.7300 ZAR

USD 1 ordinary

SWAP

Decreasing Short

282

502.5718 ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,523

503.3476 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,500

504.0283 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,960

505.0183 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,723

505.3012 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,500

487.8846 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,000

489.6351 ZAR

USD 1 ordinary

SWAP

Increasing Short

72,999

489.7967 ZAR

USD 1 ordinary

SWAP

Increasing Short

897

490.0000 ZAR

USD 1 ordinary

SWAP

Increasing Short

36,614

491.4157 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,496

494.3129 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,839

494.3460 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,200

494.7814 ZAR

USD 1 ordinary

SWAP

Increasing Short

378,899

496.0399 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,832

496.2458 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,179

497.6222 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

498.1353 ZAR

USD 1 ordinary

SWAP

Increasing Short

18,015

501.5650 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,523

503.2620 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,500

503.9426 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,397

504.0516 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,960

504.9324 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,723

505.2153 ZAR

USD 1 ordinary

SWAP

Increasing Short

20,477

505.5112 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,873

0.0000 ZAR

USD 1 ordinary

SWAP

Increasing Long

230

0.0000 ZAR

USD 1 ordinary

CFD

Increasing Long

36,614

491.3640 ZAR

USD 1 ordinary

CFD

Increasing Long

10,839

494.3188 ZAR

USD 1 ordinary

CFD

Increasing Long

378,899

495.9754 ZAR

USD 1 ordinary

CFD

Increasing Long

7,832

496.1316 ZAR

USD 1 ordinary

CFD

Increasing Long

10,179

497.5575 ZAR

USD 1 ordinary

CFD

Increasing Long

18,015

501.5123 ZAR

USD 1 ordinary

CFD

Increasing Long

2,397

503.9986 ZAR

USD 1 ordinary

CFD

Increasing Long

20,477

505.4581 ZAR

USD 1 ordinary

CFD

Decreasing Long

752

493.3796 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,004

498.7078 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,520

499.2818 ZAR

USD 1 ordinary

CFD

Decreasing Long

460,000

500.7319 ZAR

USD 1 ordinary

CFD

Decreasing Long

282

502.6371 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,000

27.6281 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

01 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
RETFLFVSLVLLIIS

Related Shares:

Barclays
FTSE 100 Latest
Value8,328.60
Change52.94