1st Nov 2024 14:35
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 31 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 4,937,863 | 1.18% | 4,757,899 | 1.13% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 4,734,329 | 1.12% | 3,374,635 | 0.80% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 9,802,192 | 2.33% | 8,292,534 | 1.97% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
USD 1 ordinary | Purchase | 460,000 | 500.6800 ZAR | ||||
USD 1 ordinary | Purchase | 284,939 | 28.0287 USD | ||||
USD 1 ordinary | Purchase | 99,503 | 27.7602 USD | ||||
USD 1 ordinary | Purchase | 43,835 | 496.6694 ZAR | ||||
USD 1 ordinary | Purchase | 29,482 | 27.9889 USD | ||||
USD 1 ordinary | Purchase | 29,469 | 28.4976 USD | ||||
USD 1 ordinary | Purchase | 12,075 | 28.1841 USD | ||||
USD 1 ordinary | Purchase | 10,411 | 27.6685 USD | ||||
USD 1 ordinary | Purchase | 10,000 | 27.6266 USD | ||||
USD 1 ordinary | Purchase | 9,812 | 27.7162 USD | ||||
USD 1 ordinary | Purchase | 6,534 | 27.8000 USD | ||||
USD 1 ordinary | Purchase | 6,197 | 27.9186 USD | ||||
USD 1 ordinary | Purchase | 4,285 | 27.6473 USD | ||||
USD 1 ordinary | Purchase | 3,986 | 27.8806 USD | ||||
USD 1 ordinary | Purchase | 3,601 | 27.8443 USD | ||||
USD 1 ordinary | Purchase | 2,864 | 27.7071 USD | ||||
USD 1 ordinary | Purchase | 2,700 | 27.9300 USD | ||||
USD 1 ordinary | Purchase | 2,116 | 27.6110 USD | ||||
USD 1 ordinary | Purchase | 2,079 | 27.6127 USD | ||||
USD 1 ordinary | Purchase | 2,031 | 27.8811 USD | ||||
USD 1 ordinary | Purchase | 1,875 | 27.9497 USD | ||||
USD 1 ordinary | Purchase | 1,731 | 27.8739 USD | ||||
USD 1 ordinary | Purchase | 1,712 | 27.9355 USD | ||||
USD 1 ordinary | Purchase | 1,350 | 27.6100 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 27.6290 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 27.5860 USD | ||||
USD 1 ordinary | Purchase | 548 | 27.9238 USD | ||||
USD 1 ordinary | Purchase | 364 | 28.0127 USD | ||||
USD 1 ordinary | Purchase | 354 | 27.8274 USD | ||||
USD 1 ordinary | Purchase | 306 | 27.5600 USD | ||||
USD 1 ordinary | Purchase | 300 | 27.9333 USD | ||||
USD 1 ordinary | Purchase | 287 | 27.7824 USD | ||||
USD 1 ordinary | Purchase | 150 | 27.6000 USD | ||||
USD 1 ordinary | Purchase | 33 | 27.6072 USD | ||||
USD 1 ordinary | Purchase | 28 | 27.9400 USD | ||||
USD 1 ordinary | Purchase | 20 | 27.6200 USD | ||||
USD 1 ordinary | Purchase | 9 | 28.0500 USD | ||||
USD 1 ordinary | Sale | 460,000 | 500.6800 ZAR | ||||
USD 1 ordinary | Sale | 453,191 | 27.9840 USD | ||||
USD 1 ordinary | Sale | 43,835 | 496.6694 ZAR | ||||
USD 1 ordinary | Sale | 19,812 | 27.8672 USD | ||||
USD 1 ordinary | Sale | 10,000 | 27.6266 USD | ||||
USD 1 ordinary | Sale | 7,281 | 27.9044 USD | ||||
USD 1 ordinary | Sale | 6,980 | 28.2501 USD | ||||
USD 1 ordinary | Sale | 4,006 | 27.8087 USD | ||||
USD 1 ordinary | Sale | 3,230 | 27.9169 USD | ||||
USD 1 ordinary | Sale | 2,700 | 27.9300 USD | ||||
USD 1 ordinary | Sale | 2,614 | 27.8765 USD | ||||
USD 1 ordinary | Sale | 2,128 | 27.8439 USD | ||||
USD 1 ordinary | Sale | 1,609 | 27.8388 USD | ||||
USD 1 ordinary | Sale | 1,323 | 27.8377 USD | ||||
USD 1 ordinary | Sale | 1,304 | 27.9202 USD | ||||
USD 1 ordinary | Sale | 1,227 | 27.7690 USD | ||||
USD 1 ordinary | Sale | 995 | 27.8536 USD | ||||
USD 1 ordinary | Sale | 828 | 28.4708 USD | ||||
USD 1 ordinary | Sale | 775 | 28.2577 USD | ||||
USD 1 ordinary | Sale | 530 | 28.4784 USD | ||||
USD 1 ordinary | Sale | 427 | 27.7323 USD | ||||
USD 1 ordinary | Sale | 423 | 27.9052 USD | ||||
USD 1 ordinary | Sale | 397 | 27.8355 USD | ||||
USD 1 ordinary | Sale | 381 | 28.3549 USD | ||||
USD 1 ordinary | Sale | 354 | 27.8274 USD | ||||
USD 1 ordinary | Sale | 287 | 27.7824 USD | ||||
USD 1 ordinary | Sale | 218 | 27.8800 USD | ||||
USD 1 ordinary | Sale | 100 | 28.5900 USD | ||||
USD 1 ordinary | Sale | 90 | 27.8400 USD | ||||
USD 1 ordinary | Sale | 29 | 27.9336 USD | ||||
USD 1 ordinary | Sale | 18 | 28.0500 USD | ||||
USD 1 ordinary | Sale | 3 | 28.1700 USD | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
USD 1 ordinary | SWAP | Decreasing Short | 10,000 | 489.6351 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 72,999 | 489.8800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 897 | 490.0833 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,700 | 492.6640 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 752 | 493.2661 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,496 | 494.3969 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 498.2200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,004 | 498.6555 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,520 | 499.2169 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 460,000 | 500.7300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 282 | 502.5718 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,523 | 503.3476 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,500 | 504.0283 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,960 | 505.0183 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,723 | 505.3012 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,500 | 487.8846 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,000 | 489.6351 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 72,999 | 489.7967 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 897 | 490.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36,614 | 491.4157 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,496 | 494.3129 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,839 | 494.3460 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,200 | 494.7814 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 378,899 | 496.0399 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,832 | 496.2458 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,179 | 497.6222 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 498.1353 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,015 | 501.5650 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,523 | 503.2620 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,500 | 503.9426 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,397 | 504.0516 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,960 | 504.9324 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,723 | 505.2153 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,477 | 505.5112 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,873 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 230 | 0.0000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 36,614 | 491.3640 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,839 | 494.3188 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 378,899 | 495.9754 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,832 | 496.1316 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,179 | 497.5575 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 18,015 | 501.5123 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,397 | 503.9986 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 20,477 | 505.4581 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 752 | 493.3796 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,004 | 498.7078 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,520 | 499.2818 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 460,000 | 500.7319 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 282 | 502.6371 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,000 | 27.6281 USD | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 01 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Barclays