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Form 8.3 - AngloGold Ashanti plc

9th Oct 2024 15:20

RNS Number : 5908H
Barclays PLC
09 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

08 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,181,694

0.76%

3,016,332

0.72%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,117,076

0.74%

2,211,731

0.53%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

6,428,770

1.53%

5,388,063

1.28%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

724,000

445.8000 ZAR

USD 1 ordinary

Purchase

127,479

25.4285 USD

USD 1 ordinary

Purchase

84,277

25.5149 USD

USD 1 ordinary

Purchase

58,832

25.4771 USD

USD 1 ordinary

Purchase

15,168

25.4883 USD

USD 1 ordinary

Purchase

10,171

25.4281 USD

USD 1 ordinary

Purchase

9,148

25.3472 USD

USD 1 ordinary

Purchase

7,296

25.3889 USD

USD 1 ordinary

Purchase

7,249

25.3940 USD

USD 1 ordinary

Purchase

6,207

25.3922 USD

USD 1 ordinary

Purchase

6,004

25.4342 USD

USD 1 ordinary

Purchase

3,619

25.5208 USD

USD 1 ordinary

Purchase

3,000

25.5817 USD

USD 1 ordinary

Purchase

2,500

25.5637 USD

USD 1 ordinary

Purchase

2,458

25.4855 USD

USD 1 ordinary

Purchase

2,400

25.5300 USD

USD 1 ordinary

Purchase

2,193

25.3516 USD

USD 1 ordinary

Purchase

1,157

25.3870 USD

USD 1 ordinary

Purchase

637

25.4400 USD

USD 1 ordinary

Purchase

633

25.4673 USD

USD 1 ordinary

Purchase

448

25.4608 USD

USD 1 ordinary

Purchase

414

25.4747 USD

USD 1 ordinary

Purchase

400

25.2600 USD

USD 1 ordinary

Purchase

395

25.6100 USD

USD 1 ordinary

Purchase

364

25.3463 USD

USD 1 ordinary

Purchase

360

25.3422 USD

USD 1 ordinary

Purchase

339

25.3828 USD

USD 1 ordinary

Purchase

321

25.3337 USD

USD 1 ordinary

Purchase

300

25.5133 USD

USD 1 ordinary

Purchase

229

25.4415 USD

USD 1 ordinary

Purchase

200

25.6200 USD

USD 1 ordinary

Purchase

200

25.3400 USD

USD 1 ordinary

Purchase

100

25.2800 USD

USD 1 ordinary

Purchase

100

25.3850 USD

USD 1 ordinary

Purchase

90

25.5900 USD

USD 1 ordinary

Purchase

16

25.3100 USD

USD 1 ordinary

Purchase

5

25.4300 USD

USD 1 ordinary

Purchase

1

25.5100 USD

USD 1 ordinary

Sale

724,000

445.8000 ZAR

USD 1 ordinary

Sale

257,686

25.4543 USD

USD 1 ordinary

Sale

17,058

25.4237 USD

USD 1 ordinary

Sale

12,985

25.5342 USD

USD 1 ordinary

Sale

10,800

25.5376 USD

USD 1 ordinary

Sale

8,226

25.5314 USD

USD 1 ordinary

Sale

7,402

25.4396 USD

USD 1 ordinary

Sale

4,829

25.5249 USD

USD 1 ordinary

Sale

4,435

25.4140 USD

USD 1 ordinary

Sale

3,918

25.3716 USD

USD 1 ordinary

Sale

3,726

25.4818 USD

USD 1 ordinary

Sale

3,287

25.4358 USD

USD 1 ordinary

Sale

3,038

25.3871 USD

USD 1 ordinary

Sale

2,730

25.3853 USD

USD 1 ordinary

Sale

2,400

25.5300 USD

USD 1 ordinary

Sale

2,357

25.4345 USD

USD 1 ordinary

Sale

1,981

25.5100 USD

USD 1 ordinary

Sale

790

25.6100 USD

USD 1 ordinary

Sale

700

25.3992 USD

USD 1 ordinary

Sale

679

25.5138 USD

USD 1 ordinary

Sale

660

25.3960 USD

USD 1 ordinary

Sale

640

25.4743 USD

USD 1 ordinary

Sale

610

25.4274 USD

USD 1 ordinary

Sale

542

25.5080 USD

USD 1 ordinary

Sale

500

25.4020 USD

USD 1 ordinary

Sale

436

25.4959 USD

USD 1 ordinary

Sale

400

25.4375 USD

USD 1 ordinary

Sale

400

25.5850 USD

USD 1 ordinary

Sale

339

25.3828 USD

USD 1 ordinary

Sale

331

25.4105 USD

USD 1 ordinary

Sale

316

25.3329 USD

USD 1 ordinary

Sale

301

25.4983 USD

USD 1 ordinary

Sale

300

25.5133 USD

USD 1 ordinary

Sale

100

25.4900 USD

USD 1 ordinary

Sale

100

25.4300 USD

USD 1 ordinary

Sale

48

25.4344 USD

USD 1 ordinary

Sale

39

25.6000 USD

USD 1 ordinary

Sale

16

25.3100 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

357

444.6392 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,588

445.1024 ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,894

445.2728 ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,301

445.4190 ZAR

USD 1 ordinary

SWAP

Decreasing Short

707

445.7975 ZAR

USD 1 ordinary

SWAP

Decreasing Short

724,000

445.8445 ZAR

USD 1 ordinary

SWAP

Decreasing Short

782

445.8924 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,318

445.9007 ZAR

USD 1 ordinary

SWAP

Decreasing Short

42,626

446.2806 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,055

446.3185 ZAR

USD 1 ordinary

SWAP

Decreasing Short

84,912

446.5959 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,526

447.3243 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,303

447.6069 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,900

447.8688 ZAR

USD 1 ordinary

SWAP

Decreasing Short

309

452.8967 ZAR

USD 1 ordinary

SWAP

Decreasing Short

897

453.5914 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,253

453.6159 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,884

444.4597 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,623

444.6952 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,588

445.0268 ZAR

USD 1 ordinary

SWAP

Increasing Short

23,301

445.3433 ZAR

USD 1 ordinary

SWAP

Increasing Short

500

445.8211 ZAR

USD 1 ordinary

SWAP

Increasing Short

494

446.0031 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,114

446.0940 ZAR

USD 1 ordinary

SWAP

Increasing Short

42,626

446.2048 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,055

446.2426 ZAR

USD 1 ordinary

SWAP

Increasing Short

69,492

446.5200 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,060

446.5473 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,824

446.6087 ZAR

USD 1 ordinary

SWAP

Increasing Short

183,522

446.6986 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,806

447.2160 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,526

447.2483 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,303

447.5308 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,808

449.4522 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,986

449.6180 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,028

450.0776 ZAR

USD 1 ordinary

SWAP

Increasing Short

309

452.8197 ZAR

USD 1 ordinary

SWAP

Increasing Short

897

453.5142 ZAR

USD 1 ordinary

CFD

Increasing Long

7,884

444.4130 ZAR

USD 1 ordinary

CFD

Increasing Long

4,623

444.6485 ZAR

USD 1 ordinary

CFD

Increasing Long

25,060

446.5004 ZAR

USD 1 ordinary

CFD

Increasing Long

2,824

446.5506 ZAR

USD 1 ordinary

CFD

Increasing Long

168,102

446.6405 ZAR

USD 1 ordinary

CFD

Increasing Long

1,808

449.4275 ZAR

USD 1 ordinary

CFD

Increasing Long

6,028

450.0304 ZAR

USD 1 ordinary

CFD

Decreasing Long

357

444.6970 ZAR

USD 1 ordinary

CFD

Decreasing Long

23,894

445.3307 ZAR

USD 1 ordinary

CFD

Decreasing Long

724,000

445.8000 ZAR

USD 1 ordinary

CFD

Decreasing Long

707

445.9000 ZAR

USD 1 ordinary

CFD

Decreasing Long

782

445.9392 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,318

445.9475 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,253

453.6409 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

09 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFLSITLAIIS

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