9th Oct 2024 15:20
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 08 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,181,694 | 0.76% | 3,016,332 | 0.72% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,117,076 | 0.74% | 2,211,731 | 0.53% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 6,428,770 | 1.53% | 5,388,063 | 1.28% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 724,000 | 445.8000 ZAR | ||||
USD 1 ordinary | Purchase | 127,479 | 25.4285 USD | ||||
USD 1 ordinary | Purchase | 84,277 | 25.5149 USD | ||||
USD 1 ordinary | Purchase | 58,832 | 25.4771 USD | ||||
USD 1 ordinary | Purchase | 15,168 | 25.4883 USD | ||||
USD 1 ordinary | Purchase | 10,171 | 25.4281 USD | ||||
USD 1 ordinary | Purchase | 9,148 | 25.3472 USD | ||||
USD 1 ordinary | Purchase | 7,296 | 25.3889 USD | ||||
USD 1 ordinary | Purchase | 7,249 | 25.3940 USD | ||||
USD 1 ordinary | Purchase | 6,207 | 25.3922 USD | ||||
USD 1 ordinary | Purchase | 6,004 | 25.4342 USD | ||||
USD 1 ordinary | Purchase | 3,619 | 25.5208 USD | ||||
USD 1 ordinary | Purchase | 3,000 | 25.5817 USD | ||||
USD 1 ordinary | Purchase | 2,500 | 25.5637 USD | ||||
USD 1 ordinary | Purchase | 2,458 | 25.4855 USD | ||||
USD 1 ordinary | Purchase | 2,400 | 25.5300 USD | ||||
USD 1 ordinary | Purchase | 2,193 | 25.3516 USD | ||||
USD 1 ordinary | Purchase | 1,157 | 25.3870 USD | ||||
USD 1 ordinary | Purchase | 637 | 25.4400 USD | ||||
USD 1 ordinary | Purchase | 633 | 25.4673 USD | ||||
USD 1 ordinary | Purchase | 448 | 25.4608 USD | ||||
USD 1 ordinary | Purchase | 414 | 25.4747 USD | ||||
USD 1 ordinary | Purchase | 400 | 25.2600 USD | ||||
USD 1 ordinary | Purchase | 395 | 25.6100 USD | ||||
USD 1 ordinary | Purchase | 364 | 25.3463 USD | ||||
USD 1 ordinary | Purchase | 360 | 25.3422 USD | ||||
USD 1 ordinary | Purchase | 339 | 25.3828 USD | ||||
USD 1 ordinary | Purchase | 321 | 25.3337 USD | ||||
USD 1 ordinary | Purchase | 300 | 25.5133 USD | ||||
USD 1 ordinary | Purchase | 229 | 25.4415 USD | ||||
USD 1 ordinary | Purchase | 200 | 25.6200 USD | ||||
USD 1 ordinary | Purchase | 200 | 25.3400 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.2800 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.3850 USD | ||||
USD 1 ordinary | Purchase | 90 | 25.5900 USD | ||||
USD 1 ordinary | Purchase | 16 | 25.3100 USD | ||||
USD 1 ordinary | Purchase | 5 | 25.4300 USD | ||||
USD 1 ordinary | Purchase | 1 | 25.5100 USD | ||||
USD 1 ordinary | Sale | 724,000 | 445.8000 ZAR | ||||
USD 1 ordinary | Sale | 257,686 | 25.4543 USD | ||||
USD 1 ordinary | Sale | 17,058 | 25.4237 USD | ||||
USD 1 ordinary | Sale | 12,985 | 25.5342 USD | ||||
USD 1 ordinary | Sale | 10,800 | 25.5376 USD | ||||
USD 1 ordinary | Sale | 8,226 | 25.5314 USD | ||||
USD 1 ordinary | Sale | 7,402 | 25.4396 USD | ||||
USD 1 ordinary | Sale | 4,829 | 25.5249 USD | ||||
USD 1 ordinary | Sale | 4,435 | 25.4140 USD | ||||
USD 1 ordinary | Sale | 3,918 | 25.3716 USD | ||||
USD 1 ordinary | Sale | 3,726 | 25.4818 USD | ||||
USD 1 ordinary | Sale | 3,287 | 25.4358 USD | ||||
USD 1 ordinary | Sale | 3,038 | 25.3871 USD | ||||
USD 1 ordinary | Sale | 2,730 | 25.3853 USD | ||||
USD 1 ordinary | Sale | 2,400 | 25.5300 USD | ||||
USD 1 ordinary | Sale | 2,357 | 25.4345 USD | ||||
USD 1 ordinary | Sale | 1,981 | 25.5100 USD | ||||
USD 1 ordinary | Sale | 790 | 25.6100 USD | ||||
USD 1 ordinary | Sale | 700 | 25.3992 USD | ||||
USD 1 ordinary | Sale | 679 | 25.5138 USD | ||||
USD 1 ordinary | Sale | 660 | 25.3960 USD | ||||
USD 1 ordinary | Sale | 640 | 25.4743 USD | ||||
USD 1 ordinary | Sale | 610 | 25.4274 USD | ||||
USD 1 ordinary | Sale | 542 | 25.5080 USD | ||||
USD 1 ordinary | Sale | 500 | 25.4020 USD | ||||
USD 1 ordinary | Sale | 436 | 25.4959 USD | ||||
USD 1 ordinary | Sale | 400 | 25.4375 USD | ||||
USD 1 ordinary | Sale | 400 | 25.5850 USD | ||||
USD 1 ordinary | Sale | 339 | 25.3828 USD | ||||
USD 1 ordinary | Sale | 331 | 25.4105 USD | ||||
USD 1 ordinary | Sale | 316 | 25.3329 USD | ||||
USD 1 ordinary | Sale | 301 | 25.4983 USD | ||||
USD 1 ordinary | Sale | 300 | 25.5133 USD | ||||
USD 1 ordinary | Sale | 100 | 25.4900 USD | ||||
USD 1 ordinary | Sale | 100 | 25.4300 USD | ||||
USD 1 ordinary | Sale | 48 | 25.4344 USD | ||||
USD 1 ordinary | Sale | 39 | 25.6000 USD | ||||
USD 1 ordinary | Sale | 16 | 25.3100 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Decreasing Short | 357 | 444.6392 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,588 | 445.1024 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 23,894 | 445.2728 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 23,301 | 445.4190 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 707 | 445.7975 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 724,000 | 445.8445 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 782 | 445.8924 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,318 | 445.9007 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 42,626 | 446.2806 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,055 | 446.3185 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 84,912 | 446.5959 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,526 | 447.3243 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,303 | 447.6069 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,900 | 447.8688 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 309 | 452.8967 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 897 | 453.5914 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,253 | 453.6159 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,884 | 444.4597 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,623 | 444.6952 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,588 | 445.0268 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 23,301 | 445.3433 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 500 | 445.8211 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 494 | 446.0031 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,114 | 446.0940 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 42,626 | 446.2048 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,055 | 446.2426 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 69,492 | 446.5200 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,060 | 446.5473 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,824 | 446.6087 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 183,522 | 446.6986 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,806 | 447.2160 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,526 | 447.2483 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,303 | 447.5308 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,808 | 449.4522 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,986 | 449.6180 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,028 | 450.0776 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 309 | 452.8197 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 897 | 453.5142 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,884 | 444.4130 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,623 | 444.6485 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,060 | 446.5004 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,824 | 446.5506 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 168,102 | 446.6405 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,808 | 449.4275 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,028 | 450.0304 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 357 | 444.6970 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 23,894 | 445.3307 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 724,000 | 445.8000 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 707 | 445.9000 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 782 | 445.9392 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,318 | 445.9475 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,253 | 453.6409 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 09 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays