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Form 8.3 - AngloGold Ashanti plc

16th Sep 2024 15:18

RNS Number : 3806E
Barclays PLC
16 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

13 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,474,129

0.59%

2,322,185

0.55%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

877,606

0.21%

608,034

0.14%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,481,735

0.83%

3,090,219

0.74%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

164,442

28.3343 USD

USD 1 ordinary

Purchase

84,452

28.5325 USD

USD 1 ordinary

Purchase

35,282

28.4607 USD

USD 1 ordinary

Purchase

18,834

28.4023 USD

USD 1 ordinary

Purchase

16,652

28.4642 USD

USD 1 ordinary

Purchase

14,838

28.3113 USD

USD 1 ordinary

Purchase

11,631

28.4158 USD

USD 1 ordinary

Purchase

11,412

28.3759 USD

USD 1 ordinary

Purchase

7,828

28.6100 USD

USD 1 ordinary

Purchase

7,581

28.3622 USD

USD 1 ordinary

Purchase

5,619

28.3346 USD

USD 1 ordinary

Purchase

5,383

28.2944 USD

USD 1 ordinary

Purchase

2,954

28.3099 USD

USD 1 ordinary

Purchase

2,595

28.3277 USD

USD 1 ordinary

Purchase

1,736

28.3836 USD

USD 1 ordinary

Purchase

1,539

28.3966 USD

USD 1 ordinary

Purchase

1,245

28.3212 USD

USD 1 ordinary

Purchase

1,100

28.4300 USD

USD 1 ordinary

Purchase

1,063

28.5762 USD

USD 1 ordinary

Purchase

1,052

28.5585 USD

USD 1 ordinary

Purchase

870

28.5014 USD

USD 1 ordinary

Purchase

825

28.4299 USD

USD 1 ordinary

Purchase

801

28.2702 USD

USD 1 ordinary

Purchase

653

28.2982 USD

USD 1 ordinary

Purchase

507

28.3777 USD

USD 1 ordinary

Purchase

443

28.4837 USD

USD 1 ordinary

Purchase

400

28.3575 USD

USD 1 ordinary

Purchase

279

28.2293 USD

USD 1 ordinary

Purchase

212

28.4303 USD

USD 1 ordinary

Purchase

200

28.5000 USD

USD 1 ordinary

Purchase

200

28.2450 USD

USD 1 ordinary

Purchase

200

28.4500 USD

USD 1 ordinary

Purchase

100

28.4850 USD

USD 1 ordinary

Purchase

100

28.5750 USD

USD 1 ordinary

Purchase

100

28.0600 USD

USD 1 ordinary

Purchase

27

28.5900 USD

USD 1 ordinary

Purchase

12

28.5500 USD

USD 1 ordinary

Sale

185,006

28.3354 USD

USD 1 ordinary

Sale

38,493

28.4007 USD

USD 1 ordinary

Sale

37,174

28.5778 USD

USD 1 ordinary

Sale

23,800

28.6049 USD

USD 1 ordinary

Sale

22,249

28.3933 USD

USD 1 ordinary

Sale

17,474

28.4189 USD

USD 1 ordinary

Sale

14,613

28.5158 USD

USD 1 ordinary

Sale

8,400

28.3666 USD

USD 1 ordinary

Sale

7,886

28.3774 USD

USD 1 ordinary

Sale

7,828

28.6100 USD

USD 1 ordinary

Sale

5,479

28.4233 USD

USD 1 ordinary

Sale

5,044

28.4217 USD

USD 1 ordinary

Sale

4,194

28.3059 USD

USD 1 ordinary

Sale

3,726

28.3794 USD

USD 1 ordinary

Sale

2,907

28.3615 USD

USD 1 ordinary

Sale

2,439

28.4294 USD

USD 1 ordinary

Sale

2,055

28.3243 USD

USD 1 ordinary

Sale

2,004

28.4421 USD

USD 1 ordinary

Sale

1,850

28.4097 USD

USD 1 ordinary

Sale

1,376

28.3047 USD

USD 1 ordinary

Sale

1,100

28.4300 USD

USD 1 ordinary

Sale

1,063

28.5762 USD

USD 1 ordinary

Sale

870

28.5014 USD

USD 1 ordinary

Sale

650

28.2830 USD

USD 1 ordinary

Sale

592

28.3898 USD

USD 1 ordinary

Sale

507

28.3777 USD

USD 1 ordinary

Sale

500

28.3180 USD

USD 1 ordinary

Sale

450

28.3922 USD

USD 1 ordinary

Sale

445

28.3211 USD

USD 1 ordinary

Sale

275

28.2268 USD

USD 1 ordinary

Sale

222

28.6114 USD

USD 1 ordinary

Sale

209

28.4946 USD

USD 1 ordinary

Sale

200

28.2450 USD

USD 1 ordinary

Sale

200

28.3250 USD

USD 1 ordinary

Sale

200

28.3350 USD

USD 1 ordinary

Sale

200

28.3400 USD

USD 1 ordinary

Sale

200

28.4800 USD

USD 1 ordinary

Sale

165

28.4039 USD

USD 1 ordinary

Sale

100

28.3300 USD

USD 1 ordinary

Sale

70

28.6042 USD

USD 1 ordinary

Sale

66

28.4492 USD

USD 1 ordinary

Sale

24

28.5500 USD

USD 1 ordinary

Sale

4

28.4050 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

33

497.7345 ZAR

USD 1 ordinary

SWAP

Increasing Long

255

498.9094 ZAR

USD 1 ordinary

SWAP

Increasing Long

103,489

499.2400 ZAR

USD 1 ordinary

SWAP

Increasing Long

385

500.2238 ZAR

USD 1 ordinary

SWAP

Increasing Long

499

500.3939 ZAR

USD 1 ordinary

SWAP

Increasing Long

288

500.4400 ZAR

USD 1 ordinary

SWAP

Increasing Long

5,551

500.6324 ZAR

USD 1 ordinary

SWAP

Increasing Long

96

500.9602 ZAR

USD 1 ordinary

SWAP

Increasing Long

5,530

501.2500 ZAR

USD 1 ordinary

SWAP

Increasing Long

58,466

501.3352 ZAR

USD 1 ordinary

SWAP

Increasing Long

78,644

501.4379 ZAR

USD 1 ordinary

SWAP

Increasing Long

62,896

501.4469 ZAR

USD 1 ordinary

SWAP

Increasing Long

994

501.4884 ZAR

USD 1 ordinary

SWAP

Increasing Long

34,287

501.6272 ZAR

USD 1 ordinary

SWAP

Increasing Long

673

501.7995 ZAR

USD 1 ordinary

SWAP

Increasing Long

18,273

501.8635 ZAR

USD 1 ordinary

SWAP

Increasing Long

691

501.9855 ZAR

USD 1 ordinary

SWAP

Increasing Long

250

502.0046 ZAR

USD 1 ordinary

SWAP

Increasing Long

261

502.0863 ZAR

USD 1 ordinary

SWAP

Increasing Long

53,611

502.2007 ZAR

USD 1 ordinary

SWAP

Increasing Long

12,621

502.3545 ZAR

USD 1 ordinary

SWAP

Increasing Long

284

502.4422 ZAR

USD 1 ordinary

SWAP

Increasing Long

408

502.5010 ZAR

USD 1 ordinary

SWAP

Increasing Long

23,910

502.6756 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,051

502.8282 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,203

503.4303 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,797

504.3883 ZAR

USD 1 ordinary

SWAP

Decreasing Long

33

497.6499 ZAR

USD 1 ordinary

SWAP

Decreasing Long

255

498.8246 ZAR

USD 1 ordinary

SWAP

Decreasing Long

103,489

499.2400 ZAR

USD 1 ordinary

SWAP

Decreasing Long

385

500.1387 ZAR

USD 1 ordinary

SWAP

Decreasing Long

499

500.3089 ZAR

USD 1 ordinary

SWAP

Decreasing Long

288

500.3550 ZAR

USD 1 ordinary

SWAP

Decreasing Long

96

500.8851 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,684

501.0319 ZAR

USD 1 ordinary

SWAP

Decreasing Long

63,996

501.2500 ZAR

USD 1 ordinary

SWAP

Decreasing Long

78,644

501.3526 ZAR

USD 1 ordinary

SWAP

Decreasing Long

62,896

501.3616 ZAR

USD 1 ordinary

SWAP

Decreasing Long

34,287

501.5419 ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,505

501.6541 ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,273

501.7782 ZAR

USD 1 ordinary

SWAP

Decreasing Long

19,284

501.7843 ZAR

USD 1 ordinary

SWAP

Decreasing Long

691

501.9102 ZAR

USD 1 ordinary

SWAP

Decreasing Long

250

501.9192 ZAR

USD 1 ordinary

SWAP

Decreasing Long

53,611

502.1154 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,531

502.1817 ZAR

USD 1 ordinary

SWAP

Decreasing Long

284

502.3668 ZAR

USD 1 ordinary

SWAP

Decreasing Long

408

502.4256 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,051

502.7478 ZAR

USD 1 ordinary

SWAP

Decreasing Long

183,270

503.0973 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,207

503.2482 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,797

504.3127 ZAR

USD 1 ordinary

CFD

Decreasing Short

11,684

500.9792 ZAR

USD 1 ordinary

CFD

Decreasing Short

5,530

501.2500 ZAR

USD 1 ordinary

CFD

Decreasing Short

23,505

501.6014 ZAR

USD 1 ordinary

CFD

Decreasing Short

19,284

501.7316 ZAR

USD 1 ordinary

CFD

Decreasing Short

3,531

502.0662 ZAR

USD 1 ordinary

CFD

Opening Long

183,270

503.0318 ZAR

USD 1 ordinary

CFD

Increasing Long

8,207

503.1827 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,551

500.6850 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,530

501.2500 ZAR

USD 1 ordinary

CFD

Decreasing Long

994

501.5410 ZAR

USD 1 ordinary

CFD

Decreasing Long

673

501.8521 ZAR

USD 1 ordinary

CFD

Decreasing Long

261

502.1516 ZAR

USD 1 ordinary

CFD

Decreasing Long

12,621

502.4072 ZAR

USD 1 ordinary

CFD

Decreasing Long

23,910

502.7410 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,203

503.4580 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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