16th Sep 2024 15:18
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 13 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,474,129 | 0.59% | 2,322,185 | 0.55% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 877,606 | 0.21% | 608,034 | 0.14% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 3,481,735 | 0.83% | 3,090,219 | 0.74% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 164,442 | 28.3343 USD | ||||
USD 1 ordinary | Purchase | 84,452 | 28.5325 USD | ||||
USD 1 ordinary | Purchase | 35,282 | 28.4607 USD | ||||
USD 1 ordinary | Purchase | 18,834 | 28.4023 USD | ||||
USD 1 ordinary | Purchase | 16,652 | 28.4642 USD | ||||
USD 1 ordinary | Purchase | 14,838 | 28.3113 USD | ||||
USD 1 ordinary | Purchase | 11,631 | 28.4158 USD | ||||
USD 1 ordinary | Purchase | 11,412 | 28.3759 USD | ||||
USD 1 ordinary | Purchase | 7,828 | 28.6100 USD | ||||
USD 1 ordinary | Purchase | 7,581 | 28.3622 USD | ||||
USD 1 ordinary | Purchase | 5,619 | 28.3346 USD | ||||
USD 1 ordinary | Purchase | 5,383 | 28.2944 USD | ||||
USD 1 ordinary | Purchase | 2,954 | 28.3099 USD | ||||
USD 1 ordinary | Purchase | 2,595 | 28.3277 USD | ||||
USD 1 ordinary | Purchase | 1,736 | 28.3836 USD | ||||
USD 1 ordinary | Purchase | 1,539 | 28.3966 USD | ||||
USD 1 ordinary | Purchase | 1,245 | 28.3212 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 28.4300 USD | ||||
USD 1 ordinary | Purchase | 1,063 | 28.5762 USD | ||||
USD 1 ordinary | Purchase | 1,052 | 28.5585 USD | ||||
USD 1 ordinary | Purchase | 870 | 28.5014 USD | ||||
USD 1 ordinary | Purchase | 825 | 28.4299 USD | ||||
USD 1 ordinary | Purchase | 801 | 28.2702 USD | ||||
USD 1 ordinary | Purchase | 653 | 28.2982 USD | ||||
USD 1 ordinary | Purchase | 507 | 28.3777 USD | ||||
USD 1 ordinary | Purchase | 443 | 28.4837 USD | ||||
USD 1 ordinary | Purchase | 400 | 28.3575 USD | ||||
USD 1 ordinary | Purchase | 279 | 28.2293 USD | ||||
USD 1 ordinary | Purchase | 212 | 28.4303 USD | ||||
USD 1 ordinary | Purchase | 200 | 28.5000 USD | ||||
USD 1 ordinary | Purchase | 200 | 28.2450 USD | ||||
USD 1 ordinary | Purchase | 200 | 28.4500 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.4850 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.5750 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.0600 USD | ||||
USD 1 ordinary | Purchase | 27 | 28.5900 USD | ||||
USD 1 ordinary | Purchase | 12 | 28.5500 USD | ||||
USD 1 ordinary | Sale | 185,006 | 28.3354 USD | ||||
USD 1 ordinary | Sale | 38,493 | 28.4007 USD | ||||
USD 1 ordinary | Sale | 37,174 | 28.5778 USD | ||||
USD 1 ordinary | Sale | 23,800 | 28.6049 USD | ||||
USD 1 ordinary | Sale | 22,249 | 28.3933 USD | ||||
USD 1 ordinary | Sale | 17,474 | 28.4189 USD | ||||
USD 1 ordinary | Sale | 14,613 | 28.5158 USD | ||||
USD 1 ordinary | Sale | 8,400 | 28.3666 USD | ||||
USD 1 ordinary | Sale | 7,886 | 28.3774 USD | ||||
USD 1 ordinary | Sale | 7,828 | 28.6100 USD | ||||
USD 1 ordinary | Sale | 5,479 | 28.4233 USD | ||||
USD 1 ordinary | Sale | 5,044 | 28.4217 USD | ||||
USD 1 ordinary | Sale | 4,194 | 28.3059 USD | ||||
USD 1 ordinary | Sale | 3,726 | 28.3794 USD | ||||
USD 1 ordinary | Sale | 2,907 | 28.3615 USD | ||||
USD 1 ordinary | Sale | 2,439 | 28.4294 USD | ||||
USD 1 ordinary | Sale | 2,055 | 28.3243 USD | ||||
USD 1 ordinary | Sale | 2,004 | 28.4421 USD | ||||
USD 1 ordinary | Sale | 1,850 | 28.4097 USD | ||||
USD 1 ordinary | Sale | 1,376 | 28.3047 USD | ||||
USD 1 ordinary | Sale | 1,100 | 28.4300 USD | ||||
USD 1 ordinary | Sale | 1,063 | 28.5762 USD | ||||
USD 1 ordinary | Sale | 870 | 28.5014 USD | ||||
USD 1 ordinary | Sale | 650 | 28.2830 USD | ||||
USD 1 ordinary | Sale | 592 | 28.3898 USD | ||||
USD 1 ordinary | Sale | 507 | 28.3777 USD | ||||
USD 1 ordinary | Sale | 500 | 28.3180 USD | ||||
USD 1 ordinary | Sale | 450 | 28.3922 USD | ||||
USD 1 ordinary | Sale | 445 | 28.3211 USD | ||||
USD 1 ordinary | Sale | 275 | 28.2268 USD | ||||
USD 1 ordinary | Sale | 222 | 28.6114 USD | ||||
USD 1 ordinary | Sale | 209 | 28.4946 USD | ||||
USD 1 ordinary | Sale | 200 | 28.2450 USD | ||||
USD 1 ordinary | Sale | 200 | 28.3250 USD | ||||
USD 1 ordinary | Sale | 200 | 28.3350 USD | ||||
USD 1 ordinary | Sale | 200 | 28.3400 USD | ||||
USD 1 ordinary | Sale | 200 | 28.4800 USD | ||||
USD 1 ordinary | Sale | 165 | 28.4039 USD | ||||
USD 1 ordinary | Sale | 100 | 28.3300 USD | ||||
USD 1 ordinary | Sale | 70 | 28.6042 USD | ||||
USD 1 ordinary | Sale | 66 | 28.4492 USD | ||||
USD 1 ordinary | Sale | 24 | 28.5500 USD | ||||
USD 1 ordinary | Sale | 4 | 28.4050 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Increasing Long | 33 | 497.7345 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 255 | 498.9094 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 103,489 | 499.2400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 385 | 500.2238 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 499 | 500.3939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 288 | 500.4400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 5,551 | 500.6324 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 96 | 500.9602 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 5,530 | 501.2500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 58,466 | 501.3352 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 78,644 | 501.4379 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 62,896 | 501.4469 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 994 | 501.4884 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 34,287 | 501.6272 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 673 | 501.7995 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 18,273 | 501.8635 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 691 | 501.9855 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 250 | 502.0046 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 261 | 502.0863 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 53,611 | 502.2007 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 12,621 | 502.3545 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 284 | 502.4422 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 408 | 502.5010 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,910 | 502.6756 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,051 | 502.8282 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,203 | 503.4303 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,797 | 504.3883 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 33 | 497.6499 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 255 | 498.8246 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 103,489 | 499.2400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 385 | 500.1387 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 499 | 500.3089 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 288 | 500.3550 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 96 | 500.8851 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 11,684 | 501.0319 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 63,996 | 501.2500 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 78,644 | 501.3526 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 62,896 | 501.3616 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 34,287 | 501.5419 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 23,505 | 501.6541 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,273 | 501.7782 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 19,284 | 501.7843 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 691 | 501.9102 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 250 | 501.9192 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 53,611 | 502.1154 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,531 | 502.1817 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 284 | 502.3668 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 408 | 502.4256 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,051 | 502.7478 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 183,270 | 503.0973 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,207 | 503.2482 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,797 | 504.3127 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 11,684 | 500.9792 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 5,530 | 501.2500 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 23,505 | 501.6014 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 19,284 | 501.7316 ZAR | |||
USD 1 ordinary | CFD | Decreasing Short | 3,531 | 502.0662 ZAR | |||
USD 1 ordinary | CFD | Opening Long | 183,270 | 503.0318 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,207 | 503.1827 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,551 | 500.6850 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,530 | 501.2500 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 994 | 501.5410 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 673 | 501.8521 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 261 | 502.1516 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 12,621 | 502.4072 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 23,910 | 502.7410 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,203 | 503.4580 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 16 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays