15th Nov 2024 15:09
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 14 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,647,733 | 0.87% | 3,468,468 | 0.82% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,129,076 | 0.74% | 1,813,787 | 0.43% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 6,906,809 | 1.64% | 5,442,255 | 1.29% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 200,979 | 23.4712 USD | ||||
USD 1 ordinary | Purchase | 46,331 | 23.9474 USD | ||||
USD 1 ordinary | Purchase | 18,560 | 24.0100 USD | ||||
USD 1 ordinary | Purchase | 11,801 | 23.3848 USD | ||||
USD 1 ordinary | Purchase | 9,565 | 23.7697 USD | ||||
USD 1 ordinary | Purchase | 7,900 | 23.7870 USD | ||||
USD 1 ordinary | Purchase | 4,845 | 23.3956 USD | ||||
USD 1 ordinary | Purchase | 4,607 | 23.8793 USD | ||||
USD 1 ordinary | Purchase | 4,100 | 23.2798 USD | ||||
USD 1 ordinary | Purchase | 3,568 | 23.9902 USD | ||||
USD 1 ordinary | Purchase | 3,200 | 23.9200 USD | ||||
USD 1 ordinary | Purchase | 2,628 | 425.4806 ZAR | ||||
USD 1 ordinary | Purchase | 2,037 | 23.9994 USD | ||||
USD 1 ordinary | Purchase | 1,942 | 23.2845 USD | ||||
USD 1 ordinary | Purchase | 1,239 | 23.2754 USD | ||||
USD 1 ordinary | Purchase | 1,163 | 23.8207 USD | ||||
USD 1 ordinary | Purchase | 1,047 | 24.0805 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 23.8450 USD | ||||
USD 1 ordinary | Purchase | 749 | 23.9830 USD | ||||
USD 1 ordinary | Purchase | 700 | 23.2814 USD | ||||
USD 1 ordinary | Purchase | 621 | 23.9916 USD | ||||
USD 1 ordinary | Purchase | 599 | 23.9969 USD | ||||
USD 1 ordinary | Purchase | 450 | 23.9655 USD | ||||
USD 1 ordinary | Purchase | 300 | 23.2173 USD | ||||
USD 1 ordinary | Purchase | 234 | 23.9742 USD | ||||
USD 1 ordinary | Purchase | 231 | 23.9900 USD | ||||
USD 1 ordinary | Purchase | 205 | 23.6214 USD | ||||
USD 1 ordinary | Purchase | 200 | 23.2575 USD | ||||
USD 1 ordinary | Purchase | 179 | 24.0000 USD | ||||
USD 1 ordinary | Purchase | 166 | 23.2132 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.0500 USD | ||||
USD 1 ordinary | Purchase | 100 | 23.9150 USD | ||||
USD 1 ordinary | Purchase | 62 | 23.2691 USD | ||||
USD 1 ordinary | Purchase | 43 | 23.8700 USD | ||||
USD 1 ordinary | Purchase | 33 | 23.8936 USD | ||||
USD 1 ordinary | Purchase | 19 | 23.2600 USD | ||||
USD 1 ordinary | Purchase | 5 | 23.7200 USD | ||||
USD 1 ordinary | Purchase | 4 | 23.7500 USD | ||||
USD 1 ordinary | Purchase | 2 | 23.4750 USD | ||||
USD 1 ordinary | Sale | 111,336 | 23.3515 USD | ||||
USD 1 ordinary | Sale | 63,473 | 23.7979 USD | ||||
USD 1 ordinary | Sale | 31,575 | 23.6783 USD | ||||
USD 1 ordinary | Sale | 20,721 | 23.2197 USD | ||||
USD 1 ordinary | Sale | 19,559 | 23.9846 USD | ||||
USD 1 ordinary | Sale | 19,309 | 24.0048 USD | ||||
USD 1 ordinary | Sale | 8,224 | 24.0012 USD | ||||
USD 1 ordinary | Sale | 7,057 | 23.7846 USD | ||||
USD 1 ordinary | Sale | 6,848 | 23.1936 USD | ||||
USD 1 ordinary | Sale | 6,354 | 23.7572 USD | ||||
USD 1 ordinary | Sale | 4,100 | 23.2798 USD | ||||
USD 1 ordinary | Sale | 3,200 | 23.9200 USD | ||||
USD 1 ordinary | Sale | 2,692 | 23.8939 USD | ||||
USD 1 ordinary | Sale | 2,628 | 425.4806 ZAR | ||||
USD 1 ordinary | Sale | 2,085 | 23.6323 USD | ||||
USD 1 ordinary | Sale | 1,567 | 23.3920 USD | ||||
USD 1 ordinary | Sale | 1,565 | 23.9016 USD | ||||
USD 1 ordinary | Sale | 1,441 | 23.8704 USD | ||||
USD 1 ordinary | Sale | 1,340 | 23.3792 USD | ||||
USD 1 ordinary | Sale | 1,047 | 24.0805 USD | ||||
USD 1 ordinary | Sale | 1,000 | 23.8450 USD | ||||
USD 1 ordinary | Sale | 621 | 23.9916 USD | ||||
USD 1 ordinary | Sale | 599 | 23.9969 USD | ||||
USD 1 ordinary | Sale | 450 | 23.8879 USD | ||||
USD 1 ordinary | Sale | 300 | 23.7733 USD | ||||
USD 1 ordinary | Sale | 267 | 23.4897 USD | ||||
USD 1 ordinary | Sale | 243 | 23.7892 USD | ||||
USD 1 ordinary | Sale | 205 | 23.9576 USD | ||||
USD 1 ordinary | Sale | 162 | 23.2000 USD | ||||
USD 1 ordinary | Sale | 100 | 23.1300 USD | ||||
USD 1 ordinary | Sale | 68 | 23.8553 USD | ||||
USD 1 ordinary | Sale | 38 | 23.8700 USD | ||||
USD 1 ordinary | Sale | 35 | 23.9661 USD | ||||
USD 1 ordinary | Sale | 8 | 23.7500 USD | ||||
USD 1 ordinary | Sale | 7 | 23.6900 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Increasing Short | 17,893 | 425.7348 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,438 | 424.7709 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 28,156 | 425.1407 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,982 | 425.2952 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 96,900 | 425.3269 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 69,929 | 425.3943 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 132,893 | 425.4482 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,100 | 425.6071 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,976 | 425.6450 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 23,100 | 425.7562 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,303 | 425.9098 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,871 | 425.9638 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,318 | 426.0299 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,695 | 426.1640 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,164 | 426.2079 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,476 | 426.3449 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,084 | 426.8502 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 596 | 427.0468 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,144 | 427.2027 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 427.7000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 783 | 427.7888 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 442 | 429.1687 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 272 | 429.4700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,949 | 430.3168 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,005 | 423.9408 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,900 | 424.6743 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,668 | 424.7529 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 280 | 424.9715 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,156 | 425.0685 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 96,900 | 425.2546 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 69,929 | 425.3220 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,832 | 425.4354 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,100 | 425.6071 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,126 | 425.6099 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,824 | 425.6757 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,500 | 425.7270 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,303 | 425.8374 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,871 | 425.8914 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,318 | 425.9575 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,574 | 426.1282 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,164 | 426.1355 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,084 | 426.7776 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 596 | 426.9742 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 427.6272 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 783 | 427.7161 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 442 | 429.0957 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 272 | 429.3969 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 11,005 | 423.8963 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,668 | 424.6976 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 280 | 424.9163 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,832 | 425.3375 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,824 | 425.6310 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 107,644 | 444.0245 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 649 | 444.7911 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,438 | 424.8155 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,982 | 425.3398 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 132,893 | 425.5035 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,976 | 425.7003 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 12,695 | 426.1874 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,476 | 426.3897 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,144 | 427.3010 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,949 | 430.3620 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 27,119 | 446.1781 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 94 | 447.6796 ZAR | |||
USD 1 ordinary | SWAP | Closing Long | 4,100 | 23.2812 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 15 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays