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Form 8.3 - AngloGold Ashanti plc

15th Nov 2024 15:09

RNS Number : 4901M
Barclays PLC
15 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

14 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,647,733

0.87%

3,468,468

0.82%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,129,076

0.74%

1,813,787

0.43%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

6,906,809

1.64%

5,442,255

1.29%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

200,979

23.4712 USD

USD 1 ordinary

Purchase

46,331

23.9474 USD

USD 1 ordinary

Purchase

18,560

24.0100 USD

USD 1 ordinary

Purchase

11,801

23.3848 USD

USD 1 ordinary

Purchase

9,565

23.7697 USD

USD 1 ordinary

Purchase

7,900

23.7870 USD

USD 1 ordinary

Purchase

4,845

23.3956 USD

USD 1 ordinary

Purchase

4,607

23.8793 USD

USD 1 ordinary

Purchase

4,100

23.2798 USD

USD 1 ordinary

Purchase

3,568

23.9902 USD

USD 1 ordinary

Purchase

3,200

23.9200 USD

USD 1 ordinary

Purchase

2,628

425.4806 ZAR

USD 1 ordinary

Purchase

2,037

23.9994 USD

USD 1 ordinary

Purchase

1,942

23.2845 USD

USD 1 ordinary

Purchase

1,239

23.2754 USD

USD 1 ordinary

Purchase

1,163

23.8207 USD

USD 1 ordinary

Purchase

1,047

24.0805 USD

USD 1 ordinary

Purchase

1,000

23.8450 USD

USD 1 ordinary

Purchase

749

23.9830 USD

USD 1 ordinary

Purchase

700

23.2814 USD

USD 1 ordinary

Purchase

621

23.9916 USD

USD 1 ordinary

Purchase

599

23.9969 USD

USD 1 ordinary

Purchase

450

23.9655 USD

USD 1 ordinary

Purchase

300

23.2173 USD

USD 1 ordinary

Purchase

234

23.9742 USD

USD 1 ordinary

Purchase

231

23.9900 USD

USD 1 ordinary

Purchase

205

23.6214 USD

USD 1 ordinary

Purchase

200

23.2575 USD

USD 1 ordinary

Purchase

179

24.0000 USD

USD 1 ordinary

Purchase

166

23.2132 USD

USD 1 ordinary

Purchase

100

24.0500 USD

USD 1 ordinary

Purchase

100

23.9150 USD

USD 1 ordinary

Purchase

62

23.2691 USD

USD 1 ordinary

Purchase

43

23.8700 USD

USD 1 ordinary

Purchase

33

23.8936 USD

USD 1 ordinary

Purchase

19

23.2600 USD

USD 1 ordinary

Purchase

5

23.7200 USD

USD 1 ordinary

Purchase

4

23.7500 USD

USD 1 ordinary

Purchase

2

23.4750 USD

USD 1 ordinary

Sale

111,336

23.3515 USD

USD 1 ordinary

Sale

63,473

23.7979 USD

USD 1 ordinary

Sale

31,575

23.6783 USD

USD 1 ordinary

Sale

20,721

23.2197 USD

USD 1 ordinary

Sale

19,559

23.9846 USD

USD 1 ordinary

Sale

19,309

24.0048 USD

USD 1 ordinary

Sale

8,224

24.0012 USD

USD 1 ordinary

Sale

7,057

23.7846 USD

USD 1 ordinary

Sale

6,848

23.1936 USD

USD 1 ordinary

Sale

6,354

23.7572 USD

USD 1 ordinary

Sale

4,100

23.2798 USD

USD 1 ordinary

Sale

3,200

23.9200 USD

USD 1 ordinary

Sale

2,692

23.8939 USD

USD 1 ordinary

Sale

2,628

425.4806 ZAR

USD 1 ordinary

Sale

2,085

23.6323 USD

USD 1 ordinary

Sale

1,567

23.3920 USD

USD 1 ordinary

Sale

1,565

23.9016 USD

USD 1 ordinary

Sale

1,441

23.8704 USD

USD 1 ordinary

Sale

1,340

23.3792 USD

USD 1 ordinary

Sale

1,047

24.0805 USD

USD 1 ordinary

Sale

1,000

23.8450 USD

USD 1 ordinary

Sale

621

23.9916 USD

USD 1 ordinary

Sale

599

23.9969 USD

USD 1 ordinary

Sale

450

23.8879 USD

USD 1 ordinary

Sale

300

23.7733 USD

USD 1 ordinary

Sale

267

23.4897 USD

USD 1 ordinary

Sale

243

23.7892 USD

USD 1 ordinary

Sale

205

23.9576 USD

USD 1 ordinary

Sale

162

23.2000 USD

USD 1 ordinary

Sale

100

23.1300 USD

USD 1 ordinary

Sale

68

23.8553 USD

USD 1 ordinary

Sale

38

23.8700 USD

USD 1 ordinary

Sale

35

23.9661 USD

USD 1 ordinary

Sale

8

23.7500 USD

USD 1 ordinary

Sale

7

23.6900 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Short

17,893

425.7348 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,438

424.7709 ZAR

USD 1 ordinary

SWAP

Decreasing Short

28,156

425.1407 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,982

425.2952 ZAR

USD 1 ordinary

SWAP

Decreasing Short

96,900

425.3269 ZAR

USD 1 ordinary

SWAP

Decreasing Short

69,929

425.3943 ZAR

USD 1 ordinary

SWAP

Decreasing Short

132,893

425.4482 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,100

425.6071 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,976

425.6450 ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,100

425.7562 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,303

425.9098 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,871

425.9638 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,318

426.0299 ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,695

426.1640 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,164

426.2079 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,476

426.3449 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,084

426.8502 ZAR

USD 1 ordinary

SWAP

Decreasing Short

596

427.0468 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,144

427.2027 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

427.7000 ZAR

USD 1 ordinary

SWAP

Decreasing Short

783

427.7888 ZAR

USD 1 ordinary

SWAP

Decreasing Short

442

429.1687 ZAR

USD 1 ordinary

SWAP

Decreasing Short

272

429.4700 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,949

430.3168 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,005

423.9408 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,900

424.6743 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,668

424.7529 ZAR

USD 1 ordinary

SWAP

Increasing Short

280

424.9715 ZAR

USD 1 ordinary

SWAP

Increasing Short

28,156

425.0685 ZAR

USD 1 ordinary

SWAP

Increasing Short

96,900

425.2546 ZAR

USD 1 ordinary

SWAP

Increasing Short

69,929

425.3220 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,832

425.4354 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,100

425.6071 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,126

425.6099 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,824

425.6757 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,500

425.7270 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,303

425.8374 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,871

425.8914 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,318

425.9575 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,574

426.1282 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,164

426.1355 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,084

426.7776 ZAR

USD 1 ordinary

SWAP

Increasing Short

596

426.9742 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

427.6272 ZAR

USD 1 ordinary

SWAP

Increasing Short

783

427.7161 ZAR

USD 1 ordinary

SWAP

Increasing Short

442

429.0957 ZAR

USD 1 ordinary

SWAP

Increasing Short

272

429.3969 ZAR

USD 1 ordinary

CFD

Increasing Long

11,005

423.8963 ZAR

USD 1 ordinary

CFD

Increasing Long

3,668

424.6976 ZAR

USD 1 ordinary

CFD

Increasing Long

280

424.9163 ZAR

USD 1 ordinary

CFD

Increasing Long

7,832

425.3375 ZAR

USD 1 ordinary

CFD

Increasing Long

24,824

425.6310 ZAR

USD 1 ordinary

CFD

Increasing Long

107,644

444.0245 ZAR

USD 1 ordinary

CFD

Increasing Long

649

444.7911 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,438

424.8155 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,982

425.3398 ZAR

USD 1 ordinary

CFD

Decreasing Long

132,893

425.5035 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,976

425.7003 ZAR

USD 1 ordinary

CFD

Decreasing Long

12,695

426.1874 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,476

426.3897 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,144

427.3010 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,949

430.3620 ZAR

USD 1 ordinary

CFD

Decreasing Long

27,119

446.1781 ZAR

USD 1 ordinary

CFD

Decreasing Long

94

447.6796 ZAR

USD 1 ordinary

SWAP

Closing Long

4,100

23.2812 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFIELDLELIS

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