Form 8.3 - ANGLOGOLD ASHANTI PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

20 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,035,817

0.49%

1,926,890

0.46%

(2) Cash-settled derivatives:

1,381,997

0.33%

1,048,963

0.25%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

3,547,814

0.84%

3,135,853

0.75%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

312,664

27.9673 USD

USD 1 ordinary

Purchase

93,101

28.0300 USD

USD 1 ordinary

Purchase

92,211

28.0115 USD

USD 1 ordinary

Purchase

56,394

28.0435 USD

USD 1 ordinary

Purchase

16,851

28.0245 USD

USD 1 ordinary

Purchase

11,800

27.8337 USD

USD 1 ordinary

Purchase

11,645

28.1335 USD

USD 1 ordinary

Purchase

9,400

27.8482 USD

USD 1 ordinary

Purchase

8,742

27.9280 USD

USD 1 ordinary

Purchase

8,329

28.0557 USD

USD 1 ordinary

Purchase

8,071

28.0182 USD

USD 1 ordinary

Purchase

7,182

28.0217 USD

USD 1 ordinary

Purchase

6,979

27.9379 USD

USD 1 ordinary

Purchase

6,039

27.8765 USD

USD 1 ordinary

Purchase

4,672

27.9218 USD

USD 1 ordinary

Purchase

3,946

492.7300 ZAR

USD 1 ordinary

Purchase

3,417

27.8400 USD

USD 1 ordinary

Purchase

3,239

27.8216 USD

USD 1 ordinary

Purchase

2,811

28.0183 USD

USD 1 ordinary

Purchase

2,250

27.9702 USD

USD 1 ordinary

Purchase

1,600

27.8081 USD

USD 1 ordinary

Purchase

1,565

27.7938 USD

USD 1 ordinary

Purchase

1,350

27.8555 USD

USD 1 ordinary

Purchase

968

27.8773 USD

USD 1 ordinary

Purchase

967

27.8577 USD

USD 1 ordinary

Purchase

918

27.9069 USD

USD 1 ordinary

Purchase

879

27.9087 USD

USD 1 ordinary

Purchase

657

27.8708 USD

USD 1 ordinary

Purchase

523

27.9167 USD

USD 1 ordinary

Purchase

435

27.8900 USD

USD 1 ordinary

Purchase

415

27.7993 USD

USD 1 ordinary

Purchase

322

27.8070 USD

USD 1 ordinary

Purchase

279

27.8735 USD

USD 1 ordinary

Purchase

197

27.9030 USD

USD 1 ordinary

Purchase

168

27.8683 USD

USD 1 ordinary

Purchase

165

27.8709 USD

USD 1 ordinary

Purchase

155

27.9129 USD

USD 1 ordinary

Purchase

130

27.9614 USD

USD 1 ordinary

Purchase

110

27.8827 USD

USD 1 ordinary

Purchase

106

27.8766 USD

USD 1 ordinary

Purchase

100

28.0600 USD

USD 1 ordinary

Sale

432,966

27.9845 USD

USD 1 ordinary

Sale

93,101

28.0300 USD

USD 1 ordinary

Sale

48,800

28.0298 USD

USD 1 ordinary

Sale

42,389

28.0294 USD

USD 1 ordinary

Sale

19,011

28.0196 USD

USD 1 ordinary

Sale

18,800

27.8482 USD

USD 1 ordinary

Sale

7,593

28.0164 USD

USD 1 ordinary

Sale

7,072

27.8407 USD

USD 1 ordinary

Sale

5,912

28.1505 USD

USD 1 ordinary

Sale

5,386

27.9574 USD

USD 1 ordinary

Sale

4,321

27.9588 USD

USD 1 ordinary

Sale

3,946

492.7300 ZAR

USD 1 ordinary

Sale

3,794

27.8695 USD

USD 1 ordinary

Sale

3,500

27.8950 USD

USD 1 ordinary

Sale

3,468

28.1685 USD

USD 1 ordinary

Sale

3,239

27.8216 USD

USD 1 ordinary

Sale

3,067

27.8895 USD

USD 1 ordinary

Sale

2,800

27.9400 USD

USD 1 ordinary

Sale

2,662

27.8000 USD

USD 1 ordinary

Sale

2,443

27.9963 USD

USD 1 ordinary

Sale

2,350

27.9219 USD

USD 1 ordinary

Sale

1,406

27.9616 USD

USD 1 ordinary

Sale

1,125

27.7793 USD

USD 1 ordinary

Sale

1,077

27.8650 USD

USD 1 ordinary

Sale

898

27.9728 USD

USD 1 ordinary

Sale

881

27.8585 USD

USD 1 ordinary

Sale

737

27.7908 USD

USD 1 ordinary

Sale

639

27.8567 USD

USD 1 ordinary

Sale

515

27.9249 USD

USD 1 ordinary

Sale

487

27.8597 USD

USD 1 ordinary

Sale

365

28.0172 USD

USD 1 ordinary

Sale

340

27.9456 USD

USD 1 ordinary

Sale

322

27.8070 USD

USD 1 ordinary

Sale

291

27.8343 USD

USD 1 ordinary

Sale

289

27.8832 USD

USD 1 ordinary

Sale

265

27.8787 USD

USD 1 ordinary

Sale

200

28.0750 USD

USD 1 ordinary

Sale

200

27.9200 USD

USD 1 ordinary

Sale

200

27.7950 USD

USD 1 ordinary

Sale

128

27.7850 USD

USD 1 ordinary

Sale

75

27.8046 USD

USD 1 ordinary

Sale

72

27.8825 USD

USD 1 ordinary

Sale

41

27.7473 USD

USD 1 ordinary

Sale

40

27.9600 USD

USD 1 ordinary

Sale

30

27.9633 USD

USD 1 ordinary

Sale

24

27.9459 USD

USD 1 ordinary

Sale

20

27.9550 USD

USD 1 ordinary

Sale

10

27.9100 USD

USD 1 ordinary

Sale

10

27.9800 USD

USD 1 ordinary

Sale

6

28.0150 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Decreasing Long

99,242

490.7900 ZAR

USD 1 ordinary

SWAP

Increasing Long

456

488.3330 ZAR

USD 1 ordinary

SWAP

Increasing Long

332

488.6491 ZAR

USD 1 ordinary

SWAP

Increasing Long

386

488.7362 ZAR

USD 1 ordinary

SWAP

Increasing Long

31

488.8531 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,196

488.9373 ZAR

USD 1 ordinary

SWAP

Increasing Long

372

489.0361 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,157

489.1489 ZAR

USD 1 ordinary

SWAP

Increasing Long

19

489.3729 ZAR

USD 1 ordinary

SWAP

Increasing Long

234

489.8102 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,681

490.0183 ZAR

USD 1 ordinary

SWAP

Increasing Long

480

490.0319 ZAR

USD 1 ordinary

SWAP

Increasing Long

14

490.0931 ZAR

USD 1 ordinary

SWAP

Increasing Long

31

490.1934 ZAR

USD 1 ordinary

SWAP

Increasing Long

31

490.6035 ZAR

USD 1 ordinary

SWAP

Increasing Long

64

490.6252 ZAR

USD 1 ordinary

SWAP

Increasing Long

12,721

490.6384 ZAR

USD 1 ordinary

SWAP

Increasing Long

221

490.7081 ZAR

USD 1 ordinary

SWAP

Increasing Long

30,042

490.8485 ZAR

USD 1 ordinary

SWAP

Increasing Long

554

490.9944 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,604

491.0841 ZAR

USD 1 ordinary

SWAP

Increasing Long

320

491.2781 ZAR

USD 1 ordinary

SWAP

Increasing Long

31

491.3036 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,161

491.4341 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,596

491.5374 ZAR

USD 1 ordinary

SWAP

Increasing Long

25

491.8534 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,969

491.8911 ZAR

USD 1 ordinary

SWAP

Increasing Long

613

492.3534 ZAR

USD 1 ordinary

SWAP

Increasing Long

11,962

492.4218 ZAR

USD 1 ordinary

SWAP

Increasing Long

348,650

492.7300 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,755

492.7503 ZAR

USD 1 ordinary

SWAP

Increasing Long

458

492.8137 ZAR

USD 1 ordinary

SWAP

Increasing Long

412

492.9654 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,287

493.2303 ZAR

USD 1 ordinary

SWAP

Increasing Long

31

493.3237 ZAR

USD 1 ordinary

SWAP

Increasing Long

784

493.4884 ZAR

USD 1 ordinary

SWAP

Increasing Long

11

493.5737 ZAR

USD 1 ordinary

SWAP

Increasing Long

197

493.6222 ZAR

USD 1 ordinary

SWAP

Increasing Long

6

494.3439 ZAR

USD 1 ordinary

SWAP

Increasing Long

948

494.4343 ZAR

USD 1 ordinary

SWAP

Increasing Long

8

494.6339 ZAR

USD 1 ordinary

SWAP

Increasing Long

413

494.7891 ZAR

USD 1 ordinary

SWAP

Decreasing Long

677

487.9010 ZAR

USD 1 ordinary

SWAP

Decreasing Long

332

488.5758 ZAR

USD 1 ordinary

SWAP

Decreasing Long

386

488.6629 ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

488.7797 ZAR

USD 1 ordinary

SWAP

Decreasing Long

372

488.9627 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,157

489.0755 ZAR

USD 1 ordinary

SWAP

Decreasing Long

19

489.2997 ZAR

USD 1 ordinary

SWAP

Decreasing Long

234

489.7367 ZAR

USD 1 ordinary

SWAP

Decreasing Long

16,267

489.8244 ZAR

USD 1 ordinary

SWAP

Decreasing Long

480

489.9584 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14

490.0198 ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

490.1198 ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

490.5298 ZAR

USD 1 ordinary

SWAP

Decreasing Long

64

490.5516 ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,721

490.5550 ZAR

USD 1 ordinary

SWAP

Decreasing Long

221

490.6345 ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,042

490.7651 ZAR

USD 1 ordinary

SWAP

Decreasing Long

357,134

490.7685 ZAR

USD 1 ordinary

SWAP

Decreasing Long

554

490.9207 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,327

490.9627 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,604

491.0006 ZAR

USD 1 ordinary

SWAP

Decreasing Long

320

491.2044 ZAR

USD 1 ordinary

SWAP

Decreasing Long

31

491.2298 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,596

491.4539 ZAR

USD 1 ordinary

SWAP

Decreasing Long

38,989

491.5951 ZAR

USD 1 ordinary

SWAP

Decreasing Long

25

491.7798 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,969

491.8075 ZAR

USD 1 ordinary

SWAP

Decreasing Long

613

492.2796 ZAR

USD 1 ordinary

SWAP

Decreasing Long

51,963

492.6462 ZAR

USD 1 ordinary

SWAP

Opening Short

296,829

492.7300 ZAR

USD 1 ordinary

SWAP

Increasing Short

115

492.7398 ZAR

USD 1 ordinary

SWAP

Increasing Short

201

492.8531 ZAR

USD 1 ordinary

SWAP

Increasing Short

412

492.8915 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,287

493.1464 ZAR

USD 1 ordinary

SWAP

Increasing Short

31

493.2498 ZAR

USD 1 ordinary

SWAP

Increasing Short

784

493.4144 ZAR

USD 1 ordinary

SWAP

Increasing Short

11

493.4998 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,876

493.5237 ZAR

USD 1 ordinary

SWAP

Increasing Short

6

494.2698 ZAR

USD 1 ordinary

SWAP

Increasing Short

948

494.3601 ZAR

USD 1 ordinary

SWAP

Increasing Short

8

494.5598 ZAR

USD 1 ordinary

SWAP

Increasing Short

413

494.7149 ZAR

USD 1 ordinary

CFD

Increasing Long

677

487.8742 ZAR

USD 1 ordinary

CFD

Increasing Long

16,267

489.7729 ZAR

USD 1 ordinary

CFD

Increasing Long

357,134

490.7047 ZAR

USD 1 ordinary

CFD

Increasing Long

13,327

490.8988 ZAR

USD 1 ordinary

CFD

Increasing Long

38,989

491.5434 ZAR

USD 1 ordinary

CFD

Increasing Long

306,933

492.7300 ZAR

USD 1 ordinary

CFD

Increasing Long

10,876

493.4719 ZAR

USD 1 ordinary

CFD

Decreasing Long

456

488.4453 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,196

488.9886 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,681

490.0697 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,161

491.4857 ZAR

USD 1 ordinary

CFD

Decreasing Long

11,962

492.4489 ZAR

USD 1 ordinary

CFD

Decreasing Long

279,386

492.7300 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,755

492.8144 ZAR

USD 1 ordinary

CFD

Decreasing Long

197

493.6864 ZAR

USD 1 ordinary

SWAP

Closing Short

41,451

28.0300 USD

NB: The below transactions which were previously disclosed have been cancelled

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

CFD

Long

5,412

491.6457 ZAR

USD 1 ordinary

CFD

Short

10,246

491.6247 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: