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Form 8.3 - AngloGold Ashanti plc

4th Oct 2024 15:05

RNS Number : 0514H
Barclays PLC
04 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

03 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,794,910

0.67%

2,632,191

0.63%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,393,579

0.57%

2,245,038

0.53%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

5,318,489

1.27%

5,037,229

1.20%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

190,248

26.4134 USD

USD 1 ordinary

Purchase

76,809

26.3028 USD

USD 1 ordinary

Purchase

48,389

463.3302 ZAR

USD 1 ordinary

Purchase

15,188

26.3027 USD

USD 1 ordinary

Purchase

14,282

26.4939 USD

USD 1 ordinary

Purchase

13,888

26.2768 USD

USD 1 ordinary

Purchase

11,835

26.3268 USD

USD 1 ordinary

Purchase

7,991

26.3490 USD

USD 1 ordinary

Purchase

6,973

26.3904 USD

USD 1 ordinary

Purchase

6,248

26.2854 USD

USD 1 ordinary

Purchase

6,200

26.2695 USD

USD 1 ordinary

Purchase

5,995

26.4926 USD

USD 1 ordinary

Purchase

4,445

26.2800 USD

USD 1 ordinary

Purchase

4,100

26.3324 USD

USD 1 ordinary

Purchase

3,700

26.2200 USD

USD 1 ordinary

Purchase

1,392

26.3102 USD

USD 1 ordinary

Purchase

1,300

26.2850 USD

USD 1 ordinary

Purchase

1,276

26.3074 USD

USD 1 ordinary

Purchase

1,092

26.2799 USD

USD 1 ordinary

Purchase

1,000

26.2700 USD

USD 1 ordinary

Purchase

700

26.2807 USD

USD 1 ordinary

Purchase

616

26.2637 USD

USD 1 ordinary

Purchase

400

26.4053 USD

USD 1 ordinary

Purchase

324

26.4282 USD

USD 1 ordinary

Purchase

300

26.2750 USD

USD 1 ordinary

Purchase

300

26.2250 USD

USD 1 ordinary

Purchase

227

26.2842 USD

USD 1 ordinary

Purchase

200

26.2300 USD

USD 1 ordinary

Purchase

200

26.2050 USD

USD 1 ordinary

Purchase

165

26.2481 USD

USD 1 ordinary

Purchase

115

26.2500 USD

USD 1 ordinary

Purchase

73

26.2100 USD

USD 1 ordinary

Purchase

31

26.2400 USD

USD 1 ordinary

Sale

314,846

26.3834 USD

USD 1 ordinary

Sale

48,389

463.3302 ZAR

USD 1 ordinary

Sale

8,261

26.3210 USD

USD 1 ordinary

Sale

6,601

26.2788 USD

USD 1 ordinary

Sale

5,684

26.2936 USD

USD 1 ordinary

Sale

5,000

26.2773 USD

USD 1 ordinary

Sale

4,100

26.3324 USD

USD 1 ordinary

Sale

4,053

26.2800 USD

USD 1 ordinary

Sale

3,600

26.2200 USD

USD 1 ordinary

Sale

3,506

26.2824 USD

USD 1 ordinary

Sale

3,010

26.2683 USD

USD 1 ordinary

Sale

2,794

26.2776 USD

USD 1 ordinary

Sale

2,681

26.2949 USD

USD 1 ordinary

Sale

2,097

26.4920 USD

USD 1 ordinary

Sale

1,200

26.2369 USD

USD 1 ordinary

Sale

630

26.4161 USD

USD 1 ordinary

Sale

520

26.2988 USD

USD 1 ordinary

Sale

432

26.3657 USD

USD 1 ordinary

Sale

420

26.2875 USD

USD 1 ordinary

Sale

265

26.3403 USD

USD 1 ordinary

Sale

246

26.5000 USD

USD 1 ordinary

Sale

240

26.8166 USD

USD 1 ordinary

Sale

208

26.4767 USD

USD 1 ordinary

Sale

200

26.4750 USD

USD 1 ordinary

Sale

165

26.2915 USD

USD 1 ordinary

Sale

165

26.2481 USD

USD 1 ordinary

Sale

116

26.3413 USD

USD 1 ordinary

Sale

115

26.2500 USD

USD 1 ordinary

Sale

102

26.2202 USD

USD 1 ordinary

Sale

59

26.4500 USD

USD 1 ordinary

Sale

31

26.2400 USD

USD 1 ordinary

Sale

26

26.3396 USD

USD 1 ordinary

Sale

15

26.5200 USD

USD 1 ordinary

Sale

15

26.2700 USD

USD 1 ordinary

Sale

10

26.6300 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

1,691

503.4607 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,412

477.9044 ZAR

USD 1 ordinary

SWAP

Increasing Short

702

492.6315 ZAR

USD 1 ordinary

SWAP

Decreasing Short

756

460.6029 ZAR

USD 1 ordinary

SWAP

Decreasing Short

45

460.6954 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,000

461.9888 ZAR

USD 1 ordinary

SWAP

Decreasing Short

954

462.1453 ZAR

USD 1 ordinary

SWAP

Decreasing Short

665

462.1963 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,398

462.6650 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,417

462.7919 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,121

463.0555 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,945

463.3274 ZAR

USD 1 ordinary

SWAP

Decreasing Short

936

463.4262 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,439

463.4530 ZAR

USD 1 ordinary

SWAP

Decreasing Short

61,329

463.5702 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,460

463.6583 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,293

463.9728 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,744

464.1900 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,686

464.2689 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,670

464.8296 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

468.8796 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

461.9102 ZAR

USD 1 ordinary

SWAP

Increasing Short

665

462.1177 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,398

462.5863 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,417

462.7132 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,121

462.9768 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,639

463.1465 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,408

463.2393 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,439

463.3742 ZAR

USD 1 ordinary

SWAP

Increasing Short

223,156

463.3845 ZAR

USD 1 ordinary

SWAP

Increasing Short

61,329

463.4914 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,257

463.7054 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,001

463.8640 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,293

463.8939 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,431

463.9306 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,744

464.1110 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,336

464.1900 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,689

464.3457 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,350

464.3756 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

468.8000 ZAR

USD 1 ordinary

CFD

Increasing Long

9,639

463.0979 ZAR

USD 1 ordinary

CFD

Increasing Long

2,408

463.2139 ZAR

USD 1 ordinary

CFD

Increasing Long

223,156

463.3242 ZAR

USD 1 ordinary

CFD

Increasing Long

5,257

463.6451 ZAR

USD 1 ordinary

CFD

Increasing Long

4,001

463.8152 ZAR

USD 1 ordinary

CFD

Increasing Long

8,431

463.8819 ZAR

USD 1 ordinary

CFD

Increasing Long

2,689

464.2969 ZAR

USD 1 ordinary

CFD

Decreasing Long

756

460.6283 ZAR

USD 1 ordinary

CFD

Decreasing Long

45

460.7553 ZAR

USD 1 ordinary

CFD

Decreasing Long

954

462.2054 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,945

463.4339 ZAR

USD 1 ordinary

CFD

Decreasing Long

936

463.4748 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,460

463.7070 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,670

464.8784 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

26.2788 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

04 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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