4th Oct 2024 15:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 03 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,794,910 | 0.67% | 2,632,191 | 0.63% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,393,579 | 0.57% | 2,245,038 | 0.53% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 5,318,489 | 1.27% | 5,037,229 | 1.20% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 190,248 | 26.4134 USD | ||||
USD 1 ordinary | Purchase | 76,809 | 26.3028 USD | ||||
USD 1 ordinary | Purchase | 48,389 | 463.3302 ZAR | ||||
USD 1 ordinary | Purchase | 15,188 | 26.3027 USD | ||||
USD 1 ordinary | Purchase | 14,282 | 26.4939 USD | ||||
USD 1 ordinary | Purchase | 13,888 | 26.2768 USD | ||||
USD 1 ordinary | Purchase | 11,835 | 26.3268 USD | ||||
USD 1 ordinary | Purchase | 7,991 | 26.3490 USD | ||||
USD 1 ordinary | Purchase | 6,973 | 26.3904 USD | ||||
USD 1 ordinary | Purchase | 6,248 | 26.2854 USD | ||||
USD 1 ordinary | Purchase | 6,200 | 26.2695 USD | ||||
USD 1 ordinary | Purchase | 5,995 | 26.4926 USD | ||||
USD 1 ordinary | Purchase | 4,445 | 26.2800 USD | ||||
USD 1 ordinary | Purchase | 4,100 | 26.3324 USD | ||||
USD 1 ordinary | Purchase | 3,700 | 26.2200 USD | ||||
USD 1 ordinary | Purchase | 1,392 | 26.3102 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 26.2850 USD | ||||
USD 1 ordinary | Purchase | 1,276 | 26.3074 USD | ||||
USD 1 ordinary | Purchase | 1,092 | 26.2799 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 26.2700 USD | ||||
USD 1 ordinary | Purchase | 700 | 26.2807 USD | ||||
USD 1 ordinary | Purchase | 616 | 26.2637 USD | ||||
USD 1 ordinary | Purchase | 400 | 26.4053 USD | ||||
USD 1 ordinary | Purchase | 324 | 26.4282 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.2750 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.2250 USD | ||||
USD 1 ordinary | Purchase | 227 | 26.2842 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.2300 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.2050 USD | ||||
USD 1 ordinary | Purchase | 165 | 26.2481 USD | ||||
USD 1 ordinary | Purchase | 115 | 26.2500 USD | ||||
USD 1 ordinary | Purchase | 73 | 26.2100 USD | ||||
USD 1 ordinary | Purchase | 31 | 26.2400 USD | ||||
USD 1 ordinary | Sale | 314,846 | 26.3834 USD | ||||
USD 1 ordinary | Sale | 48,389 | 463.3302 ZAR | ||||
USD 1 ordinary | Sale | 8,261 | 26.3210 USD | ||||
USD 1 ordinary | Sale | 6,601 | 26.2788 USD | ||||
USD 1 ordinary | Sale | 5,684 | 26.2936 USD | ||||
USD 1 ordinary | Sale | 5,000 | 26.2773 USD | ||||
USD 1 ordinary | Sale | 4,100 | 26.3324 USD | ||||
USD 1 ordinary | Sale | 4,053 | 26.2800 USD | ||||
USD 1 ordinary | Sale | 3,600 | 26.2200 USD | ||||
USD 1 ordinary | Sale | 3,506 | 26.2824 USD | ||||
USD 1 ordinary | Sale | 3,010 | 26.2683 USD | ||||
USD 1 ordinary | Sale | 2,794 | 26.2776 USD | ||||
USD 1 ordinary | Sale | 2,681 | 26.2949 USD | ||||
USD 1 ordinary | Sale | 2,097 | 26.4920 USD | ||||
USD 1 ordinary | Sale | 1,200 | 26.2369 USD | ||||
USD 1 ordinary | Sale | 630 | 26.4161 USD | ||||
USD 1 ordinary | Sale | 520 | 26.2988 USD | ||||
USD 1 ordinary | Sale | 432 | 26.3657 USD | ||||
USD 1 ordinary | Sale | 420 | 26.2875 USD | ||||
USD 1 ordinary | Sale | 265 | 26.3403 USD | ||||
USD 1 ordinary | Sale | 246 | 26.5000 USD | ||||
USD 1 ordinary | Sale | 240 | 26.8166 USD | ||||
USD 1 ordinary | Sale | 208 | 26.4767 USD | ||||
USD 1 ordinary | Sale | 200 | 26.4750 USD | ||||
USD 1 ordinary | Sale | 165 | 26.2915 USD | ||||
USD 1 ordinary | Sale | 165 | 26.2481 USD | ||||
USD 1 ordinary | Sale | 116 | 26.3413 USD | ||||
USD 1 ordinary | Sale | 115 | 26.2500 USD | ||||
USD 1 ordinary | Sale | 102 | 26.2202 USD | ||||
USD 1 ordinary | Sale | 59 | 26.4500 USD | ||||
USD 1 ordinary | Sale | 31 | 26.2400 USD | ||||
USD 1 ordinary | Sale | 26 | 26.3396 USD | ||||
USD 1 ordinary | Sale | 15 | 26.5200 USD | ||||
USD 1 ordinary | Sale | 15 | 26.2700 USD | ||||
USD 1 ordinary | Sale | 10 | 26.6300 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 1,691 | 503.4607 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,412 | 477.9044 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 702 | 492.6315 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 756 | 460.6029 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 45 | 460.6954 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,000 | 461.9888 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 954 | 462.1453 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 665 | 462.1963 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,398 | 462.6650 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,417 | 462.7919 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,121 | 463.0555 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,945 | 463.3274 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 936 | 463.4262 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,439 | 463.4530 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 61,329 | 463.5702 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,460 | 463.6583 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,293 | 463.9728 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,744 | 464.1900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,686 | 464.2689 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,670 | 464.8296 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 468.8796 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 461.9102 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 665 | 462.1177 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,398 | 462.5863 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,417 | 462.7132 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,121 | 462.9768 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,639 | 463.1465 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,408 | 463.2393 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,439 | 463.3742 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 223,156 | 463.3845 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 61,329 | 463.4914 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,257 | 463.7054 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,001 | 463.8640 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,293 | 463.8939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,431 | 463.9306 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,744 | 464.1110 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,336 | 464.1900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,689 | 464.3457 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,350 | 464.3756 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 468.8000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,639 | 463.0979 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,408 | 463.2139 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 223,156 | 463.3242 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,257 | 463.6451 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,001 | 463.8152 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,431 | 463.8819 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,689 | 464.2969 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 756 | 460.6283 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 45 | 460.7553 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 954 | 462.2054 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,945 | 463.4339 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 936 | 463.4748 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,460 | 463.7070 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,670 | 464.8784 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 26.2788 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 04 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays