7th Oct 2024 15:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 04 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,083,773 | 0.73% | 2,919,701 | 0.70% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,015,216 | 0.72% | 2,106,875 | 0.50% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 6,228,989 | 1.48% | 5,186,576 | 1.23% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 164,037 | 26.2763 USD | ||||
USD 1 ordinary | Purchase | 60,060 | 26.2310 USD | ||||
USD 1 ordinary | Purchase | 31,373 | 26.2875 USD | ||||
USD 1 ordinary | Purchase | 12,153 | 26.2344 USD | ||||
USD 1 ordinary | Purchase | 11,458 | 26.1795 USD | ||||
USD 1 ordinary | Purchase | 10,300 | 26.3725 USD | ||||
USD 1 ordinary | Purchase | 10,239 | 26.2355 USD | ||||
USD 1 ordinary | Purchase | 8,895 | 26.1828 USD | ||||
USD 1 ordinary | Purchase | 6,847 | 26.2216 USD | ||||
USD 1 ordinary | Purchase | 5,706 | 26.2741 USD | ||||
USD 1 ordinary | Purchase | 5,462 | 26.2236 USD | ||||
USD 1 ordinary | Purchase | 4,407 | 26.1506 USD | ||||
USD 1 ordinary | Purchase | 4,170 | 26.3724 USD | ||||
USD 1 ordinary | Purchase | 3,986 | 26.3542 USD | ||||
USD 1 ordinary | Purchase | 3,174 | 26.2983 USD | ||||
USD 1 ordinary | Purchase | 2,599 | 26.3243 USD | ||||
USD 1 ordinary | Purchase | 2,000 | 26.3720 USD | ||||
USD 1 ordinary | Purchase | 1,755 | 26.1813 USD | ||||
USD 1 ordinary | Purchase | 1,500 | 26.3800 USD | ||||
USD 1 ordinary | Purchase | 1,410 | 26.2717 USD | ||||
USD 1 ordinary | Purchase | 1,307 | 26.1973 USD | ||||
USD 1 ordinary | Purchase | 923 | 26.2632 USD | ||||
USD 1 ordinary | Purchase | 900 | 26.3883 USD | ||||
USD 1 ordinary | Purchase | 747 | 26.3525 USD | ||||
USD 1 ordinary | Purchase | 640 | 26.1585 USD | ||||
USD 1 ordinary | Purchase | 549 | 26.2230 USD | ||||
USD 1 ordinary | Purchase | 524 | 26.2300 USD | ||||
USD 1 ordinary | Purchase | 458 | 26.3632 USD | ||||
USD 1 ordinary | Purchase | 225 | 26.3400 USD | ||||
USD 1 ordinary | Purchase | 213 | 26.2651 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.3750 USD | ||||
USD 1 ordinary | Purchase | 160 | 26.1759 USD | ||||
USD 1 ordinary | Purchase | 142 | 26.2600 USD | ||||
USD 1 ordinary | Purchase | 132 | 26.2645 USD | ||||
USD 1 ordinary | Purchase | 110 | 26.2077 USD | ||||
USD 1 ordinary | Purchase | 101 | 26.1800 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.3900 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.3200 USD | ||||
USD 1 ordinary | Purchase | 98 | 26.4800 USD | ||||
USD 1 ordinary | Purchase | 69 | 26.2000 USD | ||||
USD 1 ordinary | Purchase | 11 | 26.3454 USD | ||||
USD 1 ordinary | Purchase | 1 | 26.1500 USD | ||||
USD 1 ordinary | Sale | 254,533 | 26.2606 USD | ||||
USD 1 ordinary | Sale | 20,600 | 26.3725 USD | ||||
USD 1 ordinary | Sale | 15,224 | 26.2478 USD | ||||
USD 1 ordinary | Sale | 10,370 | 26.3856 USD | ||||
USD 1 ordinary | Sale | 8,327 | 26.2078 USD | ||||
USD 1 ordinary | Sale | 8,073 | 26.1814 USD | ||||
USD 1 ordinary | Sale | 7,878 | 26.1906 USD | ||||
USD 1 ordinary | Sale | 7,243 | 26.2009 USD | ||||
USD 1 ordinary | Sale | 6,799 | 26.2215 USD | ||||
USD 1 ordinary | Sale | 5,826 | 26.2164 USD | ||||
USD 1 ordinary | Sale | 3,600 | 26.2604 USD | ||||
USD 1 ordinary | Sale | 1,993 | 26.3542 USD | ||||
USD 1 ordinary | Sale | 1,793 | 26.3452 USD | ||||
USD 1 ordinary | Sale | 702 | 26.2089 USD | ||||
USD 1 ordinary | Sale | 666 | 26.2363 USD | ||||
USD 1 ordinary | Sale | 640 | 26.1585 USD | ||||
USD 1 ordinary | Sale | 500 | 26.1980 USD | ||||
USD 1 ordinary | Sale | 336 | 26.2145 USD | ||||
USD 1 ordinary | Sale | 315 | 26.2453 USD | ||||
USD 1 ordinary | Sale | 238 | 26.2487 USD | ||||
USD 1 ordinary | Sale | 200 | 26.4350 USD | ||||
USD 1 ordinary | Sale | 199 | 26.1545 USD | ||||
USD 1 ordinary | Sale | 197 | 26.2442 USD | ||||
USD 1 ordinary | Sale | 170 | 26.3070 USD | ||||
USD 1 ordinary | Sale | 150 | 26.2883 USD | ||||
USD 1 ordinary | Sale | 147 | 26.3891 USD | ||||
USD 1 ordinary | Sale | 145 | 26.1596 USD | ||||
USD 1 ordinary | Sale | 138 | 26.3744 USD | ||||
USD 1 ordinary | Sale | 132 | 26.1750 USD | ||||
USD 1 ordinary | Sale | 132 | 26.2645 USD | ||||
USD 1 ordinary | Sale | 132 | 26.1600 USD | ||||
USD 1 ordinary | Sale | 123 | 26.1430 USD | ||||
USD 1 ordinary | Sale | 100 | 26.3713 USD | ||||
USD 1 ordinary | Sale | 68 | 26.1550 USD | ||||
USD 1 ordinary | Sale | 63 | 26.2100 USD | ||||
USD 1 ordinary | Sale | 46 | 26.1400 USD | ||||
USD 1 ordinary | Sale | 42 | 26.1500 USD | ||||
USD 1 ordinary | Sale | 30 | 26.5000 USD | ||||
USD 1 ordinary | Sale | 13 | 26.1812 USD | ||||
USD 1 ordinary | Sale | 5 | 26.1700 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 379,900 | 4.6094 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27 | 459.8181 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,677 | 460.0182 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,235 | 460.5193 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,491 | 460.9987 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 42,626 | 461.8287 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,055 | 461.8436 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,713 | 461.8805 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 20,026 | 462.0194 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 18,216 | 462.0200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 43 | 462.3532 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,058 | 462.9069 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,279 | 463.2067 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,085 | 463.5445 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,000 | 464.2564 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 906 | 464.4149 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 677 | 457.7737 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,355 | 459.7480 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,677 | 459.9400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 23,026 | 460.6528 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,397 | 460.7665 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,491 | 460.9203 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 178,473 | 461.0348 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 42,626 | 461.7502 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,055 | 461.7651 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,205 | 461.7973 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,026 | 461.9408 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,216 | 461.9414 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,058 | 462.8282 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,279 | 463.1280 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,085 | 463.4657 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,299 | 463.5137 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 464.1774 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 677 | 457.7485 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,355 | 459.6997 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 23,026 | 460.6044 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,397 | 460.7066 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 178,473 | 460.9749 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 19,205 | 461.7488 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 22,299 | 463.4650 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 27 | 459.8777 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,235 | 460.5677 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,713 | 461.9405 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 43 | 462.4018 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 906 | 464.4404 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 07 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays