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Form 8.3 - AngloGold Ashanti plc

7th Oct 2024 15:12

RNS Number : 2283H
Barclays PLC
07 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

04 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,083,773

0.73%

2,919,701

0.70%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,015,216

0.72%

2,106,875

0.50%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

6,228,989

1.48%

5,186,576

1.23%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

164,037

26.2763 USD

USD 1 ordinary

Purchase

60,060

26.2310 USD

USD 1 ordinary

Purchase

31,373

26.2875 USD

USD 1 ordinary

Purchase

12,153

26.2344 USD

USD 1 ordinary

Purchase

11,458

26.1795 USD

USD 1 ordinary

Purchase

10,300

26.3725 USD

USD 1 ordinary

Purchase

10,239

26.2355 USD

USD 1 ordinary

Purchase

8,895

26.1828 USD

USD 1 ordinary

Purchase

6,847

26.2216 USD

USD 1 ordinary

Purchase

5,706

26.2741 USD

USD 1 ordinary

Purchase

5,462

26.2236 USD

USD 1 ordinary

Purchase

4,407

26.1506 USD

USD 1 ordinary

Purchase

4,170

26.3724 USD

USD 1 ordinary

Purchase

3,986

26.3542 USD

USD 1 ordinary

Purchase

3,174

26.2983 USD

USD 1 ordinary

Purchase

2,599

26.3243 USD

USD 1 ordinary

Purchase

2,000

26.3720 USD

USD 1 ordinary

Purchase

1,755

26.1813 USD

USD 1 ordinary

Purchase

1,500

26.3800 USD

USD 1 ordinary

Purchase

1,410

26.2717 USD

USD 1 ordinary

Purchase

1,307

26.1973 USD

USD 1 ordinary

Purchase

923

26.2632 USD

USD 1 ordinary

Purchase

900

26.3883 USD

USD 1 ordinary

Purchase

747

26.3525 USD

USD 1 ordinary

Purchase

640

26.1585 USD

USD 1 ordinary

Purchase

549

26.2230 USD

USD 1 ordinary

Purchase

524

26.2300 USD

USD 1 ordinary

Purchase

458

26.3632 USD

USD 1 ordinary

Purchase

225

26.3400 USD

USD 1 ordinary

Purchase

213

26.2651 USD

USD 1 ordinary

Purchase

200

26.3750 USD

USD 1 ordinary

Purchase

160

26.1759 USD

USD 1 ordinary

Purchase

142

26.2600 USD

USD 1 ordinary

Purchase

132

26.2645 USD

USD 1 ordinary

Purchase

110

26.2077 USD

USD 1 ordinary

Purchase

101

26.1800 USD

USD 1 ordinary

Purchase

100

26.3900 USD

USD 1 ordinary

Purchase

100

26.3200 USD

USD 1 ordinary

Purchase

98

26.4800 USD

USD 1 ordinary

Purchase

69

26.2000 USD

USD 1 ordinary

Purchase

11

26.3454 USD

USD 1 ordinary

Purchase

1

26.1500 USD

USD 1 ordinary

Sale

254,533

26.2606 USD

USD 1 ordinary

Sale

20,600

26.3725 USD

USD 1 ordinary

Sale

15,224

26.2478 USD

USD 1 ordinary

Sale

10,370

26.3856 USD

USD 1 ordinary

Sale

8,327

26.2078 USD

USD 1 ordinary

Sale

8,073

26.1814 USD

USD 1 ordinary

Sale

7,878

26.1906 USD

USD 1 ordinary

Sale

7,243

26.2009 USD

USD 1 ordinary

Sale

6,799

26.2215 USD

USD 1 ordinary

Sale

5,826

26.2164 USD

USD 1 ordinary

Sale

3,600

26.2604 USD

USD 1 ordinary

Sale

1,993

26.3542 USD

USD 1 ordinary

Sale

1,793

26.3452 USD

USD 1 ordinary

Sale

702

26.2089 USD

USD 1 ordinary

Sale

666

26.2363 USD

USD 1 ordinary

Sale

640

26.1585 USD

USD 1 ordinary

Sale

500

26.1980 USD

USD 1 ordinary

Sale

336

26.2145 USD

USD 1 ordinary

Sale

315

26.2453 USD

USD 1 ordinary

Sale

238

26.2487 USD

USD 1 ordinary

Sale

200

26.4350 USD

USD 1 ordinary

Sale

199

26.1545 USD

USD 1 ordinary

Sale

197

26.2442 USD

USD 1 ordinary

Sale

170

26.3070 USD

USD 1 ordinary

Sale

150

26.2883 USD

USD 1 ordinary

Sale

147

26.3891 USD

USD 1 ordinary

Sale

145

26.1596 USD

USD 1 ordinary

Sale

138

26.3744 USD

USD 1 ordinary

Sale

132

26.1750 USD

USD 1 ordinary

Sale

132

26.2645 USD

USD 1 ordinary

Sale

132

26.1600 USD

USD 1 ordinary

Sale

123

26.1430 USD

USD 1 ordinary

Sale

100

26.3713 USD

USD 1 ordinary

Sale

68

26.1550 USD

USD 1 ordinary

Sale

63

26.2100 USD

USD 1 ordinary

Sale

46

26.1400 USD

USD 1 ordinary

Sale

42

26.1500 USD

USD 1 ordinary

Sale

30

26.5000 USD

USD 1 ordinary

Sale

13

26.1812 USD

USD 1 ordinary

Sale

5

26.1700 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

379,900

4.6094 ZAR

USD 1 ordinary

SWAP

Decreasing Short

27

459.8181 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,677

460.0182 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,235

460.5193 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,491

460.9987 ZAR

USD 1 ordinary

SWAP

Decreasing Short

42,626

461.8287 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,055

461.8436 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,713

461.8805 ZAR

USD 1 ordinary

SWAP

Decreasing Short

20,026

462.0194 ZAR

USD 1 ordinary

SWAP

Decreasing Short

18,216

462.0200 ZAR

USD 1 ordinary

SWAP

Decreasing Short

43

462.3532 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,058

462.9069 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,279

463.2067 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,085

463.5445 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,000

464.2564 ZAR

USD 1 ordinary

SWAP

Decreasing Short

906

464.4149 ZAR

USD 1 ordinary

SWAP

Increasing Short

677

457.7737 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,355

459.7480 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,677

459.9400 ZAR

USD 1 ordinary

SWAP

Increasing Short

23,026

460.6528 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,397

460.7665 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,491

460.9203 ZAR

USD 1 ordinary

SWAP

Increasing Short

178,473

461.0348 ZAR

USD 1 ordinary

SWAP

Increasing Short

42,626

461.7502 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,055

461.7651 ZAR

USD 1 ordinary

SWAP

Increasing Short

19,205

461.7973 ZAR

USD 1 ordinary

SWAP

Increasing Short

20,026

461.9408 ZAR

USD 1 ordinary

SWAP

Increasing Short

18,216

461.9414 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,058

462.8282 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,279

463.1280 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,085

463.4657 ZAR

USD 1 ordinary

SWAP

Increasing Short

22,299

463.5137 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

464.1774 ZAR

USD 1 ordinary

CFD

Increasing Long

677

457.7485 ZAR

USD 1 ordinary

CFD

Increasing Long

3,355

459.6997 ZAR

USD 1 ordinary

CFD

Increasing Long

23,026

460.6044 ZAR

USD 1 ordinary

CFD

Increasing Long

5,397

460.7066 ZAR

USD 1 ordinary

CFD

Increasing Long

178,473

460.9749 ZAR

USD 1 ordinary

CFD

Increasing Long

19,205

461.7488 ZAR

USD 1 ordinary

CFD

Increasing Long

22,299

463.4650 ZAR

USD 1 ordinary

CFD

Decreasing Long

27

459.8777 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,235

460.5677 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,713

461.9405 ZAR

USD 1 ordinary

CFD

Decreasing Long

43

462.4018 ZAR

USD 1 ordinary

CFD

Decreasing Long

906

464.4404 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

07 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFLSIILDIIS

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