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Form 8.3 - AngloGold Ashanti plc

11th Sep 2024 13:57

RNS Number : 8167D
Barclays PLC
11 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

10 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,625,534

0.63%

2,534,328

0.60%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

847,904

0.20%

542,816

0.13%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,603,438

0.86%

3,237,144

0.77%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

289,564

26.9499 USD

USD 1 ordinary

Purchase

73,177

27.0787 USD

USD 1 ordinary

Purchase

72,584

27.2325 USD

USD 1 ordinary

Purchase

27,257

26.8870 USD

USD 1 ordinary

Purchase

21,924

26.6900 USD

USD 1 ordinary

Purchase

20,185

26.8951 USD

USD 1 ordinary

Purchase

19,371

26.8036 USD

USD 1 ordinary

Purchase

12,450

27.0220 USD

USD 1 ordinary

Purchase

12,250

480.2698 ZAR

USD 1 ordinary

Purchase

10,662

479.5800 ZAR

USD 1 ordinary

Purchase

10,474

26.9922 USD

USD 1 ordinary

Purchase

10,474

26.9921 USD

USD 1 ordinary

Purchase

10,000

27.2833 USD

USD 1 ordinary

Purchase

9,329

27.0125 USD

USD 1 ordinary

Purchase

7,672

27.1355 USD

USD 1 ordinary

Purchase

6,768

26.6449 USD

USD 1 ordinary

Purchase

5,600

27.2800 USD

USD 1 ordinary

Purchase

4,745

26.6043 USD

USD 1 ordinary

Purchase

4,494

26.8829 USD

USD 1 ordinary

Purchase

4,467

26.8429 USD

USD 1 ordinary

Purchase

4,432

26.8582 USD

USD 1 ordinary

Purchase

4,000

27.2841 USD

USD 1 ordinary

Purchase

3,223

26.6151 USD

USD 1 ordinary

Purchase

2,842

27.4500 USD

USD 1 ordinary

Purchase

2,633

27.3123 USD

USD 1 ordinary

Purchase

1,689

26.6973 USD

USD 1 ordinary

Purchase

1,566

26.9028 USD

USD 1 ordinary

Purchase

1,350

27.0904 USD

USD 1 ordinary

Purchase

1,246

26.9476 USD

USD 1 ordinary

Purchase

1,167

27.2100 USD

USD 1 ordinary

Purchase

1,140

27.1036 USD

USD 1 ordinary

Purchase

1,032

27.1657 USD

USD 1 ordinary

Purchase

977

26.6328 USD

USD 1 ordinary

Purchase

937

26.6270 USD

USD 1 ordinary

Purchase

900

26.6400 USD

USD 1 ordinary

Purchase

880

26.6353 USD

USD 1 ordinary

Purchase

812

26.6169 USD

USD 1 ordinary

Purchase

504

26.7858 USD

USD 1 ordinary

Purchase

500

483.7176 ZAR

USD 1 ordinary

Purchase

483

27.0900 USD

USD 1 ordinary

Purchase

479

27.1751 USD

USD 1 ordinary

Purchase

402

27.2759 USD

USD 1 ordinary

Purchase

400

27.3925 USD

USD 1 ordinary

Purchase

400

27.3500 USD

USD 1 ordinary

Purchase

382

26.5800 USD

USD 1 ordinary

Purchase

301

27.4283 USD

USD 1 ordinary

Purchase

300

26.6266 USD

USD 1 ordinary

Purchase

300

27.3700 USD

USD 1 ordinary

Purchase

282

27.3877 USD

USD 1 ordinary

Purchase

200

26.7900 USD

USD 1 ordinary

Purchase

200

27.0800 USD

USD 1 ordinary

Purchase

188

26.8929 USD

USD 1 ordinary

Purchase

134

27.0767 USD

USD 1 ordinary

Purchase

100

26.5000 USD

USD 1 ordinary

Purchase

100

27.2500 USD

USD 1 ordinary

Purchase

100

27.2400 USD

USD 1 ordinary

Purchase

100

26.6000 USD

USD 1 ordinary

Purchase

100

27.0450 USD

USD 1 ordinary

Purchase

93

27.1300 USD

USD 1 ordinary

Purchase

17

27.3888 USD

USD 1 ordinary

Purchase

15

26.4800 USD

USD 1 ordinary

Purchase

3

27.1400 USD

USD 1 ordinary

Sale

403,268

26.9599 USD

USD 1 ordinary

Sale

64,898

27.2921 USD

USD 1 ordinary

Sale

30,704

26.8484 USD

USD 1 ordinary

Sale

20,024

26.6255 USD

USD 1 ordinary

Sale

12,718

27.0472 USD

USD 1 ordinary

Sale

11,162

479.7653 ZAR

USD 1 ordinary

Sale

10,474

26.9921 USD

USD 1 ordinary

Sale

10,340

27.0087 USD

USD 1 ordinary

Sale

9,235

27.0389 USD

USD 1 ordinary

Sale

5,600

27.2800 USD

USD 1 ordinary

Sale

4,200

26.9929 USD

USD 1 ordinary

Sale

4,081

26.9835 USD

USD 1 ordinary

Sale

4,000

27.2841 USD

USD 1 ordinary

Sale

3,796

26.9900 USD

USD 1 ordinary

Sale

3,358

27.3917 USD

USD 1 ordinary

Sale

3,222

26.9985 USD

USD 1 ordinary

Sale

2,889

27.2720 USD

USD 1 ordinary

Sale

2,880

26.7307 USD

USD 1 ordinary

Sale

2,828

27.3131 USD

USD 1 ordinary

Sale

2,633

27.3123 USD

USD 1 ordinary

Sale

1,952

27.2866 USD

USD 1 ordinary

Sale

1,900

27.3694 USD

USD 1 ordinary

Sale

1,566

26.9028 USD

USD 1 ordinary

Sale

1,500

26.8400 USD

USD 1 ordinary

Sale

1,378

26.9937 USD

USD 1 ordinary

Sale

1,350

27.0904 USD

USD 1 ordinary

Sale

1,070

27.2098 USD

USD 1 ordinary

Sale

1,016

27.0650 USD

USD 1 ordinary

Sale

1,000

26.9940 USD

USD 1 ordinary

Sale

900

27.1011 USD

USD 1 ordinary

Sale

800

27.2750 USD

USD 1 ordinary

Sale

783

27.0817 USD

USD 1 ordinary

Sale

732

27.0881 USD

USD 1 ordinary

Sale

722

26.9276 USD

USD 1 ordinary

Sale

691

26.5714 USD

USD 1 ordinary

Sale

655

27.2834 USD

USD 1 ordinary

Sale

648

27.0849 USD

USD 1 ordinary

Sale

639

26.9959 USD

USD 1 ordinary

Sale

542

26.7848 USD

USD 1 ordinary

Sale

500

26.7850 USD

USD 1 ordinary

Sale

500

27.4500 USD

USD 1 ordinary

Sale

487

26.9341 USD

USD 1 ordinary

Sale

479

27.1751 USD

USD 1 ordinary

Sale

400

27.1300 USD

USD 1 ordinary

Sale

310

27.3009 USD

USD 1 ordinary

Sale

134

27.0767 USD

USD 1 ordinary

Sale

100

26.9850 USD

USD 1 ordinary

Sale

100

27.2400 USD

USD 1 ordinary

Sale

100

26.4900 USD

USD 1 ordinary

Sale

100

27.0000 USD

USD 1 ordinary

Sale

45

27.1000 USD

USD 1 ordinary

Sale

10

26.8000 USD

USD 1 ordinary

Sale

4

26.8900 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Opening Long

1,499

463.0487 ZAR

USD 1 ordinary

SWAP

Increasing Long

32

465.6490 ZAR

USD 1 ordinary

SWAP

Increasing Long

65

467.9708 ZAR

USD 1 ordinary

SWAP

Increasing Long

4,415

468.6876 ZAR

USD 1 ordinary

SWAP

Increasing Long

32

470.2499 ZAR

USD 1 ordinary

SWAP

Increasing Long

240

472.0705 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,087

472.2443 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,318

475.8953 ZAR

USD 1 ordinary

SWAP

Increasing Long

29,625

476.6717 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,662

477.7791 ZAR

USD 1 ordinary

SWAP

Increasing Long

116,399

478.9040 ZAR

USD 1 ordinary

SWAP

Increasing Long

53,048

479.2856 ZAR

USD 1 ordinary

SWAP

Increasing Long

20,000

479.3402 ZAR

USD 1 ordinary

SWAP

Increasing Long

22,612

479.4221 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,546

479.5800 ZAR

USD 1 ordinary

SWAP

Increasing Long

66,830

479.6615 ZAR

USD 1 ordinary

SWAP

Increasing Long

131,134

480.1889 ZAR

USD 1 ordinary

SWAP

Increasing Long

145

480.4816 ZAR

USD 1 ordinary

SWAP

Increasing Long

7,555

481.0867 ZAR

USD 1 ordinary

SWAP

Increasing Long

13,543

481.3374 ZAR

USD 1 ordinary

SWAP

Increasing Long

407

481.5165 ZAR

USD 1 ordinary

SWAP

Increasing Long

671

481.8286 ZAR

USD 1 ordinary

SWAP

Increasing Long

3

482.0715 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,116

482.0816 ZAR

USD 1 ordinary

SWAP

Increasing Long

4

482.1715 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,040

482.3934 ZAR

USD 1 ordinary

SWAP

Increasing Long

2

483.0517 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,344

483.0571 ZAR

USD 1 ordinary

SWAP

Increasing Long

17

483.0723 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,056

483.2887 ZAR

USD 1 ordinary

SWAP

Increasing Long

206

483.5001 ZAR

USD 1 ordinary

SWAP

Increasing Long

26

483.5022 ZAR

USD 1 ordinary

SWAP

Increasing Long

27,085

483.5308 ZAR

USD 1 ordinary

SWAP

Increasing Long

478

483.6643 ZAR

USD 1 ordinary

SWAP

Increasing Long

46,632

483.7280 ZAR

USD 1 ordinary

SWAP

Increasing Long

14,791

483.7604 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,261

484.7599 ZAR

USD 1 ordinary

SWAP

Increasing Long

675

485.1468 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,469

485.7298 ZAR

USD 1 ordinary

SWAP

Increasing Long

11

485.9123 ZAR

USD 1 ordinary

SWAP

Increasing Long

691

485.9478 ZAR

USD 1 ordinary

SWAP

Increasing Long

14

487.5926 ZAR

USD 1 ordinary

SWAP

Increasing Long

19

487.6726 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,297

488.9052 ZAR

USD 1 ordinary

SWAP

Increasing Long

402,137

508.6000 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,499

462.9700 ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

465.5699 ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,756

467.4728 ZAR

USD 1 ordinary

SWAP

Decreasing Long

65

467.8913 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,415

468.6079 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,044

469.1705 ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

470.1700 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,087

472.1640 ZAR

USD 1 ordinary

SWAP

Decreasing Long

29,625

476.5907 ZAR

USD 1 ordinary

SWAP

Decreasing Long

20,226

477.8743 ZAR

USD 1 ordinary

SWAP

Decreasing Long

80,475

478.7059 ZAR

USD 1 ordinary

SWAP

Decreasing Long

116,399

478.8226 ZAR

USD 1 ordinary

SWAP

Decreasing Long

20,000

479.3402 ZAR

USD 1 ordinary

SWAP

Decreasing Long

73,376

479.5800 ZAR

USD 1 ordinary

SWAP

Decreasing Long

131,134

480.1073 ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,555

481.0049 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,543

481.2556 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,324

481.2723 ZAR

USD 1 ordinary

SWAP

Decreasing Long

407

481.4346 ZAR

USD 1 ordinary

SWAP

Decreasing Long

671

481.7467 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3

481.9896 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,116

481.9997 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

482.0896 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,040

482.3114 ZAR

USD 1 ordinary

SWAP

Decreasing Long

282,971

482.8928 ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,966

482.9667 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

482.9696 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,344

482.9750 ZAR

USD 1 ordinary

SWAP

Decreasing Long

17

482.9902 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,994

483.1318 ZAR

USD 1 ordinary

SWAP

Decreasing Long

206

483.4179 ZAR

USD 1 ordinary

SWAP

Decreasing Long

26

483.4200 ZAR

USD 1 ordinary

SWAP

Decreasing Long

27,085

483.4486 ZAR

USD 1 ordinary

SWAP

Decreasing Long

478

483.5821 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,838

483.5950 ZAR

USD 1 ordinary

SWAP

Decreasing Long

46,632

483.6458 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.6781 ZAR

USD 1 ordinary

SWAP

Decreasing Long

675

485.0644 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,469

485.6473 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11

485.8297 ZAR

USD 1 ordinary

SWAP

Decreasing Long

691

485.8652 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14

487.5097 ZAR

USD 1 ordinary

SWAP

Decreasing Long

19

487.5897 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,297

488.8221 ZAR

USD 1 ordinary

SWAP

Opening Short

402,137

508.6000 ZAR

USD 1 ordinary

CFD

Opening Long

23,756

467.4237 ZAR

USD 1 ordinary

CFD

Increasing Long

8,044

469.1446 ZAR

USD 1 ordinary

CFD

Increasing Long

20,226

477.8241 ZAR

USD 1 ordinary

CFD

Increasing Long

80,475

478.6437 ZAR

USD 1 ordinary

CFD

Increasing Long

6,546

479.5800 ZAR

USD 1 ordinary

CFD

Increasing Long

9,324

481.2217 ZAR

USD 1 ordinary

CFD

Increasing Long

282,971

482.8300 ZAR

USD 1 ordinary

CFD

Increasing Long

13,966

482.8556 ZAR

USD 1 ordinary

CFD

Increasing Long

3,994

483.0811 ZAR

USD 1 ordinary

CFD

Increasing Long

11,838

483.5321 ZAR

USD 1 ordinary

CFD

Decreasing Long

240

472.1318 ZAR

USD 1 ordinary

CFD

Decreasing Long

8,318

475.9571 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,662

477.8412 ZAR

USD 1 ordinary

CFD

Decreasing Long

53,048

479.3360 ZAR

USD 1 ordinary

CFD

Decreasing Long

22,612

479.4725 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,546

479.5800 ZAR

USD 1 ordinary

CFD

Decreasing Long

145

480.5080 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,056

483.3394 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,261

484.8108 ZAR

USD 1 ordinary

SWAP

Opening Long

134

27.0718 USD

USD 1 ordinary

SWAP

Opening Short

20,000

26.6264 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFEFAEILLIS

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