25th Oct 2024 13:24
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 24 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,982,359 | 0.95% | 3,812,221 | 0.90% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,721,357 | 0.88% | 2,350,298 | 0.55% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 7,833,716 | 1.86% | 6,322,519 | 1.49% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 592,077 | 539.1300 ZAR | ||||
USD 1 ordinary | Purchase | 374,717 | 30.0903 USD | ||||
USD 1 ordinary | Purchase | 49,542 | 29.9788 USD | ||||
USD 1 ordinary | Purchase | 28,115 | 29.9878 USD | ||||
USD 1 ordinary | Purchase | 20,460 | 30.5376 USD | ||||
USD 1 ordinary | Purchase | 9,866 | 30.3266 USD | ||||
USD 1 ordinary | Purchase | 8,247 | 30.1214 USD | ||||
USD 1 ordinary | Purchase | 8,047 | 30.0112 USD | ||||
USD 1 ordinary | Purchase | 6,876 | 29.9196 USD | ||||
USD 1 ordinary | Purchase | 6,508 | 30.0103 USD | ||||
USD 1 ordinary | Purchase | 6,334 | 29.9160 USD | ||||
USD 1 ordinary | Purchase | 3,821 | 29.9115 USD | ||||
USD 1 ordinary | Purchase | 2,761 | 29.8701 USD | ||||
USD 1 ordinary | Purchase | 1,874 | 29.9066 USD | ||||
USD 1 ordinary | Purchase | 1,278 | 29.9188 USD | ||||
USD 1 ordinary | Purchase | 1,200 | 29.7658 USD | ||||
USD 1 ordinary | Purchase | 1,150 | 30.0290 USD | ||||
USD 1 ordinary | Purchase | 843 | 29.8906 USD | ||||
USD 1 ordinary | Purchase | 820 | 29.9037 USD | ||||
USD 1 ordinary | Purchase | 605 | 531.8900 ZAR | ||||
USD 1 ordinary | Purchase | 600 | 29.8650 USD | ||||
USD 1 ordinary | Purchase | 534 | 29.8465 USD | ||||
USD 1 ordinary | Purchase | 400 | 29.8900 USD | ||||
USD 1 ordinary | Purchase | 330 | 29.8366 USD | ||||
USD 1 ordinary | Purchase | 100 | 29.9400 USD | ||||
USD 1 ordinary | Purchase | 100 | 29.8500 USD | ||||
USD 1 ordinary | Purchase | 100 | 30.0000 USD | ||||
USD 1 ordinary | Purchase | 45 | 29.9633 USD | ||||
USD 1 ordinary | Purchase | 28 | 30.1000 USD | ||||
USD 1 ordinary | Purchase | 7 | 29.8901 USD | ||||
USD 1 ordinary | Purchase | 1 | 29.8910 USD | ||||
USD 1 ordinary | Purchase | 1 | 29.8700 USD | ||||
USD 1 ordinary | Purchase | 1 | 29.9700 USD | ||||
USD 1 ordinary | Sale | 592,077 | 539.1300 ZAR | ||||
USD 1 ordinary | Sale | 463,956 | 30.1009 USD | ||||
USD 1 ordinary | Sale | 14,897 | 29.9008 USD | ||||
USD 1 ordinary | Sale | 12,429 | 29.8835 USD | ||||
USD 1 ordinary | Sale | 8,817 | 29.9812 USD | ||||
USD 1 ordinary | Sale | 8,690 | 30.1144 USD | ||||
USD 1 ordinary | Sale | 4,120 | 29.9254 USD | ||||
USD 1 ordinary | Sale | 3,394 | 30.2481 USD | ||||
USD 1 ordinary | Sale | 2,507 | 30.2484 USD | ||||
USD 1 ordinary | Sale | 2,329 | 29.9207 USD | ||||
USD 1 ordinary | Sale | 2,311 | 29.9249 USD | ||||
USD 1 ordinary | Sale | 2,114 | 29.8942 USD | ||||
USD 1 ordinary | Sale | 1,871 | 29.9918 USD | ||||
USD 1 ordinary | Sale | 1,522 | 29.9295 USD | ||||
USD 1 ordinary | Sale | 1,423 | 29.9120 USD | ||||
USD 1 ordinary | Sale | 1,310 | 30.0836 USD | ||||
USD 1 ordinary | Sale | 866 | 29.9020 USD | ||||
USD 1 ordinary | Sale | 605 | 531.8900 ZAR | ||||
USD 1 ordinary | Sale | 534 | 29.8465 USD | ||||
USD 1 ordinary | Sale | 412 | 29.9540 USD | ||||
USD 1 ordinary | Sale | 406 | 29.8900 USD | ||||
USD 1 ordinary | Sale | 287 | 30.5630 USD | ||||
USD 1 ordinary | Sale | 162 | 29.8630 USD | ||||
USD 1 ordinary | Sale | 100 | 29.9900 USD | ||||
USD 1 ordinary | Sale | 100 | 30.0000 USD | ||||
USD 1 ordinary | Sale | 100 | 29.8500 USD | ||||
USD 1 ordinary | Sale | 44 | 29.9650 USD | ||||
USD 1 ordinary | Sale | 2 | 30.1700 USD | ||||
USD 1 ordinary | Sale | 2 | 29.8910 USD | ||||
USD 1 ordinary | Sale | 1 | 29.8700 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 176 | 530.1512 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22 | 530.1572 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,112 | 530.2734 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,684 | 530.8325 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,042 | 531.6772 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,606 | 531.8900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 578 | 532.2418 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 771 | 535.3665 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,445 | 537.1425 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 384 | 538.8209 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 592,077 | 539.1839 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,566 | 539.6111 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,646 | 539.8893 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,925 | 540.4422 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,067 | 541.2531 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,060 | 541.2937 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 45 | 541.4720 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,863 | 541.5001 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17 | 541.5960 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 141 | 541.6104 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 35 | 541.8907 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5 | 542.0088 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,000 | 544.1853 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 176 | 530.1512 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22 | 530.1572 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,112 | 530.1833 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,684 | 530.7423 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,648 | 531.7995 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,648 | 532.5403 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 31,128 | 533.2060 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 442,245 | 533.7646 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 771 | 535.2755 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,589 | 536.0965 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,833 | 536.2634 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,067 | 541.1610 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,060 | 541.2017 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 45 | 541.3800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,863 | 541.4080 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17 | 541.5960 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 141 | 541.6104 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35 | 541.8907 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5 | 542.0088 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,330 | 543.3264 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 485 | 544.0926 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,000 | 544.0928 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 148 | 18.0000 USD | |||
USD 1 ordinary | CFD | Increasing Long | 1,648 | 532.4178 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 31,128 | 533.1500 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 442,245 | 533.6952 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,589 | 536.0402 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,833 | 536.1936 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,330 | 543.2694 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 485 | 544.0626 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 578 | 532.2976 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 12,445 | 537.1989 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 384 | 538.8909 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 592,077 | 539.1858 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,566 | 539.6677 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,646 | 540.0135 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,925 | 540.4720 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 25 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays