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Form 8.3 - AngloGold Ashanti plc

13th Nov 2024 13:52

RNS Number : 1302M
Barclays PLC
13 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

12 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,259,117

1.01%

4,096,844

0.97%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,649,284

0.86%

2,277,554

0.54%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,038,401

1.91%

6,534,398

1.55%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

359,000

440.4100 ZAR

USD 1 ordinary

Purchase

347,000

440.6200 ZAR

USD 1 ordinary

Purchase

157,708

24.3292 USD

USD 1 ordinary

Purchase

19,850

24.3732 USD

USD 1 ordinary

Purchase

15,511

24.6300 USD

USD 1 ordinary

Purchase

11,136

24.4059 USD

USD 1 ordinary

Purchase

9,308

24.4085 USD

USD 1 ordinary

Purchase

7,455

24.3654 USD

USD 1 ordinary

Purchase

6,934

24.3770 USD

USD 1 ordinary

Purchase

6,159

24.5080 USD

USD 1 ordinary

Purchase

6,035

24.4483 USD

USD 1 ordinary

Purchase

5,500

24.2102 USD

USD 1 ordinary

Purchase

5,100

24.7000 USD

USD 1 ordinary

Purchase

5,095

438.4676 ZAR

USD 1 ordinary

Purchase

3,751

24.5647 USD

USD 1 ordinary

Purchase

2,395

24.2244 USD

USD 1 ordinary

Purchase

1,749

24.6650 USD

USD 1 ordinary

Purchase

1,748

24.4171 USD

USD 1 ordinary

Purchase

1,277

24.2056 USD

USD 1 ordinary

Purchase

1,264

24.2254 USD

USD 1 ordinary

Purchase

1,238

24.2200 USD

USD 1 ordinary

Purchase

1,100

24.2064 USD

USD 1 ordinary

Purchase

1,040

24.2157 USD

USD 1 ordinary

Purchase

1,034

438.5600 ZAR

USD 1 ordinary

Purchase

1,000

24.1500 USD

USD 1 ordinary

Purchase

913

24.6519 USD

USD 1 ordinary

Purchase

802

24.4600 USD

USD 1 ordinary

Purchase

772

24.2488 USD

USD 1 ordinary

Purchase

712

24.3920 USD

USD 1 ordinary

Purchase

495

24.5595 USD

USD 1 ordinary

Purchase

425

24.3682 USD

USD 1 ordinary

Purchase

310

24.6330 USD

USD 1 ordinary

Purchase

284

24.5691 USD

USD 1 ordinary

Purchase

204

24.6643 USD

USD 1 ordinary

Purchase

200

24.1000 USD

USD 1 ordinary

Purchase

108

24.2233 USD

USD 1 ordinary

Purchase

101

24.6097 USD

USD 1 ordinary

Purchase

100

24.6800 USD

USD 1 ordinary

Purchase

100

24.1100 USD

USD 1 ordinary

Purchase

90

24.6296 USD

USD 1 ordinary

Purchase

52

24.3509 USD

USD 1 ordinary

Purchase

1

24.6100 USD

USD 1 ordinary

Sale

359,000

440.4100 ZAR

USD 1 ordinary

Sale

347,000

440.6200 ZAR

USD 1 ordinary

Sale

102,895

24.3152 USD

USD 1 ordinary

Sale

40,413

24.3819 USD

USD 1 ordinary

Sale

17,143

24.6300 USD

USD 1 ordinary

Sale

16,828

24.3726 USD

USD 1 ordinary

Sale

16,804

24.3712 USD

USD 1 ordinary

Sale

9,594

24.3863 USD

USD 1 ordinary

Sale

6,469

24.5140 USD

USD 1 ordinary

Sale

6,189

24.5766 USD

USD 1 ordinary

Sale

6,159

24.5080 USD

USD 1 ordinary

Sale

5,500

24.2102 USD

USD 1 ordinary

Sale

5,481

24.3066 USD

USD 1 ordinary

Sale

5,100

24.7000 USD

USD 1 ordinary

Sale

5,095

438.4675 ZAR

USD 1 ordinary

Sale

4,724

24.4111 USD

USD 1 ordinary

Sale

3,778

24.2297 USD

USD 1 ordinary

Sale

3,146

24.2204 USD

USD 1 ordinary

Sale

2,700

24.5403 USD

USD 1 ordinary

Sale

2,627

24.5888 USD

USD 1 ordinary

Sale

2,581

24.2857 USD

USD 1 ordinary

Sale

2,495

24.2677 USD

USD 1 ordinary

Sale

2,476

24.2200 USD

USD 1 ordinary

Sale

2,395

24.2244 USD

USD 1 ordinary

Sale

2,081

24.4776 USD

USD 1 ordinary

Sale

2,080

24.6421 USD

USD 1 ordinary

Sale

1,588

24.5698 USD

USD 1 ordinary

Sale

1,500

24.4532 USD

USD 1 ordinary

Sale

1,360

24.2891 USD

USD 1 ordinary

Sale

1,277

24.2056 USD

USD 1 ordinary

Sale

1,100

24.2064 USD

USD 1 ordinary

Sale

1,034

438.5600 ZAR

USD 1 ordinary

Sale

1,000

24.1500 USD

USD 1 ordinary

Sale

739

24.4508 USD

USD 1 ordinary

Sale

700

24.1842 USD

USD 1 ordinary

Sale

362

24.3543 USD

USD 1 ordinary

Sale

200

24.1000 USD

USD 1 ordinary

Sale

122

24.2291 USD

USD 1 ordinary

Sale

112

24.6225 USD

USD 1 ordinary

Sale

100

24.6800 USD

USD 1 ordinary

Sale

100

24.6500 USD

USD 1 ordinary

Sale

87

24.3139 USD

USD 1 ordinary

Sale

65

24.0800 USD

USD 1 ordinary

Sale

63

24.6200 USD

USD 1 ordinary

Sale

56

24.6475 USD

USD 1 ordinary

Sale

52

24.3509 USD

USD 1 ordinary

Sale

38

24.6700 USD

USD 1 ordinary

Sale

28

24.6000 USD

USD 1 ordinary

Sale

28

24.6600 USD

USD 1 ordinary

Sale

28

24.6100 USD

USD 1 ordinary

Sale

26

24.4873 USD

USD 1 ordinary

Sale

3

24.6400 USD

USD 1 ordinary

Sale

1

24.6566 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

199

438.5260 ZAR

USD 1 ordinary

SWAP

Decreasing Short

48,411

438.6345 ZAR

USD 1 ordinary

SWAP

Decreasing Short

110,865

439.5127 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,583

439.8253 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

440.0585 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

440.1399 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

440.1491 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1

440.2800 ZAR

USD 1 ordinary

SWAP

Decreasing Short

359,000

440.4540 ZAR

USD 1 ordinary

SWAP

Decreasing Short

48,729

440.5456 ZAR

USD 1 ordinary

SWAP

Decreasing Short

35,931

440.6292 ZAR

USD 1 ordinary

SWAP

Decreasing Short

347,000

440.6640 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,303

441.0289 ZAR

USD 1 ordinary

SWAP

Decreasing Short

19,200

441.1990 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,069

441.3929 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,139

441.5173 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,387

441.6344 ZAR

USD 1 ordinary

SWAP

Decreasing Short

363

442.2753 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,831

442.2857 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,099

442.4193 ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,239

442.4405 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,119

442.8231 ZAR

USD 1 ordinary

SWAP

Decreasing Short

20,466

442.9434 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,116

443.6483 ZAR

USD 1 ordinary

SWAP

Decreasing Short

65

444.6633 ZAR

USD 1 ordinary

SWAP

Decreasing Short

32

444.7600 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,028

0.0000 ZAR

USD 1 ordinary

SWAP

Increasing Short

48,411

438.5600 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,868

439.1524 ZAR

USD 1 ordinary

SWAP

Increasing Short

19,984

439.3908 ZAR

USD 1 ordinary

SWAP

Increasing Short

432

439.4142 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,230

439.4159 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,597

440.0344 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

440.0585 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

440.1399 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

440.1491 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

440.2800 ZAR

USD 1 ordinary

SWAP

Increasing Short

48,729

440.4707 ZAR

USD 1 ordinary

SWAP

Increasing Short

35,931

440.5543 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,303

440.9540 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,069

441.3179 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,139

441.4423 ZAR

USD 1 ordinary

SWAP

Increasing Short

285

441.6033 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,300

441.7487 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,064

441.9165 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,802

442.1357 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,239

442.3653 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,370

442.7012 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,119

442.7479 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,845

443.3783 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,116

443.5729 ZAR

USD 1 ordinary

SWAP

Increasing Short

65

444.5877 ZAR

USD 1 ordinary

SWAP

Increasing Short

32

444.6843 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,803

445.3193 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,449

449.7835 ZAR

USD 1 ordinary

CFD

Increasing Long

19,984

439.3446 ZAR

USD 1 ordinary

CFD

Increasing Long

8,597

439.9332 ZAR

USD 1 ordinary

CFD

Increasing Long

285

441.5459 ZAR

USD 1 ordinary

CFD

Increasing Long

6,064

441.8701 ZAR

USD 1 ordinary

CFD

Increasing Long

2,802

442.0892 ZAR

USD 1 ordinary

CFD

Increasing Long

12,845

443.3206 ZAR

USD 1 ordinary

CFD

Increasing Long

1,803

445.2725 ZAR

USD 1 ordinary

CFD

Increasing Long

1,449

449.7587 ZAR

USD 1 ordinary

CFD

Decreasing Long

199

438.5721 ZAR

USD 1 ordinary

CFD

Decreasing Long

110,865

439.5698 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,583

439.8825 ZAR

USD 1 ordinary

CFD

Decreasing Long

359,000

440.4540 ZAR

USD 1 ordinary

CFD

Decreasing Long

347,000

440.6640 ZAR

USD 1 ordinary

CFD

Decreasing Long

13,387

441.6808 ZAR

USD 1 ordinary

CFD

Decreasing Long

363

442.3217 ZAR

USD 1 ordinary

CFD

Decreasing Long

14,831

442.3874 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,099

442.4658 ZAR

USD 1 ordinary

CFD

Decreasing Long

20,466

442.9677 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,633

24.1698 USD

USD 1 ordinary

SWAP

Increasing Long

8,466

24.6298 USD

USD 1 ordinary

SWAP

Opening Long

4,100

24.6286 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

USD 1 ordinary

Call Options

Purchasing

83,500

28.0000 USD

American

20 Dec 2024

0.2500 USD

USD 1 ordinary

Call Options

Selling

83,500

28.0000 USD

American

21 Mar 2025

1.1700 USD

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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