13th Nov 2024 13:52
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 12 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,259,117 | 1.01% | 4,096,844 | 0.97% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,649,284 | 0.86% | 2,277,554 | 0.54% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,038,401 | 1.91% | 6,534,398 | 1.55% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 359,000 | 440.4100 ZAR | ||||
USD 1 ordinary | Purchase | 347,000 | 440.6200 ZAR | ||||
USD 1 ordinary | Purchase | 157,708 | 24.3292 USD | ||||
USD 1 ordinary | Purchase | 19,850 | 24.3732 USD | ||||
USD 1 ordinary | Purchase | 15,511 | 24.6300 USD | ||||
USD 1 ordinary | Purchase | 11,136 | 24.4059 USD | ||||
USD 1 ordinary | Purchase | 9,308 | 24.4085 USD | ||||
USD 1 ordinary | Purchase | 7,455 | 24.3654 USD | ||||
USD 1 ordinary | Purchase | 6,934 | 24.3770 USD | ||||
USD 1 ordinary | Purchase | 6,159 | 24.5080 USD | ||||
USD 1 ordinary | Purchase | 6,035 | 24.4483 USD | ||||
USD 1 ordinary | Purchase | 5,500 | 24.2102 USD | ||||
USD 1 ordinary | Purchase | 5,100 | 24.7000 USD | ||||
USD 1 ordinary | Purchase | 5,095 | 438.4676 ZAR | ||||
USD 1 ordinary | Purchase | 3,751 | 24.5647 USD | ||||
USD 1 ordinary | Purchase | 2,395 | 24.2244 USD | ||||
USD 1 ordinary | Purchase | 1,749 | 24.6650 USD | ||||
USD 1 ordinary | Purchase | 1,748 | 24.4171 USD | ||||
USD 1 ordinary | Purchase | 1,277 | 24.2056 USD | ||||
USD 1 ordinary | Purchase | 1,264 | 24.2254 USD | ||||
USD 1 ordinary | Purchase | 1,238 | 24.2200 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 24.2064 USD | ||||
USD 1 ordinary | Purchase | 1,040 | 24.2157 USD | ||||
USD 1 ordinary | Purchase | 1,034 | 438.5600 ZAR | ||||
USD 1 ordinary | Purchase | 1,000 | 24.1500 USD | ||||
USD 1 ordinary | Purchase | 913 | 24.6519 USD | ||||
USD 1 ordinary | Purchase | 802 | 24.4600 USD | ||||
USD 1 ordinary | Purchase | 772 | 24.2488 USD | ||||
USD 1 ordinary | Purchase | 712 | 24.3920 USD | ||||
USD 1 ordinary | Purchase | 495 | 24.5595 USD | ||||
USD 1 ordinary | Purchase | 425 | 24.3682 USD | ||||
USD 1 ordinary | Purchase | 310 | 24.6330 USD | ||||
USD 1 ordinary | Purchase | 284 | 24.5691 USD | ||||
USD 1 ordinary | Purchase | 204 | 24.6643 USD | ||||
USD 1 ordinary | Purchase | 200 | 24.1000 USD | ||||
USD 1 ordinary | Purchase | 108 | 24.2233 USD | ||||
USD 1 ordinary | Purchase | 101 | 24.6097 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.6800 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.1100 USD | ||||
USD 1 ordinary | Purchase | 90 | 24.6296 USD | ||||
USD 1 ordinary | Purchase | 52 | 24.3509 USD | ||||
USD 1 ordinary | Purchase | 1 | 24.6100 USD | ||||
USD 1 ordinary | Sale | 359,000 | 440.4100 ZAR | ||||
USD 1 ordinary | Sale | 347,000 | 440.6200 ZAR | ||||
USD 1 ordinary | Sale | 102,895 | 24.3152 USD | ||||
USD 1 ordinary | Sale | 40,413 | 24.3819 USD | ||||
USD 1 ordinary | Sale | 17,143 | 24.6300 USD | ||||
USD 1 ordinary | Sale | 16,828 | 24.3726 USD | ||||
USD 1 ordinary | Sale | 16,804 | 24.3712 USD | ||||
USD 1 ordinary | Sale | 9,594 | 24.3863 USD | ||||
USD 1 ordinary | Sale | 6,469 | 24.5140 USD | ||||
USD 1 ordinary | Sale | 6,189 | 24.5766 USD | ||||
USD 1 ordinary | Sale | 6,159 | 24.5080 USD | ||||
USD 1 ordinary | Sale | 5,500 | 24.2102 USD | ||||
USD 1 ordinary | Sale | 5,481 | 24.3066 USD | ||||
USD 1 ordinary | Sale | 5,100 | 24.7000 USD | ||||
USD 1 ordinary | Sale | 5,095 | 438.4675 ZAR | ||||
USD 1 ordinary | Sale | 4,724 | 24.4111 USD | ||||
USD 1 ordinary | Sale | 3,778 | 24.2297 USD | ||||
USD 1 ordinary | Sale | 3,146 | 24.2204 USD | ||||
USD 1 ordinary | Sale | 2,700 | 24.5403 USD | ||||
USD 1 ordinary | Sale | 2,627 | 24.5888 USD | ||||
USD 1 ordinary | Sale | 2,581 | 24.2857 USD | ||||
USD 1 ordinary | Sale | 2,495 | 24.2677 USD | ||||
USD 1 ordinary | Sale | 2,476 | 24.2200 USD | ||||
USD 1 ordinary | Sale | 2,395 | 24.2244 USD | ||||
USD 1 ordinary | Sale | 2,081 | 24.4776 USD | ||||
USD 1 ordinary | Sale | 2,080 | 24.6421 USD | ||||
USD 1 ordinary | Sale | 1,588 | 24.5698 USD | ||||
USD 1 ordinary | Sale | 1,500 | 24.4532 USD | ||||
USD 1 ordinary | Sale | 1,360 | 24.2891 USD | ||||
USD 1 ordinary | Sale | 1,277 | 24.2056 USD | ||||
USD 1 ordinary | Sale | 1,100 | 24.2064 USD | ||||
USD 1 ordinary | Sale | 1,034 | 438.5600 ZAR | ||||
USD 1 ordinary | Sale | 1,000 | 24.1500 USD | ||||
USD 1 ordinary | Sale | 739 | 24.4508 USD | ||||
USD 1 ordinary | Sale | 700 | 24.1842 USD | ||||
USD 1 ordinary | Sale | 362 | 24.3543 USD | ||||
USD 1 ordinary | Sale | 200 | 24.1000 USD | ||||
USD 1 ordinary | Sale | 122 | 24.2291 USD | ||||
USD 1 ordinary | Sale | 112 | 24.6225 USD | ||||
USD 1 ordinary | Sale | 100 | 24.6800 USD | ||||
USD 1 ordinary | Sale | 100 | 24.6500 USD | ||||
USD 1 ordinary | Sale | 87 | 24.3139 USD | ||||
USD 1 ordinary | Sale | 65 | 24.0800 USD | ||||
USD 1 ordinary | Sale | 63 | 24.6200 USD | ||||
USD 1 ordinary | Sale | 56 | 24.6475 USD | ||||
USD 1 ordinary | Sale | 52 | 24.3509 USD | ||||
USD 1 ordinary | Sale | 38 | 24.6700 USD | ||||
USD 1 ordinary | Sale | 28 | 24.6000 USD | ||||
USD 1 ordinary | Sale | 28 | 24.6600 USD | ||||
USD 1 ordinary | Sale | 28 | 24.6100 USD | ||||
USD 1 ordinary | Sale | 26 | 24.4873 USD | ||||
USD 1 ordinary | Sale | 3 | 24.6400 USD | ||||
USD 1 ordinary | Sale | 1 | 24.6566 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 199 | 438.5260 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 48,411 | 438.6345 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 110,865 | 439.5127 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,583 | 439.8253 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 440.0585 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 440.1399 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 440.1491 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 440.2800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 359,000 | 440.4540 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 48,729 | 440.5456 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 35,931 | 440.6292 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 347,000 | 440.6640 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,303 | 441.0289 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 19,200 | 441.1990 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,069 | 441.3929 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,139 | 441.5173 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,387 | 441.6344 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 363 | 442.2753 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,831 | 442.2857 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,099 | 442.4193 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,239 | 442.4405 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,119 | 442.8231 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 20,466 | 442.9434 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,116 | 443.6483 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 65 | 444.6633 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32 | 444.7600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,028 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 48,411 | 438.5600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,868 | 439.1524 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,984 | 439.3908 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 432 | 439.4142 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,230 | 439.4159 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,597 | 440.0344 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 440.0585 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 440.1399 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 440.1491 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 440.2800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 48,729 | 440.4707 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35,931 | 440.5543 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,303 | 440.9540 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,069 | 441.3179 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,139 | 441.4423 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 285 | 441.6033 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,300 | 441.7487 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,064 | 441.9165 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,802 | 442.1357 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,239 | 442.3653 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,370 | 442.7012 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,119 | 442.7479 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,845 | 443.3783 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,116 | 443.5729 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 65 | 444.5877 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 32 | 444.6843 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,803 | 445.3193 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,449 | 449.7835 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 19,984 | 439.3446 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,597 | 439.9332 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 285 | 441.5459 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,064 | 441.8701 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,802 | 442.0892 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 12,845 | 443.3206 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,803 | 445.2725 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,449 | 449.7587 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 199 | 438.5721 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 110,865 | 439.5698 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,583 | 439.8825 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 359,000 | 440.4540 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 347,000 | 440.6640 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 13,387 | 441.6808 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 363 | 442.3217 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 14,831 | 442.3874 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,099 | 442.4658 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 20,466 | 442.9677 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,633 | 24.1698 USD | |||
USD 1 ordinary | SWAP | Increasing Long | 8,466 | 24.6298 USD | |||
USD 1 ordinary | SWAP | Opening Long | 4,100 | 24.6286 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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USD 1 ordinary | Call Options | Purchasing | 83,500 | 28.0000 USD | American | 20 Dec 2024 | 0.2500 USD |
USD 1 ordinary | Call Options | Selling | 83,500 | 28.0000 USD | American | 21 Mar 2025 | 1.1700 USD |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 13 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays