24th Sep 2024 14:49
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
| |||||
(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ANGLOGOLD ASHANTI PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
| |||||
(e) | Date position held/dealing undertaken: | 23 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: CENTAMIN PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 2,068,031 | 0.49% | 1,920,261 | 0.46% | |||
(2) Cash-settled derivatives: | 1,373,761 | 0.33% | 1,103,200 | 0.26% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
TOTAL: | 3,571,792 | 0.85% | 3,183,461 | 0.76% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
USD 1 ordinary | Purchase | 131,263 | 28.5008 USD | ||||
USD 1 ordinary | Purchase | 52,210 | 28.6184 USD | ||||
USD 1 ordinary | Purchase | 49,815 | 28.5865 USD | ||||
USD 1 ordinary | Purchase | 24,830 | 28.4299 USD | ||||
USD 1 ordinary | Purchase | 7,203 | 28.6900 USD | ||||
USD 1 ordinary | Purchase | 7,072 | 28.7094 USD | ||||
USD 1 ordinary | Purchase | 4,693 | 28.5480 USD | ||||
USD 1 ordinary | Purchase | 4,013 | 28.9299 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 28.5900 USD | ||||
USD 1 ordinary | Purchase | 2,746 | 28.8268 USD | ||||
USD 1 ordinary | Purchase | 1,708 | 28.5777 USD | ||||
USD 1 ordinary | Purchase | 1,477 | 28.6906 USD | ||||
USD 1 ordinary | Purchase | 1,051 | 28.7032 USD | ||||
USD 1 ordinary | Purchase | 970 | 28.5716 USD | ||||
USD 1 ordinary | Purchase | 873 | 28.9705 USD | ||||
USD 1 ordinary | Purchase | 641 | 28.7962 USD | ||||
USD 1 ordinary | Purchase | 625 | 28.7725 USD | ||||
USD 1 ordinary | Purchase | 600 | 28.7750 USD | ||||
USD 1 ordinary | Purchase | 460 | 28.5563 USD | ||||
USD 1 ordinary | Purchase | 298 | 28.5400 USD | ||||
USD 1 ordinary | Purchase | 193 | 28.6748 USD | ||||
USD 1 ordinary | Purchase | 120 | 28.5600 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.5800 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.6100 USD | ||||
USD 1 ordinary | Purchase | 86 | 28.6400 USD | ||||
USD 1 ordinary | Purchase | 22 | 28.5750 USD | ||||
USD 1 ordinary | Purchase | 13 | 28.7800 USD | ||||
USD 1 ordinary | Purchase | 12 | 28.7900 USD | ||||
USD 1 ordinary | Purchase | 2 | 28.4700 USD | ||||
USD 1 ordinary | Sale | 160,361 | 28.5076 USD | ||||
USD 1 ordinary | Sale | 48,752 | 28.5610 USD | ||||
USD 1 ordinary | Sale | 28,158 | 28.5781 USD | ||||
USD 1 ordinary | Sale | 15,998 | 28.5472 USD | ||||
USD 1 ordinary | Sale | 6,667 | 28.7753 USD | ||||
USD 1 ordinary | Sale | 6,513 | 28.7819 USD | ||||
USD 1 ordinary | Sale | 5,293 | 28.6455 USD | ||||
USD 1 ordinary | Sale | 3,829 | 28.7516 USD | ||||
USD 1 ordinary | Sale | 3,269 | 28.6226 USD | ||||
USD 1 ordinary | Sale | 2,859 | 28.5900 USD | ||||
USD 1 ordinary | Sale | 2,050 | 28.8258 USD | ||||
USD 1 ordinary | Sale | 1,964 | 28.7432 USD | ||||
USD 1 ordinary | Sale | 1,527 | 28.7269 USD | ||||
USD 1 ordinary | Sale | 1,377 | 28.6762 USD | ||||
USD 1 ordinary | Sale | 1,216 | 28.8675 USD | ||||
USD 1 ordinary | Sale | 1,120 | 28.6507 USD | ||||
USD 1 ordinary | Sale | 970 | 28.5716 USD | ||||
USD 1 ordinary | Sale | 783 | 28.7584 USD | ||||
USD 1 ordinary | Sale | 770 | 28.8198 USD | ||||
USD 1 ordinary | Sale | 600 | 28.7750 USD | ||||
USD 1 ordinary | Sale | 570 | 28.5400 USD | ||||
USD 1 ordinary | Sale | 451 | 28.5840 USD | ||||
USD 1 ordinary | Sale | 409 | 28.5700 USD | ||||
USD 1 ordinary | Sale | 207 | 28.8246 USD | ||||
USD 1 ordinary | Sale | 183 | 28.8205 USD | ||||
USD 1 ordinary | Sale | 177 | 28.5583 USD | ||||
USD 1 ordinary | Sale | 177 | 28.5800 USD | ||||
USD 1 ordinary | Sale | 130 | 28.7546 USD | ||||
USD 1 ordinary | Sale | 100 | 28.8900 USD | ||||
USD 1 ordinary | Sale | 100 | 28.6700 USD | ||||
USD 1 ordinary | Sale | 93 | 28.6800 USD | ||||
USD 1 ordinary | Sale | 89 | 28.8041 USD | ||||
USD 1 ordinary | Sale | 74 | 28.5600 USD | ||||
USD 1 ordinary | Sale | 59 | 28.6000 USD | ||||
USD 1 ordinary | Sale | 36 | 28.6200 USD | ||||
USD 1 ordinary | Sale | 19 | 28.8957 USD | ||||
USD 1 ordinary | Sale | 16 | 28.7906 USD | ||||
USD 1 ordinary | Sale | 16 | 28.6625 USD | ||||
USD 1 ordinary | Sale | 15 | 28.5500 USD | ||||
USD 1 ordinary | Sale | 12 | 28.7900 USD | ||||
USD 1 ordinary | Sale | 11 | 28.5750 USD | ||||
USD 1 ordinary | Sale | 9 | 28.7455 USD | ||||
USD 1 ordinary | Sale | 4 | 28.9800 USD | ||||
USD 1 ordinary | Sale | 4 | 28.9200 USD | ||||
USD 1 ordinary | Sale | 2 | 28.6500 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
USD 1 ordinary | SWAP | Decreasing Short | 737 | 490.3205 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9 | 492.6337 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 148,302 | 492.7300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,900 | 493.1730 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,165 | 493.2986 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,142 | 493.4701 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,098 | 494.1110 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,968 | 497.0192 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22 | 498.0291 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,233 | 498.3175 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,773 | 499.7680 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,950 | 503.0183 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 912 | 503.2634 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 29,355 | 503.3600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 737 | 490.2372 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,631 | 490.5935 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,573 | 491.5242 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 148,302 | 492.7300 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,900 | 493.0892 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,165 | 493.2147 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,142 | 493.3863 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,426 | 493.6842 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 157,585 | 495.1604 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,147 | 497.7166 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,233 | 498.2328 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,107 | 501.2618 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 912 | 503.1778 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,696 | 503.2744 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,659 | 503.3600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41,451 | 28.0300 USD | |||
USD 1 ordinary | CFD | Increasing Long | 7,631 | 490.4806 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,573 | 491.4725 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,426 | 493.6200 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 157,585 | 495.0960 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 15,147 | 497.6643 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,107 | 501.2092 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 21,659 | 503.3600 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9 | 492.6855 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,098 | 494.1629 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,968 | 497.0465 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 22 | 498.0940 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,773 | 499.8330 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,950 | 503.0711 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 21,659 | 503.3600 ZAR | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
| |||||
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 24 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | ANGLOGOLD ASHANTI PLC | ||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
Related Shares:
Barclays