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Form 8.3 -ANGLOGOLD ASHANTI PLC

24th Sep 2024 14:49

RNS Number : 4793F
Barclays PLC
24 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e)

Date position held/dealing undertaken:

23 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,068,031

0.49%

1,920,261

0.46%

(2) Cash-settled derivatives:

1,373,761

0.33%

1,103,200

0.26%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

3,571,792

0.85%

3,183,461

0.76%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

131,263

28.5008 USD

USD 1 ordinary

Purchase

52,210

28.6184 USD

USD 1 ordinary

Purchase

49,815

28.5865 USD

USD 1 ordinary

Purchase

24,830

28.4299 USD

USD 1 ordinary

Purchase

7,203

28.6900 USD

USD 1 ordinary

Purchase

7,072

28.7094 USD

USD 1 ordinary

Purchase

4,693

28.5480 USD

USD 1 ordinary

Purchase

4,013

28.9299 USD

USD 1 ordinary

Purchase

2,800

28.5900 USD

USD 1 ordinary

Purchase

2,746

28.8268 USD

USD 1 ordinary

Purchase

1,708

28.5777 USD

USD 1 ordinary

Purchase

1,477

28.6906 USD

USD 1 ordinary

Purchase

1,051

28.7032 USD

USD 1 ordinary

Purchase

970

28.5716 USD

USD 1 ordinary

Purchase

873

28.9705 USD

USD 1 ordinary

Purchase

641

28.7962 USD

USD 1 ordinary

Purchase

625

28.7725 USD

USD 1 ordinary

Purchase

600

28.7750 USD

USD 1 ordinary

Purchase

460

28.5563 USD

USD 1 ordinary

Purchase

298

28.5400 USD

USD 1 ordinary

Purchase

193

28.6748 USD

USD 1 ordinary

Purchase

120

28.5600 USD

USD 1 ordinary

Purchase

100

28.5800 USD

USD 1 ordinary

Purchase

100

28.6100 USD

USD 1 ordinary

Purchase

86

28.6400 USD

USD 1 ordinary

Purchase

22

28.5750 USD

USD 1 ordinary

Purchase

13

28.7800 USD

USD 1 ordinary

Purchase

12

28.7900 USD

USD 1 ordinary

Purchase

2

28.4700 USD

USD 1 ordinary

Sale

160,361

28.5076 USD

USD 1 ordinary

Sale

48,752

28.5610 USD

USD 1 ordinary

Sale

28,158

28.5781 USD

USD 1 ordinary

Sale

15,998

28.5472 USD

USD 1 ordinary

Sale

6,667

28.7753 USD

USD 1 ordinary

Sale

6,513

28.7819 USD

USD 1 ordinary

Sale

5,293

28.6455 USD

USD 1 ordinary

Sale

3,829

28.7516 USD

USD 1 ordinary

Sale

3,269

28.6226 USD

USD 1 ordinary

Sale

2,859

28.5900 USD

USD 1 ordinary

Sale

2,050

28.8258 USD

USD 1 ordinary

Sale

1,964

28.7432 USD

USD 1 ordinary

Sale

1,527

28.7269 USD

USD 1 ordinary

Sale

1,377

28.6762 USD

USD 1 ordinary

Sale

1,216

28.8675 USD

USD 1 ordinary

Sale

1,120

28.6507 USD

USD 1 ordinary

Sale

970

28.5716 USD

USD 1 ordinary

Sale

783

28.7584 USD

USD 1 ordinary

Sale

770

28.8198 USD

USD 1 ordinary

Sale

600

28.7750 USD

USD 1 ordinary

Sale

570

28.5400 USD

USD 1 ordinary

Sale

451

28.5840 USD

USD 1 ordinary

Sale

409

28.5700 USD

USD 1 ordinary

Sale

207

28.8246 USD

USD 1 ordinary

Sale

183

28.8205 USD

USD 1 ordinary

Sale

177

28.5583 USD

USD 1 ordinary

Sale

177

28.5800 USD

USD 1 ordinary

Sale

130

28.7546 USD

USD 1 ordinary

Sale

100

28.8900 USD

USD 1 ordinary

Sale

100

28.6700 USD

USD 1 ordinary

Sale

93

28.6800 USD

USD 1 ordinary

Sale

89

28.8041 USD

USD 1 ordinary

Sale

74

28.5600 USD

USD 1 ordinary

Sale

59

28.6000 USD

USD 1 ordinary

Sale

36

28.6200 USD

USD 1 ordinary

Sale

19

28.8957 USD

USD 1 ordinary

Sale

16

28.7906 USD

USD 1 ordinary

Sale

16

28.6625 USD

USD 1 ordinary

Sale

15

28.5500 USD

USD 1 ordinary

Sale

12

28.7900 USD

USD 1 ordinary

Sale

11

28.5750 USD

USD 1 ordinary

Sale

9

28.7455 USD

USD 1 ordinary

Sale

4

28.9800 USD

USD 1 ordinary

Sale

4

28.9200 USD

USD 1 ordinary

Sale

2

28.6500 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Decreasing Short

737

490.3205 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9

492.6337 ZAR

USD 1 ordinary

SWAP

Decreasing Short

148,302

492.7300 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,900

493.1730 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,165

493.2986 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,142

493.4701 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,098

494.1110 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,968

497.0192 ZAR

USD 1 ordinary

SWAP

Decreasing Short

22

498.0291 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,233

498.3175 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,773

499.7680 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,950

503.0183 ZAR

USD 1 ordinary

SWAP

Decreasing Short

912

503.2634 ZAR

USD 1 ordinary

SWAP

Decreasing Short

29,355

503.3600 ZAR

USD 1 ordinary

SWAP

Increasing Short

737

490.2372 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,631

490.5935 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,573

491.5242 ZAR

USD 1 ordinary

SWAP

Increasing Short

148,302

492.7300 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,900

493.0892 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,165

493.2147 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,142

493.3863 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,426

493.6842 ZAR

USD 1 ordinary

SWAP

Increasing Short

157,585

495.1604 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,147

497.7166 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,233

498.2328 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,107

501.2618 ZAR

USD 1 ordinary

SWAP

Increasing Short

912

503.1778 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,696

503.2744 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,659

503.3600 ZAR

USD 1 ordinary

SWAP

Decreasing Short

41,451

28.0300 USD

USD 1 ordinary

CFD

Increasing Long

7,631

490.4806 ZAR

USD 1 ordinary

CFD

Increasing Long

13,573

491.4725 ZAR

USD 1 ordinary

CFD

Increasing Long

5,426

493.6200 ZAR

USD 1 ordinary

CFD

Increasing Long

157,585

495.0960 ZAR

USD 1 ordinary

CFD

Increasing Long

15,147

497.6643 ZAR

USD 1 ordinary

CFD

Increasing Long

24,107

501.2092 ZAR

USD 1 ordinary

CFD

Increasing Long

21,659

503.3600 ZAR

USD 1 ordinary

CFD

Decreasing Long

9

492.6855 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,098

494.1629 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,968

497.0465 ZAR

USD 1 ordinary

CFD

Decreasing Long

22

498.0940 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,773

499.8330 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,950

503.0711 ZAR

USD 1 ordinary

CFD

Decreasing Long

21,659

503.3600 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

 

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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END
 
 
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