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Form 8.3 - AngloGold Ashanti plc

1st Oct 2024 15:11

RNS Number : 5168G
Barclays PLC
01 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

30 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,200,470

0.52%

2,055,854

0.49%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,034,288

0.48%

1,767,823

0.42%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,364,758

1.04%

3,983,677

0.95%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

284,406

26.7074 USD

USD 1 ordinary

Purchase

74,020

26.6377 USD

USD 1 ordinary

Purchase

61,942

26.6656 USD

USD 1 ordinary

Purchase

59,220

26.6541 USD

USD 1 ordinary

Purchase

43,457

26.7308 USD

USD 1 ordinary

Purchase

11,964

26.6734 USD

USD 1 ordinary

Purchase

11,187

26.6628 USD

USD 1 ordinary

Purchase

11,051

26.6303 USD

USD 1 ordinary

Purchase

8,640

26.6805 USD

USD 1 ordinary

Purchase

6,400

26.6100 USD

USD 1 ordinary

Purchase

5,000

26.6659 USD

USD 1 ordinary

Purchase

4,195

26.6478 USD

USD 1 ordinary

Purchase

2,384

26.6895 USD

USD 1 ordinary

Purchase

2,301

26.6605 USD

USD 1 ordinary

Purchase

2,253

26.6300 USD

USD 1 ordinary

Purchase

1,781

27.0766 USD

USD 1 ordinary

Purchase

1,603

26.8029 USD

USD 1 ordinary

Purchase

1,449

26.6588 USD

USD 1 ordinary

Purchase

1,230

26.6357 USD

USD 1 ordinary

Purchase

1,208

26.7340 USD

USD 1 ordinary

Purchase

1,121

26.6823 USD

USD 1 ordinary

Purchase

798

26.6374 USD

USD 1 ordinary

Purchase

708

26.6334 USD

USD 1 ordinary

Purchase

700

26.6700 USD

USD 1 ordinary

Purchase

603

26.6150 USD

USD 1 ordinary

Purchase

511

26.6853 USD

USD 1 ordinary

Purchase

508

26.6287 USD

USD 1 ordinary

Purchase

430

26.7399 USD

USD 1 ordinary

Purchase

348

26.6650 USD

USD 1 ordinary

Purchase

245

26.6335 USD

USD 1 ordinary

Purchase

233

26.6315 USD

USD 1 ordinary

Purchase

200

26.7600 USD

USD 1 ordinary

Purchase

200

26.6400 USD

USD 1 ordinary

Purchase

200

26.7100 USD

USD 1 ordinary

Purchase

138

26.7200 USD

USD 1 ordinary

Purchase

132

26.6272 USD

USD 1 ordinary

Purchase

100

26.6250 USD

USD 1 ordinary

Purchase

100

26.7000 USD

USD 1 ordinary

Purchase

44

26.6790 USD

USD 1 ordinary

Purchase

22

26.5709 USD

USD 1 ordinary

Purchase

3

26.6033 USD

USD 1 ordinary

Sale

122,781

26.6804 USD

USD 1 ordinary

Sale

104,720

26.7782 USD

USD 1 ordinary

Sale

78,921

26.6722 USD

USD 1 ordinary

Sale

41,110

26.6601 USD

USD 1 ordinary

Sale

37,969

26.6517 USD

USD 1 ordinary

Sale

28,549

26.6305 USD

USD 1 ordinary

Sale

23,376

26.6470 USD

USD 1 ordinary

Sale

20,874

26.6294 USD

USD 1 ordinary

Sale

17,926

26.6474 USD

USD 1 ordinary

Sale

14,115

26.9107 USD

USD 1 ordinary

Sale

13,941

26.6412 USD

USD 1 ordinary

Sale

13,207

26.6298 USD

USD 1 ordinary

Sale

8,421

26.6411 USD

USD 1 ordinary

Sale

8,397

26.6240 USD

USD 1 ordinary

Sale

6,590

26.6446 USD

USD 1 ordinary

Sale

6,500

26.6100 USD

USD 1 ordinary

Sale

6,047

26.6408 USD

USD 1 ordinary

Sale

5,164

26.6281 USD

USD 1 ordinary

Sale

5,162

26.6366 USD

USD 1 ordinary

Sale

5,000

26.6659 USD

USD 1 ordinary

Sale

4,697

26.6576 USD

USD 1 ordinary

Sale

4,256

26.8631 USD

USD 1 ordinary

Sale

2,722

26.6847 USD

USD 1 ordinary

Sale

2,364

26.6639 USD

USD 1 ordinary

Sale

2,126

26.6392 USD

USD 1 ordinary

Sale

2,112

26.6230 USD

USD 1 ordinary

Sale

2,050

26.6177 USD

USD 1 ordinary

Sale

2,043

26.6331 USD

USD 1 ordinary

Sale

1,693

26.6259 USD

USD 1 ordinary

Sale

1,400

26.6528 USD

USD 1 ordinary

Sale

1,230

26.6357 USD

USD 1 ordinary

Sale

1,230

26.6765 USD

USD 1 ordinary

Sale

1,121

26.6823 USD

USD 1 ordinary

Sale

972

26.6738 USD

USD 1 ordinary

Sale

838

26.6480 USD

USD 1 ordinary

Sale

600

26.6250 USD

USD 1 ordinary

Sale

597

26.6468 USD

USD 1 ordinary

Sale

587

26.6600 USD

USD 1 ordinary

Sale

508

26.6287 USD

USD 1 ordinary

Sale

440

26.6032 USD

USD 1 ordinary

Sale

417

26.6602 USD

USD 1 ordinary

Sale

400

26.6450 USD

USD 1 ordinary

Sale

371

26.6493 USD

USD 1 ordinary

Sale

300

26.6674 USD

USD 1 ordinary

Sale

233

26.6315 USD

USD 1 ordinary

Sale

201

26.6648 USD

USD 1 ordinary

Sale

200

26.6700 USD

USD 1 ordinary

Sale

200

26.6300 USD

USD 1 ordinary

Sale

200

26.6900 USD

USD 1 ordinary

Sale

160

26.6780 USD

USD 1 ordinary

Sale

138

26.7200 USD

USD 1 ordinary

Sale

88

26.5632 USD

USD 1 ordinary

Sale

44

26.6790 USD

USD 1 ordinary

Sale

23

26.6526 USD

USD 1 ordinary

Sale

4

26.6500 USD

USD 1 ordinary

Sale

1

26.6990 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

118,188

459.0680 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,000

459.2195 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,065

459.7333 ZAR

USD 1 ordinary

SWAP

Decreasing Short

31,356

460.7003 ZAR

USD 1 ordinary

SWAP

Decreasing Short

27,802

460.9303 ZAR

USD 1 ordinary

SWAP

Decreasing Short

100,872

461.7313 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,707

462.5801 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,918

464.9848 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,131

465.1686 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,598

466.4089 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,519

466.5672 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,256

469.7987 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,404

470.9657 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,823

471.6414 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3

473.8000 ZAR

USD 1 ordinary

SWAP

Increasing Short

118,188

458.9900 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

459.2195 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,065

459.6552 ZAR

USD 1 ordinary

SWAP

Increasing Short

19,351

460.4092 ZAR

USD 1 ordinary

SWAP

Increasing Short

31,356

460.6220 ZAR

USD 1 ordinary

SWAP

Increasing Short

27,802

460.8519 ZAR

USD 1 ordinary

SWAP

Increasing Short

38,455

461.3971 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,364

461.7452 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,137

463.4147 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,256

469.7189 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,404

470.8856 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,823

471.5612 ZAR

USD 1 ordinary

SWAP

Increasing Short

3

473.7194 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,875

475.8340 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,332

478.6172 ZAR

USD 1 ordinary

CFD

Increasing Long

19,351

460.3609 ZAR

USD 1 ordinary

CFD

Increasing Long

38,455

461.3371 ZAR

USD 1 ordinary

CFD

Increasing Long

1,364

461.6852 ZAR

USD 1 ordinary

CFD

Increasing Long

8,137

463.3661 ZAR

USD 1 ordinary

CFD

Increasing Long

4,875

475.7841 ZAR

USD 1 ordinary

CFD

Increasing Long

3,332

478.5909 ZAR

USD 1 ordinary

CFD

Decreasing Long

100,872

461.7913 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,707

462.6055 ZAR

USD 1 ordinary

CFD

Decreasing Long

15,918

465.0336 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,131

465.2291 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,598

466.4578 ZAR

USD 1 ordinary

CFD

Decreasing Long

10,519

466.6162 ZAR

USD 1 ordinary

SWAP

Closing Short

5,000

26.6646 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

01 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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