1st Oct 2024 15:11
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 30 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,200,470 | 0.52% | 2,055,854 | 0.49% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,034,288 | 0.48% | 1,767,823 | 0.42% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,364,758 | 1.04% | 3,983,677 | 0.95% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 284,406 | 26.7074 USD | ||||
USD 1 ordinary | Purchase | 74,020 | 26.6377 USD | ||||
USD 1 ordinary | Purchase | 61,942 | 26.6656 USD | ||||
USD 1 ordinary | Purchase | 59,220 | 26.6541 USD | ||||
USD 1 ordinary | Purchase | 43,457 | 26.7308 USD | ||||
USD 1 ordinary | Purchase | 11,964 | 26.6734 USD | ||||
USD 1 ordinary | Purchase | 11,187 | 26.6628 USD | ||||
USD 1 ordinary | Purchase | 11,051 | 26.6303 USD | ||||
USD 1 ordinary | Purchase | 8,640 | 26.6805 USD | ||||
USD 1 ordinary | Purchase | 6,400 | 26.6100 USD | ||||
USD 1 ordinary | Purchase | 5,000 | 26.6659 USD | ||||
USD 1 ordinary | Purchase | 4,195 | 26.6478 USD | ||||
USD 1 ordinary | Purchase | 2,384 | 26.6895 USD | ||||
USD 1 ordinary | Purchase | 2,301 | 26.6605 USD | ||||
USD 1 ordinary | Purchase | 2,253 | 26.6300 USD | ||||
USD 1 ordinary | Purchase | 1,781 | 27.0766 USD | ||||
USD 1 ordinary | Purchase | 1,603 | 26.8029 USD | ||||
USD 1 ordinary | Purchase | 1,449 | 26.6588 USD | ||||
USD 1 ordinary | Purchase | 1,230 | 26.6357 USD | ||||
USD 1 ordinary | Purchase | 1,208 | 26.7340 USD | ||||
USD 1 ordinary | Purchase | 1,121 | 26.6823 USD | ||||
USD 1 ordinary | Purchase | 798 | 26.6374 USD | ||||
USD 1 ordinary | Purchase | 708 | 26.6334 USD | ||||
USD 1 ordinary | Purchase | 700 | 26.6700 USD | ||||
USD 1 ordinary | Purchase | 603 | 26.6150 USD | ||||
USD 1 ordinary | Purchase | 511 | 26.6853 USD | ||||
USD 1 ordinary | Purchase | 508 | 26.6287 USD | ||||
USD 1 ordinary | Purchase | 430 | 26.7399 USD | ||||
USD 1 ordinary | Purchase | 348 | 26.6650 USD | ||||
USD 1 ordinary | Purchase | 245 | 26.6335 USD | ||||
USD 1 ordinary | Purchase | 233 | 26.6315 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.7600 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.6400 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.7100 USD | ||||
USD 1 ordinary | Purchase | 138 | 26.7200 USD | ||||
USD 1 ordinary | Purchase | 132 | 26.6272 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.6250 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.7000 USD | ||||
USD 1 ordinary | Purchase | 44 | 26.6790 USD | ||||
USD 1 ordinary | Purchase | 22 | 26.5709 USD | ||||
USD 1 ordinary | Purchase | 3 | 26.6033 USD | ||||
USD 1 ordinary | Sale | 122,781 | 26.6804 USD | ||||
USD 1 ordinary | Sale | 104,720 | 26.7782 USD | ||||
USD 1 ordinary | Sale | 78,921 | 26.6722 USD | ||||
USD 1 ordinary | Sale | 41,110 | 26.6601 USD | ||||
USD 1 ordinary | Sale | 37,969 | 26.6517 USD | ||||
USD 1 ordinary | Sale | 28,549 | 26.6305 USD | ||||
USD 1 ordinary | Sale | 23,376 | 26.6470 USD | ||||
USD 1 ordinary | Sale | 20,874 | 26.6294 USD | ||||
USD 1 ordinary | Sale | 17,926 | 26.6474 USD | ||||
USD 1 ordinary | Sale | 14,115 | 26.9107 USD | ||||
USD 1 ordinary | Sale | 13,941 | 26.6412 USD | ||||
USD 1 ordinary | Sale | 13,207 | 26.6298 USD | ||||
USD 1 ordinary | Sale | 8,421 | 26.6411 USD | ||||
USD 1 ordinary | Sale | 8,397 | 26.6240 USD | ||||
USD 1 ordinary | Sale | 6,590 | 26.6446 USD | ||||
USD 1 ordinary | Sale | 6,500 | 26.6100 USD | ||||
USD 1 ordinary | Sale | 6,047 | 26.6408 USD | ||||
USD 1 ordinary | Sale | 5,164 | 26.6281 USD | ||||
USD 1 ordinary | Sale | 5,162 | 26.6366 USD | ||||
USD 1 ordinary | Sale | 5,000 | 26.6659 USD | ||||
USD 1 ordinary | Sale | 4,697 | 26.6576 USD | ||||
USD 1 ordinary | Sale | 4,256 | 26.8631 USD | ||||
USD 1 ordinary | Sale | 2,722 | 26.6847 USD | ||||
USD 1 ordinary | Sale | 2,364 | 26.6639 USD | ||||
USD 1 ordinary | Sale | 2,126 | 26.6392 USD | ||||
USD 1 ordinary | Sale | 2,112 | 26.6230 USD | ||||
USD 1 ordinary | Sale | 2,050 | 26.6177 USD | ||||
USD 1 ordinary | Sale | 2,043 | 26.6331 USD | ||||
USD 1 ordinary | Sale | 1,693 | 26.6259 USD | ||||
USD 1 ordinary | Sale | 1,400 | 26.6528 USD | ||||
USD 1 ordinary | Sale | 1,230 | 26.6357 USD | ||||
USD 1 ordinary | Sale | 1,230 | 26.6765 USD | ||||
USD 1 ordinary | Sale | 1,121 | 26.6823 USD | ||||
USD 1 ordinary | Sale | 972 | 26.6738 USD | ||||
USD 1 ordinary | Sale | 838 | 26.6480 USD | ||||
USD 1 ordinary | Sale | 600 | 26.6250 USD | ||||
USD 1 ordinary | Sale | 597 | 26.6468 USD | ||||
USD 1 ordinary | Sale | 587 | 26.6600 USD | ||||
USD 1 ordinary | Sale | 508 | 26.6287 USD | ||||
USD 1 ordinary | Sale | 440 | 26.6032 USD | ||||
USD 1 ordinary | Sale | 417 | 26.6602 USD | ||||
USD 1 ordinary | Sale | 400 | 26.6450 USD | ||||
USD 1 ordinary | Sale | 371 | 26.6493 USD | ||||
USD 1 ordinary | Sale | 300 | 26.6674 USD | ||||
USD 1 ordinary | Sale | 233 | 26.6315 USD | ||||
USD 1 ordinary | Sale | 201 | 26.6648 USD | ||||
USD 1 ordinary | Sale | 200 | 26.6700 USD | ||||
USD 1 ordinary | Sale | 200 | 26.6300 USD | ||||
USD 1 ordinary | Sale | 200 | 26.6900 USD | ||||
USD 1 ordinary | Sale | 160 | 26.6780 USD | ||||
USD 1 ordinary | Sale | 138 | 26.7200 USD | ||||
USD 1 ordinary | Sale | 88 | 26.5632 USD | ||||
USD 1 ordinary | Sale | 44 | 26.6790 USD | ||||
USD 1 ordinary | Sale | 23 | 26.6526 USD | ||||
USD 1 ordinary | Sale | 4 | 26.6500 USD | ||||
USD 1 ordinary | Sale | 1 | 26.6990 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 118,188 | 459.0680 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,000 | 459.2195 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,065 | 459.7333 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 31,356 | 460.7003 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27,802 | 460.9303 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 100,872 | 461.7313 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,707 | 462.5801 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,918 | 464.9848 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,131 | 465.1686 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,598 | 466.4089 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,519 | 466.5672 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,256 | 469.7987 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,404 | 470.9657 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,823 | 471.6414 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3 | 473.8000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 118,188 | 458.9900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 459.2195 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,065 | 459.6552 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,351 | 460.4092 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 31,356 | 460.6220 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 27,802 | 460.8519 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38,455 | 461.3971 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,364 | 461.7452 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,137 | 463.4147 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,256 | 469.7189 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,404 | 470.8856 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,823 | 471.5612 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3 | 473.7194 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,875 | 475.8340 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,332 | 478.6172 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 19,351 | 460.3609 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 38,455 | 461.3371 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,364 | 461.6852 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,137 | 463.3661 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,875 | 475.7841 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,332 | 478.5909 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 100,872 | 461.7913 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,707 | 462.6055 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,918 | 465.0336 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,131 | 465.2291 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,598 | 466.4578 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,519 | 466.6162 ZAR | |||
USD 1 ordinary | SWAP | Closing Short | 5,000 | 26.6646 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 01 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays