10th Oct 2024 15:02
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,129,614 | 0.75% | 3,005,813 | 0.71% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,974,489 | 0.71% | 2,030,494 | 0.48% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 6,234,103 | 1.46% | 5,196,307 | 1.24% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 54,222 | 25.6372 USD | ||||
USD 1 ordinary | Purchase | 25,876 | 25.7634 USD | ||||
USD 1 ordinary | Purchase | 20,857 | 25.5272 USD | ||||
USD 1 ordinary | Purchase | 8,755 | 25.6590 USD | ||||
USD 1 ordinary | Purchase | 3,605 | 25.6452 USD | ||||
USD 1 ordinary | Purchase | 3,159 | 25.5688 USD | ||||
USD 1 ordinary | Purchase | 2,738 | 25.6621 USD | ||||
USD 1 ordinary | Purchase | 1,998 | 25.6392 USD | ||||
USD 1 ordinary | Purchase | 1,823 | 25.6332 USD | ||||
USD 1 ordinary | Purchase | 1,497 | 25.5570 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 25.7300 USD | ||||
USD 1 ordinary | Purchase | 1,029 | 25.4206 USD | ||||
USD 1 ordinary | Purchase | 1,003 | 25.6300 USD | ||||
USD 1 ordinary | Purchase | 909 | 25.6217 USD | ||||
USD 1 ordinary | Purchase | 800 | 25.5407 USD | ||||
USD 1 ordinary | Purchase | 671 | 25.5317 USD | ||||
USD 1 ordinary | Purchase | 424 | 25.6311 USD | ||||
USD 1 ordinary | Purchase | 401 | 25.5927 USD | ||||
USD 1 ordinary | Purchase | 399 | 25.5801 USD | ||||
USD 1 ordinary | Purchase | 388 | 25.8500 USD | ||||
USD 1 ordinary | Purchase | 300 | 25.6450 USD | ||||
USD 1 ordinary | Purchase | 170 | 25.5470 USD | ||||
USD 1 ordinary | Purchase | 110 | 25.7942 USD | ||||
USD 1 ordinary | Purchase | 101 | 25.8489 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.5900 USD | ||||
USD 1 ordinary | Purchase | 17 | 25.5300 USD | ||||
USD 1 ordinary | Purchase | 10 | 25.3700 USD | ||||
USD 1 ordinary | Sale | 52,753 | 25.6446 USD | ||||
USD 1 ordinary | Sale | 41,451 | 450.0800 ZAR | ||||
USD 1 ordinary | Sale | 28,145 | 25.8257 USD | ||||
USD 1 ordinary | Sale | 18,897 | 25.4112 USD | ||||
USD 1 ordinary | Sale | 9,060 | 25.6308 USD | ||||
USD 1 ordinary | Sale | 4,519 | 25.4359 USD | ||||
USD 1 ordinary | Sale | 3,800 | 25.6719 USD | ||||
USD 1 ordinary | Sale | 2,750 | 25.6663 USD | ||||
USD 1 ordinary | Sale | 2,611 | 25.5909 USD | ||||
USD 1 ordinary | Sale | 2,186 | 25.6404 USD | ||||
USD 1 ordinary | Sale | 1,395 | 25.6497 USD | ||||
USD 1 ordinary | Sale | 1,300 | 25.7300 USD | ||||
USD 1 ordinary | Sale | 1,017 | 25.7201 USD | ||||
USD 1 ordinary | Sale | 899 | 25.4330 USD | ||||
USD 1 ordinary | Sale | 612 | 25.7083 USD | ||||
USD 1 ordinary | Sale | 508 | 25.5557 USD | ||||
USD 1 ordinary | Sale | 428 | 25.8000 USD | ||||
USD 1 ordinary | Sale | 391 | 25.6612 USD | ||||
USD 1 ordinary | Sale | 388 | 25.8500 USD | ||||
USD 1 ordinary | Sale | 260 | 25.4100 USD | ||||
USD 1 ordinary | Sale | 200 | 25.6475 USD | ||||
USD 1 ordinary | Sale | 150 | 25.7600 USD | ||||
USD 1 ordinary | Sale | 120 | 25.5145 USD | ||||
USD 1 ordinary | Sale | 110 | 25.7942 USD | ||||
USD 1 ordinary | Sale | 90 | 25.4566 USD | ||||
USD 1 ordinary | Sale | 50 | 25.6250 USD | ||||
USD 1 ordinary | Sale | 46 | 25.7871 USD | ||||
USD 1 ordinary | Sale | 24 | 25.8166 USD | ||||
USD 1 ordinary | Sale | 17 | 25.5300 USD | ||||
USD 1 ordinary | Sale | 17 | 25.6659 USD | ||||
USD 1 ordinary | Sale | 16 | 25.7975 USD | ||||
USD 1 ordinary | Sale | 8 | 25.7500 USD | ||||
USD 1 ordinary | Sale | 5 | 25.7200 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Opening Long | 99,242 | 490.7900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 702 | 492.6315 ZAR | |||
USD 1 ordinary | SWAP | Opening Short | 99,242 | 490.7900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,240 | 447.5591 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 832 | 448.1276 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,385 | 448.1492 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,499 | 448.3369 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 894 | 448.6112 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22,951 | 448.6425 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,400 | 449.1001 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,457 | 449.4163 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 955 | 449.5936 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,381 | 449.9541 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 98 | 449.9660 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41,451 | 450.1250 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,136 | 450.1303 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,813 | 450.3574 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 789 | 450.7808 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,247 | 452.7400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,566 | 452.8169 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 379,900 | 460.9460 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,439 | 446.9649 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 832 | 448.0514 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,385 | 448.0731 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,499 | 448.2607 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,445 | 448.4500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,713 | 448.5950 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 443 | 448.7678 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,022 | 449.2730 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 115 | 449.3378 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,746 | 449.6877 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,381 | 449.8776 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 98 | 449.8895 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,136 | 450.0537 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 41,451 | 450.1250 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,813 | 450.2808 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,460 | 450.5368 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,587 | 450.9857 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,661 | 450.9890 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 31,738 | 451.9173 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,247 | 452.6630 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,566 | 452.7400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 379,900 | 460.9460 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41,451 | 25.5209 USD | |||
USD 1 ordinary | CFD | Increasing Long | 8,445 | 448.4029 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 443 | 448.7206 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,022 | 449.2258 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 115 | 449.2794 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,746 | 449.6405 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 15,460 | 450.5121 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 31,738 | 451.8586 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,240 | 447.6061 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 894 | 448.6695 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 22,951 | 448.7008 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,457 | 449.4634 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 955 | 449.6408 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 789 | 450.8844 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 10 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays