22nd Nov 2024 15:27
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
| |||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 21-Nov-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | CENTAMIN PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| |||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 6,613,064 | 1.58% | 6,093,849 | 1.44% | |||
(2) Cash-settled derivatives: | 6,522,986 | 1.55% | 5,274,403 | 1.25% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
| 13,266,050 | 3.16% | 11,528,252 | 2.73% | |||
TOTAL: | |||||||
| |||||||
(b) | Rights to subscribe for new securities (including directors and | ||||||
| |||||||
other executive options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 1 ordinary | Purchase | 358,724 | 24.8610 USD | ||||
USD 1 ordinary | Purchase | 300,551 | 445.4000 ZAR | ||||
USD 1 ordinary | Purchase | 267,827 | 24.9045 USD | ||||
USD 1 ordinary | Purchase | 198,257 | 24.7874 USD | ||||
USD 1 ordinary | Purchase | 105,300 | 451.9164 ZAR | ||||
USD 1 ordinary | Purchase | 65,326 | 24.6472 USD | ||||
USD 1 ordinary | Purchase | 46,289 | 24.8614 USD | ||||
USD 1 ordinary | Purchase | 38,973 | 24.8061 USD | ||||
USD 1 ordinary | Purchase | 22,352 | 25.0282 USD | ||||
USD 1 ordinary | Purchase | 21,657 | 24.6095 USD | ||||
USD 1 ordinary | Purchase | 21,213 | 24.6940 USD | ||||
USD 1 ordinary | Purchase | 19,906 | 24.6537 USD | ||||
USD 1 ordinary | Purchase | 19,000 | 447.2219 ZAR | ||||
USD 1 ordinary | Purchase | 17,200 | 24.7006 USD | ||||
USD 1 ordinary | Purchase | 15,896 | 24.7332 USD | ||||
USD 1 ordinary | Purchase | 10,292 | 24.8191 USD | ||||
USD 1 ordinary | Purchase | 9,840 | 24.9087 USD | ||||
USD 1 ordinary | Purchase | 8,352 | 24.9018 USD | ||||
USD 1 ordinary | Purchase | 8,269 | 24.7391 USD | ||||
USD 1 ordinary | Purchase | 8,024 | 24.7527 USD | ||||
USD 1 ordinary | Purchase | 6,758 | 24.6600 USD | ||||
USD 1 ordinary | Purchase | 6,696 | 24.6668 USD | ||||
USD 1 ordinary | Purchase | 5,000 | 24.8062 USD | ||||
USD 1 ordinary | Purchase | 4,500 | 24.6720 USD | ||||
USD 1 ordinary | Purchase | 3,640 | 24.7533 USD | ||||
USD 1 ordinary | Purchase | 3,103 | 24.6453 USD | ||||
USD 1 ordinary | Purchase | 3,097 | 24.6577 USD | ||||
USD 1 ordinary | Purchase | 3,028 | 24.6155 USD | ||||
USD 1 ordinary | Purchase | 2,980 | 25.2000 USD | ||||
USD 1 ordinary | Purchase | 2,773 | 24.6471 USD | ||||
USD 1 ordinary | Purchase | 2,763 | 24.9259 USD | ||||
USD 1 ordinary | Purchase | 2,576 | 25.1166 USD | ||||
USD 1 ordinary | Purchase | 2,300 | 24.8406 USD | ||||
USD 1 ordinary | Purchase | 1,750 | 24.7100 USD | ||||
USD 1 ordinary | Purchase | 1,064 | 24.7308 USD | ||||
USD 1 ordinary | Purchase | 750 | 24.6326 USD | ||||
USD 1 ordinary | Purchase | 738 | 24.7498 USD | ||||
USD 1 ordinary | Purchase | 737 | 24.9049 USD | ||||
USD 1 ordinary | Purchase | 704 | 24.7225 USD | ||||
USD 1 ordinary | Purchase | 639 | 24.5869 USD | ||||
USD 1 ordinary | Purchase | 574 | 24.6339 USD | ||||
USD 1 ordinary | Purchase | 523 | 24.6785 USD | ||||
USD 1 ordinary | Purchase | 442 | 24.6522 USD | ||||
USD 1 ordinary | Purchase | 300 | 24.6133 USD | ||||
USD 1 ordinary | Purchase | 206 | 24.5830 USD | ||||
USD 1 ordinary | Purchase | 200 | 24.6150 USD | ||||
USD 1 ordinary | Purchase | 200 | 24.8350 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.7400 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.8700 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.1400 USD | ||||
USD 1 ordinary | Purchase | 2 | 24.6400 USD | ||||
USD 1 ordinary | Sale | 553,529 | 24.8392 USD | ||||
USD 1 ordinary | Sale | 110,933 | 24.6207 USD | ||||
USD 1 ordinary | Sale | 105,300 | 451.9164 ZAR | ||||
USD 1 ordinary | Sale | 79,882 | 24.9924 USD | ||||
USD 1 ordinary | Sale | 49,376 | 24.8564 USD | ||||
USD 1 ordinary | Sale | 42,474 | 24.7992 USD | ||||
USD 1 ordinary | Sale | 37,633 | 24.9913 USD | ||||
USD 1 ordinary | Sale | 36,881 | 24.8361 USD | ||||
USD 1 ordinary | Sale | 25,143 | 24.8341 USD | ||||
USD 1 ordinary | Sale | 24,802 | 24.8023 USD | ||||
USD 1 ordinary | Sale | 21,490 | 24.8429 USD | ||||
USD 1 ordinary | Sale | 19,906 | 24.6537 USD | ||||
USD 1 ordinary | Sale | 19,000 | 447.2220 ZAR | ||||
USD 1 ordinary | Sale | 17,200 | 24.7006 USD | ||||
USD 1 ordinary | Sale | 15,896 | 24.7332 USD | ||||
USD 1 ordinary | Sale | 11,281 | 24.8034 USD | ||||
USD 1 ordinary | Sale | 9,096 | 25.0582 USD | ||||
USD 1 ordinary | Sale | 8,818 | 24.9685 USD | ||||
USD 1 ordinary | Sale | 8,578 | 25.0170 USD | ||||
USD 1 ordinary | Sale | 7,976 | 24.7916 USD | ||||
USD 1 ordinary | Sale | 7,830 | 24.7871 USD | ||||
USD 1 ordinary | Sale | 7,103 | 24.7415 USD | ||||
USD 1 ordinary | Sale | 6,200 | 25.0000 USD | ||||
USD 1 ordinary | Sale | 5,500 | 24.6925 USD | ||||
USD 1 ordinary | Sale | 5,443 | 24.8881 USD | ||||
USD 1 ordinary | Sale | 5,000 | 24.8062 USD | ||||
USD 1 ordinary | Sale | 5,000 | 24.6600 USD | ||||
USD 1 ordinary | Sale | 4,717 | 24.7014 USD | ||||
USD 1 ordinary | Sale | 4,555 | 24.8931 USD | ||||
USD 1 ordinary | Sale | 4,228 | 24.9701 USD | ||||
USD 1 ordinary | Sale | 4,015 | 24.8164 USD | ||||
USD 1 ordinary | Sale | 3,640 | 24.7533 USD | ||||
USD 1 ordinary | Sale | 3,484 | 24.6140 USD | ||||
USD 1 ordinary | Sale | 3,247 | 24.8474 USD | ||||
USD 1 ordinary | Sale | 3,174 | 24.7052 USD | ||||
USD 1 ordinary | Sale | 2,964 | 24.8037 USD | ||||
USD 1 ordinary | Sale | 2,763 | 24.9259 USD | ||||
USD 1 ordinary | Sale | 2,748 | 24.9754 USD | ||||
USD 1 ordinary | Sale | 2,425 | 24.8452 USD | ||||
USD 1 ordinary | Sale | 2,424 | 25.0595 USD | ||||
USD 1 ordinary | Sale | 2,300 | 24.8406 USD | ||||
USD 1 ordinary | Sale | 1,910 | 24.6833 USD | ||||
USD 1 ordinary | Sale | 1,873 | 25.2000 USD | ||||
USD 1 ordinary | Sale | 1,794 | 24.7593 USD | ||||
USD 1 ordinary | Sale | 1,750 | 24.7100 USD | ||||
USD 1 ordinary | Sale | 1,275 | 24.7112 USD | ||||
USD 1 ordinary | Sale | 1,215 | 24.5700 USD | ||||
USD 1 ordinary | Sale | 1,160 | 24.8274 USD | ||||
USD 1 ordinary | Sale | 1,038 | 24.6843 USD | ||||
USD 1 ordinary | Sale | 1,000 | 24.7090 USD | ||||
USD 1 ordinary | Sale | 953 | 24.9483 USD | ||||
USD 1 ordinary | Sale | 873 | 24.9484 USD | ||||
USD 1 ordinary | Sale | 826 | 24.7096 USD | ||||
USD 1 ordinary | Sale | 825 | 24.7030 USD | ||||
USD 1 ordinary | Sale | 800 | 24.6700 USD | ||||
USD 1 ordinary | Sale | 738 | 24.7498 USD | ||||
USD 1 ordinary | Sale | 737 | 24.9049 USD | ||||
USD 1 ordinary | Sale | 600 | 24.8200 USD | ||||
USD 1 ordinary | Sale | 583 | 24.7034 USD | ||||
USD 1 ordinary | Sale | 575 | 24.7041 USD | ||||
USD 1 ordinary | Sale | 470 | 24.6082 USD | ||||
USD 1 ordinary | Sale | 430 | 24.9753 USD | ||||
USD 1 ordinary | Sale | 400 | 24.5750 USD | ||||
USD 1 ordinary | Sale | 312 | 24.7401 USD | ||||
USD 1 ordinary | Sale | 273 | 25.1080 USD | ||||
USD 1 ordinary | Sale | 257 | 25.1071 USD | ||||
USD 1 ordinary | Sale | 234 | 24.9518 USD | ||||
USD 1 ordinary | Sale | 228 | 24.5744 USD | ||||
USD 1 ordinary | Sale | 220 | 24.8725 USD | ||||
USD 1 ordinary | Sale | 212 | 24.9908 USD | ||||
USD 1 ordinary | Sale | 201 | 24.8008 USD | ||||
USD 1 ordinary | Sale | 200 | 24.7000 USD | ||||
USD 1 ordinary | Sale | 200 | 24.7300 USD | ||||
USD 1 ordinary | Sale | 158 | 25.0549 USD | ||||
USD 1 ordinary | Sale | 100 | 24.5250 USD | ||||
USD 1 ordinary | Sale | 100 | 25.0900 USD | ||||
USD 1 ordinary | Sale | 100 | 24.8700 USD | ||||
USD 1 ordinary | Sale | 100 | 24.7200 USD | ||||
USD 1 ordinary | Sale | 30 | 25.1100 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
relevant | reference | unit | |||||
security | securities | ||||||
USD 1 ordinary | SWAP | Decreasing Short | 260,000 | 445.1773 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,109 | 445.2218 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 212,776 | 445.2663 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 212,776 | 445.4000 ZAR | |||
USD 1 ordinary | SWAP | Opening Long | 477,648 | 445.4757 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,000 | 446.3025 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 28,200 | 449.0978 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,296 | 449.6137 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,206 | 450.1183 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 36,640 | 450.6603 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 15,138 | 451.0905 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 25,431 | 451.4760 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 43,212 | 451.7687 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 11,765 | 451.7973 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 34,580 | 451.9391 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 59,431 | 451.9765 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 68 | 452.1768 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 20,784 | 452.1801 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 894 | 452.3117 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,412 | 452.4195 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 20,076 | 452.4218 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,301 | 452.5970 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 19,495 | 454.2598 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,700 | 457.2587 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4,000 | 457.3026 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,000 | 445.1773 ZAR | |||
USD 1 ordinary | SWAP | Opening Short | 212,776 | 445.2663 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 263,109 | 445.3242 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 690,424 | 445.4000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,138,510 | 445.7494 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,000 | 446.4498 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,098,798 | 446.7625 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 558,780 | 448.2542 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,200 | 448.5694 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,100 | 448.7663 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,960 | 450.1729 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36,640 | 450.5837 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,900 | 450.9243 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,138 | 451.0138 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,431 | 451.3992 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,289 | 451.7025 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,765 | 451.7205 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34,580 | 451.8623 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 59,431 | 451.8996 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,412 | 452.3426 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,076 | 452.3449 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,780 | 452.4622 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,301 | 452.5200 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 48,144 | 453.3201 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,759 | 453.5733 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,495 | 454.1826 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,700 | 457.1810 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,000 | 457.4535 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34,900 | 460.9661 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,138,510 | 445.7025 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,098,798 | 446.6598 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 558,780 | 448.1959 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,960 | 450.1144 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,289 | 451.6776 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,780 | 452.4146 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 48,144 | 453.2612 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,759 | 453.5257 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 34,900 | 460.8601 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,296 | 449.6384 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,206 | 450.1656 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 43,212 | 451.8275 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 20,784 | 452.2276 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 68 | 452.2355 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 894 | 452.3705 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,192 | 25.2000 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,000 | 24.6836 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,200 | 24.6981 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,000 | 24.6987 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,000 | 24.7195 USD | |||
USD 1 ordinary | SWAP | Increasing Short | 4,504 | 24.6578 USD | |||
USD 1 ordinary | SWAP | Increasing Short | 9,200 | 24.6610 USD | |||
(c) | Stock-settled derivative transactions | ||||||
| |||||||
(including options) | |||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for | ||||||
| |||||||
new securities) | |||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
| |||||||
derivatives | |||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 22-Nov-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price | date | ||
relevant | selling, | securities | per unit | ||||
security | varying etc | to which | |||||
option | |||||||
relates | |||||||
USD 1 ordinary | Put Options | Purchased | -160,000 | 22 | American | 21-Mar-25 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15 | American | 17-Jan-25 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
Related Shares:
Barclays