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Form 8.3 - AngloGold Ashanti plc

17th Sep 2024 15:21

RNS Number : 5675E
Barclays PLC
17 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e)

Date position held/dealing undertaken:

16 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,301,633

0.55%

2,172,176

0.52%

(2) Cash-settled derivatives:

910,253

0.22%

640,681

0.15%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

3,341,886

0.80%

2,972,857

0.71%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

150,000

28.0900 USD

USD 1 ordinary

Purchase

79,006

28.3528 USD

USD 1 ordinary

Purchase

52,762

28.3607 USD

USD 1 ordinary

Purchase

31,282

28.3566 USD

USD 1 ordinary

Purchase

28,612

28.2420 USD

USD 1 ordinary

Purchase

26,334

28.2049 USD

USD 1 ordinary

Purchase

11,169

28.3256 USD

USD 1 ordinary

Purchase

9,774

28.3267 USD

USD 1 ordinary

Purchase

9,161

28.3236 USD

USD 1 ordinary

Purchase

7,499

28.2157 USD

USD 1 ordinary

Purchase

4,399

28.2777 USD

USD 1 ordinary

Purchase

3,672

28.2522 USD

USD 1 ordinary

Purchase

2,504

28.3700 USD

USD 1 ordinary

Purchase

2,462

28.3390 USD

USD 1 ordinary

Purchase

2,435

28.2229 USD

USD 1 ordinary

Purchase

2,001

28.1928 USD

USD 1 ordinary

Purchase

1,631

28.2642 USD

USD 1 ordinary

Purchase

1,300

28.2449 USD

USD 1 ordinary

Purchase

1,300

28.3838 USD

USD 1 ordinary

Purchase

1,167

28.2944 USD

USD 1 ordinary

Purchase

1,108

28.3105 USD

USD 1 ordinary

Purchase

956

28.2653 USD

USD 1 ordinary

Purchase

937

28.1526 USD

USD 1 ordinary

Purchase

565

28.3967 USD

USD 1 ordinary

Purchase

565

28.2934 USD

USD 1 ordinary

Purchase

497

28.2411 USD

USD 1 ordinary

Purchase

488

28.4907 USD

USD 1 ordinary

Purchase

300

28.3300 USD

USD 1 ordinary

Purchase

300

28.1183 USD

USD 1 ordinary

Purchase

300

28.2633 USD

USD 1 ordinary

Purchase

270

28.3400 USD

USD 1 ordinary

Purchase

211

28.4050 USD

USD 1 ordinary

Purchase

190

28.4300 USD

USD 1 ordinary

Purchase

182

28.1290 USD

USD 1 ordinary

Purchase

181

28.1154 USD

USD 1 ordinary

Purchase

169

28.2447 USD

USD 1 ordinary

Purchase

100

28.2400 USD

USD 1 ordinary

Purchase

100

28.5000 USD

USD 1 ordinary

Purchase

100

28.1200 USD

USD 1 ordinary

Purchase

100

499.2800 ZAR

USD 1 ordinary

Purchase

100

28.1000 USD

USD 1 ordinary

Purchase

100

28.3200 USD

USD 1 ordinary

Purchase

45

28.2364 USD

USD 1 ordinary

Purchase

20

28.5100 USD

USD 1 ordinary

Purchase

1

28.3900 USD

USD 1 ordinary

Sale

200,000

28.0900 USD

USD 1 ordinary

Sale

83,693

28.3495 USD

USD 1 ordinary

Sale

32,497

28.3467 USD

USD 1 ordinary

Sale

31,288

28.3740 USD

USD 1 ordinary

Sale

10,094

28.3224 USD

USD 1 ordinary

Sale

9,805

28.1796 USD

USD 1 ordinary

Sale

9,129

28.3340 USD

USD 1 ordinary

Sale

5,964

28.2913 USD

USD 1 ordinary

Sale

5,418

28.4256 USD

USD 1 ordinary

Sale

4,957

28.2725 USD

USD 1 ordinary

Sale

4,404

28.1570 USD

USD 1 ordinary

Sale

3,777

28.2924 USD

USD 1 ordinary

Sale

3,504

28.3700 USD

USD 1 ordinary

Sale

3,239

28.3033 USD

USD 1 ordinary

Sale

2,794

28.2083 USD

USD 1 ordinary

Sale

1,929

28.1785 USD

USD 1 ordinary

Sale

1,844

28.2560 USD

USD 1 ordinary

Sale

1,823

28.1767 USD

USD 1 ordinary

Sale

1,658

28.2096 USD

USD 1 ordinary

Sale

1,562

28.3234 USD

USD 1 ordinary

Sale

1,300

28.3838 USD

USD 1 ordinary

Sale

1,121

28.2008 USD

USD 1 ordinary

Sale

1,097

28.3183 USD

USD 1 ordinary

Sale

967

28.3331 USD

USD 1 ordinary

Sale

940

28.2590 USD

USD 1 ordinary

Sale

920

28.3211 USD

USD 1 ordinary

Sale

870

28.3557 USD

USD 1 ordinary

Sale

863

28.1181 USD

USD 1 ordinary

Sale

863

28.1945 USD

USD 1 ordinary

Sale

783

28.1944 USD

USD 1 ordinary

Sale

700

28.2771 USD

USD 1 ordinary

Sale

630

28.1873 USD

USD 1 ordinary

Sale

557

28.2932 USD

USD 1 ordinary

Sale

497

28.2411 USD

USD 1 ordinary

Sale

463

28.2655 USD

USD 1 ordinary

Sale

401

28.3566 USD

USD 1 ordinary

Sale

343

28.4729 USD

USD 1 ordinary

Sale

308

28.3100 USD

USD 1 ordinary

Sale

300

28.3300 USD

USD 1 ordinary

Sale

300

28.2433 USD

USD 1 ordinary

Sale

206

28.4031 USD

USD 1 ordinary

Sale

200

28.1800 USD

USD 1 ordinary

Sale

200

28.0150 USD

USD 1 ordinary

Sale

200

28.2900 USD

USD 1 ordinary

Sale

200

28.2500 USD

USD 1 ordinary

Sale

200

28.2800 USD

USD 1 ordinary

Sale

195

28.2618 USD

USD 1 ordinary

Sale

160

28.3523 USD

USD 1 ordinary

Sale

100

499.2800 ZAR

USD 1 ordinary

Sale

100

28.5000 USD

USD 1 ordinary

Sale

70

28.4671 USD

USD 1 ordinary

Sale

45

28.2364 USD

USD 1 ordinary

Sale

45

28.4300 USD

USD 1 ordinary

Sale

10

27.9700 USD

USD 1 ordinary

Sale

1

28.3900 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Increasing Long

4,995

496.4100 ZAR

USD 1 ordinary

SWAP

Increasing Long

58,297

496.4943 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,191

498.1264 ZAR

USD 1 ordinary

SWAP

Increasing Long

356

498.8948 ZAR

USD 1 ordinary

SWAP

Increasing Long

19,963

498.9603 ZAR

USD 1 ordinary

SWAP

Increasing Long

6,703

499.2226 ZAR

USD 1 ordinary

SWAP

Increasing Long

10,153

499.5747 ZAR

USD 1 ordinary

SWAP

Increasing Long

244

499.7050 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,745

499.9740 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,069

499.9877 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,156

500.1096 ZAR

USD 1 ordinary

SWAP

Increasing Long

32

500.1199 ZAR

USD 1 ordinary

SWAP

Increasing Long

281

500.1955 ZAR

USD 1 ordinary

SWAP

Increasing Long

64

500.2000 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,331

500.2556 ZAR

USD 1 ordinary

SWAP

Increasing Long

237

500.2717 ZAR

USD 1 ordinary

SWAP

Increasing Long

21,995

500.2767 ZAR

USD 1 ordinary

SWAP

Increasing Long

171

500.3151 ZAR

USD 1 ordinary

SWAP

Increasing Long

168

500.3421 ZAR

USD 1 ordinary

SWAP

Increasing Long

181

500.4078 ZAR

USD 1 ordinary

SWAP

Increasing Long

333

500.4933 ZAR

USD 1 ordinary

SWAP

Increasing Long

10,681

500.5837 ZAR

USD 1 ordinary

SWAP

Increasing Long

189

500.6302 ZAR

USD 1 ordinary

SWAP

Increasing Long

154

500.6526 ZAR

USD 1 ordinary

SWAP

Increasing Long

546

500.6900 ZAR

USD 1 ordinary

SWAP

Increasing Long

220

500.8588 ZAR

USD 1 ordinary

SWAP

Increasing Long

28,245

500.9627 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,441

500.9933 ZAR

USD 1 ordinary

SWAP

Increasing Long

500

501.0533 ZAR

USD 1 ordinary

SWAP

Increasing Long

213

501.0792 ZAR

USD 1 ordinary

SWAP

Increasing Long

606

501.6540 ZAR

USD 1 ordinary

SWAP

Increasing Long

929

502.0139 ZAR

USD 1 ordinary

SWAP

Increasing Long

698

502.0774 ZAR

USD 1 ordinary

SWAP

Increasing Long

314

502.2432 ZAR

USD 1 ordinary

SWAP

Increasing Long

137

502.9264 ZAR

USD 1 ordinary

SWAP

Decreasing Long

63,292

496.4100 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,191

498.0516 ZAR

USD 1 ordinary

SWAP

Decreasing Long

356

498.8200 ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,446

499.0663 ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,703

499.1377 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,965

499.2179 ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,153

499.4898 ZAR

USD 1 ordinary

SWAP

Decreasing Long

244

499.6300 ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

500.0449 ZAR

USD 1 ordinary

SWAP

Decreasing Long

281

500.1205 ZAR

USD 1 ordinary

SWAP

Decreasing Long

64

500.1250 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,331

500.1706 ZAR

USD 1 ordinary

SWAP

Decreasing Long

21,995

500.1917 ZAR

USD 1 ordinary

SWAP

Decreasing Long

237

500.1967 ZAR

USD 1 ordinary

SWAP

Decreasing Long

171

500.2400 ZAR

USD 1 ordinary

SWAP

Decreasing Long

168

500.2671 ZAR

USD 1 ordinary

SWAP

Decreasing Long

181

500.3327 ZAR

USD 1 ordinary

SWAP

Decreasing Long

333

500.4182 ZAR

USD 1 ordinary

SWAP

Decreasing Long

189

500.5551 ZAR

USD 1 ordinary

SWAP

Decreasing Long

154

500.5775 ZAR

USD 1 ordinary

SWAP

Decreasing Long

546

500.6149 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,138

500.6865 ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,925

500.7359 ZAR

USD 1 ordinary

SWAP

Decreasing Long

220

500.7836 ZAR

USD 1 ordinary

SWAP

Decreasing Long

79,380

500.7978 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,441

500.9182 ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,724

500.9471 ZAR

USD 1 ordinary

SWAP

Decreasing Long

213

500.9941 ZAR

USD 1 ordinary

SWAP

Decreasing Long

606

501.5737 ZAR

USD 1 ordinary

SWAP

Decreasing Long

929

501.9386 ZAR

USD 1 ordinary

SWAP

Decreasing Long

698

502.0021 ZAR

USD 1 ordinary

SWAP

Decreasing Long

314

502.1679 ZAR

USD 1 ordinary

SWAP

Decreasing Long

137

502.8510 ZAR

USD 1 ordinary

CFD

Increasing Long

4,995

496.4100 ZAR

USD 1 ordinary

CFD

Increasing Long

12,446

499.0139 ZAR

USD 1 ordinary

CFD

Increasing Long

5,965

499.1905 ZAR

USD 1 ordinary

CFD

Increasing Long

3,138

500.6214 ZAR

USD 1 ordinary

CFD

Increasing Long

5,925

500.6833 ZAR

USD 1 ordinary

CFD

Increasing Long

79,380

500.7327 ZAR

USD 1 ordinary

CFD

Increasing Long

3,724

500.8945 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,995

496.4100 ZAR

USD 1 ordinary

CFD

Decreasing Long

19,963

499.0127 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,745

500.0265 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,069

500.1027 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,156

500.1621 ZAR

USD 1 ordinary

CFD

Decreasing Long

10,681

500.6363 ZAR

USD 1 ordinary

CFD

Decreasing Long

28,245

501.0278 ZAR

USD 1 ordinary

CFD

Decreasing Long

500

501.1185 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

 

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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END
 
 
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