17th Sep 2024 15:21
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
| |||||
(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ANGLOGOLD ASHANTI PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
| |||||
(e) | Date position held/dealing undertaken: | 16 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: CENTAMIN PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 2,301,633 | 0.55% | 2,172,176 | 0.52% | |||
(2) Cash-settled derivatives: | 910,253 | 0.22% | 640,681 | 0.15% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
TOTAL: | 3,341,886 | 0.80% | 2,972,857 | 0.71% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
USD 1 ordinary | Purchase | 150,000 | 28.0900 USD | ||||
USD 1 ordinary | Purchase | 79,006 | 28.3528 USD | ||||
USD 1 ordinary | Purchase | 52,762 | 28.3607 USD | ||||
USD 1 ordinary | Purchase | 31,282 | 28.3566 USD | ||||
USD 1 ordinary | Purchase | 28,612 | 28.2420 USD | ||||
USD 1 ordinary | Purchase | 26,334 | 28.2049 USD | ||||
USD 1 ordinary | Purchase | 11,169 | 28.3256 USD | ||||
USD 1 ordinary | Purchase | 9,774 | 28.3267 USD | ||||
USD 1 ordinary | Purchase | 9,161 | 28.3236 USD | ||||
USD 1 ordinary | Purchase | 7,499 | 28.2157 USD | ||||
USD 1 ordinary | Purchase | 4,399 | 28.2777 USD | ||||
USD 1 ordinary | Purchase | 3,672 | 28.2522 USD | ||||
USD 1 ordinary | Purchase | 2,504 | 28.3700 USD | ||||
USD 1 ordinary | Purchase | 2,462 | 28.3390 USD | ||||
USD 1 ordinary | Purchase | 2,435 | 28.2229 USD | ||||
USD 1 ordinary | Purchase | 2,001 | 28.1928 USD | ||||
USD 1 ordinary | Purchase | 1,631 | 28.2642 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 28.2449 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 28.3838 USD | ||||
USD 1 ordinary | Purchase | 1,167 | 28.2944 USD | ||||
USD 1 ordinary | Purchase | 1,108 | 28.3105 USD | ||||
USD 1 ordinary | Purchase | 956 | 28.2653 USD | ||||
USD 1 ordinary | Purchase | 937 | 28.1526 USD | ||||
USD 1 ordinary | Purchase | 565 | 28.3967 USD | ||||
USD 1 ordinary | Purchase | 565 | 28.2934 USD | ||||
USD 1 ordinary | Purchase | 497 | 28.2411 USD | ||||
USD 1 ordinary | Purchase | 488 | 28.4907 USD | ||||
USD 1 ordinary | Purchase | 300 | 28.3300 USD | ||||
USD 1 ordinary | Purchase | 300 | 28.1183 USD | ||||
USD 1 ordinary | Purchase | 300 | 28.2633 USD | ||||
USD 1 ordinary | Purchase | 270 | 28.3400 USD | ||||
USD 1 ordinary | Purchase | 211 | 28.4050 USD | ||||
USD 1 ordinary | Purchase | 190 | 28.4300 USD | ||||
USD 1 ordinary | Purchase | 182 | 28.1290 USD | ||||
USD 1 ordinary | Purchase | 181 | 28.1154 USD | ||||
USD 1 ordinary | Purchase | 169 | 28.2447 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.2400 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.5000 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.1200 USD | ||||
USD 1 ordinary | Purchase | 100 | 499.2800 ZAR | ||||
USD 1 ordinary | Purchase | 100 | 28.1000 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.3200 USD | ||||
USD 1 ordinary | Purchase | 45 | 28.2364 USD | ||||
USD 1 ordinary | Purchase | 20 | 28.5100 USD | ||||
USD 1 ordinary | Purchase | 1 | 28.3900 USD | ||||
USD 1 ordinary | Sale | 200,000 | 28.0900 USD | ||||
USD 1 ordinary | Sale | 83,693 | 28.3495 USD | ||||
USD 1 ordinary | Sale | 32,497 | 28.3467 USD | ||||
USD 1 ordinary | Sale | 31,288 | 28.3740 USD | ||||
USD 1 ordinary | Sale | 10,094 | 28.3224 USD | ||||
USD 1 ordinary | Sale | 9,805 | 28.1796 USD | ||||
USD 1 ordinary | Sale | 9,129 | 28.3340 USD | ||||
USD 1 ordinary | Sale | 5,964 | 28.2913 USD | ||||
USD 1 ordinary | Sale | 5,418 | 28.4256 USD | ||||
USD 1 ordinary | Sale | 4,957 | 28.2725 USD | ||||
USD 1 ordinary | Sale | 4,404 | 28.1570 USD | ||||
USD 1 ordinary | Sale | 3,777 | 28.2924 USD | ||||
USD 1 ordinary | Sale | 3,504 | 28.3700 USD | ||||
USD 1 ordinary | Sale | 3,239 | 28.3033 USD | ||||
USD 1 ordinary | Sale | 2,794 | 28.2083 USD | ||||
USD 1 ordinary | Sale | 1,929 | 28.1785 USD | ||||
USD 1 ordinary | Sale | 1,844 | 28.2560 USD | ||||
USD 1 ordinary | Sale | 1,823 | 28.1767 USD | ||||
USD 1 ordinary | Sale | 1,658 | 28.2096 USD | ||||
USD 1 ordinary | Sale | 1,562 | 28.3234 USD | ||||
USD 1 ordinary | Sale | 1,300 | 28.3838 USD | ||||
USD 1 ordinary | Sale | 1,121 | 28.2008 USD | ||||
USD 1 ordinary | Sale | 1,097 | 28.3183 USD | ||||
USD 1 ordinary | Sale | 967 | 28.3331 USD | ||||
USD 1 ordinary | Sale | 940 | 28.2590 USD | ||||
USD 1 ordinary | Sale | 920 | 28.3211 USD | ||||
USD 1 ordinary | Sale | 870 | 28.3557 USD | ||||
USD 1 ordinary | Sale | 863 | 28.1181 USD | ||||
USD 1 ordinary | Sale | 863 | 28.1945 USD | ||||
USD 1 ordinary | Sale | 783 | 28.1944 USD | ||||
USD 1 ordinary | Sale | 700 | 28.2771 USD | ||||
USD 1 ordinary | Sale | 630 | 28.1873 USD | ||||
USD 1 ordinary | Sale | 557 | 28.2932 USD | ||||
USD 1 ordinary | Sale | 497 | 28.2411 USD | ||||
USD 1 ordinary | Sale | 463 | 28.2655 USD | ||||
USD 1 ordinary | Sale | 401 | 28.3566 USD | ||||
USD 1 ordinary | Sale | 343 | 28.4729 USD | ||||
USD 1 ordinary | Sale | 308 | 28.3100 USD | ||||
USD 1 ordinary | Sale | 300 | 28.3300 USD | ||||
USD 1 ordinary | Sale | 300 | 28.2433 USD | ||||
USD 1 ordinary | Sale | 206 | 28.4031 USD | ||||
USD 1 ordinary | Sale | 200 | 28.1800 USD | ||||
USD 1 ordinary | Sale | 200 | 28.0150 USD | ||||
USD 1 ordinary | Sale | 200 | 28.2900 USD | ||||
USD 1 ordinary | Sale | 200 | 28.2500 USD | ||||
USD 1 ordinary | Sale | 200 | 28.2800 USD | ||||
USD 1 ordinary | Sale | 195 | 28.2618 USD | ||||
USD 1 ordinary | Sale | 160 | 28.3523 USD | ||||
USD 1 ordinary | Sale | 100 | 499.2800 ZAR | ||||
USD 1 ordinary | Sale | 100 | 28.5000 USD | ||||
USD 1 ordinary | Sale | 70 | 28.4671 USD | ||||
USD 1 ordinary | Sale | 45 | 28.2364 USD | ||||
USD 1 ordinary | Sale | 45 | 28.4300 USD | ||||
USD 1 ordinary | Sale | 10 | 27.9700 USD | ||||
USD 1 ordinary | Sale | 1 | 28.3900 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
USD 1 ordinary | SWAP | Increasing Long | 4,995 | 496.4100 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 58,297 | 496.4943 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,191 | 498.1264 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 356 | 498.8948 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 19,963 | 498.9603 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 6,703 | 499.2226 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,153 | 499.5747 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 244 | 499.7050 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,745 | 499.9740 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,069 | 499.9877 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,156 | 500.1096 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 32 | 500.1199 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 281 | 500.1955 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 64 | 500.2000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,331 | 500.2556 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 237 | 500.2717 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 21,995 | 500.2767 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 171 | 500.3151 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 168 | 500.3421 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 181 | 500.4078 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 333 | 500.4933 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 10,681 | 500.5837 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 189 | 500.6302 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 154 | 500.6526 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 546 | 500.6900 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 220 | 500.8588 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 28,245 | 500.9627 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,441 | 500.9933 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 500 | 501.0533 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 213 | 501.0792 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 606 | 501.6540 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 929 | 502.0139 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 698 | 502.0774 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 314 | 502.2432 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 137 | 502.9264 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 63,292 | 496.4100 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,191 | 498.0516 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 356 | 498.8200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 12,446 | 499.0663 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,703 | 499.1377 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,965 | 499.2179 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,153 | 499.4898 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 244 | 499.6300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 32 | 500.0449 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 281 | 500.1205 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 64 | 500.1250 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,331 | 500.1706 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 21,995 | 500.1917 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 237 | 500.1967 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 171 | 500.2400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 168 | 500.2671 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 181 | 500.3327 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 333 | 500.4182 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 189 | 500.5551 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 154 | 500.5775 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 546 | 500.6149 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,138 | 500.6865 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,925 | 500.7359 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 220 | 500.7836 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 79,380 | 500.7978 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,441 | 500.9182 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,724 | 500.9471 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 213 | 500.9941 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 606 | 501.5737 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 929 | 501.9386 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 698 | 502.0021 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 314 | 502.1679 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 137 | 502.8510 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,995 | 496.4100 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 12,446 | 499.0139 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,965 | 499.1905 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,138 | 500.6214 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,925 | 500.6833 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 79,380 | 500.7327 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,724 | 500.8945 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,995 | 496.4100 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 19,963 | 499.0127 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,745 | 500.0265 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,069 | 500.1027 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,156 | 500.1621 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,681 | 500.6363 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 28,245 | 501.0278 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 500 | 501.1185 ZAR | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
| |||||
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 17 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | ANGLOGOLD ASHANTI PLC | ||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
Related Shares:
Barclays