21st Oct 2024 15:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 18 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,802,822 | 1.14% | 4,623,236 | 1.09% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,316,156 | 1.02% | 3,473,711 | 0.82% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 9,248,978 | 2.20% | 8,256,947 | 1.95% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 1,225,000 | 524.3000 ZAR | ||||
USD 1 ordinary | Purchase | 209,221 | 29.8450 USD | ||||
USD 1 ordinary | Purchase | 109,980 | 30.0996 USD | ||||
USD 1 ordinary | Purchase | 67,433 | 29.9898 USD | ||||
USD 1 ordinary | Purchase | 30,000 | 525.2259 ZAR | ||||
USD 1 ordinary | Purchase | 20,310 | 29.8389 USD | ||||
USD 1 ordinary | Purchase | 14,615 | 30.2042 USD | ||||
USD 1 ordinary | Purchase | 9,712 | 30.1302 USD | ||||
USD 1 ordinary | Purchase | 9,325 | 30.0827 USD | ||||
USD 1 ordinary | Purchase | 8,335 | 29.8897 USD | ||||
USD 1 ordinary | Purchase | 4,713 | 29.8855 USD | ||||
USD 1 ordinary | Purchase | 3,800 | 30.3800 USD | ||||
USD 1 ordinary | Purchase | 3,797 | 29.8961 USD | ||||
USD 1 ordinary | Purchase | 3,275 | 30.5031 USD | ||||
USD 1 ordinary | Purchase | 2,998 | 30.3857 USD | ||||
USD 1 ordinary | Purchase | 2,282 | 29.8005 USD | ||||
USD 1 ordinary | Purchase | 2,172 | 30.3129 USD | ||||
USD 1 ordinary | Purchase | 1,523 | 30.1930 USD | ||||
USD 1 ordinary | Purchase | 1,500 | 30.3973 USD | ||||
USD 1 ordinary | Purchase | 1,206 | 29.8514 USD | ||||
USD 1 ordinary | Purchase | 1,195 | 30.2627 USD | ||||
USD 1 ordinary | Purchase | 933 | 29.9702 USD | ||||
USD 1 ordinary | Purchase | 900 | 30.3594 USD | ||||
USD 1 ordinary | Purchase | 718 | 29.8100 USD | ||||
USD 1 ordinary | Purchase | 525 | 30.3584 USD | ||||
USD 1 ordinary | Purchase | 453 | 30.3300 USD | ||||
USD 1 ordinary | Purchase | 451 | 29.9516 USD | ||||
USD 1 ordinary | Purchase | 100 | 30.4800 USD | ||||
USD 1 ordinary | Purchase | 85 | 29.5700 USD | ||||
USD 1 ordinary | Purchase | 24 | 30.5625 USD | ||||
USD 1 ordinary | Purchase | 18 | 29.7450 USD | ||||
USD 1 ordinary | Sale | 1,225,000 | 524.3000 ZAR | ||||
USD 1 ordinary | Sale | 351,223 | 29.9115 USD | ||||
USD 1 ordinary | Sale | 36,209 | 29.8198 USD | ||||
USD 1 ordinary | Sale | 30,000 | 525.2258 ZAR | ||||
USD 1 ordinary | Sale | 18,000 | 30.3300 USD | ||||
USD 1 ordinary | Sale | 16,121 | 30.3091 USD | ||||
USD 1 ordinary | Sale | 9,010 | 30.0044 USD | ||||
USD 1 ordinary | Sale | 6,503 | 30.0391 USD | ||||
USD 1 ordinary | Sale | 5,555 | 30.3502 USD | ||||
USD 1 ordinary | Sale | 5,513 | 29.9156 USD | ||||
USD 1 ordinary | Sale | 4,575 | 29.8025 USD | ||||
USD 1 ordinary | Sale | 4,509 | 30.3306 USD | ||||
USD 1 ordinary | Sale | 4,454 | 30.2917 USD | ||||
USD 1 ordinary | Sale | 4,145 | 30.5587 USD | ||||
USD 1 ordinary | Sale | 3,900 | 30.3800 USD | ||||
USD 1 ordinary | Sale | 1,866 | 29.9702 USD | ||||
USD 1 ordinary | Sale | 1,686 | 30.4063 USD | ||||
USD 1 ordinary | Sale | 1,398 | 30.3517 USD | ||||
USD 1 ordinary | Sale | 1,228 | 30.5040 USD | ||||
USD 1 ordinary | Sale | 1,195 | 30.2627 USD | ||||
USD 1 ordinary | Sale | 1,133 | 29.9578 USD | ||||
USD 1 ordinary | Sale | 900 | 30.3594 USD | ||||
USD 1 ordinary | Sale | 590 | 30.5454 USD | ||||
USD 1 ordinary | Sale | 565 | 29.7746 USD | ||||
USD 1 ordinary | Sale | 428 | 30.5600 USD | ||||
USD 1 ordinary | Sale | 400 | 30.3625 USD | ||||
USD 1 ordinary | Sale | 397 | 30.2934 USD | ||||
USD 1 ordinary | Sale | 350 | 30.5057 USD | ||||
USD 1 ordinary | Sale | 303 | 30.2391 USD | ||||
USD 1 ordinary | Sale | 300 | 30.3650 USD | ||||
USD 1 ordinary | Sale | 250 | 29.6300 USD | ||||
USD 1 ordinary | Sale | 245 | 30.3428 USD | ||||
USD 1 ordinary | Sale | 200 | 30.5750 USD | ||||
USD 1 ordinary | Sale | 171 | 30.0723 USD | ||||
USD 1 ordinary | Sale | 167 | 30.5067 USD | ||||
USD 1 ordinary | Sale | 166 | 29.6731 USD | ||||
USD 1 ordinary | Sale | 152 | 30.3488 USD | ||||
USD 1 ordinary | Sale | 143 | 30.5529 USD | ||||
USD 1 ordinary | Sale | 113 | 29.8900 USD | ||||
USD 1 ordinary | Sale | 100 | 30.3350 USD | ||||
USD 1 ordinary | Sale | 100 | 30.4800 USD | ||||
USD 1 ordinary | Sale | 100 | 30.3550 USD | ||||
USD 1 ordinary | Sale | 100 | 30.5350 USD | ||||
USD 1 ordinary | Sale | 36 | 30.5700 USD | ||||
USD 1 ordinary | Sale | 36 | 30.5400 USD | ||||
USD 1 ordinary | Sale | 18 | 29.7450 USD | ||||
USD 1 ordinary | Sale | 12 | 30.4150 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 1,717 | 483.1566 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,336 | 495.7991 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 465 | 521.8944 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,648 | 522.7330 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,995 | 522.9180 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 37,141 | 523.7512 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,455 | 524.0425 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,951 | 524.2821 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,919 | 524.3322 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,225,000 | 524.3524 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 243 | 524.4420 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 29,837 | 524.6626 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 37,525 | 524.6701 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,100 | 525.2413 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,706 | 525.4173 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,100 | 525.7297 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,152 | 526.1658 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,172 | 527.9300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,419 | 527.9862 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7 | 529.6800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,107 | 522.5811 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,205 | 523.2086 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 243 | 524.3528 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,356 | 524.5732 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 29,837 | 524.5734 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 37,525 | 524.5809 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 703 | 524.7036 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,239 | 524.9210 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,100 | 525.1520 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,706 | 525.3280 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 289,957 | 525.5376 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 500 | 525.6091 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 600 | 525.6664 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,152 | 526.0763 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,834 | 526.3535 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,172 | 527.8402 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7 | 529.5900 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,107 | 522.5262 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,205 | 523.1798 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,356 | 524.5050 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 703 | 524.5829 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,239 | 524.8659 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 289,957 | 525.4693 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 28,834 | 526.2982 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 465 | 521.9622 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,648 | 522.7879 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,995 | 522.9729 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 37,141 | 523.8193 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 13,455 | 524.0976 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 746,000 | 524.3542 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 479,000 | 524.3543 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,919 | 524.3872 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,951 | 524.4027 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,419 | 528.0152 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 21 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays