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Form 8.3 - AngloGold Ashanti plc

21st Oct 2024 15:22

RNS Number : 0015J
Barclays PLC
21 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,802,822

1.14%

4,623,236

1.09%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,316,156

1.02%

3,473,711

0.82%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,248,978

2.20%

8,256,947

1.95%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

1,225,000

524.3000 ZAR

USD 1 ordinary

Purchase

209,221

29.8450 USD

USD 1 ordinary

Purchase

109,980

30.0996 USD

USD 1 ordinary

Purchase

67,433

29.9898 USD

USD 1 ordinary

Purchase

30,000

525.2259 ZAR

USD 1 ordinary

Purchase

20,310

29.8389 USD

USD 1 ordinary

Purchase

14,615

30.2042 USD

USD 1 ordinary

Purchase

9,712

30.1302 USD

USD 1 ordinary

Purchase

9,325

30.0827 USD

USD 1 ordinary

Purchase

8,335

29.8897 USD

USD 1 ordinary

Purchase

4,713

29.8855 USD

USD 1 ordinary

Purchase

3,800

30.3800 USD

USD 1 ordinary

Purchase

3,797

29.8961 USD

USD 1 ordinary

Purchase

3,275

30.5031 USD

USD 1 ordinary

Purchase

2,998

30.3857 USD

USD 1 ordinary

Purchase

2,282

29.8005 USD

USD 1 ordinary

Purchase

2,172

30.3129 USD

USD 1 ordinary

Purchase

1,523

30.1930 USD

USD 1 ordinary

Purchase

1,500

30.3973 USD

USD 1 ordinary

Purchase

1,206

29.8514 USD

USD 1 ordinary

Purchase

1,195

30.2627 USD

USD 1 ordinary

Purchase

933

29.9702 USD

USD 1 ordinary

Purchase

900

30.3594 USD

USD 1 ordinary

Purchase

718

29.8100 USD

USD 1 ordinary

Purchase

525

30.3584 USD

USD 1 ordinary

Purchase

453

30.3300 USD

USD 1 ordinary

Purchase

451

29.9516 USD

USD 1 ordinary

Purchase

100

30.4800 USD

USD 1 ordinary

Purchase

85

29.5700 USD

USD 1 ordinary

Purchase

24

30.5625 USD

USD 1 ordinary

Purchase

18

29.7450 USD

USD 1 ordinary

Sale

1,225,000

524.3000 ZAR

USD 1 ordinary

Sale

351,223

29.9115 USD

USD 1 ordinary

Sale

36,209

29.8198 USD

USD 1 ordinary

Sale

30,000

525.2258 ZAR

USD 1 ordinary

Sale

18,000

30.3300 USD

USD 1 ordinary

Sale

16,121

30.3091 USD

USD 1 ordinary

Sale

9,010

30.0044 USD

USD 1 ordinary

Sale

6,503

30.0391 USD

USD 1 ordinary

Sale

5,555

30.3502 USD

USD 1 ordinary

Sale

5,513

29.9156 USD

USD 1 ordinary

Sale

4,575

29.8025 USD

USD 1 ordinary

Sale

4,509

30.3306 USD

USD 1 ordinary

Sale

4,454

30.2917 USD

USD 1 ordinary

Sale

4,145

30.5587 USD

USD 1 ordinary

Sale

3,900

30.3800 USD

USD 1 ordinary

Sale

1,866

29.9702 USD

USD 1 ordinary

Sale

1,686

30.4063 USD

USD 1 ordinary

Sale

1,398

30.3517 USD

USD 1 ordinary

Sale

1,228

30.5040 USD

USD 1 ordinary

Sale

1,195

30.2627 USD

USD 1 ordinary

Sale

1,133

29.9578 USD

USD 1 ordinary

Sale

900

30.3594 USD

USD 1 ordinary

Sale

590

30.5454 USD

USD 1 ordinary

Sale

565

29.7746 USD

USD 1 ordinary

Sale

428

30.5600 USD

USD 1 ordinary

Sale

400

30.3625 USD

USD 1 ordinary

Sale

397

30.2934 USD

USD 1 ordinary

Sale

350

30.5057 USD

USD 1 ordinary

Sale

303

30.2391 USD

USD 1 ordinary

Sale

300

30.3650 USD

USD 1 ordinary

Sale

250

29.6300 USD

USD 1 ordinary

Sale

245

30.3428 USD

USD 1 ordinary

Sale

200

30.5750 USD

USD 1 ordinary

Sale

171

30.0723 USD

USD 1 ordinary

Sale

167

30.5067 USD

USD 1 ordinary

Sale

166

29.6731 USD

USD 1 ordinary

Sale

152

30.3488 USD

USD 1 ordinary

Sale

143

30.5529 USD

USD 1 ordinary

Sale

113

29.8900 USD

USD 1 ordinary

Sale

100

30.3350 USD

USD 1 ordinary

Sale

100

30.4800 USD

USD 1 ordinary

Sale

100

30.3550 USD

USD 1 ordinary

Sale

100

30.5350 USD

USD 1 ordinary

Sale

36

30.5700 USD

USD 1 ordinary

Sale

36

30.5400 USD

USD 1 ordinary

Sale

18

29.7450 USD

USD 1 ordinary

Sale

12

30.4150 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

1,717

483.1566 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,336

495.7991 ZAR

USD 1 ordinary

SWAP

Decreasing Short

465

521.8944 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,648

522.7330 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,995

522.9180 ZAR

USD 1 ordinary

SWAP

Decreasing Short

37,141

523.7512 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,455

524.0425 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,951

524.2821 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,919

524.3322 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,225,000

524.3524 ZAR

USD 1 ordinary

SWAP

Decreasing Short

243

524.4420 ZAR

USD 1 ordinary

SWAP

Decreasing Short

29,837

524.6626 ZAR

USD 1 ordinary

SWAP

Decreasing Short

37,525

524.6701 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,100

525.2413 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,706

525.4173 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,100

525.7297 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,152

526.1658 ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,172

527.9300 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,419

527.9862 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7

529.6800 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,107

522.5811 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,205

523.2086 ZAR

USD 1 ordinary

SWAP

Increasing Short

243

524.3528 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,356

524.5732 ZAR

USD 1 ordinary

SWAP

Increasing Short

29,837

524.5734 ZAR

USD 1 ordinary

SWAP

Increasing Short

37,525

524.5809 ZAR

USD 1 ordinary

SWAP

Increasing Short

703

524.7036 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,239

524.9210 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,100

525.1520 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,706

525.3280 ZAR

USD 1 ordinary

SWAP

Increasing Short

289,957

525.5376 ZAR

USD 1 ordinary

SWAP

Increasing Short

500

525.6091 ZAR

USD 1 ordinary

SWAP

Increasing Short

600

525.6664 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,152

526.0763 ZAR

USD 1 ordinary

SWAP

Increasing Short

28,834

526.3535 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,172

527.8402 ZAR

USD 1 ordinary

SWAP

Increasing Short

7

529.5900 ZAR

USD 1 ordinary

CFD

Increasing Long

9,107

522.5262 ZAR

USD 1 ordinary

CFD

Increasing Long

5,205

523.1798 ZAR

USD 1 ordinary

CFD

Increasing Long

6,356

524.5050 ZAR

USD 1 ordinary

CFD

Increasing Long

703

524.5829 ZAR

USD 1 ordinary

CFD

Increasing Long

4,239

524.8659 ZAR

USD 1 ordinary

CFD

Increasing Long

289,957

525.4693 ZAR

USD 1 ordinary

CFD

Increasing Long

28,834

526.2982 ZAR

USD 1 ordinary

CFD

Decreasing Long

465

521.9622 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,648

522.7879 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,995

522.9729 ZAR

USD 1 ordinary

CFD

Decreasing Long

37,141

523.8193 ZAR

USD 1 ordinary

CFD

Decreasing Long

13,455

524.0976 ZAR

USD 1 ordinary

CFD

Decreasing Long

746,000

524.3542 ZAR

USD 1 ordinary

CFD

Decreasing Long

479,000

524.3543 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,919

524.3872 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,951

524.4027 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,419

528.0152 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

21 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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