Form 8.3 - ANGLOGOLD ASHANTI PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

25 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,418,649

0.58%

2,202,080

0.52%

(2) Cash-settled derivatives:

1,709,501

0.41%

1,473,131

0.35%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

4,258,150

1.01%

3,835,211

0.91%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

156,891

28.8542 USD

USD 1 ordinary

Purchase

90,711

28.8051 USD

USD 1 ordinary

Purchase

58,038

499.9000 ZAR

USD 1 ordinary

Purchase

51,595

28.6850 USD

USD 1 ordinary

Purchase

19,041

28.7486 USD

USD 1 ordinary

Purchase

14,000

28.7408 USD

USD 1 ordinary

Purchase

12,574

28.8741 USD

USD 1 ordinary

Purchase

11,009

499.3022 ZAR

USD 1 ordinary

Purchase

8,529

28.8991 USD

USD 1 ordinary

Purchase

5,550

28.8484 USD

USD 1 ordinary

Purchase

5,169

28.7532 USD

USD 1 ordinary

Purchase

5,062

28.8123 USD

USD 1 ordinary

Purchase

5,017

28.9324 USD

USD 1 ordinary

Purchase

5,000

28.6294 USD

USD 1 ordinary

Purchase

2,700

28.7037 USD

USD 1 ordinary

Purchase

2,665

28.8045 USD

USD 1 ordinary

Purchase

2,037

28.8895 USD

USD 1 ordinary

Purchase

1,673

28.7100 USD

USD 1 ordinary

Purchase

1,400

28.7314 USD

USD 1 ordinary

Purchase

855

28.8280 USD

USD 1 ordinary

Purchase

700

28.8336 USD

USD 1 ordinary

Purchase

475

29.0042 USD

USD 1 ordinary

Purchase

300

28.8100 USD

USD 1 ordinary

Purchase

300

28.9866 USD

USD 1 ordinary

Purchase

234

28.7485 USD

USD 1 ordinary

Purchase

210

28.6404 USD

USD 1 ordinary

Purchase

200

28.8700 USD

USD 1 ordinary

Purchase

200

28.8600 USD

USD 1 ordinary

Purchase

198

28.7251 USD

USD 1 ordinary

Purchase

105

28.6325 USD

USD 1 ordinary

Purchase

100

28.6500 USD

USD 1 ordinary

Purchase

39

28.7766 USD

USD 1 ordinary

Purchase

24

28.6550 USD

USD 1 ordinary

Purchase

24

28.6450 USD

USD 1 ordinary

Purchase

24

28.6150 USD

USD 1 ordinary

Purchase

17

28.6600 USD

USD 1 ordinary

Purchase

12

28.6300 USD

USD 1 ordinary

Purchase

9

28.6700 USD

USD 1 ordinary

Sale

287,241

28.8331 USD

USD 1 ordinary

Sale

38,876

28.6659 USD

USD 1 ordinary

Sale

14,000

28.7408 USD

USD 1 ordinary

Sale

6,482

28.7778 USD

USD 1 ordinary

Sale

5,729

28.6879 USD

USD 1 ordinary

Sale

5,000

28.6294 USD

USD 1 ordinary

Sale

4,994

29.0139 USD

USD 1 ordinary

Sale

4,910

28.8035 USD

USD 1 ordinary

Sale

4,338

28.7843 USD

USD 1 ordinary

Sale

3,391

28.8511 USD

USD 1 ordinary

Sale

2,700

28.7037 USD

USD 1 ordinary

Sale

2,171

28.8434 USD

USD 1 ordinary

Sale

2,039

28.7721 USD

USD 1 ordinary

Sale

1,857

28.7547 USD

USD 1 ordinary

Sale

1,664

28.9382 USD

USD 1 ordinary

Sale

1,226

499.9000 ZAR

USD 1 ordinary

Sale

974

28.7962 USD

USD 1 ordinary

Sale

964

28.6885 USD

USD 1 ordinary

Sale

900

28.8222 USD

USD 1 ordinary

Sale

700

28.8600 USD

USD 1 ordinary

Sale

655

28.8389 USD

USD 1 ordinary

Sale

572

28.6833 USD

USD 1 ordinary

Sale

465

28.8526 USD

USD 1 ordinary

Sale

403

28.7512 USD

USD 1 ordinary

Sale

395

28.8632 USD

USD 1 ordinary

Sale

300

28.8100 USD

USD 1 ordinary

Sale

298

28.6965 USD

USD 1 ordinary

Sale

210

28.6404 USD

USD 1 ordinary

Sale

200

28.6550 USD

USD 1 ordinary

Sale

200

28.7925 USD

USD 1 ordinary

Sale

200

28.8700 USD

USD 1 ordinary

Sale

134

28.7400 USD

USD 1 ordinary

Sale

130

28.5984 USD

USD 1 ordinary

Sale

100

28.6500 USD

USD 1 ordinary

Sale

100

28.7600 USD

USD 1 ordinary

Sale

90

28.6900 USD

USD 1 ordinary

Sale

86

28.6600 USD

USD 1 ordinary

Sale

39

28.7766 USD

USD 1 ordinary

Sale

9

28.6700 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Closing Long

29,191

492.7300 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,966

493.3117 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16

493.4394 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,967

494.0232 ZAR

USD 1 ordinary

SWAP

Decreasing Short

19

494.2921 ZAR

USD 1 ordinary

SWAP

Decreasing Short

11

494.6009 ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,086

494.9052 ZAR

USD 1 ordinary

SWAP

Decreasing Short

62

495.6077 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,062

496.9347 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,716

498.1207 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,242

498.5971 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,456

499.3244 ZAR

USD 1 ordinary

SWAP

Decreasing Short

46,747

499.9000 ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,895

499.9905 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,000

504.7475 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,967

493.9392 ZAR

USD 1 ordinary

SWAP

Increasing Short

41,415

494.1239 ZAR

USD 1 ordinary

SWAP

Increasing Short

19

494.2080 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,126

494.4857 ZAR

USD 1 ordinary

SWAP

Increasing Short

11

494.5168 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,086

494.8210 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,695

495.2902 ZAR

USD 1 ordinary

SWAP

Increasing Short

62

495.5234 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,062

495.7478 ZAR

USD 1 ordinary

SWAP

Increasing Short

23,954

496.2452 ZAR

USD 1 ordinary

SWAP

Increasing Short

256,724

497.6959 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,716

498.0361 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,242

498.5124 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,456

499.2395 ZAR

USD 1 ordinary

SWAP

Increasing Short

81,136

499.6124 ZAR

USD 1 ordinary

SWAP

Increasing Short

26,455

499.8150 ZAR

USD 1 ordinary

SWAP

Increasing Short

20,292

499.9000 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,895

499.9055 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

504.6616 ZAR

USD 1 ordinary

CFD

Increasing Long

41,415

494.0720 ZAR

USD 1 ordinary

CFD

Increasing Long

11,126

494.4585 ZAR

USD 1 ordinary

CFD

Increasing Long

3,695

495.2258 ZAR

USD 1 ordinary

CFD

Increasing Long

1,062

495.6958 ZAR

USD 1 ordinary

CFD

Increasing Long

23,954

496.1931 ZAR

USD 1 ordinary

CFD

Increasing Long

256,724

497.6312 ZAR

USD 1 ordinary

CFD

Increasing Long

81,136

499.5599 ZAR

USD 1 ordinary

CFD

Increasing Long

20,292

499.9000 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,966

493.3758 ZAR

USD 1 ordinary

CFD

Decreasing Long

16

493.5037 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,062

496.9868 ZAR

USD 1 ordinary

CFD

Decreasing Long

20,292

499.9000 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: