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Form 8.3 - AngloGold Ashanti plc

3rd Oct 2024 15:07

RNS Number : 8796G
Barclays PLC
03 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

02 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,538,016

0.60%

2,381,497

0.57%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,153,137

0.51%

1,996,173

0.47%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,821,153

1.15%

4,537,670

1.08%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

208,940

27.1552 USD

USD 1 ordinary

Purchase

200,400

27.0222 USD

USD 1 ordinary

Purchase

34,555

27.2008 USD

USD 1 ordinary

Purchase

33,314

27.0823 USD

USD 1 ordinary

Purchase

28,766

27.0578 USD

USD 1 ordinary

Purchase

25,808

27.0904 USD

USD 1 ordinary

Purchase

20,000

27.0547 USD

USD 1 ordinary

Purchase

14,786

27.0898 USD

USD 1 ordinary

Purchase

13,397

27.1843 USD

USD 1 ordinary

Purchase

10,258

27.0681 USD

USD 1 ordinary

Purchase

9,854

27.2097 USD

USD 1 ordinary

Purchase

9,741

27.0726 USD

USD 1 ordinary

Purchase

5,715

27.1185 USD

USD 1 ordinary

Purchase

5,049

26.9500 USD

USD 1 ordinary

Purchase

5,001

27.0845 USD

USD 1 ordinary

Purchase

4,251

26.9850 USD

USD 1 ordinary

Purchase

2,567

27.0729 USD

USD 1 ordinary

Purchase

968

26.9800 USD

USD 1 ordinary

Purchase

751

27.1878 USD

USD 1 ordinary

Purchase

450

27.1104 USD

USD 1 ordinary

Purchase

400

26.9350 USD

USD 1 ordinary

Purchase

400

27.2000 USD

USD 1 ordinary

Purchase

228

27.0700 USD

USD 1 ordinary

Purchase

178

27.0885 USD

USD 1 ordinary

Purchase

141

26.9874 USD

USD 1 ordinary

Purchase

100

27.2600 USD

USD 1 ordinary

Purchase

100

27.0850 USD

USD 1 ordinary

Purchase

100

26.9400 USD

USD 1 ordinary

Purchase

95

26.9600 USD

USD 1 ordinary

Purchase

50

27.0800 USD

USD 1 ordinary

Purchase

43

27.2350 USD

USD 1 ordinary

Purchase

14

27.1400 USD

USD 1 ordinary

Sale

300,241

27.1519 USD

USD 1 ordinary

Sale

61,160

27.0339 USD

USD 1 ordinary

Sale

42,359

27.0129 USD

USD 1 ordinary

Sale

42,334

27.0076 USD

USD 1 ordinary

Sale

30,445

27.0103 USD

USD 1 ordinary

Sale

28,214

27.0582 USD

USD 1 ordinary

Sale

20,000

27.0547 USD

USD 1 ordinary

Sale

12,945

27.0819 USD

USD 1 ordinary

Sale

9,741

27.0726 USD

USD 1 ordinary

Sale

8,748

27.1906 USD

USD 1 ordinary

Sale

7,556

27.0580 USD

USD 1 ordinary

Sale

6,997

27.0615 USD

USD 1 ordinary

Sale

6,982

27.0164 USD

USD 1 ordinary

Sale

6,445

26.9576 USD

USD 1 ordinary

Sale

4,927

27.2098 USD

USD 1 ordinary

Sale

4,927

27.2097 USD

USD 1 ordinary

Sale

4,557

27.0217 USD

USD 1 ordinary

Sale

3,407

27.0768 USD

USD 1 ordinary

Sale

3,100

27.1200 USD

USD 1 ordinary

Sale

2,914

27.0770 USD

USD 1 ordinary

Sale

2,846

27.0387 USD

USD 1 ordinary

Sale

1,700

26.9623 USD

USD 1 ordinary

Sale

1,411

27.0200 USD

USD 1 ordinary

Sale

1,219

27.1681 USD

USD 1 ordinary

Sale

1,208

26.9539 USD

USD 1 ordinary

Sale

1,140

27.1139 USD

USD 1 ordinary

Sale

968

26.9800 USD

USD 1 ordinary

Sale

951

27.1346 USD

USD 1 ordinary

Sale

902

27.0410 USD

USD 1 ordinary

Sale

900

27.0322 USD

USD 1 ordinary

Sale

711

27.2284 USD

USD 1 ordinary

Sale

450

27.1104 USD

USD 1 ordinary

Sale

420

27.1933 USD

USD 1 ordinary

Sale

414

27.0344 USD

USD 1 ordinary

Sale

261

26.9373 USD

USD 1 ordinary

Sale

213

26.9977 USD

USD 1 ordinary

Sale

200

26.9350 USD

USD 1 ordinary

Sale

152

27.0521 USD

USD 1 ordinary

Sale

148

26.9135 USD

USD 1 ordinary

Sale

140

27.2700 USD

USD 1 ordinary

Sale

114

27.0700 USD

USD 1 ordinary

Sale

100

27.2100 USD

USD 1 ordinary

Sale

100

27.0300 USD

USD 1 ordinary

Sale

100

26.9400 USD

USD 1 ordinary

Sale

100

27.0600 USD

USD 1 ordinary

Sale

25

26.9000 USD

USD 1 ordinary

Sale

25

27.2600 USD

USD 1 ordinary

Sale

14

27.3500 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

910

470.6765 ZAR

USD 1 ordinary

SWAP

Decreasing Short

36

471.5201 ZAR

USD 1 ordinary

SWAP

Decreasing Short

39

471.8786 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,101

472.5284 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,198

472.5973 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,125

472.6921 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,259

473.1633 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,895

473.3421 ZAR

USD 1 ordinary

SWAP

Decreasing Short

189,024

473.4000 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,967

473.4271 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,484

473.4483 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,736

474.0540 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,520

474.6205 ZAR

USD 1 ordinary

SWAP

Decreasing Short

876

474.6338 ZAR

USD 1 ordinary

SWAP

Decreasing Short

55

474.7606 ZAR

USD 1 ordinary

SWAP

Increasing Short

910

470.5965 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,101

472.4481 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,125

472.6118 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,259

473.1633 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,568

473.2670 ZAR

USD 1 ordinary

SWAP

Increasing Short

34,012

473.3195 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,967

473.3466 ZAR

USD 1 ordinary

SWAP

Increasing Short

35,478

473.3664 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,484

473.3678 ZAR

USD 1 ordinary

SWAP

Increasing Short

155,012

473.4000 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,671

473.5345 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,113

473.6183 ZAR

USD 1 ordinary

SWAP

Increasing Short

267,825

473.6623 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,431

473.9194 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,015

473.9539 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,736

473.9734 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,625

473.9794 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,197

474.0750 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,520

474.5399 ZAR

USD 1 ordinary

SWAP

Increasing Short

55

474.6800 ZAR

USD 1 ordinary

CFD

Increasing Long

24,568

473.2173 ZAR

USD 1 ordinary

CFD

Increasing Long

35,478

473.3167 ZAR

USD 1 ordinary

CFD

Increasing Long

155,012

473.4000 ZAR

USD 1 ordinary

CFD

Increasing Long

5,671

473.4729 ZAR

USD 1 ordinary

CFD

Increasing Long

2,113

473.5686 ZAR

USD 1 ordinary

CFD

Increasing Long

267,825

473.6007 ZAR

USD 1 ordinary

CFD

Increasing Long

8,015

473.8922 ZAR

USD 1 ordinary

CFD

Increasing Long

1,431

473.8933 ZAR

USD 1 ordinary

CFD

Increasing Long

16,625

473.9297 ZAR

USD 1 ordinary

CFD

Increasing Long

2,197

473.9660 ZAR

USD 1 ordinary

CFD

Decreasing Long

36

471.5461 ZAR

USD 1 ordinary

CFD

Decreasing Long

39

471.9400 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,198

472.6587 ZAR

USD 1 ordinary

CFD

Decreasing Long

21,895

473.3918 ZAR

USD 1 ordinary

CFD

Decreasing Long

155,012

473.4000 ZAR

USD 1 ordinary

CFD

Decreasing Long

876

474.6837 ZAR

USD 1 ordinary

SWAP

Opening Long

9,741

27.0712 USD

USD 1 ordinary

SWAP

Opening Short

20,000

27.0562 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

03 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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