3rd Oct 2024 15:07
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 02 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,538,016 | 0.60% | 2,381,497 | 0.57% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,153,137 | 0.51% | 1,996,173 | 0.47% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,821,153 | 1.15% | 4,537,670 | 1.08% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 208,940 | 27.1552 USD | ||||
USD 1 ordinary | Purchase | 200,400 | 27.0222 USD | ||||
USD 1 ordinary | Purchase | 34,555 | 27.2008 USD | ||||
USD 1 ordinary | Purchase | 33,314 | 27.0823 USD | ||||
USD 1 ordinary | Purchase | 28,766 | 27.0578 USD | ||||
USD 1 ordinary | Purchase | 25,808 | 27.0904 USD | ||||
USD 1 ordinary | Purchase | 20,000 | 27.0547 USD | ||||
USD 1 ordinary | Purchase | 14,786 | 27.0898 USD | ||||
USD 1 ordinary | Purchase | 13,397 | 27.1843 USD | ||||
USD 1 ordinary | Purchase | 10,258 | 27.0681 USD | ||||
USD 1 ordinary | Purchase | 9,854 | 27.2097 USD | ||||
USD 1 ordinary | Purchase | 9,741 | 27.0726 USD | ||||
USD 1 ordinary | Purchase | 5,715 | 27.1185 USD | ||||
USD 1 ordinary | Purchase | 5,049 | 26.9500 USD | ||||
USD 1 ordinary | Purchase | 5,001 | 27.0845 USD | ||||
USD 1 ordinary | Purchase | 4,251 | 26.9850 USD | ||||
USD 1 ordinary | Purchase | 2,567 | 27.0729 USD | ||||
USD 1 ordinary | Purchase | 968 | 26.9800 USD | ||||
USD 1 ordinary | Purchase | 751 | 27.1878 USD | ||||
USD 1 ordinary | Purchase | 450 | 27.1104 USD | ||||
USD 1 ordinary | Purchase | 400 | 26.9350 USD | ||||
USD 1 ordinary | Purchase | 400 | 27.2000 USD | ||||
USD 1 ordinary | Purchase | 228 | 27.0700 USD | ||||
USD 1 ordinary | Purchase | 178 | 27.0885 USD | ||||
USD 1 ordinary | Purchase | 141 | 26.9874 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.2600 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.0850 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.9400 USD | ||||
USD 1 ordinary | Purchase | 95 | 26.9600 USD | ||||
USD 1 ordinary | Purchase | 50 | 27.0800 USD | ||||
USD 1 ordinary | Purchase | 43 | 27.2350 USD | ||||
USD 1 ordinary | Purchase | 14 | 27.1400 USD | ||||
USD 1 ordinary | Sale | 300,241 | 27.1519 USD | ||||
USD 1 ordinary | Sale | 61,160 | 27.0339 USD | ||||
USD 1 ordinary | Sale | 42,359 | 27.0129 USD | ||||
USD 1 ordinary | Sale | 42,334 | 27.0076 USD | ||||
USD 1 ordinary | Sale | 30,445 | 27.0103 USD | ||||
USD 1 ordinary | Sale | 28,214 | 27.0582 USD | ||||
USD 1 ordinary | Sale | 20,000 | 27.0547 USD | ||||
USD 1 ordinary | Sale | 12,945 | 27.0819 USD | ||||
USD 1 ordinary | Sale | 9,741 | 27.0726 USD | ||||
USD 1 ordinary | Sale | 8,748 | 27.1906 USD | ||||
USD 1 ordinary | Sale | 7,556 | 27.0580 USD | ||||
USD 1 ordinary | Sale | 6,997 | 27.0615 USD | ||||
USD 1 ordinary | Sale | 6,982 | 27.0164 USD | ||||
USD 1 ordinary | Sale | 6,445 | 26.9576 USD | ||||
USD 1 ordinary | Sale | 4,927 | 27.2098 USD | ||||
USD 1 ordinary | Sale | 4,927 | 27.2097 USD | ||||
USD 1 ordinary | Sale | 4,557 | 27.0217 USD | ||||
USD 1 ordinary | Sale | 3,407 | 27.0768 USD | ||||
USD 1 ordinary | Sale | 3,100 | 27.1200 USD | ||||
USD 1 ordinary | Sale | 2,914 | 27.0770 USD | ||||
USD 1 ordinary | Sale | 2,846 | 27.0387 USD | ||||
USD 1 ordinary | Sale | 1,700 | 26.9623 USD | ||||
USD 1 ordinary | Sale | 1,411 | 27.0200 USD | ||||
USD 1 ordinary | Sale | 1,219 | 27.1681 USD | ||||
USD 1 ordinary | Sale | 1,208 | 26.9539 USD | ||||
USD 1 ordinary | Sale | 1,140 | 27.1139 USD | ||||
USD 1 ordinary | Sale | 968 | 26.9800 USD | ||||
USD 1 ordinary | Sale | 951 | 27.1346 USD | ||||
USD 1 ordinary | Sale | 902 | 27.0410 USD | ||||
USD 1 ordinary | Sale | 900 | 27.0322 USD | ||||
USD 1 ordinary | Sale | 711 | 27.2284 USD | ||||
USD 1 ordinary | Sale | 450 | 27.1104 USD | ||||
USD 1 ordinary | Sale | 420 | 27.1933 USD | ||||
USD 1 ordinary | Sale | 414 | 27.0344 USD | ||||
USD 1 ordinary | Sale | 261 | 26.9373 USD | ||||
USD 1 ordinary | Sale | 213 | 26.9977 USD | ||||
USD 1 ordinary | Sale | 200 | 26.9350 USD | ||||
USD 1 ordinary | Sale | 152 | 27.0521 USD | ||||
USD 1 ordinary | Sale | 148 | 26.9135 USD | ||||
USD 1 ordinary | Sale | 140 | 27.2700 USD | ||||
USD 1 ordinary | Sale | 114 | 27.0700 USD | ||||
USD 1 ordinary | Sale | 100 | 27.2100 USD | ||||
USD 1 ordinary | Sale | 100 | 27.0300 USD | ||||
USD 1 ordinary | Sale | 100 | 26.9400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.0600 USD | ||||
USD 1 ordinary | Sale | 25 | 26.9000 USD | ||||
USD 1 ordinary | Sale | 25 | 27.2600 USD | ||||
USD 1 ordinary | Sale | 14 | 27.3500 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 910 | 470.6765 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 36 | 471.5201 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 39 | 471.8786 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,101 | 472.5284 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,198 | 472.5973 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,125 | 472.6921 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,259 | 473.1633 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,895 | 473.3421 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 189,024 | 473.4000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,967 | 473.4271 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,484 | 473.4483 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,736 | 474.0540 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,520 | 474.6205 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 876 | 474.6338 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 55 | 474.7606 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 910 | 470.5965 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,101 | 472.4481 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,125 | 472.6118 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,259 | 473.1633 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,568 | 473.2670 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34,012 | 473.3195 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,967 | 473.3466 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35,478 | 473.3664 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,484 | 473.3678 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 155,012 | 473.4000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,671 | 473.5345 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,113 | 473.6183 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 267,825 | 473.6623 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,431 | 473.9194 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,015 | 473.9539 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,736 | 473.9734 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,625 | 473.9794 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,197 | 474.0750 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,520 | 474.5399 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 55 | 474.6800 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,568 | 473.2173 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 35,478 | 473.3167 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 155,012 | 473.4000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,671 | 473.4729 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,113 | 473.5686 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 267,825 | 473.6007 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,015 | 473.8922 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,431 | 473.8933 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 16,625 | 473.9297 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,197 | 473.9660 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 36 | 471.5461 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 39 | 471.9400 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,198 | 472.6587 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 21,895 | 473.3918 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 155,012 | 473.4000 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 876 | 474.6837 ZAR | |||
USD 1 ordinary | SWAP | Opening Long | 9,741 | 27.0712 USD | |||
USD 1 ordinary | SWAP | Opening Short | 20,000 | 27.0562 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 03 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays