27th Sep 2024 15:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 26 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,492,587 | 0.59% | 2,329,949 | 0.56% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,912,151 | 0.45% | 1,675,781 | 0.40% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,534,738 | 1.08% | 4,165,730 | 0.99% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 132,103 | 28.9258 USD | ||||
USD 1 ordinary | Purchase | 68,452 | 29.0854 USD | ||||
USD 1 ordinary | Purchase | 27,170 | 28.9782 USD | ||||
USD 1 ordinary | Purchase | 16,049 | 28.9174 USD | ||||
USD 1 ordinary | Purchase | 15,860 | 29.0376 USD | ||||
USD 1 ordinary | Purchase | 15,104 | 498.4674 ZAR | ||||
USD 1 ordinary | Purchase | 7,134 | 28.8946 USD | ||||
USD 1 ordinary | Purchase | 6,706 | 28.9595 USD | ||||
USD 1 ordinary | Purchase | 4,338 | 28.9708 USD | ||||
USD 1 ordinary | Purchase | 2,520 | 28.8366 USD | ||||
USD 1 ordinary | Purchase | 2,034 | 28.8978 USD | ||||
USD 1 ordinary | Purchase | 1,900 | 29.0900 USD | ||||
USD 1 ordinary | Purchase | 1,400 | 29.3700 USD | ||||
USD 1 ordinary | Purchase | 1,132 | 29.0704 USD | ||||
USD 1 ordinary | Purchase | 506 | 28.5381 USD | ||||
USD 1 ordinary | Purchase | 500 | 28.6900 USD | ||||
USD 1 ordinary | Purchase | 400 | 29.0950 USD | ||||
USD 1 ordinary | Purchase | 368 | 29.0657 USD | ||||
USD 1 ordinary | Purchase | 355 | 29.1057 USD | ||||
USD 1 ordinary | Purchase | 213 | 29.4023 USD | ||||
USD 1 ordinary | Purchase | 200 | 29.3400 USD | ||||
USD 1 ordinary | Purchase | 153 | 29.2796 USD | ||||
USD 1 ordinary | Purchase | 126 | 29.1201 USD | ||||
USD 1 ordinary | Purchase | 100 | 28.9000 USD | ||||
USD 1 ordinary | Purchase | 96 | 28.6530 USD | ||||
USD 1 ordinary | Purchase | 76 | 29.0509 USD | ||||
USD 1 ordinary | Purchase | 15 | 28.8685 USD | ||||
USD 1 ordinary | Purchase | 13 | 29.0730 USD | ||||
USD 1 ordinary | Sale | 187,199 | 28.9403 USD | ||||
USD 1 ordinary | Sale | 29,554 | 29.0555 USD | ||||
USD 1 ordinary | Sale | 20,531 | 29.1507 USD | ||||
USD 1 ordinary | Sale | 11,192 | 29.1184 USD | ||||
USD 1 ordinary | Sale | 4,587 | 28.9899 USD | ||||
USD 1 ordinary | Sale | 3,939 | 28.9555 USD | ||||
USD 1 ordinary | Sale | 3,461 | 28.8117 USD | ||||
USD 1 ordinary | Sale | 3,294 | 28.8144 USD | ||||
USD 1 ordinary | Sale | 2,960 | 29.2613 USD | ||||
USD 1 ordinary | Sale | 2,490 | 28.9283 USD | ||||
USD 1 ordinary | Sale | 2,220 | 29.0664 USD | ||||
USD 1 ordinary | Sale | 2,100 | 29.1271 USD | ||||
USD 1 ordinary | Sale | 1,900 | 29.0900 USD | ||||
USD 1 ordinary | Sale | 1,720 | 28.8570 USD | ||||
USD 1 ordinary | Sale | 1,708 | 28.9290 USD | ||||
USD 1 ordinary | Sale | 1,464 | 28.8778 USD | ||||
USD 1 ordinary | Sale | 1,439 | 28.7807 USD | ||||
USD 1 ordinary | Sale | 1,334 | 29.0383 USD | ||||
USD 1 ordinary | Sale | 980 | 29.1394 USD | ||||
USD 1 ordinary | Sale | 900 | 28.8238 USD | ||||
USD 1 ordinary | Sale | 601 | 28.6300 USD | ||||
USD 1 ordinary | Sale | 540 | 29.3700 USD | ||||
USD 1 ordinary | Sale | 500 | 28.6900 USD | ||||
USD 1 ordinary | Sale | 401 | 28.8893 USD | ||||
USD 1 ordinary | Sale | 400 | 29.0950 USD | ||||
USD 1 ordinary | Sale | 389 | 29.2954 USD | ||||
USD 1 ordinary | Sale | 341 | 28.8512 USD | ||||
USD 1 ordinary | Sale | 313 | 29.0942 USD | ||||
USD 1 ordinary | Sale | 279 | 29.0709 USD | ||||
USD 1 ordinary | Sale | 240 | 29.0783 USD | ||||
USD 1 ordinary | Sale | 222 | 28.9571 USD | ||||
USD 1 ordinary | Sale | 200 | 28.5800 USD | ||||
USD 1 ordinary | Sale | 200 | 29.3400 USD | ||||
USD 1 ordinary | Sale | 150 | 29.1066 USD | ||||
USD 1 ordinary | Sale | 128 | 28.8950 USD | ||||
USD 1 ordinary | Sale | 126 | 29.1201 USD | ||||
USD 1 ordinary | Sale | 122 | 29.1400 USD | ||||
USD 1 ordinary | Sale | 113 | 29.4000 USD | ||||
USD 1 ordinary | Sale | 100 | 28.7332 USD | ||||
USD 1 ordinary | Sale | 100 | 28.8300 USD | ||||
USD 1 ordinary | Sale | 100 | 29.4050 USD | ||||
USD 1 ordinary | Sale | 100 | 28.9000 USD | ||||
USD 1 ordinary | Sale | 96 | 28.6530 USD | ||||
USD 1 ordinary | Sale | 86 | 29.3155 USD | ||||
USD 1 ordinary | Sale | 60 | 29.2400 USD | ||||
USD 1 ordinary | Sale | 20 | 28.7900 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 751 | 495.2720 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 553 | 495.9616 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,738 | 497.6153 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,653 | 498.1302 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,133 | 498.1958 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,115 | 498.8443 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,908 | 498.9584 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27,924 | 499.1549 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38,302 | 499.1600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 419 | 499.2878 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,882 | 499.2933 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 39,186 | 499.3737 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 751 | 495.1878 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 553 | 495.8773 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,191 | 496.7723 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,133 | 498.1112 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 56,650 | 498.8054 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,908 | 498.8736 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 27,924 | 499.0701 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38,302 | 499.0751 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 39,186 | 499.2888 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 171,165 | 499.3330 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,583 | 499.8392 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,261 | 500.5501 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,533 | 501.4234 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,191 | 496.7449 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 56,650 | 498.7531 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 171,165 | 499.2681 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,583 | 499.7867 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,261 | 500.4850 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,533 | 501.3707 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,738 | 497.6676 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,653 | 498.1576 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,115 | 498.8966 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 419 | 499.3527 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 16,882 | 499.3582 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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USD 1 ordinary | Put Options | Selling | 83,500 | 30.0000 USD | American | 15 Nov 2024 | 2.0000 USD |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 27 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays