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Form 8.3 - AngloGold Ashanti plc

28th Oct 2024 12:59

RNS Number : 9041J
Barclays PLC
28 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

25 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,140,371

0.99%

3,970,526

0.94%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,927,261

0.93%

2,552,384

0.60%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,197,632

1.95%

6,682,910

1.58%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

138,859

29.6125 USD

USD 1 ordinary

Purchase

30,138

29.5475 USD

USD 1 ordinary

Purchase

18,841

29.7604 USD

USD 1 ordinary

Purchase

16,367

29.5017 USD

USD 1 ordinary

Purchase

10,657

29.5766 USD

USD 1 ordinary

Purchase

10,502

29.6270 USD

USD 1 ordinary

Purchase

5,054

29.5680 USD

USD 1 ordinary

Purchase

3,682

29.6140 USD

USD 1 ordinary

Purchase

2,966

29.7538 USD

USD 1 ordinary

Purchase

2,744

29.5775 USD

USD 1 ordinary

Purchase

2,242

29.5435 USD

USD 1 ordinary

Purchase

1,711

29.5702 USD

USD 1 ordinary

Purchase

1,427

29.5000 USD

USD 1 ordinary

Purchase

1,289

29.5719 USD

USD 1 ordinary

Purchase

1,245

29.5543 USD

USD 1 ordinary

Purchase

1,058

29.5476 USD

USD 1 ordinary

Purchase

1,047

29.5670 USD

USD 1 ordinary

Purchase

1,000

29.6100 USD

USD 1 ordinary

Purchase

1,000

524.5742 ZAR

USD 1 ordinary

Purchase

640

29.5824 USD

USD 1 ordinary

Purchase

615

29.6500 USD

USD 1 ordinary

Purchase

549

29.5817 USD

USD 1 ordinary

Purchase

449

29.6465 USD

USD 1 ordinary

Purchase

417

29.5939 USD

USD 1 ordinary

Purchase

302

525.7800 ZAR

USD 1 ordinary

Purchase

283

29.5907 USD

USD 1 ordinary

Purchase

230

29.6343 USD

USD 1 ordinary

Purchase

165

29.5757 USD

USD 1 ordinary

Purchase

122

29.6453 USD

USD 1 ordinary

Purchase

70

29.5100 USD

USD 1 ordinary

Purchase

40

531.8612 ZAR

USD 1 ordinary

Purchase

30

29.6790 USD

USD 1 ordinary

Purchase

15

29.6350 USD

USD 1 ordinary

Purchase

5

29.3900 USD

USD 1 ordinary

Purchase

1

29.3800 USD

USD 1 ordinary

Sale

194,233

29.6172 USD

USD 1 ordinary

Sale

22,822

29.5215 USD

USD 1 ordinary

Sale

4,688

29.5974 USD

USD 1 ordinary

Sale

3,814

29.5753 USD

USD 1 ordinary

Sale

3,374

29.5387 USD

USD 1 ordinary

Sale

3,059

29.5811 USD

USD 1 ordinary

Sale

2,852

29.6159 USD

USD 1 ordinary

Sale

2,734

29.5000 USD

USD 1 ordinary

Sale

2,433

29.7455 USD

USD 1 ordinary

Sale

2,371

29.6561 USD

USD 1 ordinary

Sale

1,995

29.5480 USD

USD 1 ordinary

Sale

1,302

524.8538 ZAR

USD 1 ordinary

Sale

1,183

29.5708 USD

USD 1 ordinary

Sale

1,130

29.6128 USD

USD 1 ordinary

Sale

1,047

29.5670 USD

USD 1 ordinary

Sale

880

29.5488 USD

USD 1 ordinary

Sale

838

29.6466 USD

USD 1 ordinary

Sale

705

29.6531 USD

USD 1 ordinary

Sale

640

29.5824 USD

USD 1 ordinary

Sale

625

29.7174 USD

USD 1 ordinary

Sale

615

29.6500 USD

USD 1 ordinary

Sale

552

29.5253 USD

USD 1 ordinary

Sale

506

29.5720 USD

USD 1 ordinary

Sale

408

29.5534 USD

USD 1 ordinary

Sale

337

29.8121 USD

USD 1 ordinary

Sale

200

29.5450 USD

USD 1 ordinary

Sale

200

29.8300 USD

USD 1 ordinary

Sale

195

29.5075 USD

USD 1 ordinary

Sale

115

29.6343 USD

USD 1 ordinary

Sale

98

29.5268 USD

USD 1 ordinary

Sale

40

531.8613 ZAR

USD 1 ordinary

Sale

34

29.4243 USD

USD 1 ordinary

Sale

30

29.6790 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

1

520.7200 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,604

523.5510 ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,871

523.7520 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,708

523.8423 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,866

523.8557 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,687

524.0405 ZAR

USD 1 ordinary

SWAP

Decreasing Short

86

525.1320 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,440

525.2521 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,560

525.3156 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,022

525.7800 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,332

525.7834 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,000

526.8441 ZAR

USD 1 ordinary

SWAP

Decreasing Short

640

530.1499 ZAR

USD 1 ordinary

SWAP

Increasing Short

1

520.6314 ZAR

USD 1 ordinary

SWAP

Increasing Short

153,536

523.0916 ZAR

USD 1 ordinary

SWAP

Increasing Short

23,871

523.6630 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,620

523.6870 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,687

523.9514 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,481

524.2687 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,440

525.1629 ZAR

USD 1 ordinary

SWAP

Increasing Short

50,782

525.6277 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,022

525.6906 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,332

525.6940 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,713

526.3142 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,000

526.7545 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,442

527.8212 ZAR

USD 1 ordinary

SWAP

Increasing Short

640

530.0598 ZAR

USD 1 ordinary

SWAP

Increasing Long

3,818

12.0000 USD

USD 1 ordinary

CFD

Increasing Long

153,536

523.0236 ZAR

USD 1 ordinary

CFD

Increasing Long

2,620

523.6190 ZAR

USD 1 ordinary

CFD

Increasing Long

14,481

524.2136 ZAR

USD 1 ordinary

CFD

Increasing Long

50,782

525.5725 ZAR

USD 1 ordinary

CFD

Increasing Long

12,713

526.2589 ZAR

USD 1 ordinary

CFD

Increasing Long

3,442

527.6998 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,604

523.6060 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,866

523.8845 ZAR

USD 1 ordinary

CFD

Decreasing Long

10,708

523.8973 ZAR

USD 1 ordinary

CFD

Decreasing Long

86

525.2003 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,560

525.3839 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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