28th Oct 2024 12:59
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 25 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,140,371 | 0.99% | 3,970,526 | 0.94% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,927,261 | 0.93% | 2,552,384 | 0.60% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,197,632 | 1.95% | 6,682,910 | 1.58% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 138,859 | 29.6125 USD | ||||
USD 1 ordinary | Purchase | 30,138 | 29.5475 USD | ||||
USD 1 ordinary | Purchase | 18,841 | 29.7604 USD | ||||
USD 1 ordinary | Purchase | 16,367 | 29.5017 USD | ||||
USD 1 ordinary | Purchase | 10,657 | 29.5766 USD | ||||
USD 1 ordinary | Purchase | 10,502 | 29.6270 USD | ||||
USD 1 ordinary | Purchase | 5,054 | 29.5680 USD | ||||
USD 1 ordinary | Purchase | 3,682 | 29.6140 USD | ||||
USD 1 ordinary | Purchase | 2,966 | 29.7538 USD | ||||
USD 1 ordinary | Purchase | 2,744 | 29.5775 USD | ||||
USD 1 ordinary | Purchase | 2,242 | 29.5435 USD | ||||
USD 1 ordinary | Purchase | 1,711 | 29.5702 USD | ||||
USD 1 ordinary | Purchase | 1,427 | 29.5000 USD | ||||
USD 1 ordinary | Purchase | 1,289 | 29.5719 USD | ||||
USD 1 ordinary | Purchase | 1,245 | 29.5543 USD | ||||
USD 1 ordinary | Purchase | 1,058 | 29.5476 USD | ||||
USD 1 ordinary | Purchase | 1,047 | 29.5670 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 29.6100 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 524.5742 ZAR | ||||
USD 1 ordinary | Purchase | 640 | 29.5824 USD | ||||
USD 1 ordinary | Purchase | 615 | 29.6500 USD | ||||
USD 1 ordinary | Purchase | 549 | 29.5817 USD | ||||
USD 1 ordinary | Purchase | 449 | 29.6465 USD | ||||
USD 1 ordinary | Purchase | 417 | 29.5939 USD | ||||
USD 1 ordinary | Purchase | 302 | 525.7800 ZAR | ||||
USD 1 ordinary | Purchase | 283 | 29.5907 USD | ||||
USD 1 ordinary | Purchase | 230 | 29.6343 USD | ||||
USD 1 ordinary | Purchase | 165 | 29.5757 USD | ||||
USD 1 ordinary | Purchase | 122 | 29.6453 USD | ||||
USD 1 ordinary | Purchase | 70 | 29.5100 USD | ||||
USD 1 ordinary | Purchase | 40 | 531.8612 ZAR | ||||
USD 1 ordinary | Purchase | 30 | 29.6790 USD | ||||
USD 1 ordinary | Purchase | 15 | 29.6350 USD | ||||
USD 1 ordinary | Purchase | 5 | 29.3900 USD | ||||
USD 1 ordinary | Purchase | 1 | 29.3800 USD | ||||
USD 1 ordinary | Sale | 194,233 | 29.6172 USD | ||||
USD 1 ordinary | Sale | 22,822 | 29.5215 USD | ||||
USD 1 ordinary | Sale | 4,688 | 29.5974 USD | ||||
USD 1 ordinary | Sale | 3,814 | 29.5753 USD | ||||
USD 1 ordinary | Sale | 3,374 | 29.5387 USD | ||||
USD 1 ordinary | Sale | 3,059 | 29.5811 USD | ||||
USD 1 ordinary | Sale | 2,852 | 29.6159 USD | ||||
USD 1 ordinary | Sale | 2,734 | 29.5000 USD | ||||
USD 1 ordinary | Sale | 2,433 | 29.7455 USD | ||||
USD 1 ordinary | Sale | 2,371 | 29.6561 USD | ||||
USD 1 ordinary | Sale | 1,995 | 29.5480 USD | ||||
USD 1 ordinary | Sale | 1,302 | 524.8538 ZAR | ||||
USD 1 ordinary | Sale | 1,183 | 29.5708 USD | ||||
USD 1 ordinary | Sale | 1,130 | 29.6128 USD | ||||
USD 1 ordinary | Sale | 1,047 | 29.5670 USD | ||||
USD 1 ordinary | Sale | 880 | 29.5488 USD | ||||
USD 1 ordinary | Sale | 838 | 29.6466 USD | ||||
USD 1 ordinary | Sale | 705 | 29.6531 USD | ||||
USD 1 ordinary | Sale | 640 | 29.5824 USD | ||||
USD 1 ordinary | Sale | 625 | 29.7174 USD | ||||
USD 1 ordinary | Sale | 615 | 29.6500 USD | ||||
USD 1 ordinary | Sale | 552 | 29.5253 USD | ||||
USD 1 ordinary | Sale | 506 | 29.5720 USD | ||||
USD 1 ordinary | Sale | 408 | 29.5534 USD | ||||
USD 1 ordinary | Sale | 337 | 29.8121 USD | ||||
USD 1 ordinary | Sale | 200 | 29.5450 USD | ||||
USD 1 ordinary | Sale | 200 | 29.8300 USD | ||||
USD 1 ordinary | Sale | 195 | 29.5075 USD | ||||
USD 1 ordinary | Sale | 115 | 29.6343 USD | ||||
USD 1 ordinary | Sale | 98 | 29.5268 USD | ||||
USD 1 ordinary | Sale | 40 | 531.8613 ZAR | ||||
USD 1 ordinary | Sale | 34 | 29.4243 USD | ||||
USD 1 ordinary | Sale | 30 | 29.6790 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 1 | 520.7200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,604 | 523.5510 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 23,871 | 523.7520 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,708 | 523.8423 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,866 | 523.8557 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,687 | 524.0405 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 86 | 525.1320 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,440 | 525.2521 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,560 | 525.3156 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,022 | 525.7800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,332 | 525.7834 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,000 | 526.8441 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 640 | 530.1499 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1 | 520.6314 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 153,536 | 523.0916 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 23,871 | 523.6630 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,620 | 523.6870 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,687 | 523.9514 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,481 | 524.2687 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,440 | 525.1629 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 50,782 | 525.6277 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,022 | 525.6906 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,332 | 525.6940 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,713 | 526.3142 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,000 | 526.7545 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,442 | 527.8212 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 640 | 530.0598 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,818 | 12.0000 USD | |||
USD 1 ordinary | CFD | Increasing Long | 153,536 | 523.0236 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,620 | 523.6190 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,481 | 524.2136 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 50,782 | 525.5725 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 12,713 | 526.2589 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,442 | 527.6998 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,604 | 523.6060 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,866 | 523.8845 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,708 | 523.8973 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 86 | 525.2003 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,560 | 525.3839 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 28 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays