30th Sep 2024 14:51
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 27 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,352,760 | 0.56% | 2,205,843 | 0.53% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,920,172 | 0.46% | 1,658,707 | 0.40% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,402,932 | 1.05% | 4,024,550 | 0.96% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 91,041 | 28.4666 USD | ||||
USD 1 ordinary | Purchase | 81,753 | 28.1189 USD | ||||
USD 1 ordinary | Purchase | 73,354 | 28.0145 USD | ||||
USD 1 ordinary | Purchase | 66,007 | 27.9412 USD | ||||
USD 1 ordinary | Purchase | 25,725 | 28.0401 USD | ||||
USD 1 ordinary | Purchase | 13,793 | 27.9892 USD | ||||
USD 1 ordinary | Purchase | 10,000 | 27.9211 USD | ||||
USD 1 ordinary | Purchase | 4,600 | 27.7900 USD | ||||
USD 1 ordinary | Purchase | 4,572 | 27.8280 USD | ||||
USD 1 ordinary | Purchase | 4,185 | 27.8958 USD | ||||
USD 1 ordinary | Purchase | 3,327 | 28.6536 USD | ||||
USD 1 ordinary | Purchase | 2,272 | 28.0391 USD | ||||
USD 1 ordinary | Purchase | 2,100 | 28.2073 USD | ||||
USD 1 ordinary | Purchase | 1,890 | 28.2186 USD | ||||
USD 1 ordinary | Purchase | 1,467 | 27.6956 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 28.0440 USD | ||||
USD 1 ordinary | Purchase | 776 | 27.9041 USD | ||||
USD 1 ordinary | Purchase | 718 | 27.8945 USD | ||||
USD 1 ordinary | Purchase | 530 | 27.7044 USD | ||||
USD 1 ordinary | Purchase | 353 | 27.8377 USD | ||||
USD 1 ordinary | Purchase | 300 | 27.8450 USD | ||||
USD 1 ordinary | Purchase | 200 | 27.7200 USD | ||||
USD 1 ordinary | Purchase | 172 | 27.8167 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.6800 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.6750 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.7700 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.7350 USD | ||||
USD 1 ordinary | Purchase | 30 | 27.6784 USD | ||||
USD 1 ordinary | Purchase | 30 | 27.8916 USD | ||||
USD 1 ordinary | Purchase | 30 | 28.0600 USD | ||||
USD 1 ordinary | Purchase | 20 | 27.9575 USD | ||||
USD 1 ordinary | Purchase | 18 | 478.0000 ZAR | ||||
USD 1 ordinary | Purchase | 10 | 28.4300 USD | ||||
USD 1 ordinary | Purchase | 10 | 27.8100 USD | ||||
USD 1 ordinary | Purchase | 5 | 27.9000 USD | ||||
USD 1 ordinary | Purchase | 5 | 27.8700 USD | ||||
USD 1 ordinary | Sale | 93,007 | 28.3462 USD | ||||
USD 1 ordinary | Sale | 91,457 | 28.1480 USD | ||||
USD 1 ordinary | Sale | 70,717 | 28.0169 USD | ||||
USD 1 ordinary | Sale | 38,585 | 27.9745 USD | ||||
USD 1 ordinary | Sale | 27,825 | 28.0527 USD | ||||
USD 1 ordinary | Sale | 13,107 | 28.5259 USD | ||||
USD 1 ordinary | Sale | 12,440 | 27.9071 USD | ||||
USD 1 ordinary | Sale | 9,060 | 27.9231 USD | ||||
USD 1 ordinary | Sale | 6,428 | 27.8203 USD | ||||
USD 1 ordinary | Sale | 4,600 | 27.7900 USD | ||||
USD 1 ordinary | Sale | 3,690 | 27.8592 USD | ||||
USD 1 ordinary | Sale | 2,720 | 27.7776 USD | ||||
USD 1 ordinary | Sale | 2,116 | 27.9521 USD | ||||
USD 1 ordinary | Sale | 1,575 | 27.7163 USD | ||||
USD 1 ordinary | Sale | 1,525 | 28.6354 USD | ||||
USD 1 ordinary | Sale | 1,455 | 27.8603 USD | ||||
USD 1 ordinary | Sale | 1,360 | 28.5737 USD | ||||
USD 1 ordinary | Sale | 1,100 | 27.8882 USD | ||||
USD 1 ordinary | Sale | 1,095 | 27.8898 USD | ||||
USD 1 ordinary | Sale | 1,000 | 28.0450 USD | ||||
USD 1 ordinary | Sale | 999 | 27.7784 USD | ||||
USD 1 ordinary | Sale | 776 | 27.9041 USD | ||||
USD 1 ordinary | Sale | 629 | 28.0600 USD | ||||
USD 1 ordinary | Sale | 580 | 28.5641 USD | ||||
USD 1 ordinary | Sale | 568 | 27.8473 USD | ||||
USD 1 ordinary | Sale | 530 | 27.7044 USD | ||||
USD 1 ordinary | Sale | 513 | 27.6700 USD | ||||
USD 1 ordinary | Sale | 386 | 27.8174 USD | ||||
USD 1 ordinary | Sale | 300 | 27.8450 USD | ||||
USD 1 ordinary | Sale | 219 | 27.7303 USD | ||||
USD 1 ordinary | Sale | 163 | 27.8115 USD | ||||
USD 1 ordinary | Sale | 148 | 27.8000 USD | ||||
USD 1 ordinary | Sale | 100 | 28.0500 USD | ||||
USD 1 ordinary | Sale | 100 | 27.7400 USD | ||||
USD 1 ordinary | Sale | 100 | 27.8900 USD | ||||
USD 1 ordinary | Sale | 75 | 27.7600 USD | ||||
USD 1 ordinary | Sale | 72 | 27.7435 USD | ||||
USD 1 ordinary | Sale | 50 | 28.7400 USD | ||||
USD 1 ordinary | Sale | 18 | 478.0000 ZAR | ||||
USD 1 ordinary | Sale | 9 | 27.9100 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Opening Long | 29,191 | 492.7300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 130,104 | 478.0812 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,824 | 480.4815 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 316 | 480.5535 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 316 | 480.5632 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32,076 | 483.0902 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 28,132 | 485.8649 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 90,597 | 487.0828 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 55,188 | 489.1829 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 51,385 | 490.0427 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,081 | 490.0778 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 835 | 490.2463 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,250 | 491.5030 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12 | 492.1000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,690 | 493.3054 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 472 | 493.4440 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 336 | 493.6287 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,985 | 494.1431 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 116,601 | 478.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,503 | 478.1911 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,824 | 480.4719 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 90,628 | 481.6662 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,164 | 482.6570 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,132 | 485.7823 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,634 | 488.0939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,228 | 488.9745 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 55,188 | 489.0997 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 51,385 | 489.9594 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,081 | 489.9945 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,409 | 490.0665 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 833 | 490.4364 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12 | 492.0163 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 336 | 493.5448 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,985 | 494.0591 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 90,628 | 481.6036 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,164 | 482.6063 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 17,634 | 488.0671 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,228 | 488.9231 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,409 | 490.0150 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 833 | 490.3727 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 32,076 | 483.1409 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 90,597 | 487.1461 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 835 | 490.3101 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,250 | 491.5546 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 11,690 | 493.3572 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 472 | 493.4712 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 30 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays