7th Nov 2024 14:53
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 06 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,366,737 | 1.04% | 4,184,856 | 0.99% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,884,379 | 0.92% | 2,535,239 | 0.60% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,381,116 | 1.99% | 6,880,095 | 1.63% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 92,364 | 25.7770 USD | ||||
USD 1 ordinary | Purchase | 60,147 | 26.0636 USD | ||||
USD 1 ordinary | Purchase | 55,187 | 26.1625 USD | ||||
USD 1 ordinary | Purchase | 30,000 | 25.8320 USD | ||||
USD 1 ordinary | Purchase | 22,857 | 26.1869 USD | ||||
USD 1 ordinary | Purchase | 14,070 | 26.2705 USD | ||||
USD 1 ordinary | Purchase | 13,328 | 26.1857 USD | ||||
USD 1 ordinary | Purchase | 7,724 | 26.0404 USD | ||||
USD 1 ordinary | Purchase | 7,659 | 26.2110 USD | ||||
USD 1 ordinary | Purchase | 4,869 | 26.2274 USD | ||||
USD 1 ordinary | Purchase | 3,474 | 26.1578 USD | ||||
USD 1 ordinary | Purchase | 2,800 | 26.2100 USD | ||||
USD 1 ordinary | Purchase | 2,494 | 26.1766 USD | ||||
USD 1 ordinary | Purchase | 1,466 | 26.1573 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 26.2500 USD | ||||
USD 1 ordinary | Purchase | 740 | 25.9521 USD | ||||
USD 1 ordinary | Purchase | 721 | 26.0656 USD | ||||
USD 1 ordinary | Purchase | 700 | 26.2050 USD | ||||
USD 1 ordinary | Purchase | 641 | 26.1864 USD | ||||
USD 1 ordinary | Purchase | 536 | 26.0352 USD | ||||
USD 1 ordinary | Purchase | 400 | 26.0925 USD | ||||
USD 1 ordinary | Purchase | 329 | 26.2961 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.0533 USD | ||||
USD 1 ordinary | Purchase | 250 | 26.0810 USD | ||||
USD 1 ordinary | Purchase | 207 | 26.2684 USD | ||||
USD 1 ordinary | Purchase | 180 | 26.2607 USD | ||||
USD 1 ordinary | Purchase | 130 | 26.1900 USD | ||||
USD 1 ordinary | Purchase | 106 | 26.3903 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.2200 USD | ||||
USD 1 ordinary | Purchase | 20 | 26.3100 USD | ||||
USD 1 ordinary | Purchase | 9 | 26.2600 USD | ||||
USD 1 ordinary | Sale | 149,261 | 26.1193 USD | ||||
USD 1 ordinary | Sale | 51,747 | 25.7687 USD | ||||
USD 1 ordinary | Sale | 30,000 | 25.8320 USD | ||||
USD 1 ordinary | Sale | 20,947 | 25.7799 USD | ||||
USD 1 ordinary | Sale | 14,070 | 26.2705 USD | ||||
USD 1 ordinary | Sale | 11,560 | 26.1540 USD | ||||
USD 1 ordinary | Sale | 11,549 | 25.8641 USD | ||||
USD 1 ordinary | Sale | 6,978 | 25.7565 USD | ||||
USD 1 ordinary | Sale | 6,638 | 25.8283 USD | ||||
USD 1 ordinary | Sale | 6,019 | 26.2686 USD | ||||
USD 1 ordinary | Sale | 5,690 | 25.7063 USD | ||||
USD 1 ordinary | Sale | 5,105 | 25.8793 USD | ||||
USD 1 ordinary | Sale | 4,718 | 25.7619 USD | ||||
USD 1 ordinary | Sale | 4,649 | 26.1403 USD | ||||
USD 1 ordinary | Sale | 4,325 | 25.8995 USD | ||||
USD 1 ordinary | Sale | 3,976 | 26.3225 USD | ||||
USD 1 ordinary | Sale | 3,804 | 26.0397 USD | ||||
USD 1 ordinary | Sale | 3,000 | 26.2100 USD | ||||
USD 1 ordinary | Sale | 2,869 | 25.7986 USD | ||||
USD 1 ordinary | Sale | 2,747 | 26.2519 USD | ||||
USD 1 ordinary | Sale | 900 | 26.2500 USD | ||||
USD 1 ordinary | Sale | 700 | 26.2050 USD | ||||
USD 1 ordinary | Sale | 633 | 25.8913 USD | ||||
USD 1 ordinary | Sale | 620 | 25.8714 USD | ||||
USD 1 ordinary | Sale | 400 | 26.2625 USD | ||||
USD 1 ordinary | Sale | 386 | 26.1382 USD | ||||
USD 1 ordinary | Sale | 329 | 26.2961 USD | ||||
USD 1 ordinary | Sale | 300 | 25.8666 USD | ||||
USD 1 ordinary | Sale | 254 | 26.1594 USD | ||||
USD 1 ordinary | Sale | 150 | 25.7700 USD | ||||
USD 1 ordinary | Sale | 130 | 26.1900 USD | ||||
USD 1 ordinary | Sale | 100 | 26.3100 USD | ||||
USD 1 ordinary | Sale | 100 | 25.8500 USD | ||||
USD 1 ordinary | Sale | 100 | 25.8400 USD | ||||
USD 1 ordinary | Sale | 25 | 25.8700 USD | ||||
USD 1 ordinary | Sale | 19 | 25.8800 USD | ||||
USD 1 ordinary | Sale | 9 | 26.2600 USD | ||||
USD 1 ordinary | Sale | 1 | 25.8000 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 13,544 | 454.8162 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 89,947 | 457.5298 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 147,640 | 457.8400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,000 | 458.0231 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,550 | 458.9679 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,091 | 462.5900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,389 | 463.8795 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,900 | 464.3261 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,827 | 465.3730 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,735 | 465.7987 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,521 | 468.8315 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,100 | 469.1677 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,056 | 472.4052 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,446 | 473.1296 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 137 | 475.0106 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,480 | 454.7578 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 147,640 | 457.7621 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,000 | 458.0231 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,495 | 458.7984 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,809 | 458.9759 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,000 | 460.7671 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 60,450 | 463.2426 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,663 | 464.2227 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,900 | 464.2472 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,838 | 465.1742 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,827 | 465.2939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,521 | 468.7518 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,100 | 469.0880 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,179 | 469.7348 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,267 | 473.9843 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 137 | 474.9299 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,322 | 477.6730 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,860 | 0.0000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 18,480 | 454.7100 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 15,495 | 458.7502 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,809 | 458.9507 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,000 | 460.6612 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 60,450 | 463.1824 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,663 | 464.1740 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,838 | 465.1138 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,322 | 477.6228 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 13,544 | 454.8639 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 89,947 | 457.5892 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,550 | 459.0275 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 21,091 | 462.6385 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,389 | 463.9282 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 11,735 | 465.8243 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,056 | 472.4547 ZAR | |||
USD 1 ordinary | SWAP | Opening Long | 30,000 | 25.8307 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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USD 1 ordinary | Call Options | Selling | 83,500 | 28.0000 USD | American | 20 Dec 2024 | 0.8000 USD |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 07 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays