8th Oct 2024 13:58
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 07 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,765,645 | 0.90% | 3,599,888 | 0.86% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,668,597 | 0.87% | 2,760,572 | 0.66% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 7,564,242 | 1.80% | 6,520,460 | 1.55% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 382,133 | 26.1167 USD | ||||
USD 1 ordinary | Purchase | 125,507 | 25.9785 USD | ||||
USD 1 ordinary | Purchase | 46,684 | 26.2579 USD | ||||
USD 1 ordinary | Purchase | 17,169 | 26.0105 USD | ||||
USD 1 ordinary | Purchase | 16,737 | 26.1359 USD | ||||
USD 1 ordinary | Purchase | 15,197 | 26.0179 USD | ||||
USD 1 ordinary | Purchase | 12,714 | 25.9834 USD | ||||
USD 1 ordinary | Purchase | 12,704 | 26.0479 USD | ||||
USD 1 ordinary | Purchase | 11,106 | 26.0080 USD | ||||
USD 1 ordinary | Purchase | 8,851 | 25.9398 USD | ||||
USD 1 ordinary | Purchase | 7,136 | 26.1095 USD | ||||
USD 1 ordinary | Purchase | 5,921 | 26.0381 USD | ||||
USD 1 ordinary | Purchase | 5,189 | 25.9501 USD | ||||
USD 1 ordinary | Purchase | 4,795 | 26.0318 USD | ||||
USD 1 ordinary | Purchase | 3,370 | 26.0186 USD | ||||
USD 1 ordinary | Purchase | 2,570 | 26.0182 USD | ||||
USD 1 ordinary | Purchase | 1,852 | 26.0010 USD | ||||
USD 1 ordinary | Purchase | 1,800 | 26.0133 USD | ||||
USD 1 ordinary | Purchase | 1,800 | 25.9600 USD | ||||
USD 1 ordinary | Purchase | 1,732 | 25.9527 USD | ||||
USD 1 ordinary | Purchase | 1,464 | 26.0393 USD | ||||
USD 1 ordinary | Purchase | 1,331 | 26.0397 USD | ||||
USD 1 ordinary | Purchase | 1,180 | 26.0233 USD | ||||
USD 1 ordinary | Purchase | 937 | 26.0228 USD | ||||
USD 1 ordinary | Purchase | 793 | 26.0431 USD | ||||
USD 1 ordinary | Purchase | 701 | 26.0362 USD | ||||
USD 1 ordinary | Purchase | 600 | 26.0600 USD | ||||
USD 1 ordinary | Purchase | 581 | 25.9572 USD | ||||
USD 1 ordinary | Purchase | 514 | 25.9975 USD | ||||
USD 1 ordinary | Purchase | 500 | 26.0160 USD | ||||
USD 1 ordinary | Purchase | 369 | 26.0107 USD | ||||
USD 1 ordinary | Purchase | 260 | 25.9573 USD | ||||
USD 1 ordinary | Purchase | 200 | 25.8800 USD | ||||
USD 1 ordinary | Purchase | 175 | 456.1387 ZAR | ||||
USD 1 ordinary | Purchase | 100 | 26.0500 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.9300 USD | ||||
USD 1 ordinary | Purchase | 50 | 456.9694 ZAR | ||||
USD 1 ordinary | Purchase | 40 | 26.0212 USD | ||||
USD 1 ordinary | Purchase | 25 | 25.9500 USD | ||||
USD 1 ordinary | Purchase | 2 | 25.9150 USD | ||||
USD 1 ordinary | Sale | 560,700 | 26.1086 USD | ||||
USD 1 ordinary | Sale | 61,432 | 25.9397 USD | ||||
USD 1 ordinary | Sale | 13,511 | 26.0454 USD | ||||
USD 1 ordinary | Sale | 10,051 | 25.9398 USD | ||||
USD 1 ordinary | Sale | 9,934 | 25.9917 USD | ||||
USD 1 ordinary | Sale | 5,420 | 25.9528 USD | ||||
USD 1 ordinary | Sale | 4,542 | 26.0448 USD | ||||
USD 1 ordinary | Sale | 3,854 | 25.9510 USD | ||||
USD 1 ordinary | Sale | 3,725 | 25.9550 USD | ||||
USD 1 ordinary | Sale | 3,370 | 26.0186 USD | ||||
USD 1 ordinary | Sale | 2,779 | 26.0962 USD | ||||
USD 1 ordinary | Sale | 2,503 | 25.9578 USD | ||||
USD 1 ordinary | Sale | 2,108 | 26.2324 USD | ||||
USD 1 ordinary | Sale | 1,870 | 25.9600 USD | ||||
USD 1 ordinary | Sale | 1,335 | 25.9476 USD | ||||
USD 1 ordinary | Sale | 1,116 | 26.1101 USD | ||||
USD 1 ordinary | Sale | 711 | 26.1951 USD | ||||
USD 1 ordinary | Sale | 629 | 25.9368 USD | ||||
USD 1 ordinary | Sale | 518 | 26.2287 USD | ||||
USD 1 ordinary | Sale | 514 | 25.9408 USD | ||||
USD 1 ordinary | Sale | 428 | 25.9968 USD | ||||
USD 1 ordinary | Sale | 316 | 26.2761 USD | ||||
USD 1 ordinary | Sale | 300 | 26.0866 USD | ||||
USD 1 ordinary | Sale | 225 | 456.3232 ZAR | ||||
USD 1 ordinary | Sale | 205 | 25.9340 USD | ||||
USD 1 ordinary | Sale | 200 | 25.8800 USD | ||||
USD 1 ordinary | Sale | 200 | 26.0600 USD | ||||
USD 1 ordinary | Sale | 170 | 25.9929 USD | ||||
USD 1 ordinary | Sale | 138 | 26.1600 USD | ||||
USD 1 ordinary | Sale | 90 | 26.0400 USD | ||||
USD 1 ordinary | Sale | 70 | 25.9400 USD | ||||
USD 1 ordinary | Sale | 70 | 25.8950 USD | ||||
USD 1 ordinary | Sale | 45 | 26.2300 USD | ||||
USD 1 ordinary | Sale | 40 | 26.0212 USD | ||||
USD 1 ordinary | Sale | 30 | 26.1800 USD | ||||
USD 1 ordinary | Sale | 27 | 25.9780 USD | ||||
USD 1 ordinary | Sale | 25 | 25.9500 USD | ||||
USD 1 ordinary | Sale | 2 | 25.9150 USD | ||||
USD 1 ordinary | Sale | 1 | 25.9200 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 254,831 | 453.0100 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,463 | 453.9371 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 513 | 454.7428 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 19 | 455.2147 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,111 | 455.5796 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 42,724 | 456.0529 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,140 | 456.0760 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 821 | 456.8673 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 537 | 457.4482 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,144 | 457.8438 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,679 | 457.8738 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,172 | 458.2719 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,579 | 459.1574 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 254,831 | 453.0100 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,463 | 453.8600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 542,819 | 455.0090 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,542 | 455.0737 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 47,496 | 455.2395 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,111 | 455.5021 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 42,724 | 455.9753 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,509 | 455.9863 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,140 | 455.9985 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,303 | 456.0831 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 537 | 457.3705 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,144 | 457.7660 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,679 | 457.7960 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,202 | 457.9259 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,805 | 458.1932 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,575 | 458.3447 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,579 | 459.0794 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 542,819 | 454.9498 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,542 | 455.0259 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 47,496 | 455.1917 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,509 | 455.9270 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,303 | 456.0580 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 22,202 | 457.8778 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,805 | 458.0878 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 18,575 | 458.2966 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 513 | 454.7906 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 19 | 455.2736 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 821 | 456.9267 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,172 | 458.3200 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 08 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays