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Form 8.3 - AngloGold Ashanti plc

18th Sep 2024 15:05

RNS Number : 7440E
Barclays PLC
18 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

17 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,173,209

0.52%

2,018,032

0.48%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

806,265

0.19%

536,693

0.13%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,109,474

0.74%

2,714,725

0.65%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

159,057

27.9230 USD

USD 1 ordinary

Purchase

94,163

28.0475 USD

USD 1 ordinary

Purchase

56,468

27.9451 USD

USD 1 ordinary

Purchase

41,849

27.7620 USD

USD 1 ordinary

Purchase

34,301

27.6280 USD

USD 1 ordinary

Purchase

27,545

27.9004 USD

USD 1 ordinary

Purchase

22,220

27.7965 USD

USD 1 ordinary

Purchase

21,028

27.9579 USD

USD 1 ordinary

Purchase

19,303

27.8923 USD

USD 1 ordinary

Purchase

14,174

27.8258 USD

USD 1 ordinary

Purchase

12,721

27.8106 USD

USD 1 ordinary

Purchase

11,719

27.8955 USD

USD 1 ordinary

Purchase

9,097

28.0888 USD

USD 1 ordinary

Purchase

8,327

27.8326 USD

USD 1 ordinary

Purchase

7,621

27.9378 USD

USD 1 ordinary

Purchase

5,988

28.0216 USD

USD 1 ordinary

Purchase

4,033

27.8512 USD

USD 1 ordinary

Purchase

3,364

28.1021 USD

USD 1 ordinary

Purchase

3,200

27.6200 USD

USD 1 ordinary

Purchase

2,938

496.5400 ZAR

USD 1 ordinary

Purchase

2,527

27.8814 USD

USD 1 ordinary

Purchase

2,000

27.8815 USD

USD 1 ordinary

Purchase

1,800

28.1090 USD

USD 1 ordinary

Purchase

1,743

28.1250 USD

USD 1 ordinary

Purchase

1,574

28.0880 USD

USD 1 ordinary

Purchase

1,292

27.9651 USD

USD 1 ordinary

Purchase

1,269

27.9402 USD

USD 1 ordinary

Purchase

1,218

28.0763 USD

USD 1 ordinary

Purchase

1,206

27.6987 USD

USD 1 ordinary

Purchase

1,169

28.0525 USD

USD 1 ordinary

Purchase

800

28.0431 USD

USD 1 ordinary

Purchase

795

27.8709 USD

USD 1 ordinary

Purchase

560

27.9603 USD

USD 1 ordinary

Purchase

423

27.8751 USD

USD 1 ordinary

Purchase

276

27.9224 USD

USD 1 ordinary

Purchase

100

27.6700 USD

USD 1 ordinary

Purchase

100

27.8500 USD

USD 1 ordinary

Purchase

98

27.6300 USD

USD 1 ordinary

Purchase

65

27.6322 USD

USD 1 ordinary

Purchase

61

28.1279 USD

USD 1 ordinary

Purchase

28

27.8867 USD

USD 1 ordinary

Purchase

26

27.9350 USD

USD 1 ordinary

Purchase

10

27.6165 USD

USD 1 ordinary

Purchase

8

27.6137 USD

USD 1 ordinary

Purchase

1

27.6250 USD

USD 1 ordinary

Sale

318,114

27.9230 USD

USD 1 ordinary

Sale

100,449

28.0576 USD

USD 1 ordinary

Sale

40,936

27.7273 USD

USD 1 ordinary

Sale

12,760

27.9807 USD

USD 1 ordinary

Sale

10,909

27.6925 USD

USD 1 ordinary

Sale

10,734

27.7966 USD

USD 1 ordinary

Sale

8,409

27.8535 USD

USD 1 ordinary

Sale

8,340

27.6237 USD

USD 1 ordinary

Sale

7,887

27.6294 USD

USD 1 ordinary

Sale

7,746

27.8023 USD

USD 1 ordinary

Sale

7,457

27.6391 USD

USD 1 ordinary

Sale

5,272

28.0529 USD

USD 1 ordinary

Sale

4,537

27.9887 USD

USD 1 ordinary

Sale

3,364

28.1021 USD

USD 1 ordinary

Sale

3,252

27.6382 USD

USD 1 ordinary

Sale

3,200

27.6200 USD

USD 1 ordinary

Sale

3,080

28.0691 USD

USD 1 ordinary

Sale

2,342

27.6352 USD

USD 1 ordinary

Sale

2,273

27.6537 USD

USD 1 ordinary

Sale

2,006

27.6361 USD

USD 1 ordinary

Sale

1,827

27.6228 USD

USD 1 ordinary

Sale

1,800

28.1090 USD

USD 1 ordinary

Sale

1,189

28.0652 USD

USD 1 ordinary

Sale

1,162

28.1250 USD

USD 1 ordinary

Sale

1,052

27.6400 USD

USD 1 ordinary

Sale

1,018

27.6242 USD

USD 1 ordinary

Sale

1,000

27.8680 USD

USD 1 ordinary

Sale

500

27.6560 USD

USD 1 ordinary

Sale

470

28.0436 USD

USD 1 ordinary

Sale

465

28.0611 USD

USD 1 ordinary

Sale

247

27.6300 USD

USD 1 ordinary

Sale

210

27.5983 USD

USD 1 ordinary

Sale

201

27.7015 USD

USD 1 ordinary

Sale

200

27.6500 USD

USD 1 ordinary

Sale

200

27.6375 USD

USD 1 ordinary

Sale

154

28.1000 USD

USD 1 ordinary

Sale

125

28.1680 USD

USD 1 ordinary

Sale

110

28.0909 USD

USD 1 ordinary

Sale

105

27.5819 USD

USD 1 ordinary

Sale

105

28.1580 USD

USD 1 ordinary

Sale

100

27.6100 USD

USD 1 ordinary

Sale

28

27.8867 USD

USD 1 ordinary

Sale

27

28.1537 USD

USD 1 ordinary

Sale

26

27.9350 USD

USD 1 ordinary

Sale

20

28.0450 USD

USD 1 ordinary

Sale

20

28.1400 USD

USD 1 ordinary

Sale

17

28.0700 USD

USD 1 ordinary

Sale

16

28.1500 USD

USD 1 ordinary

Sale

10

27.6165 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

14,791

483.6781 ZAR

USD 1 ordinary

SWAP

Increasing Long

14,791

483.7507 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.1737 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,852

494.2479 ZAR

USD 1 ordinary

SWAP

Increasing Long

364

494.4715 ZAR

USD 1 ordinary

SWAP

Increasing Long

249

494.7626 ZAR

USD 1 ordinary

SWAP

Increasing Long

140

494.7776 ZAR

USD 1 ordinary

SWAP

Increasing Long

372

494.7879 ZAR

USD 1 ordinary

SWAP

Increasing Long

249

494.8895 ZAR

USD 1 ordinary

SWAP

Increasing Long

102

494.8934 ZAR

USD 1 ordinary

SWAP

Increasing Long

378

494.9235 ZAR

USD 1 ordinary

SWAP

Increasing Long

124

495.1279 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,511

495.1889 ZAR

USD 1 ordinary

SWAP

Increasing Long

4,670

495.3100 ZAR

USD 1 ordinary

SWAP

Increasing Long

9,712

495.4008 ZAR

USD 1 ordinary

SWAP

Increasing Long

594

495.5731 ZAR

USD 1 ordinary

SWAP

Increasing Long

135

495.6032 ZAR

USD 1 ordinary

SWAP

Increasing Long

19,715

496.0736 ZAR

USD 1 ordinary

SWAP

Increasing Long

221

496.1005 ZAR

USD 1 ordinary

SWAP

Increasing Long

94

496.1426 ZAR

USD 1 ordinary

SWAP

Increasing Long

5,312

496.1489 ZAR

USD 1 ordinary

SWAP

Increasing Long

100

496.1650 ZAR

USD 1 ordinary

SWAP

Increasing Long

162

496.1813 ZAR

USD 1 ordinary

SWAP

Increasing Long

8,199

496.2363 ZAR

USD 1 ordinary

SWAP

Increasing Long

1,564

496.2372 ZAR

USD 1 ordinary

SWAP

Increasing Long

23,912

496.2644 ZAR

USD 1 ordinary

SWAP

Increasing Long

826

496.4019 ZAR

USD 1 ordinary

SWAP

Increasing Long

137,642

496.4100 ZAR

USD 1 ordinary

SWAP

Increasing Long

4,365

496.4189 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,230

496.5400 ZAR

USD 1 ordinary

SWAP

Increasing Long

15,805

496.5607 ZAR

USD 1 ordinary

SWAP

Increasing Long

33,653

496.6244 ZAR

USD 1 ordinary

SWAP

Increasing Long

268

497.2210 ZAR

USD 1 ordinary

SWAP

Increasing Long

420

497.4555 ZAR

USD 1 ordinary

SWAP

Increasing Long

124

497.4822 ZAR

USD 1 ordinary

SWAP

Increasing Long

407

497.6230 ZAR

USD 1 ordinary

SWAP

Increasing Long

222

497.6572 ZAR

USD 1 ordinary

SWAP

Increasing Long

296

497.7162 ZAR

USD 1 ordinary

SWAP

Increasing Long

725

498.7254 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.6685 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.7604 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.1638 ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,852

494.2577 ZAR

USD 1 ordinary

SWAP

Decreasing Long

364

494.3973 ZAR

USD 1 ordinary

SWAP

Decreasing Long

249

494.6884 ZAR

USD 1 ordinary

SWAP

Decreasing Long

140

494.7034 ZAR

USD 1 ordinary

SWAP

Decreasing Long

249

494.8153 ZAR

USD 1 ordinary

SWAP

Decreasing Long

102

494.8192 ZAR

USD 1 ordinary

SWAP

Decreasing Long

378

494.8493 ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,056

495.0378 ZAR

USD 1 ordinary

SWAP

Decreasing Long

124

495.0536 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,670

495.2258 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,516

495.3448 ZAR

USD 1 ordinary

SWAP

Decreasing Long

88

495.3557 ZAR

USD 1 ordinary

SWAP

Decreasing Long

594

495.4988 ZAR

USD 1 ordinary

SWAP

Decreasing Long

135

495.5289 ZAR

USD 1 ordinary

SWAP

Decreasing Long

19,715

495.9893 ZAR

USD 1 ordinary

SWAP

Decreasing Long

94

496.0682 ZAR

USD 1 ordinary

SWAP

Decreasing Long

100

496.0856 ZAR

USD 1 ordinary

SWAP

Decreasing Long

162

496.1069 ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,223

496.1317 ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,199

496.1519 ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,912

496.1800 ZAR

USD 1 ordinary

SWAP

Decreasing Long

826

496.3175 ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,365

496.3444 ZAR

USD 1 ordinary

SWAP

Decreasing Long

137,642

496.4100 ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,825

496.5031 ZAR

USD 1 ordinary

SWAP

Decreasing Long

84,728

496.5345 ZAR

USD 1 ordinary

SWAP

Decreasing Long

35,883

496.5400 ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,455

496.6043 ZAR

USD 1 ordinary

SWAP

Decreasing Long

420

497.3709 ZAR

USD 1 ordinary

SWAP

Decreasing Long

124

497.4076 ZAR

USD 1 ordinary

SWAP

Decreasing Long

407

497.5484 ZAR

USD 1 ordinary

SWAP

Decreasing Long

222

497.5826 ZAR

USD 1 ordinary

SWAP

Decreasing Long

296

497.6416 ZAR

USD 1 ordinary

SWAP

Decreasing Long

725

498.6506 ZAR

USD 1 ordinary

CFD

Increasing Long

7,056

494.9858 ZAR

USD 1 ordinary

CFD

Increasing Long

88

495.2418 ZAR

USD 1 ordinary

CFD

Increasing Long

8,516

495.3176 ZAR

USD 1 ordinary

CFD

Increasing Long

1,223

496.0796 ZAR

USD 1 ordinary

CFD

Increasing Long

11,825

496.4510 ZAR

USD 1 ordinary

CFD

Increasing Long

84,728

496.4700 ZAR

USD 1 ordinary

CFD

Increasing Long

2,455

496.5397 ZAR

USD 1 ordinary

CFD

Increasing Long

2,230

496.5400 ZAR

USD 1 ordinary

CFD

Decreasing Long

372

494.9017 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,511

495.2533 ZAR

USD 1 ordinary

CFD

Decreasing Long

9,712

495.4528 ZAR

USD 1 ordinary

CFD

Decreasing Long

221

496.1650 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,312

496.2010 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,564

496.2893 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,230

496.5400 ZAR

USD 1 ordinary

CFD

Decreasing Long

15,805

496.6128 ZAR

USD 1 ordinary

CFD

Decreasing Long

268

497.2484 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

18 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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