18th Sep 2024 15:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 17 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,173,209 | 0.52% | 2,018,032 | 0.48% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 806,265 | 0.19% | 536,693 | 0.13% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 3,109,474 | 0.74% | 2,714,725 | 0.65% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 159,057 | 27.9230 USD | ||||
USD 1 ordinary | Purchase | 94,163 | 28.0475 USD | ||||
USD 1 ordinary | Purchase | 56,468 | 27.9451 USD | ||||
USD 1 ordinary | Purchase | 41,849 | 27.7620 USD | ||||
USD 1 ordinary | Purchase | 34,301 | 27.6280 USD | ||||
USD 1 ordinary | Purchase | 27,545 | 27.9004 USD | ||||
USD 1 ordinary | Purchase | 22,220 | 27.7965 USD | ||||
USD 1 ordinary | Purchase | 21,028 | 27.9579 USD | ||||
USD 1 ordinary | Purchase | 19,303 | 27.8923 USD | ||||
USD 1 ordinary | Purchase | 14,174 | 27.8258 USD | ||||
USD 1 ordinary | Purchase | 12,721 | 27.8106 USD | ||||
USD 1 ordinary | Purchase | 11,719 | 27.8955 USD | ||||
USD 1 ordinary | Purchase | 9,097 | 28.0888 USD | ||||
USD 1 ordinary | Purchase | 8,327 | 27.8326 USD | ||||
USD 1 ordinary | Purchase | 7,621 | 27.9378 USD | ||||
USD 1 ordinary | Purchase | 5,988 | 28.0216 USD | ||||
USD 1 ordinary | Purchase | 4,033 | 27.8512 USD | ||||
USD 1 ordinary | Purchase | 3,364 | 28.1021 USD | ||||
USD 1 ordinary | Purchase | 3,200 | 27.6200 USD | ||||
USD 1 ordinary | Purchase | 2,938 | 496.5400 ZAR | ||||
USD 1 ordinary | Purchase | 2,527 | 27.8814 USD | ||||
USD 1 ordinary | Purchase | 2,000 | 27.8815 USD | ||||
USD 1 ordinary | Purchase | 1,800 | 28.1090 USD | ||||
USD 1 ordinary | Purchase | 1,743 | 28.1250 USD | ||||
USD 1 ordinary | Purchase | 1,574 | 28.0880 USD | ||||
USD 1 ordinary | Purchase | 1,292 | 27.9651 USD | ||||
USD 1 ordinary | Purchase | 1,269 | 27.9402 USD | ||||
USD 1 ordinary | Purchase | 1,218 | 28.0763 USD | ||||
USD 1 ordinary | Purchase | 1,206 | 27.6987 USD | ||||
USD 1 ordinary | Purchase | 1,169 | 28.0525 USD | ||||
USD 1 ordinary | Purchase | 800 | 28.0431 USD | ||||
USD 1 ordinary | Purchase | 795 | 27.8709 USD | ||||
USD 1 ordinary | Purchase | 560 | 27.9603 USD | ||||
USD 1 ordinary | Purchase | 423 | 27.8751 USD | ||||
USD 1 ordinary | Purchase | 276 | 27.9224 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.6700 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.8500 USD | ||||
USD 1 ordinary | Purchase | 98 | 27.6300 USD | ||||
USD 1 ordinary | Purchase | 65 | 27.6322 USD | ||||
USD 1 ordinary | Purchase | 61 | 28.1279 USD | ||||
USD 1 ordinary | Purchase | 28 | 27.8867 USD | ||||
USD 1 ordinary | Purchase | 26 | 27.9350 USD | ||||
USD 1 ordinary | Purchase | 10 | 27.6165 USD | ||||
USD 1 ordinary | Purchase | 8 | 27.6137 USD | ||||
USD 1 ordinary | Purchase | 1 | 27.6250 USD | ||||
USD 1 ordinary | Sale | 318,114 | 27.9230 USD | ||||
USD 1 ordinary | Sale | 100,449 | 28.0576 USD | ||||
USD 1 ordinary | Sale | 40,936 | 27.7273 USD | ||||
USD 1 ordinary | Sale | 12,760 | 27.9807 USD | ||||
USD 1 ordinary | Sale | 10,909 | 27.6925 USD | ||||
USD 1 ordinary | Sale | 10,734 | 27.7966 USD | ||||
USD 1 ordinary | Sale | 8,409 | 27.8535 USD | ||||
USD 1 ordinary | Sale | 8,340 | 27.6237 USD | ||||
USD 1 ordinary | Sale | 7,887 | 27.6294 USD | ||||
USD 1 ordinary | Sale | 7,746 | 27.8023 USD | ||||
USD 1 ordinary | Sale | 7,457 | 27.6391 USD | ||||
USD 1 ordinary | Sale | 5,272 | 28.0529 USD | ||||
USD 1 ordinary | Sale | 4,537 | 27.9887 USD | ||||
USD 1 ordinary | Sale | 3,364 | 28.1021 USD | ||||
USD 1 ordinary | Sale | 3,252 | 27.6382 USD | ||||
USD 1 ordinary | Sale | 3,200 | 27.6200 USD | ||||
USD 1 ordinary | Sale | 3,080 | 28.0691 USD | ||||
USD 1 ordinary | Sale | 2,342 | 27.6352 USD | ||||
USD 1 ordinary | Sale | 2,273 | 27.6537 USD | ||||
USD 1 ordinary | Sale | 2,006 | 27.6361 USD | ||||
USD 1 ordinary | Sale | 1,827 | 27.6228 USD | ||||
USD 1 ordinary | Sale | 1,800 | 28.1090 USD | ||||
USD 1 ordinary | Sale | 1,189 | 28.0652 USD | ||||
USD 1 ordinary | Sale | 1,162 | 28.1250 USD | ||||
USD 1 ordinary | Sale | 1,052 | 27.6400 USD | ||||
USD 1 ordinary | Sale | 1,018 | 27.6242 USD | ||||
USD 1 ordinary | Sale | 1,000 | 27.8680 USD | ||||
USD 1 ordinary | Sale | 500 | 27.6560 USD | ||||
USD 1 ordinary | Sale | 470 | 28.0436 USD | ||||
USD 1 ordinary | Sale | 465 | 28.0611 USD | ||||
USD 1 ordinary | Sale | 247 | 27.6300 USD | ||||
USD 1 ordinary | Sale | 210 | 27.5983 USD | ||||
USD 1 ordinary | Sale | 201 | 27.7015 USD | ||||
USD 1 ordinary | Sale | 200 | 27.6500 USD | ||||
USD 1 ordinary | Sale | 200 | 27.6375 USD | ||||
USD 1 ordinary | Sale | 154 | 28.1000 USD | ||||
USD 1 ordinary | Sale | 125 | 28.1680 USD | ||||
USD 1 ordinary | Sale | 110 | 28.0909 USD | ||||
USD 1 ordinary | Sale | 105 | 27.5819 USD | ||||
USD 1 ordinary | Sale | 105 | 28.1580 USD | ||||
USD 1 ordinary | Sale | 100 | 27.6100 USD | ||||
USD 1 ordinary | Sale | 28 | 27.8867 USD | ||||
USD 1 ordinary | Sale | 27 | 28.1537 USD | ||||
USD 1 ordinary | Sale | 26 | 27.9350 USD | ||||
USD 1 ordinary | Sale | 20 | 28.0450 USD | ||||
USD 1 ordinary | Sale | 20 | 28.1400 USD | ||||
USD 1 ordinary | Sale | 17 | 28.0700 USD | ||||
USD 1 ordinary | Sale | 16 | 28.1500 USD | ||||
USD 1 ordinary | Sale | 10 | 27.6165 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Increasing Long | 14,791 | 483.6781 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 14,791 | 483.7507 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,852 | 494.1737 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,852 | 494.2479 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 364 | 494.4715 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 249 | 494.7626 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 140 | 494.7776 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 372 | 494.7879 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 249 | 494.8895 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 102 | 494.8934 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 378 | 494.9235 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 124 | 495.1279 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,511 | 495.1889 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4,670 | 495.3100 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 9,712 | 495.4008 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 594 | 495.5731 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 135 | 495.6032 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 19,715 | 496.0736 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 221 | 496.1005 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 94 | 496.1426 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 5,312 | 496.1489 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 100 | 496.1650 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 162 | 496.1813 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 8,199 | 496.2363 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 1,564 | 496.2372 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 23,912 | 496.2644 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 826 | 496.4019 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 137,642 | 496.4100 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 4,365 | 496.4189 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,230 | 496.5400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 15,805 | 496.5607 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 33,653 | 496.6244 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 268 | 497.2210 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 420 | 497.4555 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 124 | 497.4822 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 407 | 497.6230 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 222 | 497.6572 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 296 | 497.7162 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 725 | 498.7254 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,791 | 483.6685 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,791 | 483.7604 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,852 | 494.1638 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,852 | 494.2577 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 364 | 494.3973 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 249 | 494.6884 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 140 | 494.7034 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 249 | 494.8153 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 102 | 494.8192 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 378 | 494.8493 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 7,056 | 495.0378 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 124 | 495.0536 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,670 | 495.2258 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,516 | 495.3448 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 88 | 495.3557 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 594 | 495.4988 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 135 | 495.5289 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 19,715 | 495.9893 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 94 | 496.0682 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 100 | 496.0856 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 162 | 496.1069 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,223 | 496.1317 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,199 | 496.1519 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 23,912 | 496.1800 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 826 | 496.3175 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,365 | 496.3444 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 137,642 | 496.4100 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 11,825 | 496.5031 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 84,728 | 496.5345 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 35,883 | 496.5400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,455 | 496.6043 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 420 | 497.3709 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 124 | 497.4076 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 407 | 497.5484 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 222 | 497.5826 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 296 | 497.6416 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 725 | 498.6506 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,056 | 494.9858 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 88 | 495.2418 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,516 | 495.3176 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,223 | 496.0796 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 11,825 | 496.4510 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 84,728 | 496.4700 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,455 | 496.5397 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,230 | 496.5400 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 372 | 494.9017 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,511 | 495.2533 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 9,712 | 495.4528 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 221 | 496.1650 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,312 | 496.2010 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,564 | 496.2893 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,230 | 496.5400 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,805 | 496.6128 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 268 | 497.2484 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays