18th Nov 2024 15:15
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 15 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 3,658,928 | 0.87% | 3,475,465 | 0.82% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 5,009,064 | 1.19% | 1,825,527 | 0.43% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 8,797,992 | 2.09% | 5,460,992 | 1.29% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
USD 1 ordinary | Purchase | 365,803 | 440.7600 ZAR | ||||
USD 1 ordinary | Purchase | 40,066 | 23.8500 USD | ||||
USD 1 ordinary | Purchase | 33,656 | 24.0539 USD | ||||
USD 1 ordinary | Purchase | 29,221 | 23.7892 USD | ||||
USD 1 ordinary | Purchase | 20,185 | 23.7768 USD | ||||
USD 1 ordinary | Purchase | 18,676 | 24.0414 USD | ||||
USD 1 ordinary | Purchase | 10,202 | 23.8185 USD | ||||
USD 1 ordinary | Purchase | 9,179 | 23.8655 USD | ||||
USD 1 ordinary | Purchase | 7,656 | 23.8003 USD | ||||
USD 1 ordinary | Purchase | 6,736 | 23.9146 USD | ||||
USD 1 ordinary | Purchase | 5,428 | 23.9725 USD | ||||
USD 1 ordinary | Purchase | 3,565 | 23.8291 USD | ||||
USD 1 ordinary | Purchase | 2,300 | 23.7300 USD | ||||
USD 1 ordinary | Purchase | 1,970 | 23.8112 USD | ||||
USD 1 ordinary | Purchase | 1,752 | 23.7813 USD | ||||
USD 1 ordinary | Purchase | 1,681 | 24.0399 USD | ||||
USD 1 ordinary | Purchase | 1,304 | 23.8092 USD | ||||
USD 1 ordinary | Purchase | 1,252 | 23.8300 USD | ||||
USD 1 ordinary | Purchase | 1,186 | 23.7890 USD | ||||
USD 1 ordinary | Purchase | 942 | 23.8310 USD | ||||
USD 1 ordinary | Purchase | 810 | 24.1513 USD | ||||
USD 1 ordinary | Purchase | 800 | 24.0021 USD | ||||
USD 1 ordinary | Purchase | 522 | 23.7624 USD | ||||
USD 1 ordinary | Purchase | 433 | 24.1492 USD | ||||
USD 1 ordinary | Purchase | 324 | 23.7894 USD | ||||
USD 1 ordinary | Purchase | 321 | 23.8600 USD | ||||
USD 1 ordinary | Purchase | 313 | 23.7462 USD | ||||
USD 1 ordinary | Purchase | 300 | 23.8150 USD | ||||
USD 1 ordinary | Purchase | 244 | 23.8119 USD | ||||
USD 1 ordinary | Purchase | 196 | 23.8316 USD | ||||
USD 1 ordinary | Purchase | 194 | 23.8225 USD | ||||
USD 1 ordinary | Purchase | 107 | 23.7779 USD | ||||
USD 1 ordinary | Purchase | 100 | 23.8050 USD | ||||
USD 1 ordinary | Purchase | 100 | 23.7600 USD | ||||
USD 1 ordinary | Purchase | 84 | 23.7900 USD | ||||
USD 1 ordinary | Purchase | 72 | 23.8100 USD | ||||
USD 1 ordinary | Purchase | 46 | 23.7800 USD | ||||
USD 1 ordinary | Purchase | 43 | 23.7500 USD | ||||
USD 1 ordinary | Purchase | 27 | 23.7807 USD | ||||
USD 1 ordinary | Purchase | 5 | 23.8420 USD | ||||
USD 1 ordinary | Purchase | 4 | 23.7950 USD | ||||
USD 1 ordinary | Purchase | 2 | 23.8200 USD | ||||
USD 1 ordinary | Sale | 365,803 | 440.7600 ZAR | ||||
USD 1 ordinary | Sale | 53,839 | 23.9296 USD | ||||
USD 1 ordinary | Sale | 32,704 | 23.7862 USD | ||||
USD 1 ordinary | Sale | 17,050 | 24.1332 USD | ||||
USD 1 ordinary | Sale | 16,083 | 23.8288 USD | ||||
USD 1 ordinary | Sale | 14,163 | 23.8426 USD | ||||
USD 1 ordinary | Sale | 9,900 | 23.8194 USD | ||||
USD 1 ordinary | Sale | 7,030 | 23.8200 USD | ||||
USD 1 ordinary | Sale | 7,004 | 23.8782 USD | ||||
USD 1 ordinary | Sale | 5,114 | 24.0478 USD | ||||
USD 1 ordinary | Sale | 5,101 | 23.7714 USD | ||||
USD 1 ordinary | Sale | 3,524 | 23.8300 USD | ||||
USD 1 ordinary | Sale | 3,140 | 23.7886 USD | ||||
USD 1 ordinary | Sale | 2,273 | 23.8245 USD | ||||
USD 1 ordinary | Sale | 1,970 | 23.8112 USD | ||||
USD 1 ordinary | Sale | 1,953 | 23.8914 USD | ||||
USD 1 ordinary | Sale | 1,600 | 23.7300 USD | ||||
USD 1 ordinary | Sale | 1,434 | 24.0587 USD | ||||
USD 1 ordinary | Sale | 1,397 | 24.1101 USD | ||||
USD 1 ordinary | Sale | 1,370 | 23.7924 USD | ||||
USD 1 ordinary | Sale | 1,308 | 24.0613 USD | ||||
USD 1 ordinary | Sale | 1,185 | 23.7760 USD | ||||
USD 1 ordinary | Sale | 1,160 | 24.0461 USD | ||||
USD 1 ordinary | Sale | 916 | 24.0104 USD | ||||
USD 1 ordinary | Sale | 900 | 24.1788 USD | ||||
USD 1 ordinary | Sale | 876 | 23.7813 USD | ||||
USD 1 ordinary | Sale | 546 | 23.8623 USD | ||||
USD 1 ordinary | Sale | 528 | 24.0358 USD | ||||
USD 1 ordinary | Sale | 437 | 23.9575 USD | ||||
USD 1 ordinary | Sale | 408 | 23.7792 USD | ||||
USD 1 ordinary | Sale | 400 | 23.8100 USD | ||||
USD 1 ordinary | Sale | 351 | 23.8098 USD | ||||
USD 1 ordinary | Sale | 330 | 24.1651 USD | ||||
USD 1 ordinary | Sale | 324 | 23.7894 USD | ||||
USD 1 ordinary | Sale | 321 | 23.8600 USD | ||||
USD 1 ordinary | Sale | 300 | 23.7700 USD | ||||
USD 1 ordinary | Sale | 300 | 23.7883 USD | ||||
USD 1 ordinary | Sale | 213 | 23.7648 USD | ||||
USD 1 ordinary | Sale | 100 | 23.8500 USD | ||||
USD 1 ordinary | Sale | 100 | 24.1800 USD | ||||
USD 1 ordinary | Sale | 96 | 23.8193 USD | ||||
USD 1 ordinary | Sale | 24 | 23.9054 USD | ||||
USD 1 ordinary | Sale | 19 | 24.3000 USD | ||||
USD 1 ordinary | Sale | 12 | 23.7937 USD | ||||
USD 1 ordinary | Sale | 2 | 23.7350 USD | ||||
USD 1 ordinary | Sale | 1 | 23.9800 USD | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
USD 1 ordinary | SWAP | Decreasing Short | 75 | 435.3054 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 625 | 435.3057 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 55,086 | 436.6599 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,116 | 437.0195 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,886 | 437.1721 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,226 | 437.5772 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38,900 | 437.7210 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,043 | 437.7955 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,672 | 438.0889 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,997 | 438.0928 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,708 | 438.1148 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,451 | 438.1609 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 682 | 438.6759 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,303 | 438.7065 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,148 | 438.7718 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7 | 439.1717 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 856 | 439.1809 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 439.4689 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 618 | 439.9023 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 74 | 439.9463 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,015 | 440.7297 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,708 | 440.7600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 365,803 | 440.8040 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,900 | 440.8349 ZAR | |||
USD 1 ordinary | SWAP | Opening Long | 380,273 | 461.6061 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 75 | 435.3054 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 625 | 435.3057 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 16,116 | 436.9452 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,886 | 437.0978 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,106 | 437.1426 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,493 | 437.1738 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,226 | 437.5028 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,860 | 437.5373 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 15,500 | 437.5376 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,900 | 437.6645 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,900 | 437.7960 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,740 | 437.8549 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,168 | 437.8996 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,997 | 438.0184 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,708 | 438.0404 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,451 | 438.0864 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,018 | 438.3268 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,303 | 438.6319 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 25,575 | 438.7281 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 838 | 438.8127 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 7 | 439.1717 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1 | 439.4689 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 618 | 439.9023 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 74 | 439.9463 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,015 | 440.6547 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 25,316 | 440.6562 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,708 | 440.6850 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,900 | 440.7600 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,106 | 437.0967 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,493 | 437.1498 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,168 | 437.8536 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,018 | 438.2259 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,575 | 438.6710 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 838 | 438.7556 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,316 | 440.6099 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 55,086 | 436.7166 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,043 | 437.8415 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 16,672 | 438.1348 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 682 | 438.7219 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,148 | 438.8179 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 856 | 439.2380 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 365,803 | 440.8040 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 380,273 | 461.6061 ZAR | |||
USD 1 ordinary | CFD | Opening Short | 1,210,000 | 480.3580 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 567,735 | 481.1383 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 847,000 | 481.1422 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 334,000 | 481.2320 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 350,000 | 500.7458 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 225,000 | 510.3510 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 350,000 | 517.2137 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 537,000 | 520.8020 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 746,000 | 524.3336 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 479,000 | 524.3816 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 600,000 | 539.1832 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 500,000 | 539.3769 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 505,000 | 539.3980 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 450,000 | 539.4099 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 250,000 | 539.4589 ZAR | |||
USD 1 ordinary | CFD | Increasing Short | 263,000 | 548.4348 ZAR | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Barclays