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Form 8.3 - AngloGold Ashanti plc

17th Oct 2024 14:54

RNS Number : 6502I
Barclays PLC
17 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

16 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

5,058,287

1.21%

4,873,757

1.15%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,619,926

1.09%

3,775,862

0.89%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,808,213

2.33%

8,809,619

2.08%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

707,000

480.3300 ZAR

USD 1 ordinary

Purchase

642,635

28.0218 USD

USD 1 ordinary

Purchase

146,723

28.0451 USD

USD 1 ordinary

Purchase

89,602

27.9701 USD

USD 1 ordinary

Purchase

60,493

28.0061 USD

USD 1 ordinary

Purchase

41,999

27.9411 USD

USD 1 ordinary

Purchase

34,335

28.0281 USD

USD 1 ordinary

Purchase

22,835

27.9407 USD

USD 1 ordinary

Purchase

18,018

27.9584 USD

USD 1 ordinary

Purchase

15,978

27.9651 USD

USD 1 ordinary

Purchase

13,509

27.9982 USD

USD 1 ordinary

Purchase

11,702

27.9997 USD

USD 1 ordinary

Purchase

10,027

28.0185 USD

USD 1 ordinary

Purchase

9,435

27.9707 USD

USD 1 ordinary

Purchase

9,125

28.0172 USD

USD 1 ordinary

Purchase

8,434

27.9420 USD

USD 1 ordinary

Purchase

7,459

27.9409 USD

USD 1 ordinary

Purchase

5,934

27.8704 USD

USD 1 ordinary

Purchase

4,330

28.0001 USD

USD 1 ordinary

Purchase

3,870

27.9520 USD

USD 1 ordinary

Purchase

3,718

28.0067 USD

USD 1 ordinary

Purchase

2,966

28.0034 USD

USD 1 ordinary

Purchase

2,788

28.0154 USD

USD 1 ordinary

Purchase

2,751

28.1100 USD

USD 1 ordinary

Purchase

2,552

28.0000 USD

USD 1 ordinary

Purchase

2,332

28.0010 USD

USD 1 ordinary

Purchase

2,000

28.0200 USD

USD 1 ordinary

Purchase

1,667

27.9476 USD

USD 1 ordinary

Purchase

1,525

28.0357 USD

USD 1 ordinary

Purchase

1,263

27.9400 USD

USD 1 ordinary

Purchase

1,132

28.0078 USD

USD 1 ordinary

Purchase

880

28.0178 USD

USD 1 ordinary

Purchase

746

27.9412 USD

USD 1 ordinary

Purchase

730

27.9354 USD

USD 1 ordinary

Purchase

565

27.9452 USD

USD 1 ordinary

Purchase

546

28.0147 USD

USD 1 ordinary

Purchase

546

27.9805 USD

USD 1 ordinary

Purchase

404

27.9253 USD

USD 1 ordinary

Purchase

400

27.9775 USD

USD 1 ordinary

Purchase

400

27.9800 USD

USD 1 ordinary

Purchase

368

27.9927 USD

USD 1 ordinary

Purchase

342

28.0156 USD

USD 1 ordinary

Purchase

332

27.9441 USD

USD 1 ordinary

Purchase

322

27.9914 USD

USD 1 ordinary

Purchase

290

28.0257 USD

USD 1 ordinary

Purchase

282

27.9203 USD

USD 1 ordinary

Purchase

212

27.9376 USD

USD 1 ordinary

Purchase

200

28.2600 USD

USD 1 ordinary

Purchase

167

28.0400 USD

USD 1 ordinary

Purchase

112

27.9873 USD

USD 1 ordinary

Purchase

109

28.1494 USD

USD 1 ordinary

Purchase

100

27.9200 USD

USD 1 ordinary

Purchase

100

27.9350 USD

USD 1 ordinary

Purchase

28

28.0100 USD

USD 1 ordinary

Sale

978,470

28.0167 USD

USD 1 ordinary

Sale

707,000

480.3300 ZAR

USD 1 ordinary

Sale

44,766

28.0047 USD

USD 1 ordinary

Sale

41,999

27.9411 USD

USD 1 ordinary

Sale

13,832

28.0215 USD

USD 1 ordinary

Sale

11,147

28.0001 USD

USD 1 ordinary

Sale

9,024

28.0109 USD

USD 1 ordinary

Sale

5,934

27.8704 USD

USD 1 ordinary

Sale

5,156

28.0433 USD

USD 1 ordinary

Sale

4,722

28.1052 USD

USD 1 ordinary

Sale

4,191

27.9795 USD

USD 1 ordinary

Sale

4,043

27.9906 USD

USD 1 ordinary

Sale

3,773

28.0322 USD

USD 1 ordinary

Sale

2,895

27.9771 USD

USD 1 ordinary

Sale

2,492

28.0354 USD

USD 1 ordinary

Sale

2,000

28.0200 USD

USD 1 ordinary

Sale

1,743

27.9879 USD

USD 1 ordinary

Sale

1,242

28.0000 USD

USD 1 ordinary

Sale

994

28.0710 USD

USD 1 ordinary

Sale

880

28.0178 USD

USD 1 ordinary

Sale

853

28.1190 USD

USD 1 ordinary

Sale

742

28.0414 USD

USD 1 ordinary

Sale

700

28.1735 USD

USD 1 ordinary

Sale

640

27.9865 USD

USD 1 ordinary

Sale

553

28.0975 USD

USD 1 ordinary

Sale

546

27.9805 USD

USD 1 ordinary

Sale

492

28.0355 USD

USD 1 ordinary

Sale

424

27.9376 USD

USD 1 ordinary

Sale

404

27.9253 USD

USD 1 ordinary

Sale

398

27.9700 USD

USD 1 ordinary

Sale

387

28.0150 USD

USD 1 ordinary

Sale

325

28.0851 USD

USD 1 ordinary

Sale

282

27.9866 USD

USD 1 ordinary

Sale

282

27.9203 USD

USD 1 ordinary

Sale

264

28.0448 USD

USD 1 ordinary

Sale

220

28.0275 USD

USD 1 ordinary

Sale

203

28.1615 USD

USD 1 ordinary

Sale

200

28.2600 USD

USD 1 ordinary

Sale

166

28.0400 USD

USD 1 ordinary

Sale

165

28.0216 USD

USD 1 ordinary

Sale

165

28.0116 USD

USD 1 ordinary

Sale

114

28.0024 USD

USD 1 ordinary

Sale

110

28.0075 USD

USD 1 ordinary

Sale

108

27.8361 USD

USD 1 ordinary

Sale

106

28.1900 USD

USD 1 ordinary

Sale

105

27.8397 USD

USD 1 ordinary

Sale

100

28.0050 USD

USD 1 ordinary

Sale

100

27.8300 USD

USD 1 ordinary

Sale

100

27.9800 USD

USD 1 ordinary

Sale

97

28.1550 USD

USD 1 ordinary

Sale

30

27.9500 USD

USD 1 ordinary

Sale

12

28.1050 USD

USD 1 ordinary

Sale

10

28.2000 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

707,000

480.3780 ZAR

USD 1 ordinary

SWAP

Decreasing Short

170

491.9703 ZAR

USD 1 ordinary

SWAP

Decreasing Short

27

492.3236 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,874

494.5079 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,294

494.6017 ZAR

USD 1 ordinary

SWAP

Decreasing Short

27,042

494.6230 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,328

494.8243 ZAR

USD 1 ordinary

SWAP

Decreasing Short

34,390

494.8333 ZAR

USD 1 ordinary

SWAP

Decreasing Short

58

494.9537 ZAR

USD 1 ordinary

SWAP

Decreasing Short

62

494.9892 ZAR

USD 1 ordinary

SWAP

Decreasing Short

41,600

495.1614 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,972

495.2437 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,008

495.3129 ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,000

495.4521 ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,000

495.4522 ZAR

USD 1 ordinary

SWAP

Decreasing Short

29

495.4724 ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,829

495.6584 ZAR

USD 1 ordinary

SWAP

Decreasing Short

40,024

495.7000 ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,374

496.1781 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,231

493.4774 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,935

493.5152 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,952

493.7833 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,800

493.8587 ZAR

USD 1 ordinary

SWAP

Increasing Short

8,815

493.9084 ZAR

USD 1 ordinary

SWAP

Increasing Short

930,082

494.3850 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,874

494.4239 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,294

494.5177 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,062

494.5898 ZAR

USD 1 ordinary

SWAP

Increasing Short

28,192

494.7294 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,328

494.7402 ZAR

USD 1 ordinary

SWAP

Increasing Short

34,390

494.7492 ZAR

USD 1 ordinary

SWAP

Increasing Short

58

494.8696 ZAR

USD 1 ordinary

SWAP

Increasing Short

62

494.9051 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,972

495.1596 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,008

495.2287 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,000

495.3678 ZAR

USD 1 ordinary

SWAP

Increasing Short

29

495.3882 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,000

495.4522 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,829

495.5741 ZAR

USD 1 ordinary

SWAP

Increasing Short

40,024

495.6157 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,669

495.9331 ZAR

USD 1 ordinary

SWAP

Increasing Short

900

497.2316 ZAR

USD 1 ordinary

SWAP

Increasing Short

183

497.2821 ZAR

USD 1 ordinary

CFD

Increasing Long

13,935

493.4634 ZAR

USD 1 ordinary

CFD

Increasing Long

24,952

493.7191 ZAR

USD 1 ordinary

CFD

Increasing Long

8,815

493.8812 ZAR

USD 1 ordinary

CFD

Increasing Long

930,082

494.3207 ZAR

USD 1 ordinary

CFD

Increasing Long

13,062

494.5378 ZAR

USD 1 ordinary

CFD

Increasing Long

28,192

494.6774 ZAR

USD 1 ordinary

CFD

Increasing Long

183

497.1677 ZAR

USD 1 ordinary

CFD

Decreasing Long

707,000

480.3797 ZAR

USD 1 ordinary

CFD

Decreasing Long

170

492.0835 ZAR

USD 1 ordinary

CFD

Decreasing Long

27

492.3877 ZAR

USD 1 ordinary

CFD

Decreasing Long

27,042

494.6749 ZAR

USD 1 ordinary

CFD

Decreasing Long

11,374

496.2054 ZAR

USD 1 ordinary

SWAP

Increasing Short

41,999

27.9426 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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