17th Oct 2024 14:54
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 16 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 5,058,287 | 1.21% | 4,873,757 | 1.15% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,619,926 | 1.09% | 3,775,862 | 0.89% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 9,808,213 | 2.33% | 8,809,619 | 2.08% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 707,000 | 480.3300 ZAR | ||||
USD 1 ordinary | Purchase | 642,635 | 28.0218 USD | ||||
USD 1 ordinary | Purchase | 146,723 | 28.0451 USD | ||||
USD 1 ordinary | Purchase | 89,602 | 27.9701 USD | ||||
USD 1 ordinary | Purchase | 60,493 | 28.0061 USD | ||||
USD 1 ordinary | Purchase | 41,999 | 27.9411 USD | ||||
USD 1 ordinary | Purchase | 34,335 | 28.0281 USD | ||||
USD 1 ordinary | Purchase | 22,835 | 27.9407 USD | ||||
USD 1 ordinary | Purchase | 18,018 | 27.9584 USD | ||||
USD 1 ordinary | Purchase | 15,978 | 27.9651 USD | ||||
USD 1 ordinary | Purchase | 13,509 | 27.9982 USD | ||||
USD 1 ordinary | Purchase | 11,702 | 27.9997 USD | ||||
USD 1 ordinary | Purchase | 10,027 | 28.0185 USD | ||||
USD 1 ordinary | Purchase | 9,435 | 27.9707 USD | ||||
USD 1 ordinary | Purchase | 9,125 | 28.0172 USD | ||||
USD 1 ordinary | Purchase | 8,434 | 27.9420 USD | ||||
USD 1 ordinary | Purchase | 7,459 | 27.9409 USD | ||||
USD 1 ordinary | Purchase | 5,934 | 27.8704 USD | ||||
USD 1 ordinary | Purchase | 4,330 | 28.0001 USD | ||||
USD 1 ordinary | Purchase | 3,870 | 27.9520 USD | ||||
USD 1 ordinary | Purchase | 3,718 | 28.0067 USD | ||||
USD 1 ordinary | Purchase | 2,966 | 28.0034 USD | ||||
USD 1 ordinary | Purchase | 2,788 | 28.0154 USD | ||||
USD 1 ordinary | Purchase | 2,751 | 28.1100 USD | ||||
USD 1 ordinary | Purchase | 2,552 | 28.0000 USD | ||||
USD 1 ordinary | Purchase | 2,332 | 28.0010 USD | ||||
USD 1 ordinary | Purchase | 2,000 | 28.0200 USD | ||||
USD 1 ordinary | Purchase | 1,667 | 27.9476 USD | ||||
USD 1 ordinary | Purchase | 1,525 | 28.0357 USD | ||||
USD 1 ordinary | Purchase | 1,263 | 27.9400 USD | ||||
USD 1 ordinary | Purchase | 1,132 | 28.0078 USD | ||||
USD 1 ordinary | Purchase | 880 | 28.0178 USD | ||||
USD 1 ordinary | Purchase | 746 | 27.9412 USD | ||||
USD 1 ordinary | Purchase | 730 | 27.9354 USD | ||||
USD 1 ordinary | Purchase | 565 | 27.9452 USD | ||||
USD 1 ordinary | Purchase | 546 | 28.0147 USD | ||||
USD 1 ordinary | Purchase | 546 | 27.9805 USD | ||||
USD 1 ordinary | Purchase | 404 | 27.9253 USD | ||||
USD 1 ordinary | Purchase | 400 | 27.9775 USD | ||||
USD 1 ordinary | Purchase | 400 | 27.9800 USD | ||||
USD 1 ordinary | Purchase | 368 | 27.9927 USD | ||||
USD 1 ordinary | Purchase | 342 | 28.0156 USD | ||||
USD 1 ordinary | Purchase | 332 | 27.9441 USD | ||||
USD 1 ordinary | Purchase | 322 | 27.9914 USD | ||||
USD 1 ordinary | Purchase | 290 | 28.0257 USD | ||||
USD 1 ordinary | Purchase | 282 | 27.9203 USD | ||||
USD 1 ordinary | Purchase | 212 | 27.9376 USD | ||||
USD 1 ordinary | Purchase | 200 | 28.2600 USD | ||||
USD 1 ordinary | Purchase | 167 | 28.0400 USD | ||||
USD 1 ordinary | Purchase | 112 | 27.9873 USD | ||||
USD 1 ordinary | Purchase | 109 | 28.1494 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.9200 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.9350 USD | ||||
USD 1 ordinary | Purchase | 28 | 28.0100 USD | ||||
USD 1 ordinary | Sale | 978,470 | 28.0167 USD | ||||
USD 1 ordinary | Sale | 707,000 | 480.3300 ZAR | ||||
USD 1 ordinary | Sale | 44,766 | 28.0047 USD | ||||
USD 1 ordinary | Sale | 41,999 | 27.9411 USD | ||||
USD 1 ordinary | Sale | 13,832 | 28.0215 USD | ||||
USD 1 ordinary | Sale | 11,147 | 28.0001 USD | ||||
USD 1 ordinary | Sale | 9,024 | 28.0109 USD | ||||
USD 1 ordinary | Sale | 5,934 | 27.8704 USD | ||||
USD 1 ordinary | Sale | 5,156 | 28.0433 USD | ||||
USD 1 ordinary | Sale | 4,722 | 28.1052 USD | ||||
USD 1 ordinary | Sale | 4,191 | 27.9795 USD | ||||
USD 1 ordinary | Sale | 4,043 | 27.9906 USD | ||||
USD 1 ordinary | Sale | 3,773 | 28.0322 USD | ||||
USD 1 ordinary | Sale | 2,895 | 27.9771 USD | ||||
USD 1 ordinary | Sale | 2,492 | 28.0354 USD | ||||
USD 1 ordinary | Sale | 2,000 | 28.0200 USD | ||||
USD 1 ordinary | Sale | 1,743 | 27.9879 USD | ||||
USD 1 ordinary | Sale | 1,242 | 28.0000 USD | ||||
USD 1 ordinary | Sale | 994 | 28.0710 USD | ||||
USD 1 ordinary | Sale | 880 | 28.0178 USD | ||||
USD 1 ordinary | Sale | 853 | 28.1190 USD | ||||
USD 1 ordinary | Sale | 742 | 28.0414 USD | ||||
USD 1 ordinary | Sale | 700 | 28.1735 USD | ||||
USD 1 ordinary | Sale | 640 | 27.9865 USD | ||||
USD 1 ordinary | Sale | 553 | 28.0975 USD | ||||
USD 1 ordinary | Sale | 546 | 27.9805 USD | ||||
USD 1 ordinary | Sale | 492 | 28.0355 USD | ||||
USD 1 ordinary | Sale | 424 | 27.9376 USD | ||||
USD 1 ordinary | Sale | 404 | 27.9253 USD | ||||
USD 1 ordinary | Sale | 398 | 27.9700 USD | ||||
USD 1 ordinary | Sale | 387 | 28.0150 USD | ||||
USD 1 ordinary | Sale | 325 | 28.0851 USD | ||||
USD 1 ordinary | Sale | 282 | 27.9866 USD | ||||
USD 1 ordinary | Sale | 282 | 27.9203 USD | ||||
USD 1 ordinary | Sale | 264 | 28.0448 USD | ||||
USD 1 ordinary | Sale | 220 | 28.0275 USD | ||||
USD 1 ordinary | Sale | 203 | 28.1615 USD | ||||
USD 1 ordinary | Sale | 200 | 28.2600 USD | ||||
USD 1 ordinary | Sale | 166 | 28.0400 USD | ||||
USD 1 ordinary | Sale | 165 | 28.0216 USD | ||||
USD 1 ordinary | Sale | 165 | 28.0116 USD | ||||
USD 1 ordinary | Sale | 114 | 28.0024 USD | ||||
USD 1 ordinary | Sale | 110 | 28.0075 USD | ||||
USD 1 ordinary | Sale | 108 | 27.8361 USD | ||||
USD 1 ordinary | Sale | 106 | 28.1900 USD | ||||
USD 1 ordinary | Sale | 105 | 27.8397 USD | ||||
USD 1 ordinary | Sale | 100 | 28.0050 USD | ||||
USD 1 ordinary | Sale | 100 | 27.8300 USD | ||||
USD 1 ordinary | Sale | 100 | 27.9800 USD | ||||
USD 1 ordinary | Sale | 97 | 28.1550 USD | ||||
USD 1 ordinary | Sale | 30 | 27.9500 USD | ||||
USD 1 ordinary | Sale | 12 | 28.1050 USD | ||||
USD 1 ordinary | Sale | 10 | 28.2000 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 707,000 | 480.3780 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 170 | 491.9703 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27 | 492.3236 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,874 | 494.5079 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,294 | 494.6017 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27,042 | 494.6230 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,328 | 494.8243 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 34,390 | 494.8333 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 58 | 494.9537 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 62 | 494.9892 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41,600 | 495.1614 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,972 | 495.2437 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,008 | 495.3129 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,000 | 495.4521 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,000 | 495.4522 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 29 | 495.4724 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,829 | 495.6584 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 40,024 | 495.7000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,374 | 496.1781 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,231 | 493.4774 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,935 | 493.5152 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,952 | 493.7833 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,800 | 493.8587 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,815 | 493.9084 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 930,082 | 494.3850 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,874 | 494.4239 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,294 | 494.5177 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,062 | 494.5898 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 28,192 | 494.7294 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,328 | 494.7402 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 34,390 | 494.7492 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 58 | 494.8696 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 62 | 494.9051 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,972 | 495.1596 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,008 | 495.2287 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,000 | 495.3678 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 29 | 495.3882 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,000 | 495.4522 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,829 | 495.5741 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 40,024 | 495.6157 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,669 | 495.9331 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 900 | 497.2316 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 183 | 497.2821 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,935 | 493.4634 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,952 | 493.7191 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 8,815 | 493.8812 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 930,082 | 494.3207 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,062 | 494.5378 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 28,192 | 494.6774 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 183 | 497.1677 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 707,000 | 480.3797 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 170 | 492.0835 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 27 | 492.3877 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 27,042 | 494.6749 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 11,374 | 496.2054 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 41,999 | 27.9426 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 17 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays