11th Oct 2024 13:13
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 10 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 3,126,829 | 0.74% | 2,981,226 | 0.71% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 2,890,379 | 0.69% | 1,969,449 | 0.47% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 6,147,208 | 1.46% | 5,110,675 | 1.21% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
USD 1 ordinary | Purchase | 675,000 | 458.0100 ZAR | ||||
USD 1 ordinary | Purchase | 427,572 | 26.3079 USD | ||||
USD 1 ordinary | Purchase | 121,177 | 26.7168 USD | ||||
USD 1 ordinary | Purchase | 61,740 | 26.7828 USD | ||||
USD 1 ordinary | Purchase | 46,488 | 26.5547 USD | ||||
USD 1 ordinary | Purchase | 39,465 | 25.9607 USD | ||||
USD 1 ordinary | Purchase | 22,382 | 26.7144 USD | ||||
USD 1 ordinary | Purchase | 22,320 | 26.6471 USD | ||||
USD 1 ordinary | Purchase | 17,496 | 26.7172 USD | ||||
USD 1 ordinary | Purchase | 16,993 | 26.6004 USD | ||||
USD 1 ordinary | Purchase | 12,156 | 26.1735 USD | ||||
USD 1 ordinary | Purchase | 9,605 | 26.6264 USD | ||||
USD 1 ordinary | Purchase | 8,777 | 26.5204 USD | ||||
USD 1 ordinary | Purchase | 6,810 | 26.7900 USD | ||||
USD 1 ordinary | Purchase | 5,593 | 26.6180 USD | ||||
USD 1 ordinary | Purchase | 5,118 | 26.7938 USD | ||||
USD 1 ordinary | Purchase | 2,211 | 26.7639 USD | ||||
USD 1 ordinary | Purchase | 2,135 | 26.7376 USD | ||||
USD 1 ordinary | Purchase | 1,499 | 26.7540 USD | ||||
USD 1 ordinary | Purchase | 1,143 | 26.6987 USD | ||||
USD 1 ordinary | Purchase | 1,141 | 26.7802 USD | ||||
USD 1 ordinary | Purchase | 1,130 | 26.7891 USD | ||||
USD 1 ordinary | Purchase | 1,116 | 26.7876 USD | ||||
USD 1 ordinary | Purchase | 1,065 | 26.7178 USD | ||||
USD 1 ordinary | Purchase | 1,040 | 26.6500 USD | ||||
USD 1 ordinary | Purchase | 808 | 26.1600 USD | ||||
USD 1 ordinary | Purchase | 799 | 26.6822 USD | ||||
USD 1 ordinary | Purchase | 700 | 26.7514 USD | ||||
USD 1 ordinary | Purchase | 580 | 26.7764 USD | ||||
USD 1 ordinary | Purchase | 544 | 26.6505 USD | ||||
USD 1 ordinary | Purchase | 450 | 26.5488 USD | ||||
USD 1 ordinary | Purchase | 324 | 26.7300 USD | ||||
USD 1 ordinary | Purchase | 304 | 26.6601 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.7600 USD | ||||
USD 1 ordinary | Purchase | 300 | 26.7100 USD | ||||
USD 1 ordinary | Purchase | 261 | 26.7038 USD | ||||
USD 1 ordinary | Purchase | 200 | 26.8050 USD | ||||
USD 1 ordinary | Purchase | 153 | 26.7700 USD | ||||
USD 1 ordinary | Purchase | 137 | 26.7800 USD | ||||
USD 1 ordinary | Purchase | 119 | 26.8000 USD | ||||
USD 1 ordinary | Purchase | 110 | 26.7318 USD | ||||
USD 1 ordinary | Purchase | 69 | 26.7411 USD | ||||
USD 1 ordinary | Purchase | 52 | 26.8071 USD | ||||
USD 1 ordinary | Sale | 675,000 | 458.0100 ZAR | ||||
USD 1 ordinary | Sale | 616,918 | 26.3711 USD | ||||
USD 1 ordinary | Sale | 22,382 | 26.7144 USD | ||||
USD 1 ordinary | Sale | 17,611 | 26.6301 USD | ||||
USD 1 ordinary | Sale | 17,493 | 26.6890 USD | ||||
USD 1 ordinary | Sale | 17,275 | 26.6731 USD | ||||
USD 1 ordinary | Sale | 11,964 | 26.4746 USD | ||||
USD 1 ordinary | Sale | 10,376 | 26.8268 USD | ||||
USD 1 ordinary | Sale | 9,802 | 26.7181 USD | ||||
USD 1 ordinary | Sale | 8,974 | 26.7474 USD | ||||
USD 1 ordinary | Sale | 7,538 | 26.7248 USD | ||||
USD 1 ordinary | Sale | 7,491 | 26.4485 USD | ||||
USD 1 ordinary | Sale | 6,800 | 26.7900 USD | ||||
USD 1 ordinary | Sale | 6,655 | 26.6259 USD | ||||
USD 1 ordinary | Sale | 6,580 | 26.7775 USD | ||||
USD 1 ordinary | Sale | 6,067 | 26.7218 USD | ||||
USD 1 ordinary | Sale | 5,452 | 26.7796 USD | ||||
USD 1 ordinary | Sale | 4,211 | 26.2231 USD | ||||
USD 1 ordinary | Sale | 4,101 | 26.6924 USD | ||||
USD 1 ordinary | Sale | 3,404 | 26.7689 USD | ||||
USD 1 ordinary | Sale | 3,203 | 26.7764 USD | ||||
USD 1 ordinary | Sale | 2,635 | 26.7432 USD | ||||
USD 1 ordinary | Sale | 2,599 | 26.5501 USD | ||||
USD 1 ordinary | Sale | 2,524 | 26.7781 USD | ||||
USD 1 ordinary | Sale | 2,033 | 26.8059 USD | ||||
USD 1 ordinary | Sale | 1,750 | 26.7708 USD | ||||
USD 1 ordinary | Sale | 1,725 | 26.7543 USD | ||||
USD 1 ordinary | Sale | 1,595 | 26.7612 USD | ||||
USD 1 ordinary | Sale | 1,513 | 26.4881 USD | ||||
USD 1 ordinary | Sale | 1,283 | 26.7813 USD | ||||
USD 1 ordinary | Sale | 1,240 | 26.7902 USD | ||||
USD 1 ordinary | Sale | 1,125 | 26.7600 USD | ||||
USD 1 ordinary | Sale | 923 | 26.7843 USD | ||||
USD 1 ordinary | Sale | 900 | 26.7966 USD | ||||
USD 1 ordinary | Sale | 800 | 26.6837 USD | ||||
USD 1 ordinary | Sale | 517 | 26.7434 USD | ||||
USD 1 ordinary | Sale | 410 | 26.2485 USD | ||||
USD 1 ordinary | Sale | 301 | 26.8735 USD | ||||
USD 1 ordinary | Sale | 300 | 26.6800 USD | ||||
USD 1 ordinary | Sale | 300 | 26.7000 USD | ||||
USD 1 ordinary | Sale | 282 | 26.5699 USD | ||||
USD 1 ordinary | Sale | 220 | 26.7779 USD | ||||
USD 1 ordinary | Sale | 200 | 26.6300 USD | ||||
USD 1 ordinary | Sale | 200 | 26.8900 USD | ||||
USD 1 ordinary | Sale | 111 | 26.6000 USD | ||||
USD 1 ordinary | Sale | 101 | 26.8211 USD | ||||
USD 1 ordinary | Sale | 100 | 26.8100 USD | ||||
USD 1 ordinary | Sale | 100 | 26.9000 USD | ||||
USD 1 ordinary | Sale | 93 | 26.7866 USD | ||||
USD 1 ordinary | Sale | 78 | 26.7836 USD | ||||
USD 1 ordinary | Sale | 69 | 26.7411 USD | ||||
USD 1 ordinary | Sale | 65 | 26.7650 USD | ||||
USD 1 ordinary | Sale | 50 | 26.5300 USD | ||||
USD 1 ordinary | Sale | 50 | 25.7780 USD | ||||
USD 1 ordinary | Sale | 31 | 26.7800 USD | ||||
USD 1 ordinary | Sale | 31 | 26.7700 USD | ||||
USD 1 ordinary | Sale | 29 | 26.6519 USD | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
USD 1 ordinary | SWAP | Increasing Short | 702 | 492.6315 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 682 | 454.1563 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 60 | 454.3337 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,174 | 454.3455 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,748 | 454.5205 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 438 | 454.6373 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 217 | 454.6472 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,100 | 455.2377 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,560 | 455.7278 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,006 | 456.3057 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 338 | 457.1510 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,160 | 457.1802 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 675,000 | 458.0558 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,752 | 461.2173 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,732 | 461.8633 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 48,647 | 462.3152 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,040 | 468.1959 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22,362 | 470.9644 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22,324 | 471.1972 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 33,130 | 471.2000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,748 | 454.4433 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 438 | 454.5600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,249 | 454.5643 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,100 | 455.1604 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,006 | 456.2282 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,160 | 457.1025 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 702 | 457.1481 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,371 | 457.9121 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,666 | 459.6475 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 38,215 | 461.4489 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 48,647 | 462.2366 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,600 | 462.5152 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 504,997 | 462.9864 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 64 | 467.0905 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,362 | 470.9644 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,324 | 471.1171 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 33,130 | 471.1198 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,249 | 454.5393 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 702 | 457.1001 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,371 | 457.8641 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 11,666 | 459.5877 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 38,215 | 461.4004 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 504,997 | 462.9262 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 64 | 466.9831 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 682 | 454.2607 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 60 | 454.3928 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,174 | 454.3932 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 217 | 454.6950 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 338 | 457.1761 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 675,000 | 458.0100 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 13,752 | 461.2657 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,732 | 461.9233 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,363 | 26.7164 USD | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 11 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Barclays