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Form 8.3 - AngloGold Ashanti plc

11th Oct 2024 13:13

RNS Number : 9264H
Barclays PLC
11 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

10 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,126,829

0.74%

2,981,226

0.71%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,890,379

0.69%

1,969,449

0.47%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

6,147,208

1.46%

5,110,675

1.21%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

675,000

458.0100 ZAR

USD 1 ordinary

Purchase

427,572

26.3079 USD

USD 1 ordinary

Purchase

121,177

26.7168 USD

USD 1 ordinary

Purchase

61,740

26.7828 USD

USD 1 ordinary

Purchase

46,488

26.5547 USD

USD 1 ordinary

Purchase

39,465

25.9607 USD

USD 1 ordinary

Purchase

22,382

26.7144 USD

USD 1 ordinary

Purchase

22,320

26.6471 USD

USD 1 ordinary

Purchase

17,496

26.7172 USD

USD 1 ordinary

Purchase

16,993

26.6004 USD

USD 1 ordinary

Purchase

12,156

26.1735 USD

USD 1 ordinary

Purchase

9,605

26.6264 USD

USD 1 ordinary

Purchase

8,777

26.5204 USD

USD 1 ordinary

Purchase

6,810

26.7900 USD

USD 1 ordinary

Purchase

5,593

26.6180 USD

USD 1 ordinary

Purchase

5,118

26.7938 USD

USD 1 ordinary

Purchase

2,211

26.7639 USD

USD 1 ordinary

Purchase

2,135

26.7376 USD

USD 1 ordinary

Purchase

1,499

26.7540 USD

USD 1 ordinary

Purchase

1,143

26.6987 USD

USD 1 ordinary

Purchase

1,141

26.7802 USD

USD 1 ordinary

Purchase

1,130

26.7891 USD

USD 1 ordinary

Purchase

1,116

26.7876 USD

USD 1 ordinary

Purchase

1,065

26.7178 USD

USD 1 ordinary

Purchase

1,040

26.6500 USD

USD 1 ordinary

Purchase

808

26.1600 USD

USD 1 ordinary

Purchase

799

26.6822 USD

USD 1 ordinary

Purchase

700

26.7514 USD

USD 1 ordinary

Purchase

580

26.7764 USD

USD 1 ordinary

Purchase

544

26.6505 USD

USD 1 ordinary

Purchase

450

26.5488 USD

USD 1 ordinary

Purchase

324

26.7300 USD

USD 1 ordinary

Purchase

304

26.6601 USD

USD 1 ordinary

Purchase

300

26.7600 USD

USD 1 ordinary

Purchase

300

26.7100 USD

USD 1 ordinary

Purchase

261

26.7038 USD

USD 1 ordinary

Purchase

200

26.8050 USD

USD 1 ordinary

Purchase

153

26.7700 USD

USD 1 ordinary

Purchase

137

26.7800 USD

USD 1 ordinary

Purchase

119

26.8000 USD

USD 1 ordinary

Purchase

110

26.7318 USD

USD 1 ordinary

Purchase

69

26.7411 USD

USD 1 ordinary

Purchase

52

26.8071 USD

USD 1 ordinary

Sale

675,000

458.0100 ZAR

USD 1 ordinary

Sale

616,918

26.3711 USD

USD 1 ordinary

Sale

22,382

26.7144 USD

USD 1 ordinary

Sale

17,611

26.6301 USD

USD 1 ordinary

Sale

17,493

26.6890 USD

USD 1 ordinary

Sale

17,275

26.6731 USD

USD 1 ordinary

Sale

11,964

26.4746 USD

USD 1 ordinary

Sale

10,376

26.8268 USD

USD 1 ordinary

Sale

9,802

26.7181 USD

USD 1 ordinary

Sale

8,974

26.7474 USD

USD 1 ordinary

Sale

7,538

26.7248 USD

USD 1 ordinary

Sale

7,491

26.4485 USD

USD 1 ordinary

Sale

6,800

26.7900 USD

USD 1 ordinary

Sale

6,655

26.6259 USD

USD 1 ordinary

Sale

6,580

26.7775 USD

USD 1 ordinary

Sale

6,067

26.7218 USD

USD 1 ordinary

Sale

5,452

26.7796 USD

USD 1 ordinary

Sale

4,211

26.2231 USD

USD 1 ordinary

Sale

4,101

26.6924 USD

USD 1 ordinary

Sale

3,404

26.7689 USD

USD 1 ordinary

Sale

3,203

26.7764 USD

USD 1 ordinary

Sale

2,635

26.7432 USD

USD 1 ordinary

Sale

2,599

26.5501 USD

USD 1 ordinary

Sale

2,524

26.7781 USD

USD 1 ordinary

Sale

2,033

26.8059 USD

USD 1 ordinary

Sale

1,750

26.7708 USD

USD 1 ordinary

Sale

1,725

26.7543 USD

USD 1 ordinary

Sale

1,595

26.7612 USD

USD 1 ordinary

Sale

1,513

26.4881 USD

USD 1 ordinary

Sale

1,283

26.7813 USD

USD 1 ordinary

Sale

1,240

26.7902 USD

USD 1 ordinary

Sale

1,125

26.7600 USD

USD 1 ordinary

Sale

923

26.7843 USD

USD 1 ordinary

Sale

900

26.7966 USD

USD 1 ordinary

Sale

800

26.6837 USD

USD 1 ordinary

Sale

517

26.7434 USD

USD 1 ordinary

Sale

410

26.2485 USD

USD 1 ordinary

Sale

301

26.8735 USD

USD 1 ordinary

Sale

300

26.6800 USD

USD 1 ordinary

Sale

300

26.7000 USD

USD 1 ordinary

Sale

282

26.5699 USD

USD 1 ordinary

Sale

220

26.7779 USD

USD 1 ordinary

Sale

200

26.6300 USD

USD 1 ordinary

Sale

200

26.8900 USD

USD 1 ordinary

Sale

111

26.6000 USD

USD 1 ordinary

Sale

101

26.8211 USD

USD 1 ordinary

Sale

100

26.8100 USD

USD 1 ordinary

Sale

100

26.9000 USD

USD 1 ordinary

Sale

93

26.7866 USD

USD 1 ordinary

Sale

78

26.7836 USD

USD 1 ordinary

Sale

69

26.7411 USD

USD 1 ordinary

Sale

65

26.7650 USD

USD 1 ordinary

Sale

50

26.5300 USD

USD 1 ordinary

Sale

50

25.7780 USD

USD 1 ordinary

Sale

31

26.7800 USD

USD 1 ordinary

Sale

31

26.7700 USD

USD 1 ordinary

Sale

29

26.6519 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Short

702

492.6315 ZAR

USD 1 ordinary

SWAP

Decreasing Short

682

454.1563 ZAR

USD 1 ordinary

SWAP

Decreasing Short

60

454.3337 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,174

454.3455 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,748

454.5205 ZAR

USD 1 ordinary

SWAP

Decreasing Short

438

454.6373 ZAR

USD 1 ordinary

SWAP

Decreasing Short

217

454.6472 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,100

455.2377 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,560

455.7278 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,006

456.3057 ZAR

USD 1 ordinary

SWAP

Decreasing Short

338

457.1510 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,160

457.1802 ZAR

USD 1 ordinary

SWAP

Decreasing Short

675,000

458.0558 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,752

461.2173 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,732

461.8633 ZAR

USD 1 ordinary

SWAP

Decreasing Short

48,647

462.3152 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,040

468.1959 ZAR

USD 1 ordinary

SWAP

Decreasing Short

22,362

470.9644 ZAR

USD 1 ordinary

SWAP

Decreasing Short

22,324

471.1972 ZAR

USD 1 ordinary

SWAP

Decreasing Short

33,130

471.2000 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,748

454.4433 ZAR

USD 1 ordinary

SWAP

Increasing Short

438

454.5600 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,249

454.5643 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,100

455.1604 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,006

456.2282 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,160

457.1025 ZAR

USD 1 ordinary

SWAP

Increasing Short

702

457.1481 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,371

457.9121 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,666

459.6475 ZAR

USD 1 ordinary

SWAP

Increasing Short

38,215

461.4489 ZAR

USD 1 ordinary

SWAP

Increasing Short

48,647

462.2366 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,600

462.5152 ZAR

USD 1 ordinary

SWAP

Increasing Short

504,997

462.9864 ZAR

USD 1 ordinary

SWAP

Increasing Short

64

467.0905 ZAR

USD 1 ordinary

SWAP

Increasing Short

22,362

470.9644 ZAR

USD 1 ordinary

SWAP

Increasing Short

22,324

471.1171 ZAR

USD 1 ordinary

SWAP

Increasing Short

33,130

471.1198 ZAR

USD 1 ordinary

CFD

Increasing Long

10,249

454.5393 ZAR

USD 1 ordinary

CFD

Increasing Long

702

457.1001 ZAR

USD 1 ordinary

CFD

Increasing Long

3,371

457.8641 ZAR

USD 1 ordinary

CFD

Increasing Long

11,666

459.5877 ZAR

USD 1 ordinary

CFD

Increasing Long

38,215

461.4004 ZAR

USD 1 ordinary

CFD

Increasing Long

504,997

462.9262 ZAR

USD 1 ordinary

CFD

Increasing Long

64

466.9831 ZAR

USD 1 ordinary

CFD

Decreasing Long

682

454.2607 ZAR

USD 1 ordinary

CFD

Decreasing Long

60

454.3928 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,174

454.3932 ZAR

USD 1 ordinary

CFD

Decreasing Long

217

454.6950 ZAR

USD 1 ordinary

CFD

Decreasing Long

338

457.1761 ZAR

USD 1 ordinary

CFD

Decreasing Long

675,000

458.0100 ZAR

USD 1 ordinary

CFD

Decreasing Long

13,752

461.2657 ZAR

USD 1 ordinary

CFD

Decreasing Long

4,732

461.9233 ZAR

USD 1 ordinary

SWAP

Increasing Short

22,363

26.7164 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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