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Form 8.3 - AngloGold Ashanti plc

22nd Oct 2024 15:19

RNS Number : 1769J
Barclays PLC
22 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

21 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

5,468,902

1.30%

5,289,419

1.25%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

5,185,547

1.22%

3,818,955

0.90%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

10,784,449

2.55%

9,268,374

2.19%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

470,833

30.7176 USD

USD 1 ordinary

Purchase

67,085

30.5809 USD

USD 1 ordinary

Purchase

46,591

30.7119 USD

USD 1 ordinary

Purchase

34,042

30.6864 USD

USD 1 ordinary

Purchase

28,622

30.6549 USD

USD 1 ordinary

Purchase

28,430

30.5549 USD

USD 1 ordinary

Purchase

24,000

541.5492 ZAR

USD 1 ordinary

Purchase

20,865

30.7826 USD

USD 1 ordinary

Purchase

18,287

30.5794 USD

USD 1 ordinary

Purchase

15,155

30.6043 USD

USD 1 ordinary

Purchase

11,718

30.7197 USD

USD 1 ordinary

Purchase

7,934

30.6515 USD

USD 1 ordinary

Purchase

6,825

30.6378 USD

USD 1 ordinary

Purchase

6,672

30.6457 USD

USD 1 ordinary

Purchase

5,780

30.7021 USD

USD 1 ordinary

Purchase

5,010

30.8067 USD

USD 1 ordinary

Purchase

4,191

30.6037 USD

USD 1 ordinary

Purchase

2,067

30.6443 USD

USD 1 ordinary

Purchase

2,020

30.6250 USD

USD 1 ordinary

Purchase

1,941

30.6221 USD

USD 1 ordinary

Purchase

1,580

30.6327 USD

USD 1 ordinary

Purchase

1,571

30.5970 USD

USD 1 ordinary

Purchase

1,343

30.5980 USD

USD 1 ordinary

Purchase

1,220

30.5791 USD

USD 1 ordinary

Purchase

1,219

30.6700 USD

USD 1 ordinary

Purchase

1,148

30.6355 USD

USD 1 ordinary

Purchase

1,065

541.4500 ZAR

USD 1 ordinary

Purchase

356

30.6000 USD

USD 1 ordinary

Purchase

300

30.6033 USD

USD 1 ordinary

Purchase

300

30.6866 USD

USD 1 ordinary

Purchase

212

30.6739 USD

USD 1 ordinary

Purchase

200

31.0400 USD

USD 1 ordinary

Purchase

200

30.4700 USD

USD 1 ordinary

Purchase

200

30.6050 USD

USD 1 ordinary

Purchase

131

30.6300 USD

USD 1 ordinary

Purchase

74

30.5286 USD

USD 1 ordinary

Purchase

36

30.5543 USD

USD 1 ordinary

Sale

616,872

30.6978 USD

USD 1 ordinary

Sale

35,057

30.7052 USD

USD 1 ordinary

Sale

25,138

30.6198 USD

USD 1 ordinary

Sale

24,000

541.5491 ZAR

USD 1 ordinary

Sale

22,727

30.6401 USD

USD 1 ordinary

Sale

19,166

30.5858 USD

USD 1 ordinary

Sale

12,306

30.6558 USD

USD 1 ordinary

Sale

6,253

30.6700 USD

USD 1 ordinary

Sale

6,013

30.7104 USD

USD 1 ordinary

Sale

5,940

30.8085 USD

USD 1 ordinary

Sale

5,531

30.5517 USD

USD 1 ordinary

Sale

5,286

30.8479 USD

USD 1 ordinary

Sale

4,805

30.5534 USD

USD 1 ordinary

Sale

3,930

30.6217 USD

USD 1 ordinary

Sale

3,589

30.7119 USD

USD 1 ordinary

Sale

3,356

30.5776 USD

USD 1 ordinary

Sale

2,202

30.8837 USD

USD 1 ordinary

Sale

2,000

30.4695 USD

USD 1 ordinary

Sale

1,807

30.5843 USD

USD 1 ordinary

Sale

1,476

30.8091 USD

USD 1 ordinary

Sale

1,439

30.6267 USD

USD 1 ordinary

Sale

1,340

30.6322 USD

USD 1 ordinary

Sale

1,228

30.5432 USD

USD 1 ordinary

Sale

1,214

30.7207 USD

USD 1 ordinary

Sale

1,148

30.6355 USD

USD 1 ordinary

Sale

1,065

541.4500 ZAR

USD 1 ordinary

Sale

937

30.6746 USD

USD 1 ordinary

Sale

803

30.6024 USD

USD 1 ordinary

Sale

440

30.6688 USD

USD 1 ordinary

Sale

430

30.6500 USD

USD 1 ordinary

Sale

356

30.7960 USD

USD 1 ordinary

Sale

300

30.4700 USD

USD 1 ordinary

Sale

257

30.5276 USD

USD 1 ordinary

Sale

203

30.6286 USD

USD 1 ordinary

Sale

200

31.0400 USD

USD 1 ordinary

Sale

141

30.6943 USD

USD 1 ordinary

Sale

112

30.5144 USD

USD 1 ordinary

Sale

100

30.6000 USD

USD 1 ordinary

Sale

56

30.5250 USD

USD 1 ordinary

Sale

48

30.6600 USD

USD 1 ordinary

Sale

36

30.5543 USD

USD 1 ordinary

Sale

15

30.4850 USD

USD 1 ordinary

Sale

4

30.5000 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

263,335

535.0635 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,569

536.8337 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,498

537.1204 ZAR

USD 1 ordinary

SWAP

Decreasing Short

29,772

539.9032 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,109

540.1248 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,517

540.1629 ZAR

USD 1 ordinary

SWAP

Decreasing Short

24

540.4400 ZAR

USD 1 ordinary

SWAP

Decreasing Short

44

540.4531 ZAR

USD 1 ordinary

SWAP

Decreasing Short

29,305

541.1233 ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,234

541.3651 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,153

541.4300 ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,555

541.4475 ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,776

541.4500 ZAR

USD 1 ordinary

SWAP

Decreasing Short

5,600

541.4756 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,849

541.5622 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,000

542.8825 ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,589

542.9380 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,106

544.0624 ZAR

USD 1 ordinary

SWAP

Decreasing Short

694

544.3401 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,377

538.7037 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,300

538.9504 ZAR

USD 1 ordinary

SWAP

Increasing Short

921

539.7194 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,109

540.0330 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,517

540.0711 ZAR

USD 1 ordinary

SWAP

Increasing Short

24

540.3481 ZAR

USD 1 ordinary

SWAP

Increasing Short

44

540.3613 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,339

540.3670 ZAR

USD 1 ordinary

SWAP

Increasing Short

29,305

541.0313 ZAR

USD 1 ordinary

SWAP

Increasing Short

567,362

541.2011 ZAR

USD 1 ordinary

SWAP

Increasing Short

23,234

541.2731 ZAR

USD 1 ordinary

SWAP

Increasing Short

26,555

541.3555 ZAR

USD 1 ordinary

SWAP

Increasing Short

26,776

541.3579 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,849

541.4702 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,584

541.8492 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,000

542.7902 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,589

542.8457 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,300

543.0795 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,251

544.0845 ZAR

USD 1 ordinary

CFD

Increasing Long

3,377

538.6471 ZAR

USD 1 ordinary

CFD

Increasing Long

921

539.6897 ZAR

USD 1 ordinary

CFD

Increasing Long

9,339

540.3102 ZAR

USD 1 ordinary

CFD

Increasing Long

567,362

541.1307 ZAR

USD 1 ordinary

CFD

Increasing Long

25,584

541.7787 ZAR

USD 1 ordinary

CFD

Increasing Long

10,251

544.0273 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,569

536.9571 ZAR

USD 1 ordinary

CFD

Decreasing Long

5,498

537.1768 ZAR

USD 1 ordinary

CFD

Decreasing Long

29,772

539.9598 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,153

541.5003 ZAR

USD 1 ordinary

CFD

Decreasing Long

3,106

544.1195 ZAR

USD 1 ordinary

CFD

Decreasing Long

694

544.3700 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFLSIRLFFIS

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