22nd Oct 2024 15:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 21 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 5,468,902 | 1.30% | 5,289,419 | 1.25% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,185,547 | 1.22% | 3,818,955 | 0.90% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 10,784,449 | 2.55% | 9,268,374 | 2.19% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 470,833 | 30.7176 USD | ||||
USD 1 ordinary | Purchase | 67,085 | 30.5809 USD | ||||
USD 1 ordinary | Purchase | 46,591 | 30.7119 USD | ||||
USD 1 ordinary | Purchase | 34,042 | 30.6864 USD | ||||
USD 1 ordinary | Purchase | 28,622 | 30.6549 USD | ||||
USD 1 ordinary | Purchase | 28,430 | 30.5549 USD | ||||
USD 1 ordinary | Purchase | 24,000 | 541.5492 ZAR | ||||
USD 1 ordinary | Purchase | 20,865 | 30.7826 USD | ||||
USD 1 ordinary | Purchase | 18,287 | 30.5794 USD | ||||
USD 1 ordinary | Purchase | 15,155 | 30.6043 USD | ||||
USD 1 ordinary | Purchase | 11,718 | 30.7197 USD | ||||
USD 1 ordinary | Purchase | 7,934 | 30.6515 USD | ||||
USD 1 ordinary | Purchase | 6,825 | 30.6378 USD | ||||
USD 1 ordinary | Purchase | 6,672 | 30.6457 USD | ||||
USD 1 ordinary | Purchase | 5,780 | 30.7021 USD | ||||
USD 1 ordinary | Purchase | 5,010 | 30.8067 USD | ||||
USD 1 ordinary | Purchase | 4,191 | 30.6037 USD | ||||
USD 1 ordinary | Purchase | 2,067 | 30.6443 USD | ||||
USD 1 ordinary | Purchase | 2,020 | 30.6250 USD | ||||
USD 1 ordinary | Purchase | 1,941 | 30.6221 USD | ||||
USD 1 ordinary | Purchase | 1,580 | 30.6327 USD | ||||
USD 1 ordinary | Purchase | 1,571 | 30.5970 USD | ||||
USD 1 ordinary | Purchase | 1,343 | 30.5980 USD | ||||
USD 1 ordinary | Purchase | 1,220 | 30.5791 USD | ||||
USD 1 ordinary | Purchase | 1,219 | 30.6700 USD | ||||
USD 1 ordinary | Purchase | 1,148 | 30.6355 USD | ||||
USD 1 ordinary | Purchase | 1,065 | 541.4500 ZAR | ||||
USD 1 ordinary | Purchase | 356 | 30.6000 USD | ||||
USD 1 ordinary | Purchase | 300 | 30.6033 USD | ||||
USD 1 ordinary | Purchase | 300 | 30.6866 USD | ||||
USD 1 ordinary | Purchase | 212 | 30.6739 USD | ||||
USD 1 ordinary | Purchase | 200 | 31.0400 USD | ||||
USD 1 ordinary | Purchase | 200 | 30.4700 USD | ||||
USD 1 ordinary | Purchase | 200 | 30.6050 USD | ||||
USD 1 ordinary | Purchase | 131 | 30.6300 USD | ||||
USD 1 ordinary | Purchase | 74 | 30.5286 USD | ||||
USD 1 ordinary | Purchase | 36 | 30.5543 USD | ||||
USD 1 ordinary | Sale | 616,872 | 30.6978 USD | ||||
USD 1 ordinary | Sale | 35,057 | 30.7052 USD | ||||
USD 1 ordinary | Sale | 25,138 | 30.6198 USD | ||||
USD 1 ordinary | Sale | 24,000 | 541.5491 ZAR | ||||
USD 1 ordinary | Sale | 22,727 | 30.6401 USD | ||||
USD 1 ordinary | Sale | 19,166 | 30.5858 USD | ||||
USD 1 ordinary | Sale | 12,306 | 30.6558 USD | ||||
USD 1 ordinary | Sale | 6,253 | 30.6700 USD | ||||
USD 1 ordinary | Sale | 6,013 | 30.7104 USD | ||||
USD 1 ordinary | Sale | 5,940 | 30.8085 USD | ||||
USD 1 ordinary | Sale | 5,531 | 30.5517 USD | ||||
USD 1 ordinary | Sale | 5,286 | 30.8479 USD | ||||
USD 1 ordinary | Sale | 4,805 | 30.5534 USD | ||||
USD 1 ordinary | Sale | 3,930 | 30.6217 USD | ||||
USD 1 ordinary | Sale | 3,589 | 30.7119 USD | ||||
USD 1 ordinary | Sale | 3,356 | 30.5776 USD | ||||
USD 1 ordinary | Sale | 2,202 | 30.8837 USD | ||||
USD 1 ordinary | Sale | 2,000 | 30.4695 USD | ||||
USD 1 ordinary | Sale | 1,807 | 30.5843 USD | ||||
USD 1 ordinary | Sale | 1,476 | 30.8091 USD | ||||
USD 1 ordinary | Sale | 1,439 | 30.6267 USD | ||||
USD 1 ordinary | Sale | 1,340 | 30.6322 USD | ||||
USD 1 ordinary | Sale | 1,228 | 30.5432 USD | ||||
USD 1 ordinary | Sale | 1,214 | 30.7207 USD | ||||
USD 1 ordinary | Sale | 1,148 | 30.6355 USD | ||||
USD 1 ordinary | Sale | 1,065 | 541.4500 ZAR | ||||
USD 1 ordinary | Sale | 937 | 30.6746 USD | ||||
USD 1 ordinary | Sale | 803 | 30.6024 USD | ||||
USD 1 ordinary | Sale | 440 | 30.6688 USD | ||||
USD 1 ordinary | Sale | 430 | 30.6500 USD | ||||
USD 1 ordinary | Sale | 356 | 30.7960 USD | ||||
USD 1 ordinary | Sale | 300 | 30.4700 USD | ||||
USD 1 ordinary | Sale | 257 | 30.5276 USD | ||||
USD 1 ordinary | Sale | 203 | 30.6286 USD | ||||
USD 1 ordinary | Sale | 200 | 31.0400 USD | ||||
USD 1 ordinary | Sale | 141 | 30.6943 USD | ||||
USD 1 ordinary | Sale | 112 | 30.5144 USD | ||||
USD 1 ordinary | Sale | 100 | 30.6000 USD | ||||
USD 1 ordinary | Sale | 56 | 30.5250 USD | ||||
USD 1 ordinary | Sale | 48 | 30.6600 USD | ||||
USD 1 ordinary | Sale | 36 | 30.5543 USD | ||||
USD 1 ordinary | Sale | 15 | 30.4850 USD | ||||
USD 1 ordinary | Sale | 4 | 30.5000 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 263,335 | 535.0635 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,569 | 536.8337 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,498 | 537.1204 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 29,772 | 539.9032 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,109 | 540.1248 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,517 | 540.1629 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 24 | 540.4400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 44 | 540.4531 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 29,305 | 541.1233 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 23,234 | 541.3651 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,153 | 541.4300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,555 | 541.4475 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,776 | 541.4500 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,600 | 541.4756 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,849 | 541.5622 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,000 | 542.8825 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,589 | 542.9380 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,106 | 544.0624 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 694 | 544.3401 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,377 | 538.7037 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,300 | 538.9504 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 921 | 539.7194 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,109 | 540.0330 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,517 | 540.0711 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24 | 540.3481 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 44 | 540.3613 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,339 | 540.3670 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 29,305 | 541.0313 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 567,362 | 541.2011 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 23,234 | 541.2731 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,555 | 541.3555 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,776 | 541.3579 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,849 | 541.4702 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,584 | 541.8492 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,000 | 542.7902 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,589 | 542.8457 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,300 | 543.0795 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,251 | 544.0845 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,377 | 538.6471 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 921 | 539.6897 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 9,339 | 540.3102 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 567,362 | 541.1307 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,584 | 541.7787 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,251 | 544.0273 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,569 | 536.9571 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 5,498 | 537.1768 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 29,772 | 539.9598 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,153 | 541.5003 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,106 | 544.1195 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 694 | 544.3700 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 22 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays